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Shorenstein APARC's annual report for the academic year 2023-24 is now available.

Learn about the research, publications, and events produced by the Center and its programs over the last academic year. Read the feature sections, which look at the historic meeting at Stanford between the leaders of Korea and Japan and the launch of the Center's new Taiwan Program; learn about the research our faculty and postdoctoral fellows engaged in, including a study on China's integration of urban-rural health insurance and the policy work done by the Stanford Next Asia Policy Lab (SNAPL); and catch up on the Center's policy work, education initiatives, publications, and policy outreach. Download your copy or read it online below.

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Noa Ronkin
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The Walter H. Shorenstein Asia-Pacific Research Center (APARC), Stanford University’s hub for interdisciplinary research, education, and engagement on contemporary Asia, invites nominations for the 2024 Shorenstein Journalism Award. The award recognizes outstanding journalists who have spent their careers helping audiences worldwide understand the complexities of the Asia-Pacific region. The 2024 award will honor a recipient whose work has primarily appeared in American news media. APARC invites award nomination submissions from news editors, publishers, scholars, journalism associations, and entities focused on researching and interpreting the Asia-Pacific region. Submissions are due by Thursday, February 15, 2024.

Sponsored by APARC, the award carries a cash prize of US $10,000. It rotates between recipients whose primary body of work has been featured in Asian news media and those whose primary body of work has been featured in American news media. The 2024 award will recognize a recipient from the latter category.

For the purpose of the award, the Asia-Pacific region is defined broadly to include Northeast, Southeast, South, and Central Asia and Australasia. Both individual journalists with a considerable body of work and journalism organizations are eligible for the award. Nominees’ work may be in traditional forms of print or broadcast journalism and/or in new forms of multimedia journalism. The Award Selection Committee, whose members are experts in journalism and Asia research and policy, presides over the judging of nominees and is responsible for the selection of honorees.

An annual tradition since 2002, the award honors the legacy of APARC benefactor, Mr. Walter H. Shorenstein, and his twin passions for promoting excellence in journalism and understanding of Asia. Throughout its history, the award has recognized world-class journalists who push the boundaries of coverage of the Asia-Pacific region and help advance mutual understanding between audiences in the United States and their Asian counterparts.

Recent honorees include India’s magazine of long-form journalism The Caravan; NPR's Beijing Correspondent Emily Feng; Burmese journalist and human rights defender Swe Win; former Wall Street Journal investigative reporter Tom Wright; and the internationally esteemed champion of press freedom Maria Ressa, CEO of the Philippine news platform Rappler and winner of the 2021 Nobel Peace Prize.

Award nominations are accepted electronically through Thursday, February 15, 2024, at 11:59 PM PST. For information about the nomination procedures and to submit an entry please visit the award nomination entry page. APARC will announce the winner by April 2024 and present the award at a public ceremony at Stanford in the autumn quarter of 2024.

Please direct all inquiries to aparc-communications@stanford.edu.

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Sponsored by Stanford University’s Shorenstein Asia-Pacific Research Center, the annual award recognizes outstanding journalists and journalism organizations for excellence in covering the Asia-Pacific region. News editors, publishers, scholars, and organizations focused on Asia research and analysis are invited to submit nominations for the 2024 award through February 15.

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On August 2, 2023, APARC Southeast Asia Program Director Donald Emmerson participated in a virtual discussion as part of a series on "Reinvigorating Commitment for Democratic Resilience and Good Governance," hosted by the Women in Foreign Policy, a program collaboration between the Foreign Policy Community of Indonesia (FPCI) and the U.S. Embassy in Jakarta.

The text of Emmerson's introductory remarks is included below. You can also watch Emmerson's additional comments throughout the discussion via the video recording embedded below following the text.



Remarks by Donald Emmerson 

In discussions of global affairs, including this one, it is always useful to distinguish between structure and agency: between embedded distributions of power that may be hard to change and the roles of individual and collective actors who can and may cause, alter, postpone, or prevent such change.  

Last year, in 2022, for the first time, our planet’s population reached 8 billion and our global economy exceeded 100 trillion US dollars in value.  But observers disagree about the current structure of world affairs.  

Two dichotomies are competing for attention. Some leaders prefer a vertical and mainly economic contrast between the developed “global North” and the less developed “global South.” Last month India’s prime minister Modi told the US Congress that “the global South is the way forward” and some say he hopes to lead the “global South” in reforming the world’s current geopolitical structure.  

U.S. President Biden has in the past offered a horizontal and partly ideological contrast between “Western democracy” and “Middle Eastern autocracy.” But his aversion to despotic rule in Russia and China suggests a broader rejection of “Eastern autocracy” even though he doesn’t use that term.

As for structure and agency, these two bits of economic and political geometry — North-South and West-East — are problematic. The world is not divided into four neatly circumscribed, internally homogenous, and traditionally identified blocs.  

Consider the association of the North and the West with economic growth and wealth, as opposed to the more impoverished South and East. The Gini index of inequality runs on a scale from zero, or complete equality, where everyone has the exact same income, to one hundred, where one person gets all of the income in the world. In recent decades, inequality among individuals within countries has increased slightly, but inequality between countries continues to fall and is now down to its lowest level in well over a century.  

One analyst concludes accordingly, in an article optimistically entitled “The Great Convergence” in the current issue of Foreign Affairs, that in global terms income is more equally distributed than it has been in more than a century. (See Branko Milanovic, “The Great Convergence,” Foreign Affairs, July-August 2023.)  

If this trend continues, it will become even harder to lump countries into blocs according to where they are on a map. Meanwhile, however, for multiple reasons including history, geography, demography, culture, and political economy, the five richest countries by GDP — the United States, China, Japan, Germany, and India, in that order — together account for more than half of Global GDP. Interestingly, China with 18 percent of the world economy is still behind the United States, which has 25 percent. But the structural lesson is that a stable future global order cannot be unipolar or bipolar, or reflect the primacy of any single region. It must instead be multiply, plurally — I’m tempted to say democratically — led.  

That morally and empirically constructive outcome is certainly endangered by structural differences. But by far the most imminent threat to the world stems from the expansionist agency of certain key leaders — Vladimir Putin in Ukraine, Xi Jinping potentially against Taiwan, and Donald Trump against democracy in America.

Let me end by focusing very briefly on Trump. A recent New York Times poll of registered voters shows 43 % supporting Biden and the exact same number — 43 percent — supporting Trump. Trump was impeached twice by one house of Congress, surviving only due to Republican objection in the other house, and has been indicted three separate times on criminal charges involving campaign bribery, security violation, and electoral subversion.  

The election won’t be held until November of next year, so it is far too early to predict an outcome.

But it is not too early to argue that success in multilaterally fashioning a suitably stable, democratic, and prosperous global order will require structural cooperation between regions led by honest leaders capable of constructive agency on behalf of justice, prosperity, and peace. 


 

 Additional comments by Emmerson

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Remarks by Donald K. Emmerson

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In a workshop hosted jointly by the Center on Democracy, Development and the Rule of Law and the Southeast Asia Program of the Walter H. Shorenstein Asia-Pacific Research Center on March 9, 2023, scholars discussed the setbacks and prospects for democracy in Southeast Asia. The workshop included Stanford affiliates, visiting scholars at the Freeman Spogli Institute for International Studies (FSI), and political scientists from several universities and research institutions in Japan, whose visit to Stanford was funded by the Japanese Society for the Promotion of Science.

Democracies in Southeast Asia face challenges found among other democracies around the globe, including pervasive corruption, political polarization, and the spread of disinformation on social media.


These issues were prominent in the workshop presentations and discussions. At one point, APARC visiting scholar Gita Wirwajan used the opportunity to urge Stanford, being in Silicon Valley, to speak louder against the information-degrading effects of social media.

Scholars also discussed the other distinctive and challenging conditions in which democracy, development, and the rule of law must take root in Southeast Asia, including monarchial traditions, religious diversity, and proximity to China. Such topics ranged widely, from Islamic Law in the Indonesian province of Aceh through China-funded infrastructure in Myanmar to the Mindanao conflict in the Philippines.

Waseda University Associate Professor and CDDRL Visiting Scholar Marisa Kellam co-chaired the workshop’s panels and roundtables with APARC’s Southeast Asia Program Director and CDDRL Affiliated Faculty Donald Emmerson. On the panels, Kana Inata (Tokyo Metropolitan University) and Ruosui Zhang (Waseda University) presented papers for discussion by Michael Bennon and Francis Fukuyama (both Stanford). The roundtables featured papers or remarks by Lisandro Claudio (UC Berkeley), Reza Idria (Ar-Raniry State Islamic University), Yuko Kasuya (Keio University), Aya Watanabe (Institute of Developing Economies), and Gita Wirwajan (Ancora Group). Several Stanford students in the Masters of International Policy program attended the workshop and took part in the discussion, and we were pleased to welcome representatives from the Consulate General of both Indonesia and the Philippines as well.

