International Relations

FSI researchers strive to understand how countries relate to one another, and what policies are needed to achieve global stability and prosperity. International relations experts focus on the challenging U.S.-Russian relationship, the alliance between the U.S. and Japan and the limitations of America’s counterinsurgency strategy in Afghanistan.

Foreign aid is also examined by scholars trying to understand whether money earmarked for health improvements reaches those who need it most. And FSI’s Walter H. Shorenstein Asia-Pacific Research Center has published on the need for strong South Korean leadership in dealing with its northern neighbor.

FSI researchers also look at the citizens who drive international relations, studying the effects of migration and how borders shape people’s lives. Meanwhile FSI students are very much involved in this area, working with the United Nations in Ethiopia to rethink refugee communities.

Trade is also a key component of international relations, with FSI approaching the topic from a slew of angles and states. The economy of trade is rife for study, with an APARC event on the implications of more open trade policies in Japan, and FSI researchers making sense of who would benefit from a free trade zone between the European Union and the United States.

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This event is available to in-person attendees and will not be livestreamed.

In this talk, Carlin and Hecker will discuss the answer to the question posed in their recent article Is Kim Jong Un Preparing for War? and share its background and the reactions to it.

About the Speakers:

Robert Carlin

Robert Carlin, a longtime analyst of North Korea and frequent visitor to the DPRK, is currently a non-resident scholar at the James Martin Center for Nonproliferation Studies, Middlebury Institute of International Studies at Monterey. From 2006-2022, he was a consultant at the Center for International Security and Cooperation (CISAC) at Stanford University. Before that, he was a political advisor at the Korean Economic Development Organization (KEDO), a multinational consortium organized to carry out key provisions of the 1994 US-DPRK Agreed Framework. From 1989, Carlin was in the State Department’s Bureau of Intelligence and Research, concurrently taking part as an intelligence advisor in a range of negotiations with the DPRK. In various capacities, Carlin has visited North Korea over 30 times. He is the co-author with Don Oberdorfer of The Two Koreas, third edition, 2014. 

Sig Hecker portrait

Siegfried Hecker is an internationally recognized expert in plutonium science, global threat reduction, and nuclear security. He is currently a professor of practice at the James Martin Center for Nonproliferation Studies, Middlebury Institute of International Studies at Monterey, and in the Department of Nuclear Engineering at Texas A&M University. Hecker served at the Los Alamos National Laboratory for 34 years, including 12 years as director from 1986 through 1997. He was affiliated with Stanford University for 17 years, including 6 years as co-director of the Center for International Security and Cooperation (CISAC). At Stanford, he was a professor (research) in the Department of Management Science and Engineering and a senior fellow at CISAC. Dr. Hecker is the editor of Doomed to Cooperate (2016), two volumes documenting the history of Russian-U.S. laboratory-to-laboratory cooperation, and Hinge Points: An Inside Look at North Korea’s Nuclear Program (2023) written with Elliot Serbin.

All media representatives interested in covering the event or accessing the event site should contact aparc-communications@stanford.edu by 5 PM Pacific Time, Tuesday, March 5.

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A related event by the speakers held at APARC in 2020 is available to view at https://fsi.stanford.edu/news/experts-korea-discuss-future-north-korea-amidst-escalations.

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As tensions continue to grow between China and the United States, Southeast Asian nations remain locked in the epicenter of an emergent geopolitical competition. Many questions remain as to how these countries will respond to the external pressures generated by this rivalry.

To address these questions, Southeast Asia Program Director Donald K. Emmerson recently joined ONE News Philippines host Richard Heydarian for an interview in an episode of the series The View From Manila. The full interview is available below:

Heydarian opened the conversation by asking whether great power competition between China and the United States constituted a new Cold War. According to Emmerson, this was not the case, and another Cold War in the region is unlikely to happen due in part to the economic interconnectedness between China and the United States.

Over the course of the conversation, Emmerson discussed the various challenges ASEAN member nations face as they balance their own domestic needs and desire for autonomy with the increasingly tenuous international political scene in the South China Sea.

Emmerson emphasized the potential vulnerability of ASEAN member states amidst clashes between superpower countries. “It's natural that the diversity of Southeast Asia would be an opportunity for large, powerful outsiders to come in and try to establish support that would further divide Southeast Asia,” he said of the potential for great power rivalry to continue and perhaps worsen the multiple divisions and distinctions that already exist within Southeast Asia.

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A Pivotal Partnership: The U.S.-Japan Alliance, Deterrence, and the Future of Taiwan

A panel discussion co-hosted by Shorenstein APARC and the Sasakawa Peace Foundation USA examined the key dynamics at play in the unfolding regional competition over power, influence, and the fate of Taiwan.
A Pivotal Partnership: The U.S.-Japan Alliance, Deterrence, and the Future of Taiwan
Norman Joshua
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Postdoc Perspective: Norman Joshua

Norman Joshua, APARC’s Shorenstein Postdoctoral Fellow on Contemporary Asia for the 2023-24 academic year, reflects on his work and career path.
Postdoc Perspective: Norman Joshua
U.S. President Joe Biden talks with Thai Prime Minister Srettha Thavisin as they and other World leaders arrive for a "family photo" during the 2023 Asia-Pacific Economic Cooperation (APEC) Leaders' Week.
Commentary

Navigating New Realities: The Future of U.S.–Thai Relations

While a return to the U.S.-Thailand alliance's heyday may seem improbable, patience, persistence, and an acknowledgment of new geopolitical realities can pave the way for a more productive relationship between Washington and Bangkok.
Navigating New Realities: The Future of U.S.–Thai Relations
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In a new interview, Southeast Asia Program Director Donald K. Emmerson discusses the history and politics that have shaped great power competition in Southeast Asia and how the intensifying rivalry between China and the United States might affect ASEAN member states.

