Human Rights
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Visiting Postdoctoral Scholar at APARC, 2023-2024
Japan Society for the Promotion of Science
yuyaouchi.jpeg Ph.D.

Yuya Ouchi joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as a visiting postdoctoral scholar for the 2023-2024 academic year. Ouchi is a postdoctoral fellow with the Japan Society for the Promotion of Science. While at APARC, he conducted research with Professor Kiyoteru Tsutsui on international human rights.

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Stanford University’s Walter H. Shorenstein Asia-Pacific Research Center (APARC) announced today, May 3, World Press Freedom Day, that The Caravan, India’s premier magazine of long-form narrative journalism, is the winner of the 2023 Shorenstein Journalism Award. The Caravan publishes reportage, commentary, investigations, and literary criticism spanning the worlds of politics, culture, and society. It is known for its exhaustive stories that shine a light on India’s socio-political realities and for demonstrating an unflinching commitment to truth-telling amid India’s democratic erosion and declining press freedom. APARC will present the Shorenstein Award to Hartosh Singh Bal, the magazine’s executive editor, at a public ceremony and discussion at Stanford in autumn quarter 2023.

Sponsored by APARC, the annual Shorenstein Award honors journalists or journalism organizations that have contributed significantly to a greater understanding of Asia through outstanding reporting on critical issues affecting the region. Emulating this purpose, The Caravan and its editors and reporters have unveiled groundbreaking stories with persistence and courage, taking on issues such as the persecution of religious minorities in India, farmer suicides, labor rights, and the increasing threats to democratic institutions.

The Caravan was established in 1940 as a general-interest magazine and was favored by India’s intellectual elites before it shut down in 1988. Two decades later, it was relaunched by Anant Nath, the grandson of the founder of its publisher, Delhi Press, as a monthly on politics, art, and culture, drawing inspiration from long-form American magazines at a time when long-form journalism was relatively unheard of in India. In addition to a monthly print issue, the magazine presents web-exclusive stories on its website, as well as multimedia features and a Hindi section. Since the rise of the Bharatiya Janata Party under Narendra Modi in national politics, The Caravan has garnered recognition for its political investigations and daring commentary.

The Caravan's team of intrepid editors and reporters demonstrates the highest level of journalistic integrity and excellence. It is our honor to recognize it with the 2023 Shorenstein Journalism Award.
Gi-Wook Shin
Director, APARC

The decline in press freedom and growing threats to democratic institutions in India under the Modi government have been well-documented. “The violence against journalists, the politically partisan media, and the concentration of media ownership all demonstrate that press freedom is in crisis in ‘the world’s largest democracy,’” according to Reporters Without Borders’ latest World Press Freedom Index, which ranks India as “one of the world’s most dangerous countries for the media.” In this environment, where media organizations are under constant pressure to toe the government line and critical reporting is often suppressed, The Caravan has kept its commitment to editorial independence. Facing violence, sedition charges, and imprisonment, the magazine has continued to produce investigations exposing Hindu extremist terrorism, political assassinations, gender and caste inequality, and ethnic violence against the Muslim minority in the country.

“Despite intimidation and harassment from the government, The Caravan continues to document the erosion of democracy and human rights in India,” said Stanford sociologist Gi-Wook Shin, the William J. Perry Professor of Contemporary Korea and the director of APARC. “The magazine’s team of intrepid editors and reporters demonstrates the highest level of journalistic integrity and excellence. It is our honor to recognize it with the 2023 Shorenstein Journalism Award.”

Portrait of Hartosh Singh Bal
Hartosh Singh Bal

The award also recognizes the contributions of The Caravan’s executive editor, Hartosh Singh Bal, who formerly worked as the magazine’s political editor for ten years. An incisive commentator on Indian politics and society, Bal was the political editor of Open magazine and has worked with The Indian Express, Tehelka and Mail Today. He is the author of Waters Close Over Us, A Journey Along the Narmada and co-author of A Certain Ambiguity, A Mathematical Novel. He is trained as an engineer and a mathematician.

Presented annually by APARC, the Shorenstein Award, which carries a $10,000 cash prize, honors the legacy of APARC’s benefactor, Mr. Walter H. Shorenstein, and his twin passions for promoting excellence in journalism and understanding of Asia. The selection committee for the award, which chose The Caravan as the 2023 honoree, noted that the magazine and Mr. Bal have led the last bastion of bold investigative journalism in India under extreme duress.

The committee members are William Dobson, co-editor of the Journal of Democracy; Anna Fifield, Asia-Pacific Editor of The Washington Post and recipient of the 2018 Shorenstein Journalism Award; James Hamilton, Hearst Professor of Communication, chair of the Department of Communication, and director of the Stanford Journalism Program, Stanford University; Louisa Lim, senior lecturer, Audio-Visual Journalism Culture and Communication, University of Melbourne; and Raju Narisetti, Publisher, McKinsey Global Publishing, McKinsey and Company.

Twenty-one journalists previously received the Shorenstein award, including most recently Emily Feng, NPR’s Beijing correspondent; Swe Win, editor-in-chief of the independent Burmese news organization Myanmar Now; Tom Wright, co-author of the bestseller Billion Dollar Whale and a veteran Asia reporter; and Nobel Laureate Maria Ressa, CEO and executive editor of the Philippines-based news organization Rappler.

Information about the 2023 Shorenstein Journalism Award ceremony and panel discussion featuring Mr. Bal will be forthcoming in the fall quarter.

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Sponsored by Stanford’s Shorenstein Asia-Pacific Research Center, the 22nd annual Shorenstein Journalism Award honors The Caravan, India’s reputed long-form narrative journalism magazine of politics and culture, for its steadfast coverage that champions accountability and media independence in the face of India's democratic backsliding.

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Flyer for the conference "Perspectives on North Korean Human Rights" with a photo of a man riding a bicycle next to a field with a North Korean flag flying on the roadside.

As 2023 marks the 10th anniversary of the UN Human Rights Council's vote to create a Commission of Inquiry on Human Rights in North Korea, this conference brings together scholars, experts, and officials to discuss the direction of North Korea's human rights issues.

This event is made possible by generous support from the Korea Foundation and other friends of the Korea Program.

AGENDA

1:00-1:30 pm    Opening Session

Welcoming Remark:
Gi-Wook Shin, Director of Shorenstein APARC, William J. Perry Professor of Contemporary Korea, Stanford University

Opening Speech:
Shin-wha Lee, ROK Ambassador-at-Large on International Cooperation for North Korean Human Rights

Keynote Speech:
His Excellency Elbegdorj Tsakhia, former President of Mongolia; Bernard and Susan Liautaud Visiting Fellow, Stanford University

1:30-3:10 pm    Session I: North Korean Human Rights from the Standpoint of Universal Values

Presenters:
Andrew S. Natsios, Executive Professor at the Bush School of Government and Public Service, Texas A&M University; former Administrator of USAID 
Kiyoteru Tsutsui, Director of Japan Program at APARC, Professor of Sociology and Senior Fellow at the Freeman Spogli Institute for International Studies, Stanford University

Discussants: 
Larry Diamond, Senior Fellow, Hoover Institution and Freeman Spogli Institute for International Studies, Stanford University
Dafna Zur, Associate Professor, Department of East Asian Languages and Cultures, Stanford University. 
Soo Kyung Kim, Assistant Professor, Department of Social Welfare, Hanshin University

Moderator: Gi-Wook Shin

3:10-3:30 pm    Break

3:30-5:00 pm   Session II: North Korean Human Rights from Regional Security Perspectives

Presenters:
Frank Jannuzi, President and CEO, Mansfield Foundation
Hee-Seok Shin, Legal Analyst, Transitional Justice Working Group

Discussants:
Chaesung Chun, Professor of Political Science and International Relations, Seoul National University; Chair of the National Security Research Center, East Asia Institute
Jae Jeok Park, Professor at the Graduate School of International Studies, Yonsei University

Moderator: Ambassador Shin-wha Lee

 

William J. Perry Conference Room, Encina Hall, 2nd Floor
616 Jane Stanford Way, Stanford University

This is an in-person event and is not live-streamed.