Perspectives from Indonesia and the Philippines


The morning roundtable offered the two Indonesian scholars’ perspectives on democracy, development, and the rule of law in Indonesia. Idria, while acknowledging that Aceh in democratic Indonesia is almost a state inside a state, situated the province within larger socioeconomic and religious contexts. Wirjawan argued that Indonesia’s democracy needs to become meritocratic, which he linked to the need for improved education.

The afternoon roundtable on the Philippines focused on Bongbong Marcos’s victory in the 2022 Philippine presidential election. According to Claudio, Bongbong’s opponent had run on a good governance platform that failed to persuade voters accustomed to the dynastic personalism of Philippine politics. Kasuya augmented Claudio’s account with reference to the disinformation circulating through social media and the disintegration of political parties and other accountability institutions during Rodrigo Duterte’s presidency. Watanabe’s scope included previous Philippine presidents, specifically their efforts to obtain legislative approval of the settlements negotiated to end the Mindanao insurgency.

Understanding Global Trends


In addition to the roundtable discussions on Indonesia and the Philippines, panel presentations at the workshop used Southeast Asian cases to understand global trends. Zhang’s research on the changing fate of the China-invested Myitsone dam project in Myanmar demonstrated that a developing country undergoing semi-democratic political change would not necessarily kowtow to Beijing. Inata compared the power of monarchs and described how monarchies have contributed to autocratization in Southeast Asia.

For Prof. Emmerson, the workshop’s value reflected the crucial and generous role played by Prof. Kellam in organizing the event; the scope and quality of its findings and interpretations; its coverage of an important region that lacks the attention Northeast Asia receives; and the all too rare collaboration that the workshop achieved between differently specialized components of Stanford University.

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Scholars from Asia joined faculty and researchers from Stanford University’s Freeman Spogli Institute (FSI) to present research and reflections on various topics and cases from the Southeast Asia region, including the monarchy in politics, peace-making in the Philippines, Chinese infrastructure investments in Myanmar, illiberalism in the Philippines, and Islamic law in Indonesia.

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George Krompacky
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Although Japan’s approach to economic diplomacy under the Fukuda Doctrine initially was subject to criticism because of its stance on non-interference in domestic affairs, now some are in retrospect lauding the approach, according to Kiyoteru Tsutsui, deputy director at Shorenstein APARC and director of the Japan Program, and co-editor of the recent book The Courteous Power: Japan and Southeast Asia in the Indo-Pacific Era. This reevaluation comes after consideration of relatively unsuccessful attempts by the United States to “push” democracy onto Southeast Asian countries. 

The better approach is to focus on advancing the rule of law, which the Japanese have done by investing resources in establishing legal infrastructure in the region, Tsutsui tells Shorenstein APARC Visiting Scholar Gita Wirjawan, host of the popular Endgame video podcast. “Liberal democracy in the sense of the rule of law is a good sort of marketing ploy to sell to Southeast Asian countries because that leads to economic benefits, which is critical to making liberal democracy attractive,” he says.


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Tsutsui joined Wirjawan for an Endgame conversation about Japan’s approaches to foreign direct investment (FDI) in Southeast Asia and other topics. One issue that both scholars agreed upon is the difficulty in getting Americans to focus on Southeast Asia, which has been long recognized as a critical region by the Japanese. Part of the problem is proximity, of course, but the region also tends to be overshadowed in American eyes by East Asian countries. 

The conversation also turned to the demographic issue Japan and other Asian countries are facing as populations age and economic growth stagnates. Tsutsui pointed out that, before 1945, the Japanese Empire saw itself as multi-ethnic; it was only after WWII that the nation was perceived as homogenous, a viewpoint bolstered by Japan’s great economic success in the 1960s and 70s. Now, however, Tsutsui says there is no choice: “Japan has to become more heterogenous,” and even conservative voices acknowledge that women need a larger role in the labor force and that immigrant labor will be essential to combat the demographic crisis.

This discussion with Tsutsui is part of an "Endgame" interview series Wirjawan is recording with Stanford experts during his residency at APARC.

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Kiyoteru Tsutsui, the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, joined Visiting Scholar Gita Wirjawan, host of “Endgame,” a video podcast, to discuss a range of topics, including his work on human rights, the demographic problem in Japan, global democratic decline, and Japan’s approach to Southeast Asia as a projector of soft power.

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Gi-Wook Shin
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This essay originally appeared in Korean on October 27 in Sindonga (New East Asia), Korea’s oldest monthly magazine (established 1931), as part of a monthly column, "Shin’s Reflections on Korea." Translated by Raymond Ha. A PDF version of this essay is also available to download.


Tensions between the United States and China are escalating and spreading into every corner of the complex bilateral relationship, including trade, advanced technologies, finance, ideology, talent, and the military domain. In 2019, former U.S. Secretary of State Henry Kissinger, who played a critical role in Nixon’s opening to China, warned that the two countries were at “the foothills of a Cold War.” If left unresolved, he added, there could be dire consequences—worse than those of World War I.

Xi Jinping is driven by his grand vision of a “Chinese dream.” He secured the foundations for an unprecedented third term as president at the 20th party congress last month, as he prepares for a “new great struggle” to achieve China’s dominance on the world stage.[1] Meanwhile, the Biden administration is raising the pressure on Beijing through a series of legislative measures under the banner of “Made in America.” It is bringing economic security to the forefront of its diplomacy, encouraging allies to participate in initiatives such as the Indo-Pacific Economic Framework (IPEF) and the so-called Chip 4 alliance. 

Moreover, the United States is openly criticizing China’s human rights record, including the situation in Tibet and Xinjiang. There are growing concerns about the risk of a military clash between the two countries, particularly over Taiwan. In its recently published national security strategy, the Biden administration refers to the coming “decisive decade” in the strategic competition against China.[2] The 2022 national defense strategy also calls China the “most consequential strategic competitor” of the United States.[3]

The deepening rift between the United States and China presents many countries, including South Korea, with a vexing foreign policy challenge. There was a profound conflict between Washington and Moscow during the Cold War, and there were tensions between Japan and the United States in the 1980s. However, Seoul was not pressured to take a side in either era. South Korea signed a mutual defense treaty with Washington shortly after the 1953 armistice. This endured throughout the Cold War and to the present day. Even as it challenged U.S. supremacy, Japan remained a treaty ally of the United States. The current situation is fundamentally different and more complicated. South Korea is increasingly under pressure to side with Washington or Beijing on a wide array of regional and international issues.

For some time, experts and policymakers called for relying on the United States for security while partnering with China for the economy (an-mi-gyeong-joong). This paradigm is now obsolete.
Gi-Wook Shin

How should Korea navigate this turbulent landscape? For some time, experts and policymakers called for relying on the United States for security while partnering with China for the economy (an-mi-gyeong-joong). This paradigm is now obsolete.[4] The Yoon administration has proclaimed a values-based foreign policy to strengthen solidarity between liberal democracies. In his opening statement at the ASEAN summit in Phnom Penh on November 11, President Yoon reiterated Korea’s support for “strengthening a rule-based international order built on universal values” to foster “freedom, peace, and prosperity” in the Indo-Pacific.[5]

Anti-China sentiment is worsening by the day, even surpassing anti-Japan sentiment. At the same time, there are also growing complaints about the United States, especially after the exclusion of consumer tax credits for Korea’s electric vehicles in the Inflation Reduction Act.
Gi-Wook Shin

Will this approach be sufficient, however? Conflicting trends in Korea’s domestic public opinion complicate the picture. On the one hand, anti-China sentiment is worsening by the day, even surpassing anti-Japan sentiment. At the same time, there are also growing complaints about the United States, especially after the exclusion of consumer tax credits for Korea’s electric vehicles in the Inflation Reduction Act (IRA). Taking these developments into account, this essay seeks to explore the path ahead for Korea by analyzing the nature of U.S.-China tensions and assessing the durability of Pax Americana.

Heading into Thucydides Trap?

U.S.-China relations are widely characterized as “Thucydides Trap.” The Peloponnesian War is regarded as one of the main reasons behind the decline of ancient Greek civilization. Thucydides, an Athenian general and historian, famously wrote that the fundamental cause of this war was due to Spartan fears over the growth of Athenian power. Drawing from Thucydides, international relations theorists have used the concept of a Thucydides Trap to explain tensions between a rising power and a status quo hegemon. Graham Allison, a professor of political science at Harvard, popularized this concept by applying it to Sino-U.S. relations in Destined for War. Beginning from the clash between Portugal and Spain in the late 15th century, Allison notes that there have been 16 instances where an emerging power challenged the hegemonic power. There was a war in all but four cases. When an emerging power is strong enough to challenge the hegemon, this creates structural stresses that frequently lead to a violent conflict.

Based on his analysis of the historical record, Allison warns that the rift between the United States (America First) and China (the Chinese dream) is much wider and deeper than most people perceive it to be. There is now a heightened risk of an armed confrontation between the two countries over Taiwan. Nevertheless, the likelihood of a catastrophic hegemonic war still remains low. Instead, there is likely to be a prolonged conflict and competition between Washington and Beijing centered on advanced technologies.