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Slow Boil: What to Expect from North Korea in 2024

In this talk, Professor Victor Cha will discuss historical behavioral patterns of North Korean missile tests, military provocations, and weapons demonstrations, and what all these might mean for security on the Korean peninsula in 2024.

About the Speaker:

headshot of Victor Cha

Victor Cha is Distinguished University Professor, D.S. Song-KF Chair, and Professor of Government at Georgetown University. He is also Senior Vice President for Asia and Korea Chair at the Center for Strategic and International Studies in Washington D.C. He is the author of seven books including Korea: A New History of South Korea and North (Yale University Press, 2023) with Ramon Pacheco Pardo. Black Box: Methods and Data in the Study of Korean Unification and North Korea (Columbia University Press, 2024) is forthcoming.

Professor Cha was appointed in 2021 by Biden administration to serve on the Defense Policy Board in an advisory role to the Secretary of Defense. He formerly served on the White House National Security Council where he was responsible primarily for Japan, the Korean peninsula, Australia/New Zealand and Pacific Island affairs. He was also the Deputy Head of Delegation for the United States at the Six Party Talks in Beijing, and received two Outstanding Service Commendations during his tenure at the NSC.

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As nationalism and identity politics have come to dominate public spheres around the world, researchers strive to understand the repercussions of such political behavior. How does nationalism affect the health of a democratic system, and when might it foster well-functioning liberal democracy?

This is the central question that Gidong Kim, APARC’s 2023-25 Korea Program Postdoctoral Fellow, seeks to answer. Kim’s research, situated at the intersection of comparative politics and political economy, focuses on nationalism and identity politics, inequality and redistribution, and migration in South Korea and East Asia. He earned his Ph.D. in Political Science from the University of Missouri. In his dissertation, “Nationalism and Redistribution in New Democracies: Nationalist Legacies of Authoritarian Regimes,” he investigated the micro-level underpinnings that sustain weak welfare systems in developmental states. 

As part of his fellowship, Kim works with the Stanford Next Asia Policy Lab (SNAPL), a new initiative housed at Shorenstein APARC under the directorship of Professor Gi-Wook Shin. The Lab works to provide evidence-based policy recommendations to help implement structural reforms that foster a “Next Asia” characterized by social, cultural, and economic maturity.

On January 24, 2024, Dr. Kim will present his research at a seminar hosted by the Korea Program. You can register for the event, "Narratives of Inclusion: Evidence from South Korea’s Migration Challenge."

We caught up with Dr. Kim to hear more about his fellowship experience this academic year and what’s next. The conversation has been slightly edited for length and clarity. 

First off, can you describe your current research project?

Broadly speaking, as a comparative political scientist, I study nationalism and its behavioral consequences with a regional focus on Korea and East Asia. More specifically, because nationalism is sometimes harmful to liberal democracy, but it can also be helpful, I research when and how national sentiments have either negative or positive effects on liberal democracy through citizens’ political attitudes and behaviors, such as voting behavior, redistribution preferences, migration attitudes, and public opinion on foreign policy.  

How did you come to be interested in this topic?

I was born and raised in South Korea and earned my B.A. and M.A. in political science at a Korean university before pursuing my Ph.D. in the United States. Because I was originally interested in partisan politics, my goal was to understand how American voters think and behave, so that I can explain Korean politics using theories developed in the United States. However, as I took graduate seminars about American politics, I – both as a Korean and as an East Asian – learned that such theories could not be applied well to the Korean and East Asian context.  

It was my second year of the Ph.D. program when I had academic dissatisfaction about the discrepancy between Western theories and East Asian reality. Dr. Aram Hur, my doctoral advisor, has significantly influenced my academic interests and identity. Every conversation that I had with her led me to new insights.

APARC provides me with the best academic environment. If I want to develop and sharpen my research ideas, I can share my ideas anytime with excellent scholars who always give me constructive feedback.
Gidong Kim
2023-25 Korea Program Postdoctoral Fellow

In particular, we focused on nationalism, which can arise not only from each country’s different historical trajectories but also from citizens’ different interpretations and understandings of such trajectories. Since then, based on my personal experience and knowledge of Korea, I tried to challenge the extant political science theories to offer my explanation of Korean and East Asian political dynamics, especially through a lens of nationalism.  

How has your time at APARC as a Korea Program Postdoc helped your research?

APARC provides me with the best academic environment. First, everyone at the Center is open and always welcomes me whenever I need their help. For example, if I want to develop and sharpen my research ideas, I can share my ideas anytime with excellent scholars who always give me constructive feedback. I believe the in-person conversations I can have whenever necessary are the best part of APARC from which I benefit.

Moreover, both the Korea Program and APARC organize many events. Our events feature not only scholars but also policymakers. This is a tremendous help because I believe the ultimate goal of doing research is to make a better society. 

I felt that many U.S. social science Ph.D. programs, including in political science, aim to train their Ph.D. students as researchers who can write papers, less as leaders who can contribute to our communities. But the diverse events at the Korea Program and APARC keep reminding me of the importance of both roles by giving me a balanced perspective.

Are there any individuals who you connected with during your time at APARC?

Since I came here, I met diverse faculty members and excellent students. But I want to share my interactions with Research Fellow Dr. Xinru Ma and Postdoctoral Fellow Dr. Junki Nakahara. Because we share an office, we always have opportunities to discuss our research ideas, different perspectives, and even daily lives. In particular, while I’m a comparative political scientist, Xinru is an international relations (IR) scholar and Junki is a communication scholar. Because we have different academic foundations, this collaborative environment is extremely helpful for me to sharpen my research ideas.

As a junior scholar, I plan to focus on my research into nationalism and its political behavioral consequences. The projects I am leading at SNAPL focus on how the international relations context...shapes global citizens’ attitudes toward neighboring countries and foreign policy.
Gidong Kim
2023-25 Korea Program Postdoctoral Fellow

Can you describe the new SNAPL lab and share a bit about your experience?

