Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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Noa Ronkin
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On September 13, 2024, the Japan Program at APARC welcomed to Stanford a delegation from the Embassy of Japan in the United States and the Consulate-General of Japan in San Francisco, including Ambassador Shigeo Yamada and Consul General Yo Osumi. The visit included a discussion of the Japanese diplomats with Stanford faculty members. Moderated by Japan Program Director Kiyoteru Tsutsui, the discussion focused on current issues affecting U.S.-Japan relations, regional and global security, and opportunities for strengthening U.S.-Japan academic exchange.

Yamada, who assumed his post as Ambassador Extraordinary and Plenipotentiary of Japan to the United States of America in December 2023, shared his experiences serving in the Abe and Kishida administrations and reflected on Japan’s concerns regarding the Russia-Ukraine war. He emphasized that Russia's aggression is a threat to the rule of law and represents a broader threat in East Asia. He expressed his hope that bilateral efforts will continue to counter these challenges.

The September 27 Liberal Democratic Party presidential election in Japan and the forthcoming November presidential election in the United States were also a major topic of conversation. Ambassador Yamada voiced his optimism, stating that regardless of the election outcomes, the strong foundation of the U.S.-Japan alliance will remain a constant. This bilateral relationship, he noted, is essential to navigating future geopolitical shifts.


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Delegation from the Embassy of Japan in the US and the Consulate-General of Japan in San Francisco meet with Stanford scholars in a conference room.
Ambassador Yamada, Consul General Osumi, and members of their delegation meet with Stanford scholars.

Stanford faculty members posed questions to Ambassador Yamada, touching on topics ranging from Japan-U.S.-Republic of Korea trilateral relations to the future of NATO’s role in Asia security. Ambassador Yamada underscored his belief in the growing strength of the Japan-Korea relationship, particularly among younger generations.

Ambassador Yamada and Consul General Osumi expressed a desire to deepen collaboration with academic institutions like Stanford and cultivate environments where Japanese scholars can thrive in global research ecosystems. In this context, the Ambassador addressed the decline in Japan’s global standing in science and technology research. He noted that, while Japan once led the way in innovation, there is a concern that the nation’s researchers are not sufficiently engaging with their international counterparts, including those in the United States.

A highlight of the discussion was the participation of Miku Yamada, a recent graduate of the Ford Dorsey Master's in International Policy Program at the Freeman Spogli Institute for International Studies now serving as Second Secretary at the Embassy of Japan in Washington, DC. Yamada described how her experience at Stanford has shaped her career path and shared her passion for inspiring other Japanese students to pursue academic and research opportunities abroad.

The visit reaffirmed the commitment of Japan and the United States to maintaining a strong bilateral relationship, with continued emphasis on academic partnerships as a means of fostering mutual understanding and addressing global challenges. Ambassador Yamada expressed his enthusiasm for continued engagement with Stanford scholars and sharing their insights to inform U.S.-Japan policy discussions.

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Japan's Ambassador to the US Shigeo Yamada, Consul General Yo Osumi, and Kiyoteru Tsutsui, posing on the front steps of Encina Hall, Stanford.
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In a recent visit by a delegation from Japan's Embassy to the United States and Consulate-General of Japan in San Francisco, Ambassador Shigeo Yamada and Stanford experts discussed pressing issues affecting U.S.-Japan relations, regional security, and the international legal order. Hosted by APARC's Japan Program, the visit highlighted the role of academic institutions in informing policy and global cooperation.

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Noa Ronkin
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The Walter H. Shorenstein Asia-Pacific Research Center (APARC) is pleased to invite applications for a host of fellowships in contemporary Asia studies to begin in Autumn quarter 2025.

The Center offers postdoctoral fellowships that promote multidisciplinary research on Asia-focused health policy, contemporary Japan, and contemporary Asia broadly defined, postdoctoral fellowships and visiting scholar positions with the Stanford Next Asia Policy Lab, and a fellowship for experts on Southeast Asia. Learn more about each opportunity and its eligibility and specific application requirements:

Asia Health Policy Program Postdoctoral Fellowship

Hosted by the Asia Health Policy Program at APARC, the fellowship is awarded to one recent PhD undertaking original research on contemporary health or healthcare policy of high relevance to countries in the Asia-Pacific region, especially developing countries. Appointments are for one year beginning in Autumn quarter 2025. The application deadline is December 1, 2024.

Japan Program Postdoctoral Fellowship

Hosted by the Japan Program at APARC, the fellowship supports research on contemporary Japan in a broad range of disciplines including political science, economics, sociology, law, policy studies, and international relations. Appointments are for one year beginning in Autumn quarter 2025. The application deadline is December 1, 2024.  