Made in China 2025 and the Chinese Dream

The U.S.-China trade war began under the Trump administration. Made in China 2025 (MIC 2025), a policy roadmap published by the Chinese government in 2015, drew the attention of the United States and other Western countries. In its opening paragraph, it states that “building an internationally competitive manufacturing industry is the only way China can enhance its comprehensive national strength, ensure national security, and build itself into a world power.”[6]

From the emphasis on “the only way,” it is clear that MIC 2025 is not just an industrial policy. It is an integral element of China’s national security strategy. Under this plan, China seeks to achieve progress in advanced manufacturing technologies such as big data, information technology, aerospace, artificial intelligence, and biotechnology. The goal is to become the world’s leading manufacturing power by surpassing the United States.

After MIC 2025 sparked controversy in the West, the Chinese government has refrained from referring to it in public. Nonetheless, it has continued to implement this policy in practice. At the 2021 Lianghui, the concurrent annual meetings of the National People’s Congress and the Chinese People’s Political and Consultative Conference, the Chinese government strengthened its resolve to reduce its dependence on U.S.-led global value chains as it sought to develop advanced technologies. Specifically, it emphasized the economic policy of dual circulation, which aims to raise domestic consumption while expanding exports of high value-added goods to foreign markets.

The advanced technologies that China is focusing on have potential military applications. For example, drones, artificial intelligence, and facial recognition technology can be used for reconnaissance satellites and unmanned aerial vehicles. China is pursuing military-civil fusion through the Military-Civil Fusion Development Committee, chaired by President Xi. This indicates that Xi intends to personally oversee China’s ambitious efforts to challenge the United States. At this year’s Lianghui, Xi stressed that China is in a strategically advantageous position in its deepening competition with the United States. Furthermore, he unveiled a plan to achieve his “dream of a strong military” by modernizing China’s armed forces through mechanization and the use of advanced information technology. Despite a slowdown in China’s economy, Xi increased defense spending by 7.1 percent.[7]

Those who analyze Xi Jinping’s character classify him as an ideological purist, a true believer of socialism. He sees a historic opportunity for China to become a global superpower, and believes that it is his calling to realize socialism in the 21st century. Unlike his predecessors, he does not shy away from conflict with the United States. In a September 30, 2022, essay in Qiushi, the Chinese Communist Party’s (CCP) leading theoretical journal, Xi stated that “today, we have never been so close to achieving the great rejuvenation of the Chinese nation, and we have never been more confident in our faith and ability to achieve this goal.”[8] Only two weeks before the CCP’s 20th party congress, where he would secure a third term as general secretary, Xi stressed the need for strong leadership to prepare for the intensifying competition with the United States.

Under Xi’s leadership, the CCP is driven by the zeitgeist of the Chinese dream, of realizing the great rejuvenation of the Chinese nation. The goal is to make the People’s Republic of China (PRC) the most powerful economic and military power in the world. The emphasis on achieving this goal by 2049 is no coincidence, as it will mark the centennial of the CCP’s victory in the Chinese Civil War, where it defeated the Kuomintang and established the PRC. This timeline also aligns with Xi’s vision of building an advanced socialist country by 2050, which he proclaimed at the 19th National Congress of the CCP. China has a truly ambitious vision, one that leaves the United States no choice but to respond.

From America First to Made in America

When Donald Trump proclaimed “America First” as his slogan in his bid for the White House, his primary target was China. He blamed China for the loss of American jobs, claiming that the United States was suffering greatly from China’s unfair trade practices and interference in markets. This message bolstered his support among white blue-collar workers in the Rust Belt, as they had witnessed a dramatic decline in manufacturing jobs. This enabled him to win key swing states in the Midwest, leading to his victory in the 2016 election.

Upon entering office, Trump consistently maintained a hardline policy against China. For example, the “Secure 5G and Beyond Act of 2020” passed the House 413–3 and cleared the Senate on March 6, 2020. The intent of this law was to create a “whole-of-government approach” to protect America’s telecommunications networks from national security threats posed by Chinese companies such as Huawei and ZTE, which played a major role in the rollout of 5G networks across the world.[9] His administration increased government oversight of Chinese investment in or acquisition of U.S. tech companies and scrutinized partnerships between American universities and Chinese entities. It tightened visa review procedures for students and visiting scholars from the PRC. It also designated Confucius Institutes in the United States as a “foreign mission” that “[advances] Beijing’s global propaganda and malign influence campaign on U.S. campuses and K-12 classrooms.”[10] All of these measures stemmed from a recognition that China was rapidly closing in on the United States. The National Intelligence Council estimates that if current trends continue, China will surpass the United States to become the world’s largest economy between 2030 and 2035.

The American public’s view of China has continued to deteriorate after Trump left office. According to Pew Research, 47% of respondents held a negative view of China in 2018. This surged to 60% in 2019 and 82% in 2022.[11] Despite a transfer of power to the Democrats in 2020, the overall orientation of U.S. policy toward China has remained unchanged. Under the banner of “Made in America,” the Biden administration has carefully crafted a dense web of policies aimed at China.

In the past three months alone, there have been a raft of legislative and executive measures that encompass semiconductors, electric cars and batteries, and biotechnology. This includes the CHIPS and Science Act (August 9), the IRA (August 16), and an Executive Order on Advancing Biotechnology and Biomanufacturing Innovation (September 12). These steps are intended to check China’s rise and promote the growth of America’s advanced technology and clean energy sectors. The CHIPS and Science Act sets aside $52.7 billion dollars for America’s semiconductor industry.[12] Companies that receive subsidies under this law are barred from expanding operations or otherwise investing in China for the purpose of manufacturing advanced semiconductors.[13] As noted below, certain provisions of the IRA will also have significant ramifications for Korea’s exports of electric cars to the U.S. market.

Even in Silicon Valley, where anti-China sentiment is not as deeply rooted as it is in Washington, there are concerns about the risk of Chinese industrial espionage and intellectual property theft. There is a hesitation among start-ups to accept funding from Chinese investors.
Gi-Wook Shin

As it undertakes a series of legislative steps at home, the Biden administration has pursued multilateralism abroad. This is a key difference from Trump, who preferred bilateral arrangements. The Biden administration is seeking to institutionalize economic and technological alliances through initiatives such as IPEF and the Chip 4 alliance, and it is encouraging Korea and other allies to participate. By stressing intellectual property rights and China’s unfair economic practices, strengthening its own technological capabilities, and reinforcing relevant international norms, Washington is compelling Beijing to operate within a U.S.-led international order. Even in Silicon Valley, where anti-China sentiment is not as deeply rooted as it is in Washington, there are serious concerns about the risk of Chinese industrial espionage and intellectual property theft. There is a palpable hesitation among start-ups to accept funding from Chinese investors. Chinese investment in America increased throughout the 2000s until reaching a peak of $46 billion in 2016. This plummeted by almost 90% to $5 billion in 2018, due in part to political tensions.[14]

Will Pax Americana Endure?

Since the beginning of Pax Americana in 1945, there have been three challenges to America’s status as a global hegemon: by the Soviet Union during the Cold War, Japan in the 1980s, and China in the present day. The Soviet Union engaged in a tense military confrontation with the United States for decades, but collapsed in the late 1980s due to the limitations and internal contradictions of its communist system. Japan once threatened to displace America from the apex of the global capitalist order, but lapsed into the “Lost Two Decades” after its economic bubble burst in the early 1990s. What can we say about the future of China, which is engaging in fierce competition against the United States? In short, I believe that China will not surpass the United States in our time.

Those who predict that China will eclipse the United States point to economic trends. China surpassed Japan in 2010 to become the world’s second-largest economy. It also became the world’s largest exporter in 2014, when its gross domestic product exceeded 60% of U.S. GDP. In purchasing power parity terms, China has already leapfrogged the United States. Both present-day statistics and long-term economic trends point in one direction. If the Chinese government makes a concerted effort to invest in key strategic industries, as outlined in MIC 2025, it is certainly feasible for China to surpass the United States to become the world’s leading manufacturing power by 2049.

However, China still lags far behind the United States in many areas, including military power. In absolute terms, for example, its defense spending is only one-third of what the United States spends on its military. There are also a host of political, social, demographic, and economic challenges that hamper China in its campaign to attain global supremacy.[15] Xi’s aggressive anti-corruption campaign is an indication of widespread corruption in Chinese society. There are also serious human rights issues in Tibet and Xinjiang, and the three Ts of Taiwan, Tibet, and Tiananmen cannot be openly discussed. China’s problems extend beyond its borders. With a land border of nearly 14,000 miles with 14 countries, managing territorial disputes is a tall order. There are also tensions with its maritime neighbors in the South China Sea. China’s efforts at public diplomacy have been unsuccessful, as can be seen from the widespread rise of anti-Chinese sentiment in South Korea and other countries.