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View a Japanese version of this announcement.


Survey results from the Stanford Japan Barometer, launched by the Japan Program at Stanford University’s Walter H. Shorenstein Asia-Pacific Research Center (APARC), indicate that the Japanese public supports women’s advancement in society. In addition to this broad support, the survey found that, on the issue of married couples with the same last name in particular, roughly 70% of the Japanese public support a change to accommodate women who do not want to use their husband’s last name.

Led by Professor of Sociology Kiyoteru Tsutsui, the Henri H. and Tomoye Takahashi Professor and director of the Japan Program at APARC, and Charles Crabtree, an assistant professor in the Department of Government at Dartmouth College and a former visiting assistant professor with the Japan Program, the Stanford Japan Barometer is a periodic public opinion survey on political, economic, and social issues concerning contemporary Japan with three main parts: (1) questions about respondents’ demographic background; (2) a stable set of questions about support for policy issues, political parties, public institutions, and international entities; and (3) a thematically focused set of questions and experimental studies on topics of great relevance at the time of the survey. The survey is conducted with a national, quota-based sample of 8,000 Japanese residents.

In its first installation of the survey conducted in late November 2022, the Stanford Japan Barometer examined issues around gender and sexuality in Japan and found, among other results, that most Japanese support same-sex marriage, as reported in an earlier press release. The survey also examined the issue of married couples’ last names, which has emerged as a potent symbol of gender inequality in Japan over the past years.

In Japan, married couples are legally required to have the same last name. While the law does not require wives to adopt the last name of their husbands, in reality, more than 95% of married women do so. Many argue that this creates a hurdle for women to advance their careers, as they have to change their last name when they get married, and if they get divorced they have to change it back to their maiden name. Known to lag behind other highly developed economies when it comes to gender equality, Japan has struggled to place women in positions of authority and raise their earnings to a level closer to those of men. Many argue that changing the law to enable married couples to maintain different last names, i.e. keep their own last name, would facilitate a movement toward gender parity as a symbolic sign of support for women’s autonomy in public spaces and a means of practical support for them to advance their career.

The government has tracked public opinion on this issue, with a cabinet office periodically conducting a survey on this topic. In the most recent government survey from 2022, there was a decline in support for a legal change to allow couples to maintain different last names and an increase in support for facilitating the use of a maiden name as the common name in workplaces, compared to the previous survey by the same office conducted in 2017. These results triggered a controversy around this issue, and media allegations surfaced that the survey question was manipulated in such a way as to decrease support for a legal change and increase support for use of a maiden name as a common name, hence pleasing the conservative ruling party LDP leaders. A debate followed as to whether the changes in the question format and answer options contributed to the results that suited what the ruling LDP wanted.

To test the validity of these allegations, Tsutsui and Crabtree conducted an experiment randomly assigning respondents to answer two versions of the government survey under scrutiny, from 2017 and 2022. They found that the survey question and answer format significantly affected the results, as support for a legal name change was at 57% when the respondents were assigned the 2017 version but 30% when they answered the 2022 version, while support for using maiden names as common names found only 19% support in the 2017 version but 39% in the 2022 version. These results provide strong evidence that it was the question format that changed the results between 2017 and 2022. The exact level of support among the Japanese public for a legal change on this issue and how public opinion might have changed over the recent past remain to be seen.

Another thing to note about these results is that in either version of the survey, support for the status quo — married couples having the same last name with no accommodations — is low, at 23% in the 2017 version and 30% in the 2022 version. This indicates that the Japanese public largely recognizes that a change is needed on this issue of married couples’ last names in order to accommodate women seeking career advancement. Tsutsui and Crabtree further examined who still resists the change and found, in their multivariate analysis, that status quo supporters have completed fewer years in school, are currently married, have children, and support Prime Minister Kishida at higher levels. Interestingly, they find a quadratic relationship when it comes to income, showing that both those at the low- and high end of the income distribution are more likely to support the status quo.

Next, Tsutsui and Crabtree conducted an experiment on different arguments that might influence support for a legal change to allow married couples to keep different last names. These arguments focused on several themes. In terms of tradition, some respondents read a prompt that argued that the custom in Japan is for married couples to have the same last name, while others read an argument that married couples in Japan kept different last names up until the first decades of the Meiji era and that is more of Japan’s tradition. Similarly, the researchers presented both pro and con arguments in terms of the social and international reputation costs of legalizing married couples with different last names, as well as the fairness of the practice from the point of view of gender equality and human rights principles.

The results show that an argument about social costs — how allowing married couples to maintain different last names would weaken family bonds with harmful effects on children — is the only one that seems to substantially change public attitudes, reducing support for a legal change. The effect is substantial, roughly 1/7 of a standard deviation, and suggests that it is easier to mobilize opposition to than support for changing the law, a finding with consequences for advocates and opponents of the legal change.

These results reflect complex gender politics at play in Japan. Whatever the intentions of the survey designers for the 2017 and 2022 government surveys, the question and answer formats they used have a significant impact on how much support can be found for married couples keeping different last names. On the other hand, the Japanese public largely recognizes that a change is needed, demonstrating broad support for some kind of change to accommodate calls for women to use their maiden name even after marriage.

As the debate on this issue continues, there is a need to observe how future surveys ask questions about it since public support for a legal change can be influenced by the question framing, format, and answer options.


For media inquiries about the survey, please reach out to:
Noa Ronkin
APARC Associate Director for Communications and External Relations
noa.ronkin@stanford.edu

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Reflecting complex gender politics at play in Japan, the Stanford Japan Barometer, a new periodic public opinion survey co-developed by Stanford sociologist Kiyoteru Tsutsui and Dartmouth College political scientist Charles Crabtree, finds that the Japanese public largely supports a legal change to allow married couples to keep separate surnames.

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In February 1986, Scot Marciel was driving home after midnight and went past what he assumed was just another protest near military facilities in downtown Manila. The gathering, less than a year into his first overseas assignment with the Foreign Service, turned out to be the early days of the Philippine People Power revolution, leading to the end of the Ferdinand Marcos regime. This was just one of several times during his 35-year career in the State Department that Marciel would find himself witnessing historic moments in Southeast Asia and in the U.S. relationship with the countries of the region.

That illustrious career includes being the first U.S. diplomat to work in Hanoi since the end of the Vietnam War and serving as the first U.S. ambassador for ASEAN Affairs and as U.S. ambassador to Indonesia and Myanmar.

Marciel, Oksenberg-Rohlen Fellow at FSI and affiliated with APARC, has distilled his experiences and observations into his new book, Imperfect Partners: The United States and Southeast Asia (Shorenstein APARC/ Rowman & Littlefield, 2023). In it, he offers his on-the-ground account of the ups and downs of critical U.S. relationships in the region — focusing on the Philippines, Thailand, Vietnam, Cambodia, and Indonesia — and examines the role of ASEAN and China’s influence in Southeast Asia.

To mark the book’s release, we talked with Marciel about recent events in the region and his views on how the United States should approach Southeast Asian countries in the context of China’s efforts to sow closer ties with them. Watch the conversation:

A Return to the Philippines

The Philippines under President Ferdinand “Bong Bong” Marcos, Jr. is now allowing U.S. forces expanded access to four of its bases. Marciel, who first met Marcos, Jr. as the provincial governor of Ilocos Norte in 1985, expressed some surprise at the Philippine president’s rapid shift to strengthen the country’s alliance with the United States. He noted, however, that even in the last year of the Duterte presidency, which frequently was at odds with the United States, there was some recognition in the Philippines that the relationship with China wasn’t bearing the fruit that had been anticipated. Marciel also pointed out that the deal with the United States does not mean Marcos has abandoned China: he is still working on keeping the relationship with Beijing healthy and visiting Japan, another important partner.

Although there is some Philippine civil opposition to the renewed presence of U.S. forces, Marciel believes that the Enhanced Defense Cooperation Agreement (EDCA) will provide an opportunity for a “more modern and equal partnership,” and hopefully one that can supplant memories of the U.S. colonial history in the Philippines.