Shorenstein Postdoctoral Fellowship on Contemporary Asia

APARC offers two postdoctoral fellowship positions to junior scholars for research and writing on contemporary Asia. The primary research areas focus on political, economic, or social change in the Asia-Pacific region (including Northeast, Southeast, and South Asia), or international relations and international political economy in the region. Appointments are for one year beginning in Autumn quarter 2025. The application deadline is December 1, 2024. 
 

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The Center offers multiple fellowships for Asia researchers to begin in Autumn quarter 2025. These include postdoctoral fellowships on Asia-focused health policy, contemporary Japan, and the Asia-Pacific region, postdoctoral fellowships and visiting scholar positions with the Stanford Next Asia Policy Lab, a visiting scholar position on contemporary Taiwan, and fellowships for experts on Southeast Asia.

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Oriana Skylar Mastro
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This opinion piece originally appeared in The New York Times



Over the past 15 years, China has expanded its once-minimal military presence in the South China Sea into a significant one. Beijing has laid claim to nearly all of the strategic waterway, a vital shipping lifeline for the global economy that is rich in energy and fishery resources. China has used nonmilitary assets such as its Coast Guard, fishing vessels and maritime militia to bully its neighbors, blockade their ships and build Chinese military bases on disputed islands.

America is partly to blame. It has condemned China’s behavior, but, eager to avoid escalation, has consistently refrained from standing up militarily, which has only further emboldened Beijing. A new approach is needed. The United States must take real action to strengthen alliances and confront China before it eventually takes control of this hugely important body of water without firing a shot. 

Like any unchallenged bully, China has become increasingly aggressive. Last month, Chinese Coast Guard personnel attacked a Philippine supply vessel with axes and other crude weapons — Manila says a Filipino sailor and several others were injured — in one of the worst acts of violence between China and its rivals in the South China Sea in years. The incident took place near the Sierra Madre, a rusting World War II-era ship that the Philippines had beached 25 years ago at Second Thomas Shoal to assert its territorial claim. The shoal lies about 120 miles off the Philippine island of Palawan and is well within the nation’s exclusive economic zone.

China also had past territorial confrontations in the South China Sea or other waters on its periphery with Vietnam, the United States, Australia, Japan and Taiwan. In 2012, China took control of the disputed Scarborough Shoal from the Philippines, and run-ins between China and the Philippines have grown in number and intensity in recent years. In late May, President Ferdinand Marcos Jr. of the Philippines warned that any Filipino deaths caused by a “willful act” by a foreign force in the South China Sea would be “very close to what we define as an act of war.”

Concern has grown in Manila, Beijing and Washington that tensions in the South China Sea — perhaps even more than Taiwan — could trigger a conflict with China. These fears are overblown. I study Chinese military strength and strategy, and I’m convinced that if the United States were to take a more assertive stance in the South China Sea, Beijing would be likely to back down to avoid a war it knows it would lose.

China may enjoy military advantages in a potential conflict with Taiwan, which is just off the mainland. But its position is less secure in the South China Sea. Over the past 15 years China has built more than two dozen military outposts on disputed islands. Among the largest — at Mischief Reef, Fiery Cross Reef and Subi Reef — there are air strips, fighter jets, radar systems, and laser and jamming equipment. But so far China lacks sufficient antiaircraft and anti-ship missile systems in the region to deny U.S. forces the ability to operate, which leaves the Chinese bases vulnerable to air and naval bombardment.

And the South China Sea is vast — about half the size of the continental United States. The Sierra Madre is around 800 miles from the Chinese mainland. A conflict there would require the People’s Liberation Army to mount joint air and naval resupply operations and to refuel its fighters across great distances — something it has never done and is not equipped for.

If the Philippines is in the fight, treaty obligations would trigger the participation of the United States, which would have access to nine Philippine air and naval bases, greatly enhancing its already considerable ability to project military power in the region. China does have “carrier-killer” ballistic missiles based on its mainland. But U.S. carriers could still send fighters into parts of the South China Sea from outside the range of those missiles. In conjunction with land-based fighters operating from the Philippines, the United States could gain crucial air superiority over a Chinese surface fleet.

China has spent huge sums on its aircraft carrier program and has two in operation, with two more in development. But those still cannot rival the number or capabilities of nuclear-powered U.S. carriers, which are larger, support more aircraft and need to refuel only about every 20 years. China’s carriers need to be refueled about every six days. And learning how to effectively conduct carrier operations takes time; the Chinese have only just begun.

It’s telling that China has been careful to use Coast Guard and civilian vessels in its encounters with neighbors rather than hard military assets — the latter would signal an escalation that Beijing is not yet willing to embark on.

But there is another very good reason China is unlikely to risk war with the United States: It doesn’t need to. Its brinkmanship and use of nonmilitary assets to intimidate its Asian neighbors has been more than enough to take China from almost no military presence in the South China Sea in the late 2000s to a significant force today.