SNAPL is led by Prof. Gi-Wook Shin, and its full name is ‘Stanford Next Asia Policy Lab.’ As you can see from the name, SNAPL has two main goals. First, we address emerging political, social, economic, and cultural challenges in Asia that can direct the ‘next’ Asia. Second, we also try to provide ‘policy’ solutions to those challenges to make the next Asia better. In other words, our ultimate goal is to upgrade Asia to the next level.  

For those goals, we gather every week. Because Xinru, Junki, and I are leading different, but interconnected, projects at SNAPL, we share ongoing respective research at our weekly meetings with Prof. Shin as well as our two excellent research associates, Haley and Irene. 

When we discuss together, we sometimes criticize each other and sometimes cannot reach a consensus. But eventually, our active debates lead us to come up with new ideas and find solutions together. 

This weekly SNAPL meeting is my favorite time because I can share my research, get insightful feedback from Prof. Shin, learn from Xinru and Junki, and also get excellent support from both Haley Gordon and Irene Kyoung. I believe this is the best way of doing research, which is extremely rare in the social science field.

What is on the horizon for you? What's next?

First, as a junior scholar, I plan to focus on my research into nationalism and its political behavioral consequences. The projects I am leading at SNAPL focus on how the international relations context, such as the growing U.S.-China tensions and dynamics of alliance relationships, shapes global citizens’ attitudes toward neighboring countries and foreign policy. Because these projects are fundamentally related to national sentiments, by focusing on my SNAPL projects, I want to not only contribute to SNAPL as a postdoctoral fellow but also produce good research as an independent scholar.

Second, as my long-term goal, I want to further promote Korean studies in the United States. Despite the growing academic and public interest in Korea, many people still have a limited understanding of the country. 

As a scholar, one way that I can think of to offer a better explanation of Korea is to actively produce scholarly works, such as books and papers, and more importantly, to share them through diverse networks. Thus, someday in the future, I want to lead an institute for Korean Studies and create diverse channels to share such works. 

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Gi-Wook Shin on a video screen in a TV studio speaking to a host of South Korean-based Arirang TV.
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Video Interview: Gi-Wook Shin's 2024 Forecast for South Korea's Politics, Diplomacy, and Culture

APARC and Korea Program Director Gi-Wook Shin joined Arirang News to examine geopolitical uncertainty surrounding the Korean Peninsula in 2024, North Korea's intentions, Japan-U.S.-South Korea trilateral cooperation, Seoul-Beijing relations, tensions over Taiwan, and South Korean politics and soft power.
Video Interview: Gi-Wook Shin's 2024 Forecast for South Korea's Politics, Diplomacy, and Culture
US-China meeting at the Filoli estate prior to APEC 2023 in San Francisco
News

Stopping the Spiral: Threat Perception and Interdependent Policy Behavior in U.S.-China Relations

A new article for The Washington Quarterly, co-authored by Thomas Fingar and David M. Lampton, investigates the drivers of Chinese policy behavior, assesses the role of U.S. policy in shaping it, and suggests steps to reduce the heightened tensions between the two superpowers.
Stopping the Spiral: Threat Perception and Interdependent Policy Behavior in U.S.-China Relations
U.S. President Joe Biden talks with Thai Prime Minister Srettha Thavisin as they and other World leaders arrive for a "family photo" during the 2023 Asia-Pacific Economic Cooperation (APEC) Leaders' Week.
Commentary

Navigating New Realities: The Future of U.S.–Thai Relations

While a return to the U.S.-Thailand alliance's heyday may seem improbable, patience, persistence, and an acknowledgment of new geopolitical realities can pave the way for a more productive relationship between Washington and Bangkok.
Navigating New Realities: The Future of U.S.–Thai Relations
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Korea Program Postdoctoral Fellow Gidong Kim discusses his research into nationalism and its behavioral consequences in Korea and East Asia.

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People’s Republic of China in the Baltic States
Edited by Una Aleksandra Bērziņa-Čerenkova and Kārlis Bukovskis, Riga, Latvian Institute of International Affairs, 2023, 154 pp., ISBN 978-9934-567-67-4


This collection of analytic essays describing political/security, economic, and people-to-people interactions between Latvia, Lithuania, and Estonia and the People’s Republic of China (PRC) provides a welcome and useful elucidation of similarities and differences among the Baltic states. It also identifies (albeit without specifically doing so) the kinds of challenges facing all small and mid-sized countries in their dealings with much larger powers. Asymmetries of scale in the size of populations, firms, government bureaucracies, and other capacities make it difficult to identify and exploit opportunities, maintain multifaceted relationships, and manage the deluge and sometimes manipulative intent of initiatives from the larger partner. Small state governments must play a larger brokering and facilitating role than is true in bigger economies because sub-national actors have limited knowledge and capacity. This is certainly the case with respect to Baltic state interactions with China. Moreover, as these essays make clear, disparities in size and national objectives create vulnerabilities and dependencies that can be manipulated by the larger partner. A recurring leitmotif of the book is that China attempts to exploit dependencies for political reasons.

For the complete book review, read it online or download the text above.

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U.S.-China relations have deteriorated to a level unforeseen since the early 1960s. China’s rapid military modernization, maritime posturing, and diplomatic withdrawals signal a persistent security-focused approach from Beijing. What is to be done in an era of great power competition, where policies promoting careful coexistence and reduction of tensions are deprioritized?

In a new article for The Washington Quarterly titled “China’s America Policy: Back to the Future,” co-authors Thomas Fingar, Shorenstein APARC fellow, and David M. Lampton, a senior research fellow at the Johns Hopkins—SAIS Foreign Policy Institute and a former Oksenberg-Rohlen Fellow at FSI, explain the current tensions through a comprehensive analysis of the historical drivers of Chinese policy. The article enhances the understanding of Chinese grand strategy and proposes a series of policy prescriptions to help reduce the dangerous externalities of the diplomatic feud between Beijing and Washington.