Southeast Asian Charm Competition?

As concern continues to rise about a possible invasion of Taiwan by the People’s Republic of China, some have questioned the effectiveness of the U.S. capability to compete with China, particularly in terms of a diplomatic offensive. Marciel responded to a recent New York Times article on U.S. and Chinese efforts to “woo” Indonesia. As China continues to seal trade deals in Southeast Asia, some of which are part of its Belt and Road Initiative, we asked whether the United States can compete with China’s free-flowing cash.

Marciel, taking a step back, cautions that “Indonesia is not a prize to be won,” and that we should not be “scoring diplomatic relations like a sporting event” when we look at improving ties with the countries of Southeast Asia. Indonesia, for example, has a long history with the Non-Aligned Movement, so while it attempts to attract foreign investment, it will resist aligning with any one major power. China tends to offer attractive investment packages with minimal conditions, but “you can’t always count on those investments to happen,” notes Marciel, and even when they do, there can be issues with corruption, as well as social and environmental consequences. The United States tries to put together investments that consider issues like labor and the environment, but Marciel believes that “sometimes we aim a little high” and the conditions make U.S. offerings less attractive.

[American diplomats] go to Southeast Asia, Indonesia or elsewhere and talk about China. These governments, these countries are fully aware of the pros and cons of working with China and the pros and cons of working with us. We don't need to teach them this.
Scot Marciel

The Continuing Crisis in Myanmar

We spoke with Marciel just after the second anniversary of the 2021 coup in Myanmar. He began his term as U.S. ambassador to that country in 2016, just before Aung Sang Suu Kyi’s new government was about to take office. As he puts it, it was a time of “euphoria,” not only in Myanmar but also in terms of U.S. hopes for democracy there. It turned out to be a difficult four years for Myanmar and Marciel, as the Rohingya crisis repeatedly erupted and the Myanmar military reacted with violent operations that drove hundreds of thousands of Rohingya out of Myanmar. As Marciel relates in his book, he soon found that even using the word “Rohingya” in U.S. embassy statements could create a diplomatic crisis.

Even with the horrific Rohingya genocide, Marciel cautiously notes that by 2020, when he left the country, most people in Myanmar had more opportunity and freedom under four years of a democratically elected government—the Rohingya themselves being the obvious exception. But in 2021, the “military coup basically eliminated that hope and opportunity.”

More and more Myanmar people are explicitly recognizing the legitimate grievances and the suffering of many of the ethnic minority populations, including the Rohingya, over the past years, and [there is] some recognition that they were fed a lot of propaganda for a long time…
Scot Marciel

Marciel doesn’t hold much hope for an end to the coup anytime soon, but he does see at least one “positive development” over the last two years. During the worst of the Rohingya crisis, many in the majority Bamar community did not believe the reports of massacres, or even worse, did not care. But now, after two years of military rule, “more and more Myanmar people are explicitly recognizing the legitimate grievances and the suffering of many of the ethnic minority populations, including the Rohingya, over the past years, and [there is] some recognition that they were fed a lot of propaganda for a long time about what was really happening.”

Establishing Relations with Vietnam

One of Marciel’s great success stories is the normalization of U.S. ties with Vietnam. It was an improbable success with any number of obstacles likely to prevent it from happening, not the least being the debate about the fate of U.S. prisoners of war and servicemen reported as missing in action. Saigon fell in 1975, and yet in 1995, just 20 years later, diplomatic relations were restored and the U.S. embassy opened in Hanoi.

According to Marciel, it took patience, pragmatism, but also the collapse of the Soviet Union and the end of the Cold War. No longer able to rely on Soviet help for their economy, the Vietnamese became more open to work with the United States, particularly on POW-MIA issues, allowing Vietnamese imprisoned in re-education camps to flee the country, and withdrawing Vietnamese forces from Cambodia.

Marciel sees the U.S.-Vietnam relationship today as a “good-news story” that shows the degree of progress that can be attained when two countries are willing to be rational and work together. The United States still has significant concerns about human rights in Vietnam yet “both sides have agreed to talk about that issue, but not let it define or limit the relationship excessively.”

“In brief, [we need to] show up and engage consistently… with a focus on the countries that we’re talking to, not on China, because what they’re looking for… is, ‘Can we count on the United States being a long-term partner?’”
Scot Marciel

How the United States Can Improve Relations in Southeast Asia

When pressed for a prescription on what the United States can do to further improve its relationships with the countries in the region, Marciel said, “In brief, show up and engage consistently, with humility, and with a focus on the countries that we’re talking to, not on China, because what they’re looking for, for the most part is, ‘Can we count on the United States being a long-term partner?’”

By ensuring the reliability of the partnership, countries in Southeast Asia have more freedom of maneuver, and they can, if necessary, be more capable to “make decisions China might not like.” The flip side of that—the failure to show up at presidential and high governmental levels, like what happened during the Trump administration—means “you’ve undone all the good that you had done in previous years by investing in those relationships.” The price of isolationism, of neglecting U.S. diplomatic relations in Southeast Asia, is that those countries lose confidence in the United States as a reliable partner. 

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Although Japan’s approach to economic diplomacy under the Fukuda Doctrine initially was subject to criticism because of its stance on non-interference in domestic affairs, now some are in retrospect lauding the approach, according to Kiyoteru Tsutsui, deputy director at Shorenstein APARC and director of the Japan Program, and co-editor of the recent book The Courteous Power: Japan and Southeast Asia in the Indo-Pacific Era. This reevaluation comes after consideration of relatively unsuccessful attempts by the United States to “push” democracy onto Southeast Asian countries. 

The better approach is to focus on advancing the rule of law, which the Japanese have done by investing resources in establishing legal infrastructure in the region, Tsutsui tells Shorenstein APARC Visiting Scholar Gita Wirjawan, host of the popular Endgame video podcast. “Liberal democracy in the sense of the rule of law is a good sort of marketing ploy to sell to Southeast Asian countries because that leads to economic benefits, which is critical to making liberal democracy attractive,” he says.


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Tsutsui joined Wirjawan for an Endgame conversation about Japan’s approaches to foreign direct investment (FDI) in Southeast Asia and other topics. One issue that both scholars agreed upon is the difficulty in getting Americans to focus on Southeast Asia, which has been long recognized as a critical region by the Japanese. Part of the problem is proximity, of course, but the region also tends to be overshadowed in American eyes by East Asian countries. 

The conversation also turned to the demographic issue Japan and other Asian countries are facing as populations age and economic growth stagnates. Tsutsui pointed out that, before 1945, the Japanese Empire saw itself as multi-ethnic; it was only after WWII that the nation was perceived as homogenous, a viewpoint bolstered by Japan’s great economic success in the 1960s and 70s. Now, however, Tsutsui says there is no choice: “Japan has to become more heterogenous,” and even conservative voices acknowledge that women need a larger role in the labor force and that immigrant labor will be essential to combat the demographic crisis.

This discussion with Tsutsui is part of an "Endgame" interview series Wirjawan is recording with Stanford experts during his residency at APARC.

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Stanford sociologist Kiyoteru Tsutsui discusses Japan on the "Endgame" podcast
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Kiyoteru Tsutsui, the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, joined Visiting Scholar Gita Wirjawan, host of “Endgame,” a video podcast, to discuss a range of topics, including his work on human rights, the demographic problem in Japan, global democratic decline, and Japan’s approach to Southeast Asia as a projector of soft power.

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We are pleased to share that Professor of Sociology Kiyoteru Tsutsui, the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at the Walter H. Shorenstein Asia-Pacific Research Center (APARC), has been honored by the Shinsho Taisho Award for his book, Human Rights and the State: The Power of Ideas and the Realities of International Politics (Iwanami Shinsho, 2022). The award recognizes the best titles in the category of Shinsho books — a popular Japanese format of paperback books on academic topics intended to reach a broader audience — published between December 2021 and November 2022. Tsutsui’s book has been ranked number 9 on the list of best new Shinsho titles out of over 1200 candidates.