America should call China’s bluff and press its military advantage. This could include escorting Philippine resupply vessels headed to Second Thomas Shoal or even conducting some supply missions itself or with allies like Australia and Japan. This would send China the powerful message that its intimidation will no longer go unchallenged, while allowing Manila to remain visibly in the lead but part of a more enduring coalition. To save face for China, Washington could present operations like these as exercises or training to minimize pressure on Beijing to respond.

Manila is a strategically vital player in America’s regional competition with China. The United States and the Philippines should strengthen their alliance to allow for more U.S. bases in the Philippines and a stronger U.S. commitment to help defend against Chinese incursions into Philippine waters. Closer relations could also make it easier for the United States to resupply Taiwan from Philippine bases during a conflict with China and open the door for enhanced military cooperation with other South China Sea nations, whose fear of an unrestrained Beijing may be deterring them from taking that step. If China determines that its provocations are likely to draw in the United States, it might begin to moderate its behavior .

Of course, anything is possible — Beijing may respond with a full-on military escalation, a daunting prospect that should not be taken lightly. But that risk is low for a Chinese military whose own doctrine is to avoid any war in which victory is not ensured.

Neither U.S. option — standing up to China or backing down — is attractive. But unless the United States asserts itself, China will continue chipping away with its tactics of bluster and intimidation until its military presence in the South China Sea becomes so dominant that it no longer fears war.

The United States can re-establish a favorable balance of power, but it must act now.

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Members of the Philippine Coast Guard take part in a simulation during a trilateral maritime exercise with Japan and US coast guard on June 6, 2023. The drills that took place in waters facing the South China Sea included maneuverings, maritime law enforcement, and search and rescue at sea. (Photo by Jes Aznar/Getty Images)
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China could seize control of a strategically vital waterway without firing a shot.

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Michael Breger
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The Indo-Pacific, the world’s fastest-growing region in the global economy, faces complex geopolitical and geo-economic risks. Amid Russia’s unrelenting war in Ukraine and its strengthening ties with a bellicose North Korea, China continues to exert its power through economic coercion and diplomatic pressures. Meanwhile, Asia's established and aspiring democracies must rise to the challenge of preventing further democratic decline and revitalizing their institutions. These trends dominated the agenda at the recent Nikkei Forum, The Liberal International Order in the Indo-Pacific.

Cohosted by Shorenstein APARC, the Keio Center for Strategy at the Keio University Global Research Institute, and Nikkei Inc., the forum was held on June 24, 2024, at Keio University and featured Freeman Spogli Institute (FSI) and Keio experts. Its first session, moderated by Akio Fujii, executive chair of the editorial board at Nikkei Inc., included panelists Oriana Skylar Mastro, FSI center fellow at APARC, and Michael McFaul, the director of FSI. They examined the geopolitical effects of the war in Ukraine, deterrence and provocation in Taiwan, and their implications for security in the Indo-Pacific. The second session, moderated by Nikkei commentator Hiroyuki Akita, included Gi-Wook Shin, the director of APARC and director of the Korea Program, and Kiyoteru Tsutsui, the deputy director of APARC and director of the Japan Program. Panelists considered the connectivity of European and Indo-Pacific security, the rise of authoritarianism and global populism, international partnerships, and various ongoing efforts to protect the liberal international order in the Indo-Pacific. The session recordings in English and Japanese are available on the Nikkei Global Events YouTube channel. 

Conflict, Deterrence, and Provocation

Opening the first session, McFaul underscored the broader geopolitical implications of the invasion of Ukraine. Emphasizing the significance of Russian President Vladimir Putin's recent visit to North Korea, he highlighted the intertwined nature of European and Asian security. McFaul argued against the notion that global security should solely focus on China, stressing that Putin's actions demonstrate a critical link between European security concerns and global stability.

McFaul offered a mixed assessment of the war in Ukraine. He praised the international community's response in providing military support and economic aid to Ukraine, stating, “I have been mostly impressed with how the liberal free world, including Japan, came together to provide weapons first and foremost, to provide economic assistance secondarily, and to put in place sanctions [agsint Russia].” Yet he also criticized delays in Western responses, attributing them partly to internal political dynamics, including actions taken during the Trump administration.

What I see, tragically, is the breakdown of the liberal International order.
Michael McFaul
Director of FSI

McFaul expressed concern that Russian defensive positions now hinder prospects for a breakthrough on the Ukrainian side, with future developments tied to the outcome of the next U.S. presidential election. He underscored the importance of democratic nations organizing against autocratic regimes, framing the conflict in Ukraine as a critical battleground for liberal democratic values amidst global power struggles. McFaul described that “what I see, tragically, is the breakdown of the liberal International order. We're going back to an earlier period where there was not one order, but two, and maybe many orders, and one of those divisions is between autocrats and democrats.”