Amidst these challenges, Xi Jinping secured a third term as president at the 20th party congress on October 16. Since Deng Xiaoping, China has managed leadership transitions in a relatively stable fashion. Under a system of collective leadership, the leader served two five-year terms and appointed his successor in advance. These practices created a certain degree of predictability, stability, and transparency, thereby facilitating  China’s dramatic economic growth and making it powerful enough to compete with the United States. Xi Jinping has sharply broken from this tradition as he seeks to become a 21st-century emperor.

China’s growth was enabled in no small part by talented individuals who studied abroad and then returned home to apply their experiences and insights. As China closes its doors to the outside world, it is also limiting its potential to become a leader in innovation.

Some argue that China is destined to become an imperial power. However, it will be difficult for a fast follower such as China to build an empire. In general, a country must be a first mover or trendsetter to become a hegemonic power. For example, in the corporate sector, Xiaomi may catch up to Samsung, but can it replace Apple? Tech companies such as Alibaba and Baidu have achieved rapid growth thanks to a sizable domestic market, but they have emulated the business models of Amazon and Google. They have not created a new, transformative platform. China’s growth was enabled in no small part by talented individuals who studied abroad and then returned home to apply their experiences and insights. As China closes its doors to the outside world, it is also limiting its potential to become a leader in innovation.

Furthermore, China is failing to serve as a role model for other countries. Except for a few countries in Africa and Asia, the Belt and Road Initiative has yet to yield meaningful results. If anything, anti-China sentiment is deepening across Europe, North America, and Asia. While the Soviet Union had the communist bloc, China lacks a reliable group of allies. China has indeed achieved remarkable growth in the past 30 years, presenting lucrative economic opportunities for individuals and companies in China and abroad. However, talented individuals across the world would arguably prefer to study, work, and live in the United States than in China. Japan’s postwar growth inspired a “Japan boom,” a desire to study and emulate Japan. There is no comparable “China boom” to speak of.

Rich Mandarins

The Palo Alto area, where I have lived and worked for over two decades, has some of the highest housing prices in the United States. A small condo, which is equivalent to an apartment unit in Korea, costs over $1 million. Since I moved to Stanford in 2001, the Bay Area has seen three significant surges in housing prices. The first two waves resulted from a sudden increase in wealth among young tech workers when Google and Facebook went public. On the other hand, the third surge is said to be related to Chinese residents. Locals call these individuals, who purchase high-end housing in cash, “rich mandarins.”

This group includes company founders and investment professionals, as well as entrepreneurs who have listed their companies on New York’s Stock Exchange. They are mostly in their 50s, and they played a critical role in China’s economic growth through their contributions to the IT sector. Although they have amassed an enormous amount of wealth, they are anxious about China’s prospects and the country’s uncertain political future. They are also worried that the government could seize their companies or their individual property. Their families have already moved to America, and they conduct business by shuttling between China and the United States. Some have left China in search of a new life and career.

As long as those who have attained success in China eventually end up in the United States, China cannot become the world’s leading superpower. These individuals are voting with their feet.

As long as those who have attained success in China eventually end up in the United States, China cannot become the world’s leading superpower. These individuals are voting with their feet. Professor Wang Jisi of Peking University has said that “the day the U.S. truly declines is when visa lines in front of its consulates are no longer crowded.”[16] There is pessimism even among China’s economic elite about the country’s future, especially as Xi Jinping further tightens political control under a one-man dictatorship.

For China to surpass the United States and lead the international order, we should see the opposite. Instead of China’s elites rushing toward the United States, there should be an outflow of American elites to China. Only then can we truly speak of a Pax Sinica. In addition, countries across the world should seek to emulate the Chinese model, not the American model. Based on my own knowledge and experience, I am convinced that the likelihood of such trends emerging in the next 20 or 30 years is vanishingly small. It is thus realistic and reasonable to expect Pax Americana to continue into the next generation, with clear implications for Korea’s foreign policy going forward.

An Empire of Liberty

The United States is a hegemonic power that wields unparalleled influence across the world. It exercises its economic and military power to uphold its political, military, and cultural dominance. Institutions such as the World Bank and the IMF are critical elements of Pax Americana, as are programs such as the Peace Corps and Fulbright Scholarships. During the War on Terror, the United States sacrificed many lives and trillions of dollars in prolonged conflicts in Afghanistan and Iraq. Over the past 100 years, the United States took part in 35 wars, large and small.It will likely be recorded as the country that has participated in the most armed conflicts. Pax Americana appears to be much more robust than Pax Romana or Pax Britannica.

For these reasons, Korea’s progressives criticize American imperialism and advocate for cultivating closer ties with China. We should ask, however, whether a Pax Sinica would be preferable to Pax Americana.

Compared to that of the Soviet Union or present-day China, America’s empire is far more sophisticated. History also tells us so. Although the United States is criticized at times for failing to live up to its proclaimed values, it has shown the strongest commitment to democracy and human rights of any superpower. In an ideal world, the international order would be built solely on sovereign equality. However, any superpower will seek to construct its preferred international order and defend it using various levers of power, including the use of force. To maintain its global hegemony, the United States has effectively deployed a mixture of hard power, soft power, and smart power.

The Yoon administration’s clear articulation of its intent to build a values-based alliance with the United States and other liberal democracies is commendable. There are only a handful of countries other than Korea that have both a defense treaty and an FTA with the U.S.
Gi-Wook Shin

Based on historical experience and a critical analysis of the current state of the world, it would be dangerous to presuppose that Pax Sinica will displace Pax Americana anytime soon. From Korea’s standpoint, it would be unwise to call for strategic ambiguity or for maintaining an equidistant posture between the United States and China. As previously noted, the paradigm of an-mi-gyeong-joong is no longer viable.[17] The Yoon administration’s clear articulation of its intent to build a values-based alliance with the United States and other liberal democracies is commendable. In fact, there are only a handful of countries other than Korea—Israel, Canada, and Australia—that have both a defense treaty and a free trade agreement (FTA) with the United States. Korea must foster relationships with these countries, which are a valuable diplomatic asset.

There is deep disappointment and anger in Korea [about the IRA], as this creates a significant disadvantage for Korea’s auto companies. To put it bluntly, Korea’s companies are paying the cost of the Korean government’s failure to address stark economic realities.
Gi-Wook Shin

At the same time, it would be imprudent to focus only on abstract values and neglect vital economic or security interests. Let us consider a recent example. Korea’s leading conglomerates—including Samsung Electronics, Hyundai Motor Group, and SK—have pledged to invest $26 billion in the United States this year alone. However, the recently passed IRA only provides consumer tax credits to electric vehicles manufactured in North America. There is deep disappointment and anger in Korea, as this creates a significant disadvantage for Korea’s auto companies. To put it bluntly, Korea’s companies are paying the cost of the Korean government’s failure to address stark economic realities.

If the Yoon administration indeed seeks to reduce Korea’s economic dependence on China, it should have a roadmap to strengthen economic ties with the United States while protecting Korea’s own interests. As the United States brings economic security to the forefront, Korea should devise a strategy to avoid repeating the same mistake. Furthermore, even if Korea partners with the United States in advanced technologies that affect national security, it can still maintain economic relations with China in other sectors, including retail, consumer goods, and manufacturing. For values-based diplomacy to be successful, it must be upheld by interest-based diplomacy.

In Search of a Non-Partisan Foreign Policy

In this context, it is worth closely examining two recently published columns regarding the IRA controversy. The first is an op-ed entitled “Yoon Has Been Played by the United States” (September 20) by Park Hyeon, a senior columnist at the progressive Hankyoreh. The second is an op-ed entitled “The IRA Undermines Trust in the Alliance” (September 26) by Lee Mi-Sook, a well-known conservative commentator, in the Munhwa Ilbo.[18] As former Washington correspondents, Park and Lee both have firsthand knowledge of America’s inner workings. Park’s column focuses on criticizing the Yoon administration, while Lee’s piece expresses concern about a weakened U.S.-Korea alliance. Nevertheless, they both show that U.S. policies aimed at China could spark anti-American sentiment in Korea.

Park writes that “the United States, under the banner of economic security, is tying its allies and friendly countries into a U.S.-led economic bloc, weakening China—the hegemonic challenger—while seeking a revival of its domestic manufacturing industry.” He begins from the premise that “this kind of protectionism is harmful for open, export-driven economies such as Korea.” With full knowledge of this state of affairs, Hyundai Motor Group pledged to invest more than $10 billion in the United States, expecting its cars to be granted subsidies in return. Instead, it was given the cold shoulder. Park adds that “the Presidential Office fell into disarray” and missed a golden opportunity to raise these concerns with House Speaker Nancy Pelosi, who visited Korea shortly after the final text of the IRA was released on July 27. This failure is characteristic of Yoon’s foreign policy, Park concludes.