The annual Shinsho Taisho Award is sponsored by Japanese publisher Chuokoron Shinsha. Award selections are made by experts with a deep knowledge of new releases, including scholars, booksellers, editors of new books from various companies, and newspaper reporters. The ranking of the top 20 honored titles, including detailed selection notes and reviews, are published in the March 2023 issue of Chuokoron magazine.

Tsutsui’s book explores the paradox underlying the global expansion of human rights, examines Japan’s engagement with human rights ideas and instruments, and assesses their impacts on domestic politics around the world. “This excellent book clarifies the principles of the international order by bringing ‘human rights power’ to the forefront, and makes constructive suggestions on the nature of Japan’s human rights diplomacy,” says one expert review.

For his book, Tsutsui was also recently honored as the recipient of the 2022 Ishibashi Tanzan Award and the 44th Suntory Prize for Arts and Sciences.

In an APARC interview about the book, Tsutsui, who is also director of APARC’s Japan Program, APARC’s deputy director, a senior fellow at the Freeman Spogli Institute for International Studies, and the co-director of the Center for Human Rights and International Justice, explains the tension inherent in the diffusion of global human rights, which is rooted in states’ embracing these universal rights although they are grounded in principles that constrain their sovereignty. Tsutsui believes that Japan has an opportunity to become a global leader in human rights. “The more inwardly oriented United States is creating a vacuum in promotion and protection of liberal values, especially with China’s influence surging, and Japan should carry the torch taking the mantle of human rights, democracy, and rule of law,” he argues.

Tsutsui’s research interests lie in political and comparative sociology, social movements, globalization, human rights, and Japanese society. His current projects examine issues including changing conceptions of nationhood and minority rights in national constitutions and in practice, populism and the future of democracy, the global expansion of corporate social responsibility, and Japan’s public diplomacy and perceptions of Japan in the world.

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Kiyoteru Tsutsui and book, Human Rights and the State
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Stanford Sociologist Kiyoteru Tsutsui Wins the 44th Suntory Prize for Arts and Sciences

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Shinsho Taisho Award logo and the cover of Kiyoteru Tsutsui's book, 'Human Rights and the State'
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The Shinsho Taisho Award honors Tsutsui, the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at the Shorenstein Asia-Pacific Research Center, for his book 'Human Rights and the State,' listing it among the 10 best books of 2022 in Japan.

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Scot Marciel
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This commentary was originally published by Nikkei Asia.



As Myanmar's national uprising against its military's Feb. 1, 2021 takeover enters its third year with no resolution in sight, the international community remains without a viable strategy to help end the crisis.

In April 2021, Association of Southeast Asian Nations leaders sought to lead the international response by proposing a five-point consensus plan to end the violence and start a dialogue to forge a compromise solution.

The consensus, however, was stillborn, both due to the regime's refusal to budge from its hard-line stance and widespread skepticism that any dialogue could lead to a compromise deal in what is fundamentally a zero-sum battle.

This month, ASEAN foreign ministers meeting in Jakarta expressed disappointment at the lack of progress, even as they continued to promote the five-point consensus as the best way forward for Myanmar.

These are smart people. They know the consensus is leading nowhere but they continue to tout it as the path forward because member states are divided and cannot reach consensus on a better approach.

ASEAN's failure to move beyond its moribund consensus should be an overdue wake-up call for the administration of U.S. President Joe Biden
Scot Marciel
Oksenberg-Rohlen Fellow, APARC

This impasse has left the U.S. in a bind. In the 2000s, ASEAN's engagement with Myanmar's then-military regime while the U.S. pursued a policy of sanctions and isolation was a constant irritant in Washington's relations with the bloc. Each side was disappointed and often frustrated with the other's stance.

In the current crisis, Washington has been more deferential to ASEAN, expressing support for its five-point plan despite the lack of progress.

This approach might have made sense initially, as it reinforced U.S. support for ASEAN centrality and hid the fact that Washington had no better ideas. But ASEAN's failure to move beyond its moribund consensus should be an overdue wake-up call for the administration of U.S. President Joe Biden.

Vows to continue to "stand with the Burmese people" ring increasingly hollow in light of continued U.S. support for ASEAN's failed approach and Washington's insistence on a peaceful resolution to a crisis for which there is no peaceful answer. The longer the U.S. follows this approach, the more its credibility will suffer, as will its ability to influence events in Myanmar.

The cautious U.S. approach to date is likely due to the reluctance of administration officials to take the risk of adopting a bolder policy of fully supporting the resistance. Perhaps they fear that doing so will only lead to more violence, or they question the ability of the disparate elements within the resistance to defeat the military or to hold the country together if they win.

American officials may also be concerned about prompting China to increase its support for the military regime, or may be so preoccupied with Ukraine that they cannot muster the energy to go all in on a strategically less important conflict.

Policymakers should recognize that the only potentially positive way out of this crisis is for the resistance to successfully oust Myanmar's military regime. As long as the military holds power, there is no hope for the country.
Scot Marciel
Oksenberg-Rohlen Fellow, APARC

Whatever the reason, Washington's approach has the U.S. notionally on the side of the resistance but without the commitment and resources to help it win.

Policymakers should recognize that the only potentially positive way out of this crisis is for the resistance to successfully oust Myanmar's military regime. As long as the military holds power, there is no hope for the country.

Supporting the resistance more fully carries risks. But staying on the current path all but guarantees years of continued violence, instability and suffering.

What, then, should the U.S. do? First, it should not go back to the previous era of badgering ASEAN to be tougher. That would be counterproductive. It should, however, stop pretending that the five-point consensus offers a path forward, or that there is a peaceful solution to the crisis.

To the extent that Indonesia, ASEAN's chair for 2023, offers a more ambitious approach, Washington should support Jakarta. The U.S. does not need to jettison ASEAN, but it should not tie itself to the bloc's lowest-common denominator.

Absent a viable ASEAN strategy, the Biden administration should assert leadership by offering much more support to the resistance campaign to force the military out of power, or at least to weaken it sufficiently that it looks for a way out.

This should include stepped-up engagement with the parallel National Unity Government and other resistance elements. NUG Foreign Minister Zin Mar Aung's high-level reception in Washington last week marked a positive step and should be followed by more regular meetings, including at the secretary of state level. The State Department should also appoint a career diplomat to serve as special envoy for Myanmar, engaging with the resistance and coordinating sanctions with key partners.

Washington should bite the bullet and provide substantial funding to the NUG and its partners, as envisioned in the recently passed Burma Unified through Rigorous Military Accountability Act.

This aid should not be conditioned on progress toward building a fully united resistance, for the simple reason that this process cannot be artificially forced. To the extent that Washington worries about the resistance's ability to account for the money, U.S. agencies should provide training rather than use the concern as an excuse not to offer aid.

Provision of substantial arms directly to the resistance is both unlikely to happen and would be difficult logistically, but channeling funds would free up resources that the NUG could use to purchase weapons.

The U.S. also should consider providing equipment to help the resistance improve communications and build on nascent efforts to supply internet access to the public. Washington can also gather military experts to consider ways to help the resistance counter the regime's air power, mindful of concerns about supplying sophisticated anti-aircraft systems.

The U.S. has been supporting democracy and civilian rule in Myanmar for decades but has punched far below its weight in the current crisis. It can and should provide much-needed leadership now, while continuing to partner with those elements in ASEAN that recognize that the current trajectory is not a viable option.

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Residents of the Tamwe area protest against the military coup while shouting slogans during a candle light vigil on April 03, 2021 in Yangon, Myanmar.
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BURMA Act can open way for stronger support to resistance movement

Authors
Gi-Wook Shin
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Commentary
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This essay originally appeared in Korean on January 27 in Sindonga (New East Asia), Korea’s oldest monthly magazine (established 1931), as part of a monthly column, "Shin’s Reflections on Korea." Translated by Raymond Ha. A PDF version of this essay is also available to download.