Center Fellow Oriana Skylar Mastro addressed the moderator's query about Ukraine’s implications for East Asia by delving into the complexities of deterrence and provocation in relations with China. She highlighted three main concerns: the blurred distinction between actions that deter China versus those that provoke it, the conflicting priorities of reassuring allies versus deterring adversaries post-Ukraine, and the delicate balance between showcasing military capabilities and demonstrating resolve. Mastro argued that while military build-up might deter China, political gestures, such as enhancing Taiwan's international stature, could provoke tensions.

She emphasized the challenges in aligning U.S. and Japanese strategies, especially regarding Taiwan, where differing interpretations of deterrence and provocation persist. “Attempts to signal resolve can be much more provocative than attempts to demonstrate capabilities [...] It seems that the United States and Japan at least have to be on the same page about what is reassuring versus what deters China, what deters China versus what provokes China, and what is more important, capabilities or resolve,” she explained

Mastro stressed the importance of nuanced policy decisions considering how actions perceived as deterrence in one context might provoke, in another, thus impacting regional stability. “I prefer for the United States to speak softly and carry a big stick, meaning we have a lot of capability but we should stop talking about it so much,” she said. She underscored the U.S. and Japan must coordinate closely on strategic messaging to ensure a cohesive approach to managing China's responses and maintaining regional security.

FSI and APARC scholars meet with Yoshimasa Hayashi FSI and APARC scholars meet with Yoshimasa Hayashi.

During their visit to Tokyo, the Stanford delegation met with Japanese government officials, including Chief Cabinet Secretary Yoshimasa Hayashi.

Michael McFaul gave an interview to the Japan Broadcasting Corporation's (NHK) prime-time news show News 7, which you can view here >

Manifold Pressures on Liberal Democracy

During the second panel, Gi-Wook Shin discussed the contemporary challenges facing liberal democracy, citing instances of foreign influence from authoritarian states like Russia and China. He began with a personal anecdote from Mongolia, where a friend running for parliament reported intimidation by authorities allegedly supported by Russia. Shin drew parallels to previous instances of interference, such as Russia's involvement in the 2016 U.S. election and China's actions in Taiwan and Korea.

In contrast to the American and British leadership against fascism and communism in the 1930s and 1940s, Shin described the current crisis in global leadership to safeguard liberal values. He questioned whether any country could now step up to combat rising authoritarianism, citing Modi’s India and alliances forming between leaders like Putin, Kim Jong-Un, and Xi Jinping. “I don't think I can say with confidence that the U.S. can defend liberal democracy, I don't see any leader in Europe either, and I don't see anyone in Asia,” he lamented.

He called for strategies to restore and strengthen global leadership in promoting and defending liberal democracy against mounting authoritarian challenges from China, Russia, and others.

Japanese democracy is functioning quite well. Apart from that, Japanese Society is peaceful, safe, and stable. Although the economic growth rate is low, people's discontent is not gushing out
Kiyoteru Tsutsui
Deputy Director of APARC

In his remarks, Kiyoteru Tsutsui addressed these global challenges to democracy and emphasized Japan's role in safeguarding it. Tsutsui noted Japan's relatively stable democratic environment compared to nations experiencing greater political divisions. Despite recent economic fluctuations in the country,, “Japanese democracy is functioning quite well,” he argued. “Apart from that, Japanese society is peaceful, safe, and stable. Although the economic growth rate is low, people's discontent is not gushing out and they can live quite a good life.”

Tsutsui emphasized Japan's economic and diplomatic contributions to promoting democracy, citing its trusted role in assisting Asian countries through the Japan International Cooperation Agency (JAICA). He suggested Japan could assert its influence not only through traditional democracy promotion but also by establishing standards in areas like infrastructure and public health. “If we look at the global rankings, Japan has quite a big influence.” He underscored the importance of Japan's discreet but impactful diplomacy in upholding democratic values globally, including its involvement in initiatives like the Free and Open Indo-Pacific Strategy, The Quad, and CPTPP. Through practical actions and international cooperation, he said, Japan  demonstrates its commitment to democratic values and counters global trends of democratic decline. Throughout the forum, the panelists agreed that the Indo-Pacific remains at the center of the global struggle between democracy and autocracy. They emphasized the need for collaborative action to bolster democratic institutions worldwide and urged nations to unite quickly to prevent further escalation of tensions in the region and beyond.

Nikkei newspaper report on the Nikkei Forum – July 3, 2024
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(Clockwise from top left) Michael McFaul, Oriana Skylar Mastro, Gi-Wook Shin, Kiyoteru Tsutsui
(Clockwise from top left) Michael McFaul, Oriana Skylar Mastro, Gi-Wook Shin, Kiyoteru Tsutsui.
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At the Nikkei Forum, Freeman Spogli Institute scholars Oriana Skylar Mastro, Michael McFaul, Gi-Wook Shin, and Kiyoteru Tsutsui considered the impacts of the war in Ukraine, strategies of deterrence in Taiwan, and the growing tension between liberal democracy and authoritarian populism.