In her column, Lee writes that “the IRA could once again imperil the U.S.-Korea alliance, which faced a serious crisis under the Trump administration.” She goes on to say that “the exclusion of Korean electric vehicles from subsidies, despite the ‘national treatment’ clause in the Korea-U.S. FTA, is raising suspicions about an underlying lack of concern for Korea in the United States.” Moreover, she adds that “there are signs this dispute over subsidies could turn into something far worse—a question of hurt national pride.” She warns that “if America fails to show flexibility and sticks to the original provision of the IRA, this will not only erode Koreans’ trust in the alliance, but also provide political fodder for progressives (former pro-democracy activists) to stoke anti-Americanism.” In closing, Lee calls upon the United States “to consider Korea’s view of the situation and act in a way that honors the spirit of the U.S.-Korea alliance.”

It is commendable for the Yoon administration to focus on strengthening the U.S.-Korea alliance and building solidarity around shared values, but it must also call on Washington to reciprocate Seoul’s efforts.
Gi-Wook Shin

As these op-eds indicate, both progressives and conservatives are openly expressing their concern about the United States’ failure to show adequate concern for Korea. It is commendable for the Yoon administration to focus on strengthening the U.S.-Korea alliance and building solidarity around shared values, but it must also call on Washington to reciprocate Seoul’s efforts. For instance, as Lee Mi-Sook notes in her column, Korea could suggest an amendment to the IRA to apply subsidies to electric vehicles produced in countries that have an FTA with the United States. Policy missteps could lead to a resurgence of anti-American sentiment in Korea, putting the Yoon administration in a political quagmire. The controversy over the IRA may be the first of many such issues, especially if the Biden administration intensifies its “Made in America” policy.

To overcome the unforgiving realities of Korea’s foreign policy environment, the Yoon administration must be able to rely on a robust domestic consensus and strong popular support. Foreign policy requires a high level of expertise. Some issues have to be resolved behind the scenes, with experts and government officials playing a leading role. That said, foreign policy should not be left entirely in the hands of policy elites, and it should not be a partisan political football. On several occasions, minor incidents during President Yoon’s recent overseas visits received undue attention in the press and became the subject of ridicule back home. This is entirely unnecessary. For example, take the controversy surrounding a hot mic moment during a visit to New York in September.[19] Looking from the outside in, it is difficult to understand why the whole country became engulfed in a bitter partisan debate about a trivial gaffe. Little attention was paid to the substance of the visit.

It is vital to establish a norm whereby important foreign policy issues are addressed in a non-ideological, non-partisan manner that garners broad public support. To do so, the Korean government must increase transparency in its decision-making process when it comes to major issues. It must also endeavor to gather and incorporate public opinion in foreign policy, so that the public does not feel unduly detached from the policymaking process. Governments across the world now recognize domestic public opinion as a critical element of their foreign policy strategy. Diplomacy cannot be effective without public support. Korea’s diplomats, who are in the trenches of international diplomacy, need all the support they can get.

There is no telling when Korea might be battered by a perfect storm in its foreign policy, given the current state of U.S.-China relations. As Hal Brands and Michael Beckley warn in Danger Zone: The Coming Conflict with China, the race between the United States and China may end up being a sprint, not a marathon. This decade may be the most dangerous period in U.S.-China relations. In the early 20th century, Korea lost its sovereignty after failing to establish a coherent foreign policy, with different factions supporting China, Russia, and Japan. Upon liberation in 1945, extreme ideological confrontation split the peninsula in two. Korea cannot afford to make the same mistake again.

 

[1] Gi-Wook Shin and Seong-Hyon Lee, “Op-Ed: In China, Xi Jinping Is Getting an Unprecedented Third Term. What Should the World Expect?”, Los Angeles Times, October 20, 2022, https://www.latimes.com/opinion/story/2022-10-20/china-government-president-xi-jinping.
 

[3] U.S. Department of Defense, 2022 National Defense Strategy of the United States of America, October 2022, https://media.defense.gov/2022/Oct/27/2003103845/-1/-1/1/2022-NATIONAL-DEFENSE-STRATEGY-NPR-MDR.PDF.
 

[4] A recent survey of the South Korean public indicates that “only 43 percent of. . . respondents agree with this framework to some degree.” See Gi-Wook Shin, Haley M. Gordon, and Hannah June Kim, “South Korea Votes, Beijing Watches,” American Purpose, March 2, 2022, https://www.americanpurpose.com/articles/south-korea-votes-beijing-watches/. See also Gi-Wook Shin, “In the Wake of Russia’s Invasion of Ukraine, Korea Should Join Its Peers in Defending the Liberal International Order,” Shorenstein APARC, June 1, 2022, https://fsi.stanford.edu/news/wake-russia%E2%80%99s-invasion-ukraine-korea-should-join-its-peers-defending-liberal-international.
 

[5] ROK Presidential Office, “President Yoon’s Opening Remarks at the ASEAN Summit” [in Korean], November 11, 2022, https://www.korea.kr/news/policyNewsView.do?newsId=148908196.
 

[6] PRC State Council, “Notice of the State Council on the Publication of ‘Made in China 2025’,” May 8, 2015. Translation provided by Center for Security and Emerging Technology, Georgetown University, https://cset.georgetown.edu/wp-content/uploads/t0432_made_in_china_2025_EN.pdf
 

[7] “China to Raise Defense Spending by 7.1% to $229 Billion,” AP News, March 5, 2022, https://apnews.com/article/business-china-congress-d03b477b646b055241e7712f86bacee6.
 

[8] Xi Jinping, “The Historic Mission of the Chinese Communist Party in this New Era,” Qiushi, September 30, 2022, http://www.qstheory.cn/dukan/qs/2022-09/30/c_1129040825.htm. The original text reads “今天,我们比历史上任何时期都更接近、更有信心和能力实现中华民族伟大复兴的目标”.
 

[9] For the full text, see Secure 5G and Beyond Act of 2020, Pub. L. No. 116–129, 134 Stat. 223 (2020), https://www.govinfo.gov/content/pkg/PLAW-116publ129/pdf/PLAW-116publ129.pdf.
 

[10] U.S. Department of State, “Designation of the Confucius Institute U.S. Center as a Foreign Mission of the PRC,” August 13, 2020, https://2017-2021.state.gov/designation-of-the-confucius-institute-u-s-center-as-a-foreign-mission-of-the-prc/index.html.
 

[11] Christine Huang, Laura Silver, and Laura Clancy, “China’s Partnership With Russia Seen as Serious Problem for the U.S.,” Pew Research Center, April 28, 2022, https://www.pewresearch.org/global/2022/04/28/chinas-partnership-with-russia-seen-as-serious-problem-for-the-us/.
 

[12] The White House, “Fact Sheet: CHIPS and Science Act Will Lower Costs, Create Jobs, Strengthen Supply Chains, and Counter China,” August 9, 2022, https://www.whitehouse.gov/briefing-room/statements-releases/2022/08/09/fact-sheet-chips-and-science-act-will-lower-costs-create-jobs-strengthen-supply-chains-and-counter-china/.
 

[13] Kinling Lo, “US Chips Act Bars American Companies in China from Building ‘Advanced Tech’ Factories for 10 years,” South China Morning Post, September 7, 2022, https://www.scmp.com/news/china/article/3191596/us-chips-act-bars-american-companies-china-building-advanced-tech.
 

[14] Jacob Funk Kirkegaard, “Chinese Investment into the US and EU Has Plummeted since 2016,” Peterson Institute for International Economics, September 16, 2019. https://www.piie.com/research/piie-charts/chinese-investment-us-and-eu-has-plummeted-2016.
 

[15] The dynamism of its universities also provides the United States with a significant advantage. See Gi-Wook Shin, “Why Korea’s Future Depends on Its Universities,” Shorenstein APARC, October 13, 2022, https://fsi.stanford.edu/news/why-korea%E2%80%99s-future-depends-its-universities.
 

[16] Tuvia Gering, “Discourse Power,” May 30, 2022, https://discoursepower.substack.com/p/discourse-power-may-30-2022.
 

[17] Shin, “In the Wake of Russia’s Invasion of Ukraine.”
 

[19] President Yoon, after a meeting with President Biden, was caught on a hot mic using an expletive in reference to members of the ROK National Assembly.

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As U.S.-China tensions escalate, Korea must chart a new path.

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Book cover for "Imperfect Partners"

Watch our interview below with Scot Marciel about Imperfect Partners. You can also read a summary news article of the conversation.

Listen to a conversation with Marciel on the Insight Myanmar podcast, below. You can also read a Mizzima News article featuring the conversation.

About the book

Scot Marciel is widely considered the State Department’s top Southeast Asia hand, the result of decades of experience working in and on the region and the key role he has played in shaping and implementing U.S. policy. He was on the ground in the Philippines during the historic People Power revolt in the 1980s, became the first U.S. diplomat to serve in Hanoi in the early 1990s, was appointed the first U.S. ambassador to ASEAN in the 2000s, and spent the last 15 years twice serving as the State Department’s point person on Southeast Asia policy, and as U.S. ambassador to Indonesia and then to Myanmar during that country’s democratic experiment and its horrific ethnic cleansing of the Rohingya.