March 2024 update: Thomas Fingar and David M. Lampton joined Kaiser Kuo, host of the Sinica Podcast, to discuss their Washington Quarterly article. Listen:



The Lawrence Livermore National Laboratory's Center for Global Security Research (CGSR) sponsored the talk entitled "China's America Policy: Origins and Implications" by Dr. Tom Fingar on February 15, 2024. Watch:

 


Unhelpful Caricatures of China

Fingar and Lampton begin the article by acknowledging that U.S. policy is an important driver of Chinese behavior. They argue that U.S. policy has often been based on inaccurate and oft-counterproductive characterizations of China.

The authors challenge reductivist portrayals of Chinese strategy as purely ideological are misleading, asserting that “describing the PRC as an autocracy means interpreting its behavior as part of an ideological crusade to preserve the regime and thwart U.S. ambitions” and that  “Beijing’s Communist Party leaders, like leaders in all countries, seek to preserve their political system, but that is not their only objective.”

Fingar and Lampton also dispute the prevailing view in Washington of China as an “unstoppable juggernaut determined — and/or destined — to displace the United States and remake the international system,” emphasizing instead that current PRC behavior is better understood as the product of perceived weakness and fragility.

To manage the current impasse, the authors suggest that Washington must avoid exacerbating the situation and must shape Chinese perceptions in a way that might facilitate a transition to a more cooperative coexistence.

The True Drivers of China’s Strategy

The authors purport that, over the centuries, China’s policy options have coalesced into one of two comprehensive approaches: one that prioritizes national and regime security, and another prioritizing economic and social development.

The first approach assumes a hostile international environment and promotes “economic autarky, tighter domestic social control, ideological conformity, a leader-in-charge approach to governance, and deep suspicion of foreigners.” The second “emphasizes the gains to be made through interdependence and openness, places less emphasis on ideology, and instead underscores the importance of experts, pragmatism, initiative and innovation.”

These two drivers, in the authors’ view, neatly explain the last century of Chinese grand strategy and frame the current administration’s emphasis on security and coercive Wolf Warrior Diplomacy.

Theories of Encirclement

The authors add that, both historically and currently, an important category of factors shaping Chinese policy is assumed subversion, that is, “persistent attitudes […] centered on suspicion and fear of outsiders (foreign countries and groups) and social forces swirling in China itself [...] Almost any action that could be negative for China is perceived as taken to weaken the regime.”

Chinese commentators often cite U.S. foreign policy activities — including Secretary of State Clinton’s statements about maritime claims at the 2010 ASEAN Regional Forum, the Obama Administration’s 2011 “Pivot to Asia,” NATO’s and other security groupings’ involvement in Asia, and alleged U.S. efforts to foment regime change through “peaceful evolution” — as a rationale for Beijing’s increased assertiveness.

However, Fingar and Lampton see these as excuses and contributing factors to decisions primarily motivated by concerns about a perceived growing danger of domestic instability that would impede economic growth and erode regime legitimacy.

What can be done?

In the final section of the article, the authors reflect on the poor state of U.S.-China ties, arguing that “relations will spiral unless domestic factors persuade Beijing to reprioritize growth and development.” Indeed, Xi Jinping’s return to the security-minded policy package signifies a departure from the cooperative approach prevalent in the latter half of the 20th century. The authors emphasize that an escape from the current downward trajectory in U.S.-China bilateral relations “will not occur without joint efforts and a change in the domestic politics of both societies.”

For this to happen, Beijing must first perceive less hostile intent from Washington. According to the authors, this will be no easy feat. Despite common expressions of intent to improve relations and to put a “floor” under the relationship voiced at ministerial-level meetings and recent meetings between Biden and Xi, little has improved in real terms. “Even limited and tangible efforts to pick low-hanging fruit such as mutual reduction of tariffs, restoration of academic exchanges, and reopening closed consulates remain dormant or ineffective.”

For Fingar and Lampton, Washington needs an approach that does not depend on prior or simultaneous moves by Beijing. The authors provide three concrete areas that may help bolster U.S.-China ties. The first is to avoid behaviors that push “PRC hot buttons” and trigger predictable reactions that stymie meaningful dialogue. The U.S. must continue to conduct necessary and appropriate military exercises in international waters and airspace and should call out dangerous or unprofessional actions by the PLA Navy or Air Force.

To this end, the U.S. should also avoid making statements and take actions that make it difficult for Beijing to respond positively, as “many third country observers are spring-loaded to criticize US inaction to reduce tensions [...] Conversely, PRC initiatives should be treated seriously, examined carefully, and addressed appropriately.”

The second area of improvement is to avoid declaring preconditions for discussions or taking actions that may not be in U.S. interests. Such preconditions rarely, if ever, have eased or accelerated desirable outcomes, and imposing conditions further complicates the resolution of issues and indicates to third countries that the United States is solely responsible for tensions.

To start the process, the authors suggest that “both sides ought to pick some low-hanging policy fruit like reopening consulates in Houston and Chengdu and increasing mutual media access [...] Both sides should see the benefit of having more than 350 American students studying in China.”

The third and most complicated issue is Taiwan. “Taiwan-related issues are the elephant in the room that cannot be ignored, but there is nothing to be gained by abandoning the policy of strategic ambiguity or further muddying the US position,” write Fingar and Lampton.

The authors suggest that the correct response to speculation on this issue should be “restatement of the USG position that the use of force in the Taiwan Strait is unacceptable, that there will be absolutely no support for Taiwan independence unless Taipei and Beijing peacefully reach agreement, and that relations between the people of Taiwan and the United States will remain unofficial [...] Washington needs to stop nibbling around the edges of the One China Policy.”