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Noa Ronkin
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China's ascent in the economic, technological, and military spheres and its assertive foreign policy have disrupted geopolitical paradigms, prompting intensified discussions of great power competition and rivalry. But how did China achieve great power status and build it from a weaker resource position in a U.S.-dominated international system?

Stanford political scientist Oriana Skylar Mastro, an expert on Chinese military and security policy, sets out to answer this question in her new book, “Upstart” (Oxford University Press), which offers a novel framework for understanding how China chose to compete on the international stage. A center fellow at the Freeman Spogli Institute for International Studies and faculty at the Shorenstein Asia-Pacific Research Center (APARC), Mastro draws on the political science and business literature to explain China’s thinking that allowed it to enter the great power club.

Mastro joined APARC Publications Manager George Krompacky to discuss her new book. Listen to the conversation on our SoundCloud or YouTube channels. A transcript is also available to download.

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The Startup Approach

In debating about China’s rise, one might fall into the trap of assuming that China would pursue its ambitions like the United States has. Mastro, however, argues that China does not act the same way as the United States or other would-be superpowers and does not have to compete everywhere and in the same manner to yield influence or dictate outcomes.

Acknowledging the highly politicized nature of China’s rise and U.S. competition with China, Mastro emphasizes a pragmatic approach in her book. “For the United States to compete effectively, we have to understand first what the situation is,” she says, ascribing her pragmatic outlook, at least partially, to her military career. Mastro continues to serve in the U.S. Air Force Reserve, currently as the deputy director of reserve global China strategy at the Pentagon.

Mastro shows that China’s buildup of power over the past three decades stems from pursuing a “startup approach,” that is, a careful mix of three strategies: emulation (mirroring U.S. activities in similar areas), exploitation (adopting U.S. strategies, but in different areas of competition, where the United States isn't strongly present), and entrepreneurship (applying innovative approaches to new and existing areas of competition). Throughout her book, she provides 22 case studies in the economic, military, and political realms to illuminate when China has used each of the three components of the startup strategy and explain why it has chosen a certain pathway at a given time.
 

It’s indisputable that what China has accomplished over the past 30 years is impressive.

Emulation, for example, is manifested in China's approach to mediation diplomacy, as it attempts to present itself as an international mediator to gain power and influence; in its pursuit of humanitarian aid, disaster relief, and peacekeeping operations; and its attempts to internationalize the renminbi.

Instances of exploitation include China’s use of arms sales to countries that can't buy them from the United States due to factors like treaty obligations or embargoes; its approach to free trade and industrial policy; and its ability to keep most U.S. forces out of Asia and disrupt those operating there (known as its anti-access/ area denial capability.

Examples of China’s entrepreneurial approach include its reliance on strategic partnerships instead of alliances; its nuclear strategy and protection of overseas interests (unlike the United States, China has no overseas bases and has not relied on a large nuclear arsenal); and its Belt and Road Initiative.  

By no means is China always successful. Mastro lists various examples indicating, she argues, that China chose the wrong strategy in its pursuit of power buildup, such as its attempts to emulate U.S. soft power or aircraft carrier capabilities. ”But I don't want us to be blind to the realities that a lot of what China does has been effective,” says Mastro. “It’s indisputable that what China has accomplished over the past 30 years is impressive.”

Had there been a more nuanced understanding of China's strategic intentions, the United States might have reinforced certain norms and established new rules to limit China's influence more effectively.

Emulation and Exploitation in Foreign Policy

One salient example of the United States’ misunderstanding of China's strategic approach pertains to China’s participation in international organizations. It is also a lesson in the importance of reevaluating and reinforcing the frameworks that govern international institutions.

International institutions, Mastro explains, have been a key mechanism for the United States to build and exercise power in a flexible, innovative manner. Confident in these institutions' ability to regulate state power in alignment with American interests, many in the United States believed that integrating China into the global order would push Beijing towards political and economic liberalization. This belief underpinned the U.S. support for granting China a most-favored-nation status in the 1990s and its entry into the World Trade Organization.

By the early 21st century, China had joined 50 international governmental organizations and more than a thousand international non-governmental organizations. Within these bodies, China sought to assume a leadership role comparable to that of the United States and its allies, aiming to steer agendas and influence outcomes. Not only did China turn out to be adept at working within the rules to shift institutional directions but also at exploiting loopholes, as, for example, in trade organizations, where its compliance with the established norms has been selective. The U.S. expectations about China’s economic liberalization and democratic reform, however, proved to be distorted.

“The underlying issue was the assumption that China would adopt a worldview similar to the U.S. upon deeper integration,” Mastro says. “Had there been a more nuanced understanding of China's strategic intentions, the U.S. might have reinforced certain norms and established new rules to limit China's influence more effectively.”