Imperfect Partners encapsulates Marciel’s experiences, providing the perspective of an American diplomat who has dealt with the dual challenges of working with foreign governments and also within the U.S. government. Noting that the United States “has a history of not quite knowing how to engage with Southeast Asia,” he highlights the ups and downs of critical U.S. relationships in the region. Marciel explores not only diplomatic successes, but challenges faced, missteps made, and opportunities missed in U.S. diplomacy with Southeast Asia. His on-the-ground witness account of the normalization of U.S.-Vietnam relations is essential reading, as is his passionate analysis of the gains and the failures of Myanmar’s decade-long opening.

While China’s rise has re-injected a long-absent strategic element into U.S. policy toward Southeast Asia, Marciel warns against making China the focus of that policy. He argues that the United States can best advance its own interests—and support the freedom of maneuver of Southeast Asia—through a strategy of consistent engagement based on a positive agenda and by focusing on the region’s dynamic younger generation.


Virtual Book Talks

"What we have in this very readable book are the reflections of an eminent American diplomat on issues of particular significance for Australia as it continues to ponder how it should be responding to China’s rise, and how those responses are likely to affect its alliance with the US." — Dr. Allan Patience

Read the complete review at the Australian Institute for International Affairs >    

Praise for the Book

"For the United States, Southeast Asia is one of the most important and least understood parts of the world. Scot Marciel draws on his vast diplomatic experience to bring a wealth of illuminating stories, hard-earned insights, and wise analysis to bear on a region that will help determine our capacity to deal with the most pressing issues of the 21st century. . . . Imperfect Partners is an indispensable resource for anyone seeking to understand Southeast Asia and America’s relationship with its countries and people."
Ben Rhodes, former deputy national security advisor and author of After the Fall

"Drawing on his 35 years of diplomatic experience, Scot Marciel has written an illuminating survey of the United States' relations with Southeast Asia. . . . This is an excellent primer on a part of the world whose significance has grown substantially in recent years with the rise of neighboring China."
John Negroponte, career diplomat, former U.S. Permanent Representative to the United Nations and the first director of national intelligence

"Ambassador Scot Marciel has written a gem of a book. His thoughtfully researched account is brought to life with fascinating insights and captivating, on-the-scene anecdotes. . . . Imperfect Partners is a must-read for U.S. policymakers, business leaders, academics, humanitarians, and everyday Americans engaging with the nations of Southeast Asia."
Kristie Kenney, former State Department counselor and U.S. ambassador to Thailand, the Philippines, and Ecuador

"A master practitioner has provided us with a ring-side view of how our diplomats pursue American interests in Southeast Asia.  This is must reading for aspiring Southeast Asia hands who want to familiarize themselves with American regional diplomacy.  It’s also indispensable reading for American strategists, who will ignore Ambassador Marciel’s policy prescriptions at their peril."
Dave Shear, former assistant secretary of defense for Asian and Pacific Security Affairs and U.S. ambassador to Vietnam

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The United States And Southeast Asia

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Scot Marciel
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APARC and Rowman & Littlefield
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3D mockup cover of APARC's volume 'South Korea's Democracy in Crisis'

Like in many other states worldwide, democracy is in trouble in South Korea, entering a state of regression in the past decade, barely thirty years after its emergence in 1987. The society that recently had ordinary citizens leading “candlelight protests” demanding the impeachment of Park Geun-hye in 2016-17 has become polarized amid an upsurge of populism, driven by persistent structural inequalities, globalization, and the rise of the information society. 

The symptoms of democratic decline are increasingly hard to miss: political opponents are demonized, democratic norms are eroded, and the independence of the courts is whittled away. Perhaps most disturbing is that this all takes place under a government dominated by former pro-democracy activists.

The contributors to this volume trace the sources of illiberalism in today’s Korea; examine how political polarization is plaguing its party system; discuss how civil society and the courts have become politicized; look at the roles of inequality, education, and social media in the country’s democratic decline; and consider how illiberalism has affected Korea’s foreign policy. 

Table of Contents

Introduction
Korea’s Democratic Decay: Worrisome Trends and Pressing Challenges
Gi-Wook Shin and Ho-Ki Kim

1. Why Is Korean Democracy Majoritarian but Not Liberal?
Byongjin Ahn

2. Uses and Misuses of Nationalism in the Democratic Politics of Korea
Aram Hur

3. The Weakness of Party Politics and Rise of Populism in Korea
Kwanhu Lee

4. The Politicization of Civil Society: No Longer Watchdogs of Power, Former Democratic Activists Are Becoming New Authoritarian Leaders 
Myoung-Ho Park

5. The Politicization of the Judiciary in Korea: Challenges in Maintaining the Balance of Power
Seongwook Heo

6. Two Divergences in Korea’s Economy and Democracy: Regional and Generational Disparities
Jun-Ho Jeong and Il-Young Lee

7. Democracy and the Educational System in Korea 
Seongsoo Choi

8. Social Media and the Salience of Polarization in Korea
Yong Suk Lee

9. Illiberalism in Korean Foreign Policy
Victor Cha

10. The Democratic Recession: A Global and Comparative Perspective
Larry Diamond

Epilogue
Korea’s 2022 Presidential Election: Populism in the Post-Truth Era
Ho-Ki Kim and Gi-Wook Shin

Media Coverage

To celebrate the publication of South Korea's Democracy in Crisis, APARC held a book launch seminar in Seoul on June 14, 2022. The event received extensive coverage in Korean media, including the following:

Desk, examination, or review copies can be requested through Stanford University Press.

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The Threats of Illiberalism, Populism, and Polarization

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Gi-Wook Shin
Ho-Ki Kim
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On September 17, 2021, APARC hosted a delegation from the Mongolian Parliament including speaker Gombojav Zandanshatar, who addressed a joint panel of parliament members and Stanford scholars. Zandanshatar, an alumnus at the Stanford Center on Democracy, Development and the Rule of Law, instituted a program of deliberative democracy in Mongolia, and reflected on the outcomes and challenges that still affect the nation.

Zandanshatar’s work with Stanford’s Center for Deliberative Democracy has impacted political reform processes in Mongolia, and he underscored the potential for academic exchange and policy research to improve overall governance and civic participation.

Sign up for APARC newsletters to receive our experts' analysis and commentary. 


A partnership years in the making

Following Zandanshatar’s initial time as a visiting scholar at CDDRL in 2015, he returned to Mongolia, where he promoted concepts of deliberative democracy. In 2017, the Mongolian government adopted the deliberative polling method developed by Stanford communications professor James Fishkin.

Other places around the world have looked seriously at what you are doing in Mongolia.
James Fishkin
Janet M Peck Chair of International Communication, Stanford

The deliberative method that analyzes public opinion was put in place to garner public input before the Mongolian constitution could be amended. Fishkin, who devised the deliberative polling process more than 30 years ago, sat on the panel and mentioned that "other places around the world have looked seriously at what you are doing in Mongolia." 

Member of Parliament Bulgantuya Khurelbaatar also addressed the panel, discussing the country’s path towards benefiting from democracy and a market economy. Bulgantuya shared statistics of recent economic and industrial outputs, and enumerated the many challenges facing the maturing democracy. Despite Mongolia's improvements in governance, the economy, the health sector, and access to education, the poverty rate in the country remains high (28.4%), there is a serious budget deficit, and the quality of education needs improvement, said Bulgantuya.

While many are optimistic about Mongolia’s ability to remain democratic in its current geostrategic context, Zandanshatar cited professor Larry Diamond's concept of democratic recession. Zandanshatar and Bulgantuya responded to questions from Diamond and CDDRL Director Kathryn Stoner on how Mongolia is dealing with the challenges to its democracy, especially against the rise of Russia and China, two authoritarian competitors on which its economy is heavily dependent. According to the delegatiuon, "Democracy is the only way Mongolia can stay alive as a nation."  These results of the panel suggest that autocratic pressure poses an important challenge to democratic integrity.

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At an in-person address to a panel of parliament members and Stanford scholars, Speaker Gombojav Zandanshatar assessed the nation's experiment in deliberative democracy and offered reflections on the challenges that face maturing democracies.

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This essay was first published in the political quarterly Democracy Journal. It is part of a four-essay collection, titled The Stakes in Asia, on the future of U.S.-Asian relations. This essay focuses on the nations of Southeast Asia, the three other essays on China, Japan, and South and North Korea. 


 

EVERYTHING WILL BE OKAY” read the t-shirt worn by 19-year-old Ma Kyal Sin, also known as “Angel,” in Mandalay, Myanmar, on March 3, 2021. Hundreds of thousands of mostly young Burmese had thronged the streets of their country’s cities to continue protesting the military’s seizure of power the month before. She had joined them to serve on the front line, hoping to protect her unarmed companions from the advancing police. She was shot in the back of the head and died. Soon after she was buried, the junta exhumed her body, took it away, and filled her grave with concrete. The regime then claimed that autopsy results showed the bullet in her brain could only have been fired by another demonstrator. Yet when she was shot, she had her back to the oncoming police.