Only when progress is made on these three areas will perceived threats to Beijing begin to diminish. In the meantime, the current U.S. and Chinese framework of great power competition that “justifies efforts to hobble the other, is harmful to both countries and impedes international efforts to address global challenges.”

The authors deploy the “first law of holes” as a good place to start: “When you are in a hole as we are now in the relationship with China, stop digging. Making things worse is a poor way to seek improvement.” A reduction in tensions will not be easy, but tangible and modest measures to avoid hostility and work toward bounded competition and even cooperation on transnational challenge areas like pandemic disease and climate change mitigation should remain a possibility. 

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2024 Shorenstein Journalism Award Open to Nomination Entries

Sponsored by Stanford University’s Shorenstein Asia-Pacific Research Center, the annual award recognizes outstanding journalists and journalism organizations for excellence in covering the Asia-Pacific region. News editors, publishers, scholars, and organizations focused on Asia research and analysis are invited to submit nominations for the 2024 award through February 15.
2024 Shorenstein Journalism Award Open to Nomination Entries
U.S. President Joe Biden talks with Thai Prime Minister Srettha Thavisin as they and other World leaders arrive for a "family photo" during the 2023 Asia-Pacific Economic Cooperation (APEC) Leaders' Week.
Commentary

Navigating New Realities: The Future of U.S.–Thai Relations

While a return to the U.S.-Thailand alliance's heyday may seem improbable, patience, persistence, and an acknowledgment of new geopolitical realities can pave the way for a more productive relationship between Washington and Bangkok.
Navigating New Realities: The Future of U.S.–Thai Relations
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Policy Professionals and Scholars Consider the Fate of Multilateral Institutions Amid Great Power Competition

The fourth installment of Shorenstein APARC’s fall seminar series examined the future of multilateral institutions in the Asia-Pacific region and beyond, focusing on the Asia-Pacific Economic Cooperation.
Policy Professionals and Scholars Consider the Fate of Multilateral Institutions Amid Great Power Competition
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US-China meeting at the Filoli estate prior to APEC 2023 in San Francisco
U.S.-China meeting at the Filoli estate prior to APEC 2023 in San Francisco. Photo credit: Wikimedia Commons
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A new article for The Washington Quarterly, co-authored by Thomas Fingar and David M. Lampton, investigates the drivers of Chinese policy behavior, assesses the role of U.S. policy in shaping it, and suggests steps to reduce the heightened tensions between the two superpowers.

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Debating China - The Washington Quarterly, Vol 46, Issue 4.

In this article, authors Thomas Fingar and David M. Lampton discuss US policies to manage relations with China, and argue that they cannot succeed if they are based on a distorted understanding of PRC politics.

The authors provide critiques of the flawed characterizations of PRC politics and policymaking that often prevail in Washington, then offer their own explanation of what has driven the shift in PRC behavior. Concluding with recommendations for policy and approach, the authors thereby suggest realistic and modest measures to avoid unmitigated hostility and pave the way toward a future guided by the search for coexistence, bounded competition, and productive cooperation.

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This article first appeared in the Journal of Indo-Pacific Affairs. You can also download its PDF version.


With the conclusion of the Cold War, Southeast Asia entered a transformative era that spanned approximately 25 years. During this period, the geopolitics of the region underwent profound changes, reshaping the foundations of regional security. Washington’s two pivotal alliances in Southeast Asia, which had been cornerstones of stability, struggled to find purpose. In the post-Cold War era, U.S.–Philippine relations weathered a turbulent course, while the alliance between Washington and Bangkok drifted. Policymakers in Washington relegated both alliances to secondary roles in U.S. Asian foreign policy.

However, since the inauguration of the Bongbong Marcos administration, the past year has witnessed a revitalization of the U.S.–Philippine alliance. A series of proactive measures have been taken to strengthen defense ties, highlighted by Marcos’ successful visit to Washington and a continuous stream of high-level US officials visiting Manila. In stark contrast, US–Thai relations have continued to amble along, characterized by senior-level visits but a conspicuous lack of momentum, leading some to question whether the relationship qualifies any longer as an “alliance.”[1]


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How Did We Reach This Point?

Numerous factors have contributed to the erosion of the alliance, which reached its zenith during the Vietnam War, driven by mutual concerns regarding communist expansionism. Rewinding to 1975, the fall of Saigon and the broader U.S. withdrawal from the region left Thai officials bewildered, shaking their confidence in Washington. Consequently, they embarked on diversifying their international relationships, notably by establishing ties with China.

The conclusion of the Cold War severed the alliance from a shared threat or adversary, and it marked the loss of the strategic lens through which Washington had previously viewed Thailand and Southeast Asia as a whole. The United States began exerting pressure on Thailand on a wide array of issues, spanning from trade matters to democracy and human rights. Thai officials voiced discontent, asserting that they were no longer receiving the special treatment befitting an ally. Furthermore, during the 1997–1998 Asian Financial Crisis, Washington offered minimal support and encouraged Thailand to follow the International Monetary Fund’s stringent prescriptions. In contrast, China provided more substantial support to its new partner. This period of U.S. policy remains a source of disappointment, if not anger, for many Thais.

[The Trump administration's] actions stabilized bilateral relations, albeit at a less enthusiastic level than what the two countries had enjoyed for decades.

Relations experienced a modest warming in the early 2000s. Washington embraced Thailand’s democratic progress, its cooperation in the Global War on Terror, and its role as a regional hub for security cooperation, humanitarian relief, and US diplomatic endeavors. The US military and American officials working closely with Bangkok highly valued Thailand’s collaboration on an array of issues. The George W. Bush administration even bestowed major non-NATO ally status upon Thailand and initiated negotiations for a bilateral free trade agreement. However, this period of the alliance paled in comparison to its former “glory days.” This was evident in the absence of a shared threat perception, the dearth of substantial personal connections between senior Thai and US officials, and the relatively limited attention Washington—outside of the Pentagon—paid to Thailand.