While we might think there are all kinds of constraints to [China’s calculus on Taiwan], those are not actually in place.

Taiwan and a Changing Military Balance of Power

Just as the United States was mistaken in believing that international institutions would limit China's actions in foreign policy, it might also be wrong in assuming that China's integration into the global economy has changed its stance on the use of force or that China will consider the cost of attacking Taiwan too high.

According to Mastro, Taiwan is another case where Beijing measures costs and benefits differently from Washinton. “While we might think there are constraints on Chinese [calculus on Taiwan], those constraints are often not actually in place.”

For China, Mastro explains, Taiwan is of utmost importance and deeply connected to the legitimacy of the Chinese Communist Party. She stresses that her research indicates that, as part of China's use of economic power, there is good reason to suspect that international isolation and condemnation in response to a Chinese assault on Taiwan would be relatively mild. ”Most strategic partnerships include clauses where countries agree not to let political issues like Taiwan affect their economic relationships,” Mastro says. “This, combined with the changing military balance of power, is something I hope readers understand from my book.

Lessons for U.S. Strategy

In the last chapter of her book, Mastro discusses the implications of China’s upstart strategy for U.S. policy and offers guidance on how Wahington can address China’s rise. “The United States needs to target its approaches to build and maintain a competitive edge with its own version of an upstart strategy,” Mastro writes. Specifically, the United States should avoid emulating all of China's successes, promote emulation where it maintains competitive advantages, close the gaps China exploits to build power, and embrace its unique entrepreneurial approaches.

“The overall goal should be to move competition into areas where the United States has an advantage and reduce the impact of Chinese strategies where China enjoys advantages,” Mastro notes.

But how realistic is it for the United States to play the long game in this manner, given its four-year election cycle and current politically polarized environment?

Mastro recognizes that not only does the U.S. domestic political system make it difficult for policies to continue from one administration to another, but it also increases the cost of entrepreneurial thinking for any administration interested in implementing a new approach during its four-year term. Entrepreneurial actions require a degree of experimentation, but our politicians are averse to taking risks with actions and policies that might require course adjustment.  

Ultimately, Mastro concludes, it is a question of leadership. “I think the rise of China and the challenge of China is of such importance and urgency that you need leaders to put their political aspirations aside and think in a more calculated, strategic way. You need that kind of leadership and courage in our system for us to be able to compete with China.”

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Chris Buckley, chief China correspondent for the New York Times, winner of the 2024 Shorenstein Journalism Award.
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New York Times’ Chief China Correspondent Chris Buckley to Receive 2024 Shorenstein Journalism Award

Presented by Stanford’s Shorenstein Asia-Pacific Research Center, the 23rd Shorenstein Journalism Award recognizes Buckley’s exemplary reporting on societal, cultural, political, foreign policy, and security issues in China and Taiwan.
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A new book by Stanford political scientist Oriana Skylar Mastro offers a novel framework, the “upstart approach," to explain China's 30-year journey to great power status through strategic emulation, exploitation, and entrepreneurship.

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3d book cover mockup of "Upstart: How China Became a Great Power," by Oriana Skylar Mastro

A powerful new explanation of China's rise that draws from the business world to show that China is not simply copying established great powers, but exploiting geopolitical opportunities around the world that those other powers had ignored.

Listen to our APARC book talk with Mastro >

Thirty years ago, the idea that China could challenge the United States economically, globally, and militarily seemed unfathomable. Yet today, China is considered another great power in the international system. How did China manage to build power, from a weaker resource position, in an international system that was dominated by the U.S.? What factors determined the strategies Beijing pursued to achieve this feat?

Using granular data and authoritative Chinese sources, Oriana Skylar Mastro demonstrates that China was able to climb to great power status through a careful mix of strategic emulation, exploitation, and entrepreneurship on the international stage. This “upstart approach” — determined by where and how China chose to compete — allowed China to rise economically, politically, and militarily, without triggering a catastrophic international backlash that would stem its rise. China emulated (i.e. pursued similar strategies to the U.S. in similar areas) when its leaders thought doing so would build power while reassuring the U.S. of its intentions. China exploited (i.e. adopted similar approaches to the U.S. in new areas of competition) when China felt that the overall U.S. strategy was effective, but didn't want to risk direct confrontation. Lastly, China pursued entrepreneurial actions (i.e. innovative approaches to new and existing areas of competition) when it believed emulation might elicit a negative reaction and a more effective approach was available. Beyond explaining the unique nature of China's rise, "Upstart" provides policy guidance on how the U.S. can maintain a competitive edge in this new era of great power competition.

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How China Became a Great Power

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Stanford University’s Walter H. Shorenstein Asia-Pacific Research Center (APARC) is delighted to share that Chris Buckley, the chief China correspondent for the New York Times, has won the 2024 Shorenstein Journalism Award for Excellence in Asia-Pacific Coverage. The award recognizes Buckley’s expertly crafted narratives unraveling the intricate tapestry of politics, social dynamics, and security issues in China and Taiwan. He will receive the award at a public ceremony at Stanford in October 2024.