Everything is not okay in Myanmar and won’t be for some time to come. As of the beginning of April, the country’s military, or Tatmadaw, led by the coup’s leader, army General Min Aung Hlaing, had killed an estimated 400 unarmed Burmese, who were guilty of nothing but peacefully protesting the general’s merciless usurping regime. By mid-April, the junta’s murders exceeded 700 in number.

Nor is everything okay next door in Thailand, another mainland Southeast Asian state. Seven years have passed since that country’s latest coup in 2014—the 13th successful seizure of power there since the overthrow of its then-absolute monarchy in 1932. Although elections were finally held in 2019, the military manipulated them to reinforce its rule. Young Thais have been demonstrating against the government off and on since early in 2020.

East of Thailand are three more China-facing states in mainland Southeast Asia: Cambodia, Laos, and Vietnam. Cambodia’s dictator Hun Sen has kept his grip on power for more than 36 years, a record exceeded in Asia only by the Ayatollah Khameini in Iran. In March 2021, a Cambodian court did Hun Sen’s bidding yet again by sentencing the nine senior members of the country’s already banned opposition party, including its leader, to more than two decades in prison, effectively barring them from ever returning home from exile.

Laos is, in effect, a fiefdom of the harshly dominant Lao People’s Revolutionary Party (LPRP), whose leaders have quashed opposition, curtailed liberties, and forcibly suppressed the formation of a civil society independent of that single-party state. Vietnam’s draconian law on cybersecurity outlaws the “organizing, activating, colluding, instigating, bribing, cheating or tricking, manipulating, training, or drilling” of “people to oppose the State of the Socialist Republic of Vietnam,” while also criminalizing undefined actions such as “causing confusion,” “distorting history,” and “denying revolutionary achievements.” Unsurprisingly, Laos and Vietnam rank 172nd and 175th, respectively, on the 2020 World Press Freedom Index of 180 countries.

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The Mainland-Maritime Contrast

Myanmar, Thailand, Cambodia, Laos, and Vietnam constitute sub-continental Southeast Asia. Myanmar, Laos, and Vietnam share land borders with China. The remaining Southeast Asian states—the Philippines, Malaysia, Brunei, Indonesia, Singapore, and Timor-Leste—are peninsular or insular in character and farther from China. It is common practice in Southeast Asian studies to distinguish the China-proximate five “landed” or mainland countries in northwestern Southeast Asia from the “maritime” six farther to the south and the east.

Six of the ten members of the Association of Southeast Asian Nations are “Not Free”: Brunei, Cambodia, Laos, Myanmar, Thailand, and Vietnam. More than half of ASEAN is despotic by this measure, and of those six authoritarian members, five are on the mainland.

Geography and geology are not the same. Of the five mainland countries, four have seacoasts; only Laos is land-locked. All of the six maritime states are entirely or partly archipelagic. But Malaysia and Singapore are subcontinental in that they occupy the southernmost end of peninsular Southeast Asia. A projected three-stranded set of overland railroads connecting Malaysia and Singapore to mainland China, if completed, could socioeconomically enhance their subcontinental character. The strands would run southward from Kunming, the capital city of China’s Yunnan province, through Myanmar, Laos, and Vietnam to Bangkok in Thailand and onward through Malaysia to Singapore. Completing these north-south connections has been a priority of Xi Jinping’s Belt and Road Initiative (BRI).

Fears of “mainlandization”—Sinification—have arisen in that context. China’s presence is already amply manifest in the northern parts of Myanmar and Laos, where economic and cultural enclaves have formed around the influxes of tourists and immigrants from the PRC. Expatriate and local Chinese dominate the economy of Myanmar’s second largest city, Mandalay, where young Ma Kyal Sin died. Mandarin is widely spoken there. If the BRI succeeds, if the north-south tracks are laid and maintained, and if traffic then flourishes back and forth to the mutual “win-win” benefit of China and all of the five Southeast Asian economies along the way, Beijing could further enlarge its footprint in the region.

Could does not mean will. The world economy shrank by more than 4 percent in 2020. Infrastructure is costly, and its returns are long-term. To varying extents in different countries, envisioned connectivity has become a casualty of the COVID-19 pandemic, as governments have closed borders to reduce transmission of the virus and its variants. In 2019-2020, the pace of overseas lending by China’s policy banks slowed, and Chinese spending on megaprojects in the BRI fell to its lowest level ever. China’s latest five-year plan calls for “dual circulation,” abroad as well as at home, but the domestic economy is given priority.

That said, China’s economic growth in 2021 could reach 8 percent and thereby fuel Beijing’s campaign for influence in mainland Southeast Asia. In Laos, for example, aggressive Chinese lenders and corrupt local elites have indebted that country to the point that its lucrative electricity exports may soon be controlled by China. As one of the poorest members of the Association of Southeast Asian Nations (ASEAN), Laos needs those revenues. Majority control over the country’s network of high-voltage power lines could give Beijing leverage that it could wield to ensure that Laos remains a compliant “friend” of China.

As illustrated by the case of China-facing Laos, the distribution of despotism in Southeast Asia tends to reinforce the mainland-maritime divide. “Many have said over the years that ASEAN is a club of dictators,” a Human Rights Watch official observed in 2016.

That harsh judgment is less of an exaggeration than one would wish. According to Freedom House, six of the ten members of the Association of Southeast Asian Nations are “Not Free”: Brunei, Cambodia, Laos, Myanmar, Thailand, and Vietnam. More than half of ASEAN is despotic by this measure, and of those six authoritarian members, five are on the mainland. The only maritime autocracy is tiny Brunei, an absolute monarchy perched on the coast of Borneo facing the South China Sea. The remaining four ASEAN states—Indonesia, Malaysia, the Philippines, and Singapore—are all maritime and rated “Partly Free.” The lone “Free” country in the region is Timor-Leste, which occupies three neighboring bits of territory in the Indonesian archipelago and is not a member of ASEAN, although it would like to join.

Three crude descriptions follow: First, mainland Southeast Asia is autocratic. Second, maritime Southeast Asia is semi-democratic—a middle or mixed position reflected in the balance between the two smallest sea-linked states by population, autocratic Brunei and democratic Timor-Leste. Third, ASEAN’s membership tilts authoritarian, being six-tenths autocratic, four-tenths semi-democratic, and zero tenths democratic by Freedom House standards.

China’s Role: ‘Stability’ Over Democracy

How should China and its strategy be factored into these comparisons? Is geography destiny? Xi Jinping and his advisors would like their Southeast Asian counterparts to think so. Consider Beijing’s proposal for an ASEAN-China Community of Common Destiny. Does “community of common destiny” express China’s empathy, its presumption, or its intention to possess and preempt? Beijing wants its Southeast Asian neighbors to treat the idea of sharing a community as reassuring proof of how much and how sincerely China cares about them and their region. But a common destiny precludes divergent scenarios and destinations. If China’s destiny is to remain a party-state dictatorship under one leader for life, does Beijing want that same fate to encompass the rest of Southeast Asia? Does it strive to “mainlandize” the entire region by reinforcing top-down rule in “Not Free” Southeast Asia and making the “Partly Free” maritime states “Not Free” as well?

Shorn of all pretense, Xi Jinping’s hope is that China’s southern neighbors will look at a map and give up [...] Although China’s political template is authoritarian, Xi is not an evangelist for autocracy in Southeast Asia.

China is not evangelically despotic toward its neighbors in an ideological sense. “Socialism with Chinese characteristics” is an unexportable mishmash—oxymoronic in theory, contingent in practice, and parochial by its very name. As a candidate for travel beyond the PRC, it lacks legs. Nor is China counting on converting Southeast Asians into loyal fans of a Chinese model. Beijing is vigorously trying to bolster its soft power and incentivize its neighbors to acknowledge and join a Chinese sphere of regional influence voluntarily. The ASEAN states collectively are already China’s largest trading partner and vice versa. But if public diplomacy and economic embraces fail, it is fatalism, not communism, that Beijing is betting on.

Shorn of all pretense, Xi Jinping’s hope is that China’s southern neighbors will look at a map and give up. Why? Because, as the PRC’s current top diplomat Yang Jiechi famously told his ASEAN counterparts in 2010, “China is a big country and other countries are small countries, and that’s just a fact.” As if big China were saying to its small neighbors: Our common destiny is to experience and accept the disparity between us, for we and you are destined to remain unequal, whether you like it or not. Take the South China Sea. We—the PRC—were always destined to absorb nearly all of that body of water based on Chinese sovereignty “formed over the course of over two thousand years,” to quote Jiechi in 2016.