The downward trajectory of the relationship gained momentum in 2006 when the Thai military ousted Prime Minister Thaksin Shinawatra’s government in a coup. Washington denounced the coup and suspended military assistance in compliance with the law, though this reaction did not precipitate a complete breakdown in the relationship. Over the subsequent years, Thailand’s deep-seated political polarization, persistent street protests by the “yellow shirts” and “red shirts,” and occasional judicial interventions in electoral politics led to bewilderment and frustration among US officials.[2] They struggled to comprehend why the Thai establishment found it challenging to accept the outcomes of competitive elections.

The turning point came in 2014 with another military coup, which prompted a sharply critical response from the United States. This included another suspension of military aid and a deliberate distancing of the United States from the new Thai government. In response, the coup government and its conservative supporters bitterly criticized Washington, alleging double standards and a lack of understanding of the Thai situation. The government also began leaning increasingly toward China, which offered diplomatic backing, arms, and additional defense cooperation. Bangkok maintained a distinct chilliness toward the United States for several years, even initiating a brief ‘investigation’ of US Ambassador Glyn Davies for public comments related to the lèse-majesté law.[3]

The Trump administration, with a focus on the geopolitical rivalry with China rather than democracy and human rights, reengaged with Thailand in 2017-2018. It invited then–Prime Minister Prayut Chan-ocha to the White House and restored military-to-military relations following Thailand’s pseudo-democratic 2019 elections. These actions stabilized bilateral relations, albeit at a less enthusiastic level than what the two countries had enjoyed for decades.

[T]he Biden administration continues to be disappointed with the Thai conservative establishment’s employment of legal and parliamentary tactics to impede the restoration of full democracy in the kingdom.

Where Relations Stand Today

After a sluggish start, the Biden administration ramped up its efforts in 2022 to enhance the United States’ relationship with Thailand. This included hosting Prime Minister Prayut as part of the US–ASEAN Summit, convening the inaugural bilateral Strategic and Defense Dialogue, dispatching Secretary of Defense Lloyd Austin to Bangkok for discussions on military modernization, and publicly lauding the signing of a communiqué by Secretary of State Antony Blinken and Foreign Minister Don Pramudwinai. The communiqué was framed as an expansion of the renowned 1962 Rusk-Thanat communiqué, which had solidified the alliance half a century earlier.[4]

Despite these advancements, the relationship has yet to approach its previous heights for several notable reasons. Foremost, the two nations lack a shared perception of common threats. Notably, the United States perceives China as a threat, while Thailand regards China as a significant partner. Consequently, Washington has no doubt felt dissatisfaction with the deepening security ties between Thailand and China, including arms sales and joint military exercises.

Secondly, the United States has voiced its discontent with Thailand’s robust support for the Myanmar junta and its neutral stance regarding Russia’s invasion of Ukraine.

Thirdly, the Biden administration continues to be disappointed with the Thai conservative establishment’s employment of legal and parliamentary tactics to impede the restoration of full democracy in the kingdom. As an indication of this disappointment, the Biden administration opted not to invite Thailand to participate in its December 2021 and March 2023 Summits for Democracy. These decisions irked Thai authorities, as did President Joe Biden’s choice to skip the Thailand-hosted Asia-Pacific Economic Cooperation leaders meeting in late 2022.[5] Furthermore, Washington’s recent refusal of Thailand’s request to purchase F-35 fighter jets, possibly influenced by concerns regarding Thailand’s deepening security ties with China, undoubtedly contributed to Bangkok’s frustration.[6]

The key to strengthening [U.S.-Thailand] ties lies in both countries adjusting their expectations regarding each other and the relationship itself [...] Moving forward, both nations can capitalize on the numerous strengths within their broad and deep relationship.

The Way Ahead

As previously highlighted, the current reality has prompted some to question the relevance of the U.S.–Thailand alliance in its current form. Some wonder if it might be more accurate to reclassify the relationship as something other than a traditional alliance, considering the glaring lack of strategic alignment and Thailand’s burgeoning closeness to China. Considering these factors, it appears that the objectives of the two nations are increasingly divergent. In fact, discreet voices in Thailand have been quietly suggesting for years that their “alliance” with the United States appears less meaningful and valuable when compared to Washington’s “partnerships” with non-allies, such as Singapore and even Vietnam.

While it is true that the current state of the relationship is more aptly described as a partnership rather than a conventional alliance, this does not necessarily imply that the governments should terminate the alliance altogether. In the realm of diplomacy, such a move would inevitably be perceived as a downgrade of the relationship, regardless of any new title applied to it. It would be more prudent for both governments to focus on enhancing the substance and tone of the relationship while accepting the inherent ambiguity of being somewhat misaligned allies.

The key to strengthening these ties lies in both countries adjusting their expectations regarding each other and the relationship itself. The United States should accept that Thailand is not currently strategically aligned with Washington nor a full-fledged democracy. Nevertheless, Thailand can still play a crucial role as an important partner. This recognition, among other factors, necessitates patience concerning Thailand’s domestic politics and faith that the kingdom will not fall excessively under China’s influence. Instead, like Indonesia and Malaysia, it can seek to maintain positive relations with both major powers as well as numerous middle powers.

On the other hand, Thailand should realize that its relationship with Washington holds significance for its own strategic autonomy, security, and economic interests. It should strive to be a more constructive partner.