During the Moon Jae-In administration, many of my American friends and colleagues were puzzled and disappointed by a strange contradiction. The former pro-democracy activists—who had fought for democracy and human rights in South Korea—had entered the Blue House, only to turn a blind eye to serious human rights abuses in the North. In particular, the Moon administration punished activists who sent leaflet balloons across the border and forcibly repatriated two North Korean fishermen who had been detained in South Korean waters. It not only cut the budget for providing resettlement assistance to North Korean escapees, but also stopped co-sponsoring United Nations (UN) resolutions that expressed concern about the human rights situation in North Korea. My friends, including individuals who had supported South Korea’s pro-democracy movement decades ago, asked me to explain this perplexing state of affairs. I had no clear answer.

A Gross Overstepping of Authority

On April 15, 2021, the Tom Lantos Human Rights Commission held a congressional hearing on “civil and political rights in the Republic of Korea.”[1] The speakers expressed their concern about worrying trends in South Korea’s democracy. In his opening remarks, Rep. Chris Smith, the co-chair of the commission, stated that “the power that had been given [to] the Moon Administration, including a supermajority in the National Assembly, has led to a gross overstepping of authority.” He observed that “in addition to passing laws which restrict freedom of expression, we have seen politicization of prosecutorial powers. . . and the harassment of civil society organizations, particularly those engaged on North Korea issues.”[2] Expressing his disappointment at the Moon administration’s North Korea policy, Smith twice referred to my 2020 analysis of South Korea’s “democratic decay” published in the Journal of Democracy.[3]

Rep. James McGovern, the other co-chair of the Tom Lantos Commission, noted in his remarks that “international human rights law provides guidance on what is and is not acceptable when it comes to restricting freedom of expression for security reasons.”[4] This hearing had echoes of U.S. congressional hearings in the 1970s, when there was criticism of South Korea’s authoritarian practices.

South Korea’s progressives, including those who served in the Moon administration, may respond that criticizing North Korea for its human rights practices infringes upon Pyongyang’s sovereignty. They may argue that emphasizing human rights will worsen inter-Korean relations and make it even more difficult to address the security threat posed by North Korea’s nuclear weapons and missiles. This argument may appear to have some face validity, since Pyongyang has responded to criticisms of its human rights record with fiercely hostile rhetoric. The same progressives, however, did not regard it as an encroachment upon South Korea’s sovereignty when the U.S. government and American civil society criticized Seoul for its human rights violations during the 1970s and 80s. In fact, they sought support from various actors in America and welcomed external pressure upon South Korea’s authoritarian governments during their fight for democracy.

We must ask ourselves whether the Moon administration achieved durable progress in inter-Korean relations or on denuclearizing North Korea by sidelining human rights.
Gi-Wook Shin

We must ask ourselves whether the Moon administration achieved durable progress in inter-Korean relations or on denuclearizing North Korea by sidelining human rights. There is no empirical evidence to support the assertion that raising human rights will damage inter-Korean relations or complicate negotiations surrounding North Korea’s nuclear program. While there are valid concerns about how Pyongyang may react, it is also true that past efforts have failed to achieve progress on nuclear weapons or human rights. Both the Moon and Trump administrations sidelined human rights in their summit diplomacy with Kim Jong-Un, and their efforts came to naught. They compromised their principles, but to what end?

This is not to say that raising human rights issues would certainly have yielded tangible progress in improving inter-Korean relations or dismantling Pyongyang’s nuclear weapons. Rather, I like to point out that there is no reason or evidence to believe that there is an obvious link between raising human rights in a sustained, principled manner and the success or failure of diplomatic engagements with Pyongyang. The arguments given by South Korea’s progressives are not sufficient to justify neglecting human rights concerns when addressing North Korea. Furthermore, criticizing another country’s human rights practices is not seen as an unacceptable violation of state sovereignty. The international community regards such discussions on human rights as a legitimate form of diplomatic engagement.

The Error of Zero-Sum Thinking

The abject state of human rights in North Korea is not a matter of debate. In addition to the operation of political prison camps and the imposition of draconian restrictions on the freedoms of thought, expression, and movement, the country suffers from a severe food crisis. The U.S. Department of Agriculture’s September 2022 International Food Security Assessment estimated that close to 70% of the country’s population was “food insecure.”[5] The border closure imposed due to the COVID-19 pandemic has resulted in a sharp decline in trade with China, which plays a vital role in North Korea’s economy. By all indications, the people of North Korea are likely to be in dire straits. James Heenan, the head of the UN Human Rights Office in Seoul, stated in December 2022 that the human rights situation in North Korea is a “black box” due to difficulties in obtaining information as a result of COVID-19 border controls.[6] Freedom House’s 2022 report gave North Korea 0 points out of 40 in political rights, and 3 out of 60 in civil liberties, resulting in a total score of 3 out of 100. Only South Sudan, Syria, and Turkmenistan have lower scores.[7]

In its single-minded pursuit of nuclear weapons and ballistic missiles, the North Korean regime has shown utter disregard for the human rights of its population.
Gi-Wook Shin

Nonetheless, Pyongyang continues to pour an enormous amount of resources into developing nuclear weapons and advanced missile capabilities. According to South Korean government estimates, North Korea spent over $2 million on launching 71 missiles in 2022. This was enough to buy over 500,000 tons of rice, which could provide sufficient food for North Korea’s population for 46 days. The same amount would also have made up for over 60% of North Korea’s estimated food shortfall of 800,000 tons in 2023.[8] In its single-minded pursuit of nuclear weapons and ballistic missiles, the North Korean regime has shown utter disregard for the human rights of its population.

The details of North Korea’s human rights record are available for anyone to see in the reports of the UN Special Rapporteur on North Korean human rights, as well as the U.S. State Department’s annual country reports on human rights practices.[9] In particular, a 2014 report published by the UN Commission of Inquiry (COI) on North Korean human rights found that “systematic, widespread and gross human rights violations have been and are being committed by the Democratic People’s Republic of Korea, its institutions and officials.” Moreover, the COI concluded that “in many instances, the violations of human rights found by the commission constitute crimes against humanity.”[10]

North Korea’s headlong pursuit of nuclear weapons and ballistic missiles is inextricably tied the human rights situation in the country. When allocating available resources, Pyongyang prioritizes the strengthening of its military capabilities. The health, well-being, and human rights of the population are of peripheral concern. An array of international sanctions imposed against the regime may constrain its budget, but it will pass on the cost to the population, further worsening their suffering. In addition, there can be no meaningful solution to security issues without improving the human rights situation. A government that values military strength over the welfare of its people will not hesitate to use force against other countries.

The North Korean nuclear problem, inter-Korean relations, and human rights issues are closely intertwined, which necessitates a comprehensive approach to North Korea policy. Ignoring human rights does not make it easier to achieve progress on security issues. Victor Cha refers to this as the “error of zero-sum thinking about human rights and U.S. denuclearization policy.”[11] There is an urgent need to formulate a holistic approach that can foster mutually beneficial engagements between Pyongyang, Seoul, and Washington. Reflecting upon the shortcomings of past U.S. policy toward North Korea, Cha notes that marginalizing human rights has not yielded any meaningful progress on the nuclear problem. He argues that it is first necessary to craft a comprehensive strategy that fosters positive-sum dynamics between security issues and human rights. This strategy will then provide a road map for future negotiations by specifying the standards and principles that should be observed.

Avoiding Demonization and Politicization

To generate positive-sum dynamics between human rights and security issues, it is important to refrain from demonizing North Korea. Taking a moralistic approach along the lines of the Bush administration’s “axis of evil” will do little to improve the human rights situation in North Korea. The purpose of raising human rights issues must not be to tarnish the North Korean leader’s reputation or to weaken the regime. As Ambassador Robert King, the former U.S. special envoy on North Korean human rights issues, stressed during a recent interview with Sindonga, human rights should not be weaponized for political purposes.[12] The world must call upon North Korea to improve its human rights record as a responsible member of the international community. If Pyongyang shows a willingness to engage, other countries should be ready to assist.