The South China Sea is not lebensraum. It is not viewed in Beijing the way Berlin saw Poland in August 1939. Nevertheless, Xi’s China continues to manufacture destiny with Chinese characteristics in the heartwater of Southeast Asia by creating maritime facts on the water that Southeast Asians cannot reverse. These include China’s forcible possession of land features claimed by ASEAN’s littoral states; its conversion of those features into military bases from which it can threaten the region; and its orchestration of at-sea collisions, near-collisions, encirclements, and swarmings to stop Southeast Asians from fishing or from lifting undersea oil and gas even within their own Exclusive Economic Zones, all in clear violation of the UN Convention on the Law of the Sea. Beijing hopes that someday its control over the South China Sea and the land features it has weaponized there will be “just a fact” that ASEAN’s members will have had to accept, their lack of China’s size and strength having convinced them that they have no choice but to kowtow. Rather than trying to seed the region with despotisms in China’s image, Beijing prefers to encourage Southeast Asian fatalism, and with it the passivity and resignation to subservience that sheer necessity would imply.

Although China’s political template is authoritarian, Xi is not an evangelist for autocracy in Southeast Asia. If, as has been claimed, Xi’s China is “ideologically bankrupt,” it has no surplus in ideas to spend convincing the world to mimic its doctrine. As exportable advice, the formula that Beijing does represent—regime legitimation by economic performance—is more pragmatic than ideological. There are, nevertheless, three ways in which Chinese foreign policy in Southeast Asia affects, and is affected by, the more despotic character of ASEAN’s mainland compared with its maritime member states.

As it seeks to influence its neighbors and the world beyond, Xi’s China may be ideologically promiscuous. But Beijing does love stability. When Adam Prezorskwi described democracy as “institutionalized uncertainty,” he noted its potentially beneficial effect. The unpredictability of electoral outcomes in a democratic system is stabilizing insofar as it motivates a losing candidate not to turn against the system but rather to run again within it. The chance of victory—positive uncertainty—may warrant another try.

But institutionalized uncertainty is anathema to the Communist Party of China. The power and authority of the CPC under a could-be leader for life supplies the institutionalized certainty that a stable dictatorship needs—or thinks it needs—to survive. Rapid economic growth and the systematic forestalling of civil society in China continue at least to postpone recourse to another Tiananmen massacre. In roughly comparable ways, institutionalized repression in Laos, Cambodia, and Vietnam has helped keep those dictatorships stable—so far. Beijing’s faith in the stabilizing power of institutionalized certainty makes dealing with foreign despots a subjectively rational choice. And doing so can at least simplify Chinese diplomacy. Democracies have more actors who need to be taken into account, including critics of China whose barbs are protected speech.

Consider Myanmar. Given Beijing’s economic and strategic stake in using Myanmar as a way station for greater Chinese access to the Indian Ocean, Xi is probably furious that Senior General Min Aung Hlaing has rendered Myanmar unstable and unpredictable. The general’s regime is not innately pro-China. But Beijing likely calculates that a democratic alternative to military rule could jeopardize China’s position even more. In the days immediately following the Tatmadaw’s seizure of power, Beijing did not even acknowledge that a coup had taken place, calling it a mere “cabinet reshuffle” and blocking the UN Security Council from criticizing what had occurred. Inside Myanmar, anti-China protests ensued, with accusations stemming from rumors that China might even have encouraged the coup due to its own despotic character and inclination. The rumors sound unfounded, but the fact that they circulated among democracy-minded opponents of the junta could only reinforce Beijing’s preference for military rule.

Xi’s China craves praise. Chinese “wolf warrior” diplomats in Southeast Asia have not been shy about urging and thus implicitly requiring recipients of Chinese “gifts,” including vaccines for local use against the COVID-19 virus, to publicly thank China for its generosity—preferably in profuse terms. In a democracy that values personal worth more than hierarchical deference and obligatory gratitude, kowtowing may be unpopular. In contrast, under a despot, obligatory upward fawning may be normal and thus more easily performed to please a foreign donor. An authoritarian patron may welcome such expressions of fealty as signs of submission. In addition, China’s often visceral dismissal of foreign criticism, compared with the normality of critique in democratic states, would suggest that Beijing prefers to deal with leaders of governments that enforce gratitude for reasons of material dependence on China, as opposed to those who refuse to self-censor. Looking back and forward toward the future, China’s history as a presumptuous empire and its Xi-led quest for “rejuvenation” to recover former glory, before its “century of humiliation” by the West, are not conducive to comportment as a Westphalian state dealing on a basis of equality with other states.

Third and finally, if authoritarian China is about product with little regard for process, whereas democratic society reverses those priorities, it stands to reason that China’s policymakers may, other things being equal, prefer to partner with autocratic heads of state who can get things done, never mind how.

Pushing Back and Looking Forward

Deterministically structural explanations of China’s influence in Southeast Asia—size, proximity, a magnetic economy—overlook the human factor: the capacity of the region’s people and leaders to question and reject dependence on tectonic conditions that stack the deck in China’s favor. To Beijing’s likely chagrin, that capacity is amply evident in the opinions of elite-level Southeast Asians who follow their countries’ foreign affairs. The ISEAS-Yusof Ishak Institute’s consecutive annual surveys of the views of these individuals have revealed their rising mistrust of China and, conversely, their rising trust of the United States.

Sampled in 2018, these elites mistrusted China and the United States in equal measure. In that year, 52 percent had little to no confidence that China would “do the right thing” in world affairs, while 51 percent said the same thing about the United States. But in 2019 and 2020, that pox on both houses has consistently and markedly evolved in China’s disfavor. By 2020, 63 percent of the Southeast Asian respondents mistrusted China, compared with 31 percent who mistrusted America. If that shift seems odd in light of the destabilizing idiosyncrasies of Donald Trump, it should be noted that the 2020 survey was conducted late in the final year of his presidency and the questions were about what China and the United States could be expected to do in the future. China’s hope for loyal neighbors received a further blow in the answers to a question about whether ASEAN, were it forced to align itself with one of the two big rivals, should side with China or with the United States. Although 39 percent of the respondents opted for China, 62 percent chose the United States.

Opinions are malleable. The popularities of China and the United States will fluctuate in tandem with future events. Although the survey research cited above has portrayed China as untrustworthy, expansionists in Beijing could take comfort in the data on Southeast Asian perceptions of relative power as a matter of fact, trustworthiness aside. Asked in 2020 which country or regional organization (such as ASEAN or the European Union) was the most influential economic power in Southeast Asia, 76 percent said China. Merely 7 percent named America. China won as well, though by a less overwhelming margin, when the same question was asked regarding political and strategic influence. That China is most consequential in those regards garnered 49 percent agreement, compared with 30 percent who thought the United States fitted that description. In effect, the survey inadvertently endorsed China’s cultivation of acquiescent fatalism in Southeast Asia—destiny over opportunity, realpolitik over moralpolitik—to the marginal advantage of Beijing.

In the months and years to come, major outside actors—the United States, Japan, and India among others—could work with autonomy-seeking Southeast Asian states to slow the Chinese juggernaut in Southeast Asia.

China is not significantly or consistently more or less popular in mainland Southeast Asia than it is in the maritime part of the region. Mistrust of China, for example, is highest in mainland Vietnam and in the maritime Philippines, albeit for different reasons. The Vietnamese remember their history of resistance to domination by China and resent its current bullying in the South China Sea. The latter behavior also angers Filipinos, whose own post-colonial history has tended, with exceptions, to involve accommodation with the United States. But the existence of a structural straitjacket that a Sinocentric understanding of “common destiny” would imply is more evident in the countries located closer to China that are accordingly less able to ignore their huge, overbearing, and censorial neighbor.

China is not willfully spreading autocracy in Southeast Asia. China’s relations with its neighbors are motivated by interest not ideology. With the stark exception of Vietnam, however, one can envision an authoritarian symbiosis of sorts developing between despotic China and potential satellite despotisms along its southern land border. Myanmar could become a test case in this context. If the junta crushes the opposition, if ASEAN does little more than slap the wrist of its murderous member, and if Western outrage drives the Tatmadaw into China’s arms, the growth of a Chinese sphere of influence based on authoritarian connivance could someday even split ASEAN roughly into its northwestern-subcontinental and southeastern-archipelagic parts.

Nevertheless, at least for now, the bravery of the martyred Ma Kyal Sin and her co-protestors in Myanmar, and of their counterparts in Thailand protesting against their own military regime, evokes, at least for now, a less despotic and subordinated future for Southeast Asia. Authoritarian instability is not an oxymoron. China’s own domestic stability and prosperity are not guaranteed. Its soft power deficit is real, and its overreaching under Xi Jinping could continue to vindicate Southeast Asian distrust. In the months and years to come, major outside actors—the United States, Japan, and India among others—could work with autonomy-seeking Southeast Asian states to slow the Chinese juggernaut in Southeast Asia.

A fresh wave of democratization in Southeast Asia is not on the horizon. But the destiny of even the already undemocratic mainland portion of Southeast Asia is not—not yet at least—made in Beijing.

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Chinese foreign policy in Southeast Asia affects, and is affected by, the more despotic character of ASEAN’s mainland compared with its maritime member states. But the destiny of even the already undemocratic mainland portion of Southeast Asia is not—not yet at least—made in Beijing.

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