Buckley’s reporting journey spans over two decades, covering Chinese politics, foreign policy, social change, and environmental issues. In recent years, he has focused on detailing the complex dynamics of the Chinese Communist Party’s governance, the transformative impact of Xi Jinping's leadership on China’s’ domestic and international affairs, and the varied responses to these developments from the Chinese populace. Since relocating to Taipei in late 2022, he has expanded his coverage to include Taiwanese society, politics, and culture, providing a comprehensive view of the region’s evolving landscape. His perceptive coverage navigates the challenges of tightened restrictions on foreign press reporting on China.


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With his journalistic prowess, profound insights into China’s political system, and finely honed accounts, Chris Buckley has shined a critical light on the shifts in Chinese society and politics and broke numerous stories despite facing government backlash and personal sacrifice.
Gi-Wook Shin

Buckley was with colleagues a finalist for the 2020 Pulitzer Prize in international reporting for gripping accounts that revealed China's covert efforts to repress millions of Uyghurs and other ethnic groups in the Xinjiang region through a system of labor camps, harsh treatment, and extensive surveillance. He was also part of the Times team that won the 2021 Pulitzer Prize in Public Service for coverage of the Covid pandemic. One of several Times correspondents to race into Wuhan in the earliest days of the Covid outbreak, he spent 76 days in the city during the lockdown there, reporting on the Chinese government’s opacity as the Coronavirus spread and covering the public outcry following the death of whistleblower Dr. Li Wenliang.

In May 2020, Buckley was forced to leave mainland China, where he had lived and worked for more than two decades, and was then barred from working in Hong Kong. Based in Taipei since 2022, he has continued to report on China and now also covers Taiwan.

“With his journalistic prowess, profound insights into China’s political system, and finely honed accounts, Chris Buckley has shined a critical light on the shifts in Chinese society and politics and broke numerous stories despite facing government backlash and personal sacrifices,” said APARC Director Gi-Wook Shin. “We are honored to recognize him with the Shorenstein Journalism Award.”

Before rejoining the New York Times in 2012, Buckley was a senior correspondent in Beijing for Reuters News Agency for 7 years, and before that worked as a researcher and reporter for the Times and International Herald Tribune in Beijing. He grew up in Sydney, Australia, earned a bachelor's degree in history from the University of Sydney, studied Chinese Communist Party history at Renmin University in Beijing, and received a doctorate in Chinese studies from Australian National University.

Presented annually by APARC, the Shorenstein Award carries a $10,000 cash prize and commemorates the legacy of APARC’s benefactor, Mr. Walter H. Shorenstein, and his twin passions for promoting excellence in journalism and understanding of Asia. The selection committee for the award praised Buckley’s exemplary work as embodying the award’s purpose, commenting that he is “truly unparalleled in his knowledge and understanding of China.”

The committee members are William Dobson, co-editor of the Journal of Democracy; Anna Fifield, the Washington Post's Asia-Pacific editor and recipient of the 2018 Shorenstein Journalism Award; James Hamilton, the Hearst Professor of Communication, chair of the Department of Communication, and director of the Journalism Program at Stanford University; Louisa Lim, associate professor, Audio-Visual Journalism Culture and Communication at the University of Melbourne; and Raju Narisetti, publisher of McKinsey Global Publishing at McKinsey and Company.

Twenty-two winners previously received the Shorenstein Award. Recent honorees include The Caravan, India's premier magazine of long-form journalism; Emily Feng, international correspondent for NPR covering China, Taiwan, and beyond; Swe Win, editor-in-chief of Myanmar Now; and Nobel Laureate Maria Ressa, CEO and president of the Philippines-based news organization Rappler.

Information about the 2024 Shorenstein Journalism Award ceremony and panel discussion celebrating Buckely will be forthcoming in the fall quarter.

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Chris Buckley, chief China correspondent for the New York Times, winner of the 2024 Shorenstein Journalism Award.
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Presented by Stanford’s Shorenstein Asia-Pacific Research Center, the 23rd Shorenstein Journalism Award recognizes Buckley’s exemplary reporting on societal, cultural, political, foreign policy, and security issues in China and Taiwan.

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Thomas Fingar
David M. Lampton
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Note: this piece builds on a previous article by the authors, published by The Washington Quarterly.


No foreign policy challenge is more important, or difficult, than finding a way to simultaneously deter and engage China without provoking unwanted behaviors. Achieving this requires understanding the perceptions and priorities shaping Beijing’s actions.  