Even though it forcefully denies the international community’s criticism, North Korea appears to have realized that it cannot simply sweep the issue under the rug.
Gi-Wook Shin

North Korea usually responds with aggressive rhetoric to criticisms of its human rights record, but it has taken tangible steps to engage on certain occasions. Even as it denounced the February 2014 report of the UN COI, North Korea sent its foreign minister to speak at the UN General Assembly in September for the first time in 15 years. In October, Jang Il-Hun, North Korea’s deputy permanent representative to the UN in New York, participated in a seminar at the Council on Foreign Relations to discuss North Korean human rights.[13] Even though it forcefully denies the international community’s criticism, North Korea appears to have realized that it cannot simply sweep the issue under the rug. Some argue that North Korea’s limited engagements on human rights are empty political gestures to divert attention. Nonetheless, North Korea also understands that it must improve its human rights record if it hopes to establish diplomatic relations with the United States.

Instead of using human rights as a cudgel to demonize North Korea, it is vital to identify specific issues where it may be willing to cooperate. So far, it has refused to engage on issues that could undermine regime stability, such as closing political prison camps, ending torture, and guaranteeing freedom of the press. On the other hand, it has shown an interest in discussing issues that do not pose an immediate political threat, such as improving the situations of women, children, and persons with disabilities. By seeking avenues for dialogue and cooperation, the international community can try to achieve slow but tangible progress on improving the human rights situation in North Korea.

We must also avoid the temptation to politicize human rights. Recall, for instance, the early days of the Trump administration. As tensions with North Korea flared, the Trump administration used human rights as a political tool to amplify negative attitudes toward Pyongyang. In addition to inviting North Korean escapees to the White House, Trump spent over 10% of his 2018 State of the Union address discussing North Korea, focusing specifically on human rights. He said that “no regime has oppressed its own citizens more totally or brutally than the cruel dictatorship in North Korea.”[14] However, as he began to hold summit meetings with Kim Jong-un to discuss the nuclear issue, human rights disappeared from the agenda. The Trump administration used human rights as a means to a political end, while the summit meetings in Singapore and Hanoi were all show and no results.

The Moon administration made the same mistake, only in a different form. As noted above, it ignored the human rights issue out of political considerations. It sought to improve inter-Korean relations above all else, despite concerns that it was neglecting human rights in doing so. It criminalized the act of sending leaflet balloons across the demilitarized zone (DMZ), and it forcibly repatriated two North Korean fishermen through the Joint Security Area at Panmunjom. The latter decision, which continues to generate controversy in South Korea, would have remained secret if reporters had not taken a picture of a text message sent to a National Security Council official.[15] The two fishermen were not given the right to legal representation and were denied due process. Moreover, the decision violated South Korea’s Constitution, which recognizes North Korean escapees as citizens. The Universal Declaration of Human Rights (UDHR) states in article 2 that “everyone is entitled to all the rights and freedoms set forth in this Declaration, without distinction of any kind.” It adds that “no distinction shall be made on the basis of the political, jurisdictional or international status of the country or territory to which a person belongs.”[16] However, the Moon administration was driven by its political goals in deciding to forcibly repatriate the two individuals.

A Universal Issue that Demands Bipartisan Support

North Korea’s human rights situation may be especially dire, but human rights violations are certainly not confined to its borders. They took place under South Korea’s authoritarian regimes in the past, and serious violations are committed today in countries such as China, Russia, and Myanmar. Liberal democracies, including the United States and the United Kingdom, also have shortcomings in their human rights record. In its preamble, the UDHR proclaims that “recognition of the inherent dignity and of the equal and inalienable rights of all members of the human family is the foundation of freedom, justice and peace in the world.”[17]

Even in an era of extreme polarization in American politics, there is a robust and genuine bipartisan consensus on North Korean human rights…. In South Korea, however, the issue continues to be heavily politicized and polarized.
Gi-Wook Shin

Human rights is a universal issue. The Yoon Suk-Yeol administration has declared its support for liberal democratic values, and it should approach the North Korean human rights issue as part of its value-based diplomacy. Moreover, it should not set preconditions for humanitarian assistance. As stipulated in article 8 of South Korea’s North Korean Human Rights Act, enacted in 2016, humanitarian assistance to North Korea must “be delivered transparently in accordance with internationally recognized delivery standards,” and it must “be provided preferentially for vulnerable social groups, such as pregnant women and infants.”[18]

Even in an era of extreme polarization in American politics, there is a robust and genuine bipartisan consensus on North Korean human rights. As noted above, the Tom Lantos Human Rights Commission is co-chaired by a Democrat and a Republican. The U.S. North Korean Human Rights Act, enacted in 2004, was last reauthorized in 2018 with unanimous support in the House and the Senate. This law generated momentum for Japan (2006) and South Korea (2016) to pass their own legislation on North Korean human rights.

In South Korea, however, the issue continues to be heavily politicized and polarized. Progressives tend to minimize the issue or neglect it altogether, while conservatives are usually vocal about drawing attention to the human rights situation in North Korea. Instead of approaching the issue from the standpoint of universal values, discussions about North Korean human rights are mired in partisan political divisions. Working toward a bipartisan consensus on North Korean human rights would be a worthy goal. Furthermore, there must be greater efforts to listen to and incorporate the voices and opinions of North Korean escapees who have resettled in South Korea.

The Yoon administration has taken encouraging steps. Last summer, President Yoon appointed Professor Lee Shin-wha of Korea University as the ambassador-at-large for North Korean human rights, a position that had been vacant since September 2017. South Korea has also resumed its co-sponsorship of UN resolutions on the state of human rights in North Korea. However, the North Korean Human Rights Foundation, which was supposed to have been created pursuant to the 2016 North Korean Human Rights Act, remains stuck on the ground.[19] This foundation should be launched as soon as possible, and the government should also enhance resettlement assistance to North Korean escapees.

Lastly, it goes without saying that there should be bipartisan cooperation to secure the release of six South Korean citizens who are currently detained in North Korea. On February 7, Jung Pak, the deputy assistant secretary of state for East Asian and Pacific affairs, met with family members of the detained citizens in Seoul in a joint meeting with Ambassador Lee Shin-wha.[20] South Korea’s National Assembly should also play its part to draw attention to the issue.

By working with and through international institutions, South Korea can increase the effectiveness and legitimacy of its efforts to address the human rights situation in North Korea.
Gi-Wook Shin

Multilateral and Bilateral Approaches

South Korea should fully utilize the institutions of the UN in addressing North Korean human rights. Pyongyang is highly sensitive to human rights criticisms issued by individual countries, but it has shown some willingness to engage with the UN’s human rights mechanisms. This is because it wants to be recognized as a legitimate member of the international community. North Korea has participated in the Universal Periodic Review, in which all UN member states are subject to a review of their human rights record every four and a half years. In 2017, it permitted a visit by the UN Special Rapporteur on the rights of persons with disabilities. Most recently, in 2021, it submitted its Voluntary National Review, which assesses its progress in implementing the UN’s Sustainable Development Goals.[21] By working with and through international institutions, South Korea can increase the effectiveness and legitimacy of its efforts to address the human rights situation in North Korea. It can also sidestep direct criticism from Pyongyang.

Cooperation with the United States is also vital. During its first two years, the Biden administration did not take significant steps to draw attention to North Korea’s human rights. This stood in sharp contrast to the administration’s vocal condemnation of human rights violations in China, as well as Russia’s atrocities in Ukraine. On January 23, the White House finally appointed Julie Turner—the director of the Office of East Asia and the Pacific in the State Department’s Bureau of Democracy, Human Rights, and Labor—as the nominee for the special envoy on North Korean human rights. This position, created by the U.S. North Korean Human Rights Act, had remained vacant since Ambassador King stepped down in January 2017. This could indicate that the Biden administration is moving toward a more proactive approach on human rights issues in North Korea.