Moving forward, both nations can capitalize on the numerous strengths within their broad and deep relationship. The United States remains Thailand’s leading export market and its third-largest source of foreign investment. Thailand has also aligned itself with Washington’s Indo-Pacific Economic Framework. Health cooperation, notably the long-standing partnership in health research, continues to thrive. The security relationship, which has long been at the core of the alliance, remains robust, albeit less exclusive than in the past. The United States and Thailand jointly host the influential annual Cobra Gold exercise and engage in cooperation and training across various domains. Washington continues to be a key supplier of weaponry and equipment to the Thai military. The two countries also collaborate closely on law enforcement, including counternarcotics efforts. People-to-people connections, including the Peace Corps program, educational exchanges, scholarships, and various initiatives, help maintain a deep reservoir of goodwill between the two nations.

The recent Thai elections represented a missed opportunity. The establishment of a new government led by the victorious political party could have triggered a surge in US enthusiasm for the relationship, not because Washington endorsed a particular party, but because it would have marked a triumph for democracy. Regrettably, Thailand’s conservative establishment obstructed that party from forming a government, resulting in a less democratic outcome.

Despite the disappointing outcome, the emergence of a new Thai government and a fresh Thai foreign minister provides an opening to strengthen cooperation between the US and Thailand on regional and subregional issues. Thailand has traditionally been influential in these areas, but its diplomacy lacked vigor during the Prayut era. This potential cooperation encompasses expanded efforts to safeguard the crucial Mekong River ecosystem, increased collaboration on mitigating and addressing climate change, and the enhancement of economic ties among mainland Southeast Asian nations.

A new government could also facilitate more constructive dialogue regarding Myanmar, offering a prime opportunity to increase cross-border humanitarian assistance. On the defense and security front, both countries should reinitiate discussions on the earlier proposal to transform U-Tapao Air Base into a regional disaster relief hub. Additionally, regular dialogues on potential security concerns, such as the possibility of Chinese access to Ream Naval Base in Cambodia, are essential.

While a return to the alliance’s heyday seems unlikely, a path to a more productive and robust relationship between these long-standing allies exists through patience, persistence, and a willingness to embrace new geopolitical realities.


NOTES

[1] Several authors recently have discussed this alliance versus partnership question. See, for example, Benjamin Zawacki, “U.S.-Thai Relations Have an Alliance Problem,” Foreign Policy, 12 May 2023, https://foreignpolicy.com/; and Murray Hiebert, “The United States Makes Up Critical Terrain in Thailand,” CSIS, 2 September 2022, https://www.csis.org/.

[2] See: Janjira Sombatpoonsiri, “Two Thailands: Clashing Political Orders and Entrenched Polarization,” in Political Polarization in South and Southeast Asia: Old Divisions, New Dangers, ed. Thomas Carothers and Andrew O’Donohue (Washington, DC: Carnegie Endowment for International Peace, 2020), 67–80, https://carnegieendowment.org/. The red shirts initially emerged as backers of the deposed former Prime Minister Thaksin Shinawatra, who faced removal in a military coup in September 2006. Over time, this support shifted to Thailand’s ruling Pheu Thai party, led by Thaksin’s sister, Yingluck Shinawatra. Conversely, the yellow shirts signify those who stood in opposition to Mr. Thaksin and played a pivotal role in the street protests that precipitated the 2006 coup.

[3] Thomas Fuller, “Thai Police Investigate U.S. Ambassador on Suspicion of Insulting the King,” New York Times, 9 December 2015, https://www.nytimes.com/. This law makes it illegal to defame, insult, or threaten the monarch of Thailand.

[4] “Secretary Antony J. Blinken and Thai Deputy Prime Minister and Foreign Minister Don Pramudwinai Remarks to the Press” (press release, US Department of State, 10 July 2022), https://www.state.gov/.

[5] Masayuki Yuda, “Thailand Belittled Again as U.S. Ostracizes It From Democracy Summit,” Nikkei Asia, 9 December 2021, https://asia.nikkei.com/; and “Thailand Shut Out of U.S. Democracy Summit Again,” Bangkok Post, 29 March 2023, https://www.bangkokpost.com/.

[6] Matthew Fulco and Chen Chuanren, “U.S.-Thai Military Alliance Is At A Crossroads,” Aviation Week, 19 July 2023, https://aviationweek.com/.

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While a return to the U.S.-Thailand alliance's heyday may seem improbable, patience, persistence, and an acknowledgment of new geopolitical realities can pave the way for a more productive relationship between Washington and Bangkok.

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Visiting Scholar at APARC, 2023-2024
China Policy Fellow, 2023-2024
Tsinghua University
Da_Wei.jpg Ph.D.

Wei Da joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as Visiting Scholar, China Policy Fellow for the winter quarter of 2024. He currently serves at Tsinghua University as Professor in the Department of International Studies, as well as Director of the Center for International Security and Strategy. While at APARC, he conducted research with the China Program and Professor Jean Oi regarding contemporary China affairs and U.S.-China policy.

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The 21 member economies of the Asia-Pacific Economic Cooperation (APEC) forum met in San Francisco from November 11-17 at the APEC Leaders’ Week to discuss trade, sustainable development, technological innovation, and other pressing issues. The occasion also provided opportunities for APEC member leaders to hold bilateral meetings, of which perhaps the most highly anticipated was a summit between U.S. President Joe Biden and Chinese President Xi Jinping.

Shorenstein APARC experts explain the implications of the APEC convening, analyze the deliverables from the Biden-Xi meeting, and examine issues that cast a shadow on the U.S. relations with Indonesia, Southeast Asia’s largest economy and the world's fourth-most populous country. Continue reading below for a roundup of our experts’ analysis and commentary featured in U.S. and international media.

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Meeting face-to-face for the first time in a year on the sidelines of the APEC Summit, Biden and Xi discussed issues spanning military and trade relations, signaling a willingness to bring a degree of stability to the rocky U.S.-China bilateral relations. Ties between the two countries have deteriorated amid tensions like those in the South China Sea and the Taiwan Strait, disputes about technology competition, and the February 2023 Chinese spy balloon incident. APARC fellows consider the significance of the Biden-Xi meeting in numerous articles and interviews in the press.