Despite China’s worsening economic problems and waning international trust, the March 2024 session of the National People’s Congress has reaffirmed Beijing’s determination to stick with policies fuelling domestic discontent and alienating foreign partners. The reasons are structural, not simply strong-man egoism. Policies in China are tightly interconnected, reflecting hard-to-change perceptions reinforced by bureaucratic and personal interests. Changing one facet requires changing the entire policy package. For now, that package prioritizes domestic stability and security over economic growth.

Beijing has fallen into an old mindset that sacrifices growth to reduce vulnerability to external and internal threats that leaders believe endanger the regime and China’s future. This is not good for China, the United States, or the world. Washington cannot achieve immediate or fundamental changes in China’s behavior but ill-considered actions can make things worse. The best we currently can achieve is wary coexistence, careful management to reduce dangers, and keeping the way open for a better day.

Read the rest of the essay online at the East Asia Forum.

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While China's current policy prioritizes regime security over economic growth, the United States should hold open the door to a shift by Beijing back to a policy package emphasizing openness. Washington should also restore credibility to its One China Policy and lower the rhetorical temperature.

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The possibility of a Chinese invasion of Taiwan has been front and center to the simmering tensions between China and the United States, but American and other world leaders are failing to take the measures necessary to deter China from taking Taiwan by force, argues Oriana Skylar Mastro, a center fellow at the Freeman Spogli Institute for International Studies and an expert on Chinese military and Asia-Pacific security. Mastro, who is also affiliated with APARC, joined the Center's Visiting Scholar Gita Wirjawan, host of the "Endgame" video podcast, to consider the likelihood of a war over Taiwan, Chinese military modernization, Beijing's ambitions in the South China Sea, and the future of Asia. 

Mastro believes Xi Jinping will use force to compel Taiwan to unite with the mainland once he is confident in the Chinese military’s ability to succeed in relevant joint operations, like an amphibious attack. She predicts that the flashpoint is likely to occur in 2027 — by which time, "if the pieces are on the board in a relatively similar manner" and the Chinese military is convinced it can quickly take over the island before the United States can intervene with force, then there will be nothing left "to convince Xi not to resolve this most important issue for the Communist Party."

This conversation with Mastro is part of an "Endgame" interview series Wirjawan is recording with Stanford experts during his residency at APARC.

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FSI Center Fellow Oriana Skylar Mastro, an expert on Chinese military and Asia-Pacific security, joined APARC Visiting Scholar Gita Wirjawan, host of the “Endgame” video podcast, to consider the possibility of a Chinese invasion of Taiwan and what measures could help deter a potential war over the island.

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As Russia's full-scale invasion of Ukraine reaches the two-year mark, the geopolitical reverberations of the assault have changed the dynamics of Western alliance systems, taxed the "no-limits" China-Russia partnership, and created an unexpected U.S.-E.U. alignment on China policy, tells Stanford historian and Russia expert Stephen Kotkin, a senior fellow at the Freeman Spogli Institute for International Studies, to APARC Visiting Scholar Gita Wirjawan, host of the popular 'Endgame" video podcast.

Kotkin, who is also APARC faculty and the Kleinheinz Senior Fellow at the Hoover Institution, posits that the war in Ukraine has shocked Western European nations out of a dependence on Russian energy and increased scrutiny on partnerships with autocratic states that flaunt the rules-based international order. He calls this new dynamic a revival of Transatlanticism, arguing that a Transatlantic alliance could be deemed as a "pivot to Asia" and that the strengthening of institutional ties between the U.S. and the E.U. is vital to counter an ascendant China. 

In contrast with the popular portrayal of the U.S.-China competition as purely bilateral, Kotkin argues that, to compete with China, the United States must incorporate allies and other like-minded "institutional Western" nations (as opposed to geographically Western nations) in multilateral engagement.

"We have to share the planet with China," says Kotkin, but what are the terms of such coexistence, he asks, "and how do we negotiate those terms so that we preserve the free and open societies, the rule of law, the institutional West that accounts for our peace and prosperity?"

Throughout the conversation, Kotkin also addresses the perception of the increasing hegemony of China with respect to Southeast Asia, shares his intellectual influences, and talks about the importance of history in navigating the future.

This conversation with Kotkin is part of an "Endgame" interview series Wirjawan is recording with Stanford experts during his residency at APARC.

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With contributions from military, government, and academic experts, a new volume explores what changes will be necessary in the U.S. military budget to keep the nation secure in a new geopolitical environment. A chapter by Center Fellow Oriana Skylar Mastro focuses on how to update military spending to enhance U.S. capability to deter Chinese ambitions in Taiwan and beyond.
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FSI Senior Fellow Stephen Kotkin
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FSI and APARC Senior Fellow Stephen Kotkin joined APARC Visiting Scholar Gita Wirjawan, host of the “Endgame” video podcast, to share his analysis of Russia's invasion of Ukraine, consider the threats posed by autocratic powers, and propose future avenues for the United States to effectively compete with China in a multilateral context.

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