I have previously characterized the Biden administration’s North Korea policy as one of “strategic neglect.” North Korea is seen as a hot potato, and there is a prevailing tendency in Washington to avoid touching the problem altogether.[22] Ambassador Sung Kim is serving as the U.S. ambassador to Indonesia, and he is serving as the U.S. special representative for North Korea in essentially a part-time capacity. Jung Pak has been coordinating relevant policy issues in the State Department, but there has not been a visible shift in North Korea policy, with the exception of her recent visit to Seoul to meet with family members of South Korean citizens detained in North Korea. There are many high-level officials in the Biden administration’s foreign policy and national security team with prior experience of North Korea issues, and they understand that diplomatic engagements with Pyongyang are unlikely to yield meaningful results. North Korea’s barrage of missile tests is intended, in part, to draw the attention of the United States, but the response from Washington has been lukewarm.

In line with Victor Cha’s recommendations, Seoul should work closely with Washington to craft a comprehensive strategy that fosters positive-sum dynamics between human rights and nuclear issues. Last month, there were reports that Seoul was “pushing for the resumption of bilateral consultations with the United States on the North Korean human rights problem.”[23] Ambassador Lee Shin-wha is a highly capable expert with a deep understanding of both the UN and the United States, and she will be able to play an important role in these efforts. Congress should move quickly to confirm Julie Turner as her counterpart, so that they can formulate and implement a bilateral strategy to address human rights issues in North Korea.

Lastly, Seoul should work with Beijing on these issues. China has serious human rights issues of its own, including the situation in Hong Kong and Xinjiang. It is also directly implicated in North Korean human rights issues. Despite requests from the UN High Commissioner for Refugees, Beijing continues to forcibly repatriate North Korean escapees who are arrested in China. Available testimony suggests that many escapees who are returned in this manner end up being imprisoned in political prison camps or executed. In his memoir, Patterns of Impunity, Ambassador Robert King notes that he urged Chinese officials on multiple occasions to recognize North Korean escapees as refugees. This would enable their safe passage to South Korea. His requests were denied, however.

Highlighting China’s complicity in human rights abuses in North Korea will draw diplomatic protests from Beijing, but it could be an effective strategy for Seoul to redirect Washington’s attention to North Korea.
Gi-Wook Shin

As a signatory to the 1951 Refugee Convention and its 1967 Protocol, China is obligated under international law to not forcibly repatriate individuals with “a well-founded fear of being persecuted” upon return.[24] Despite this obligation, China claims that North Korean escapees are economic migrants and continues to forcibly repatriate them. Traffickers in the Sino-North Korean border area abuse this fear of repatriation to coerce female North Korean escapees into forced marriages with Chinese men in rural villages, or to sell them into prostitution. Beijing has turned a blind eye to these criminal activities. In its 2022 Trafficking in Persons Report, the U.S. State Department classified both China and North Korea as Tier 3 countries. This means that they have failed to meet basic standards for combating human trafficking, and have not made meaningful efforts to improve their policies.[25]

Highlighting China’s complicity in human rights abuses in North Korea will draw diplomatic protests from Beijing, but it could be an effective strategy for Seoul to redirect Washington’s attention to North Korea. Although the response to Russia’s invasion of Ukraine has taken up much of Washington’s bandwidth, China remains at the top of the Biden administration’s foreign policy agenda. In doing so, however, South Korea must take care to avoid politicizing the issue.

A Korean Problem, Neglected in Korea

During my time at UCLA in the mid-1990s, a friend put me in touch with the North American Coalition for Human Rights in Korea. This group had worked to promote human rights and democracy in South Korea for nearly two decades since 1975, at the height of the autocratic Yusin Era under Park Chung-Hee.[26] Now that South Korea had become a democracy, the group had decided to conclude its activities.

I was asked if I might be able to put their archive of internal documents to good use, and I immediately agreed. As a Korean who had lived through this era, I felt a sense of responsibility to preserve these documents. Furthermore, as a researcher of social movements, I was excited by the prospect of obtaining these materials. The materials arrived in 34 large boxes, and I had the chance to view the contents of every box before the library staff began to organize them. Because of their historic importance, these materials were compiled into a special collection—the Archival Collection on Democracy and Unification in Korea. I have advised doctoral students who analyzed these materials in their dissertations.

As I sifted through the documents, I found letters that were sent to the White House, calling upon the United States to play its part in improving the human rights situation in South Korea. I came across crumpled pieces of paper that had been smuggled out of Gwangju in May 1980, with urgent handwritten notes that sought to tell the outside world about what was happening to the pro-democracy protests in that city. These were living, breathing documents that vividly told the story of South Korea’s pro-democracy movement in the 1970s and 80s.

I am deeply ashamed to admit that I had been unaware until then of just how many Americans had worked tirelessly for the cause of human rights and democracy in South Korea. Many Koreans believed that the United States had unflinchingly supported South Korea’s authoritarian governments, and I too had been influenced by that current of thought. In those boxes, I also discovered letters from pro-democracy activists in South Korea, expressing their gratitude for the support of American citizens and civic groups. It is perhaps the memories of reading such letters that heightened my discomfort and disappointment at witnessing how South Korea’s progressives neglect North Korean human rights.

Last October, I met Representative Chris Smith at a conference in Washington. He told me that if he had the opportunity to visit North Korea and meet Kim Jong-Un, he would not hesitate to bring up human rights. He also brought up human rights during a meeting with Premier Li Peng in Beijing, though he will no longer have the opportunity to do so, as Smith has been sanctioned by the Chinese government and barred from entering China ever again. I was deeply moved by his steadfast and sincere commitment to human rights.

I have heard students ask why K-pop artists are silent on North Korean human rights, even as K-pop fans are raising their voices in support of causes like the pro-democracy movement in Myanmar. This is the unfortunate reality of North Korean human rights today.
Gi-Wook Shin

There is much interest in North Korean human rights among college students in the United States. Student groups, including those at Stanford, hold regular events and conferences to raise awareness of what is happening in North Korea and to call for action. I have heard students ask why K-pop artists are silent on North Korean human rights, even as K-pop fans are raising their voices in support of causes like the pro-democracy movement in Myanmar. This is the unfortunate reality of North Korean human rights today. There is great concern and interest in the rest of the world, but it is politicized or ignored in South Korea.

A Historic Responsibility for Koreans

In an essay comparing East Germany and North Korea that he contributed to the book The North Korean Conundrum, Sean King argues that South Korea should take a principled position even if policies to improve the human rights situation in North Korea are unlikely to achieve tangible results. “South Korea can nonetheless stand on principle so as to at least help make even a few North Koreans’ lives better,” he writes, “and to also lay down a marker for other governments as to how they should approach Pyongyang.” Moreover, “when reunification comes, hopefully under Seoul’s rule,” he stresses that “North Koreans will know that they were not forgotten when the country was divided.”[27]

North Korean human rights is more than just a political problem or a national security objective. The citizens of the Republic of Korea have a historic responsibility and a collective moral obligation to address the suffering of their brethren in the North.
Gi-Wook Shin

Just as South Koreans expressed their gratitude to Americans who fought for their human rights, I have no doubt that the North Korean people feel the same way toward South Korea and the international community’s efforts to promote their human rights, even if they cannot—at present—write letters to the outside world. The late Reverend Yoon Hyun, who founded the Citizens’ Alliance for North Korean Human Rights in 1996 after spending decades fighting for human rights and democracy in South Korea, said he was driven by a haunting question. “What will we say when, after reunification, 200,000 political prisoners and their families ask us: what did you do as we were dying?”[28]

As North Korea will likely continue its provocative missile launches, most attention will be focused on security issues. Nevertheless, the Yoon administration must persevere in its efforts to improve the human rights of the North Korean people, and the Democratic Party of Korea should not repeat its past mistakes by politicizing or neglecting the issue. North Korean human rights is more than just a political problem or a national security objective. The citizens of the Republic of Korea have a historic responsibility and a collective moral obligation to address the suffering of their brethren in the North.


[1] Tom Lantos Human Rights Commission, “Civil and Political Rights in the Republic of Korea: Implications for Human Rights on the Peninsula,” April 15, 2021, https://humanrightscommission.house.gov/events/hearings/civil-and-political-rights-republic-korea-implications-human-rights-peninsula-0

[2] Rep. Christopher H. Smith, “Opening Remarks,” April 15, 2021, https://humanrightscommission.house.gov/sites/humanrightscommission.house.gov/files/documents/Opening%20Remarks_SKorea_CHS_Final.pdf.