[China’s] economic difficulties and their implications for social stability and regime legitimacy have made Beijing more eager to improve relations with countries important to its economy than was the case six to 12 months ago.
Thomas Fingar

The United States and China each have reasons to meet now and reduce hostilities. For President Biden, the upcoming 2024 presidential election is ample impetus to work for a better relationship with the Chinese. For Beijing, as Center Fellow Thomas Fingar tells the Japan Times, the country’s “economic difficulties and their implications for social stability and regime legitimacy have made Beijing more eager to improve relations with countries important to its economy than was the case six to 12 months ago.” And Center Fellow Oriana Skylar Mastro notes in the Christian Science Monitor that “both sides are trying to present to the rest of the world that they have things under control,” something that requires “predictable, high-level engagement.”

Most analysts, however, held low expectations for substantive outcomes from the meeting between the two leaders. According to Mastro, there is no indication of improvement in the tension between the two sides because neither the United States nor China is ready to make “any significant concession,” she argues on NBC News.

One reason for that is an aversion to political risk. As Mastro tells KCRW’s Madeleine Brand on Press Play: “There’s no political appetite for [thinking outside the box]. Political leaders want to make sure any policy will 100% work before they're willing to embark on it. But in the world of geopolitics, it's really hard to know that before you try things and experiment and assess and reassess.”

That said, just the very fact of the meeting taking place could represent an essential signal to Chinese officials, as Fingar points out to NBC News: “For there really to be a movement for lower levels of the [Chinese] system to engage in specifics, it needs a refreshed endorsement from Xi.” 

One outcome many were looking for was a resumption of U.S.-China military communications, what defense analysts call “mil-to-mil exchanges.” The Chinese severed these in 2022 when then-House Speaker Nancy Pelosi visited Taiwan. With close encounters between American and Chinese forces in the Taiwan Strait and South China Sea becoming almost commonplace, communications at the military senior level are critical to prevent escalation. But restoring these ties would have limited value because, as Mastro tells NPR, “You can expect that, the next time [the Chinese] get unhappy about something, maybe after the Taiwan election, they cut them off again. So, unless we have some sort of commitment to sustained engagement, the mil-to-mil exchanges are unlikely to be sufficient to stabilize the relationship.”
 

Unless we have some sort of commitment to sustained engagement, the mil-to-mil exchanges are unlikely to be sufficient to stabilize the [U.S.-China] relationship.
Oriana Skylar Mastro

The Biden-Xi meeting took place on the backdrop of the Israel-Hamas war in Gaza. The United States is concerned that China — as a good friend of Iran and one of the largest importers of its gas and oil — could complicate diplomatic efforts to end the conflict and potentially exacerbate tensions. However, Mastro argues that bringing up the Middle East in the context of the U.S.-China bilateral meeting only serves to aid Beijing in its propaganda efforts. As she says on KTVU Fox 2 News, “China does not really care what happens [in the Middle East]. But they are leveraging the support, especially in the developing world, in the Global South, for Hamas to push back against the United States and basically use Israel as a proxy for discontent about what they call ‘American unilateralism,’ ‘American hegemony.’” 

The conflict in the Middle East came up in another high-level meeting when Indonesian President Joko Widodo visited Biden in Washinton before heading to the APEC forum. Although U.S.-Indonesian security cooperation is good and trade has grown, Jakarta is unhappy with the White House for several reasons. Among these, the war in Gaza was probably foremost in Widodo’s mind, writes Ambassador Scot Marciel, the Oksenberg-Rholen Fellow at APARC, in an essay for The Diplomat magazine. “Indonesia, home to the world’s largest Muslim population, has long supported the Palestinian cause and has vigorously pursued diplomatic efforts to achieve an immediate ceasefire.” Thus, Indonesian public opinion has put Jakarta and Washington at odds over the Israel-Hamas crisis, explains Marciel.

Indonesians also remain upset by the snub of Biden skipping the recent East Asia Summit and by “what they see as Washington’s failure to deliver on the high-profile Just Energy Transition Partnership, under which the U.S. committed to lead G-7-plus efforts to mobilize $20 billion to support Indonesia’s accelerated transition from coal to cleaner energy,” Marciel writes, urging Washington to engage Jakarta seriously on these issues before Indonesia is heading into crucial presidential elections in early 2024.


More Media Coverage

For more coverage of the APEC forum and Biden-Xi meeting with analysis by APARC scholars, visit the links below:

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The Japan Times, November 17, 2023

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BBC Sounds, November 15, 2023

Biden, Xi Eye Economic, Military Thaw in High-Stakes Meeting
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US Grants Chinese Journalists Hundreds of Visas to Cover APEC
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Xi’s Arrival in US Brings Protesters and Fans Onto Streets
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U.S.-China: One Summit, Two Different Goals for Biden and Xi
Nikkei Asia, November 14, 2023

Presidents Xi and Biden Seek to Turn Back the Clock in San Francisco
Time Magazine, November 14, 2023

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Biden, Xi Set to Pledge Ban on AI in Autonomous Weapons Like Drones, Nuclear Warhead Control
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Biden and Xi to Seek to Stabilize Relations in California Meeting
New York Times, November 10, 2023

APEC Offers Important Chance to Stabilize Tense U.S.-China Relations
San Francisco Examiner, November 10, 2023

Joe Biden, Xi Jinping Set to Steal APEC Spotlight with Talks to Steady Ties
Reuters, November 8, 2023
 

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The Asia-Pacific Economic Cooperation summit in San Francisco, which concluded the 2023 APEC host year for the United States, included a highly-anticipated meeting between U.S. President Joe Biden and Chinese President Xi Jinping. Shorenstein APARC scholars weigh in on the significance of the meeting in the context of China’s geopolitical ambitions, the outcomes of the APEC summit, and other topics.

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