[3] Gi-Wook Shin, “South Korea’s Democratic Decay,” Journal of Democracy 31, no. 3 (2020): 100–14, https://www.journalofdemocracy.org/articles/south-koreas-democratic-decay/.

[4] This comment was made in relation to the so-called anti-leaflet law that was passed by the ruling Democratic Party of Korea during the Moon administration. One of the primary justifications for the law given by its proponents was that launching leaflet balloons across the border could prompt an armed response from North Korea, thereby endangering the security of South Koreans living near the border. See Rep. James P. McGovern, “Opening Remarks,” https://humanrightscommission.house.gov/sites/humanrightscommission.house.gov/files/documents/Opening%20Remarks_SKorea_JPM_Final.pdf.

[5] Yacob A. Zereyesus et al., International Food Security Assessment, 2022-32 (Washington, D.C.: U.S. Department of Agriculture Economic Research Service, 2022), 56, https://www.ers.usda.gov/publications/pub-details/?pubid=104707.

[6] This office, established pursuant to a recommendation by the UN Commission of Inquiry on North Korean human rights, monitors human rights in North Korea. For further details on Heenan’s remarks, see “U.N. Agency Head Says N. Korea’s Human Rights Situation in ‘Black Box’,” Yonhap News, December 6, 2022, https://en.yna.co.kr/view/AEN20221206008700325.

[7] Freedom in the World 2022: The Global Expansion of Authoritarian Rule (Washington, D.C.: Freedom House, 2022), https://freedomhouse.org/report/freedom-world.

[8] Park Soo-Yoon, “North Korea Spent 46 Days’ Worth of Food on Firing Missiles, With Reports of Starvation Deaths in Hamgyong Province” [in Korean], Yonhap News, December 19, 2022, https://www.yna.co.kr/view/AKR20221219095700504.

[9] For the UN reports, see “Special Rapporteur on the Situation of Human Rights in the Democratic People's Republic of Korea,” UN Human Rights Office of the High Commissioner, https://www.ohchr.org/en/special-procedures/sr-dprk; for country reports, see “2021 Country Reports on Human Rights Practices: North Korea,” U.S. Department of State, https://www.state.gov/reports/2021-country-reports-on-human-rights-practices/north-korea/.

[10] United Nations Human Rights Council, Report of the Commission of Inquiry on Human Rights in the Democratic People’s Republic of Korea, UN Doc. A/HRC/25/63 (2014), para. 80, https://www.ohchr.org/en/hr-bodies/hrc/co-idprk/commission-inquiryon-h-rin-dprk

[11] Victor Cha, “The Error of Zero-Sum Thinking about Human Rights and U.S. Denuclearization Policy,” in The North Korean Conundrum: Balancing Human Rights and Nuclear Security, eds. Robert R. King and Gi-Wook Shin (Stanford: Walter H. Shorenstein Asia-Pacific Research Center, 2022), 157–78.

[12] Soo-Kyung Kim, “An Interview with Former Special Envoy Robert King” [in Korean], Sindonga, December 30, 2022, https://shindonga.donga.com/3/home/13/3842527/1.

[13] “Ambassador Jang Il Hun on Human Rights in North Korea,” Council on Foreign Relations, October 20, 2014, https://www.cfr.org/event/ambassador-jang-il-hun-human-rights-north-korea.

[14] Robert R. King, “North Korean Human Rights in the 2018 and 2019 State of the Union Addresses—What a Difference a Year Makes,” Center for Strategic and International Studies, February 7, 2019, https://www.csis.org/analysis/north-korean-human-rights-2018-and-2019-state-union-addresses-what-difference-year-makes.

[15] Kim Joon-Young, “Ministry of Unification Issues Statement on Forcible Repatriation after Text Message is Caught on Camera” [in Korean], JoongAng Ilbo, November 8, 2019, https://www.joongang.co.kr/article/23627798.

[16] United Nations, “Universal Declaration of Human Rights,” https://www.un.org/en/about-us/universal-declaration-of-human-rights

[17] United Nations, “Universal Declaration of Human Rights.”

[18] Korea Law Information Center, “North Korean Human Rights Act,” https://www.law.go.kr/lsInfoP.do?lsiSeq=181623&viewCls=engLsInfoR#0000.

[19] The Democratic Party of Korea has persistently failed to appoint its allocated quota of five individuals to the foundation’s board of directors, and the Ministry of Unification has spent nearly $2 million on office rent and personnel costs to no avail. See Oh Soo-Jeong, “North Korean Human Rights Foundation Idle for Six Years, Nearly $2 million Spent on Rent Alone” [in Korean], NoCut News, October 6, 2022, https://www.nocutnews.co.kr/news/5828493.

[20] “U.S. to Continue Efforts to Free S. Koreans Detained by N. Korea: Washington Official,” Yonhap News, February 7, 2023, https://en.yna.co.kr/view/AEN20230207009400325.

[21] Government of the People’s Republic of North Korea, “Democratic People’s Republic of Korea

Voluntary National Review On the Implementation of the 2030 Agenda,” https://sustainabledevelopment.un.org/content/documents/282482021_VNR_Report_DPRK.pdf.

[22] Kim Namseok, “A Resurgence of Democracy? A Conversation with Francis Fukuyama on the Challenges of a Changing Global Order,” trans. Raymond Ha, Freeman Spogli Institute for International Studies, January 12, 2023, https://fsi.stanford.edu/news/resurgence-democracy.

[23] “S. Korea Seeks Formal Consultations with U.S., EU on NK Human Rights,” Yonhap News, January 15, 2023, https://en.yna.co.kr/view/AEN20230115001200325.

[24] Roberta Cohen, “Legal Grounds for Protection of North Korean Refugees,” Brookings Institution, September 13, 2010, https://www.brookings.edu/opinions/legal-grounds-for-protection-of-north-korean-refugees/.

[25] U.S. Department of State, 2022 Trafficking in Persons Report, https://www.state.gov/reports/2022-trafficking-in-persons-report/.

[26] This era is named after the Yusin Constitution, which went into force in 1972 and codified authoritarian rule under Park Chung-Hee. It marked some of the most oppressive years of dictatorial rule in South Korea.

[27] Sean King, “Germany’s Lessons for Korea,” in The North Korean Conundrum: Balancing Human Rights and Nuclear Security, eds. Robert R. King and Gi-Wook Shin (Stanford: Walter H. Shorenstein Asia-Pacific Research Center, 2022), 203.

[28] “About the Citizens' Alliance for North Korean Human Rights” [in Korean], Citizens’ Alliance for North Korean Human Rights, https://www.nkhr.or.kr/nkhr-소개/북한인권시민연합-소개/?ckattempt=1.

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The time has come to depoliticize North Korean human rights. South Korean progressives have argued that working to improve human rights in North Korea threatens to worsen inter-Korean relations and makes addressing security threats difficult, but the Moon administration failed to make progress in security or relations despite sidelining human rights. The Yoon administration should work on multilateral approaches to address the state of human rights in the North and reach a domestic bipartisan consensus on the issue.

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What factors shape support for the human rights of prisoners and asylum seekers at the individual level? Although the human rights literature has expanded greatly in the last 30 years, comparatively little attention has been paid to (a) the many human rights outside of a very small set of physical or bodily integrity rights and (b) the role of public opinion. In this study, the authors build a theoretical model of various human rights as public opinion-related policy choices, developing the micro-foundations of public support for the human rights of vulnerable subpopulations. Drawing on the broader literature on public policy and international norms, they use experimental methods to test whether calls to rational effectiveness or international norm cascades improve support for the rights of prisoners and asylum seekers. Although they find baseline support for these rights in the United States and Canada, the findings also imply that rhetoric on the potential costs of human rights policy could reduce popular support, even when such policy is consistent with international norms.

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