Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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Shorenstein Postdoctoral Fellow on Contemporary Asia, 2022-23
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Ph.D.

Aidan Milliff joined the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) as the 2022-2023 Shorenstein Postdoctoral Fellow on Contemporary Asia. 

Milliff obtained his Ph.D. in Political Science at the Massachusetts Institute of Technology, where he was a predoctoral fellow at the Institute for Security and Conflict Studies at George Washington University, and a 2021-2022 USIP/Minerva Peace and Security Scholar. Aidan’s research combines computational social science and qualitative tools to answer questions about the cognitive, emotional, and social forces that shape political violence, migration, post-violence politics, and the politics of South Asia. His work appears or is forthcoming in journals and proceedings including AAAI, Journal of Peace Research, Political Behavior, as well as popular outlets including the Washington Post Monkey Cage Blog, War on the Rocks, and India’s Hindustan Times. Before MIT, Aidan was a James C. Gaither Junior Fellow in the South Asia Program at the Carnegie Endowment for International Peace. He holds a BA in political science and MA in international relations from the University of Chicago. He was born and raised in Colorado.

Aidan’s dissertation asks: in complex political violence scenarios, like inter-communal conflict in South Asia, what determines the strategies that people pursue to keep themselves safe? Aidan develops a political psychology theory, situational appraisal theory, which focuses on variation in individual interpretations of violent environments to explain civilian behavior. The dissertation first uses situational appraisal theory to explain the behavior of Indian Sikhs who encountered violence in rural insurgency and urban pogroms during the 1980s. Pairing original interviews with a novel method for applying multilingual text classification algorithms and automated video-analysis tools to analyze an archive of hundreds of oral history videos, the project shows that situational appraisals of control and predictability explain substantial variation in individuals’ choice of survival strategies when confronting violence.  The dissertation then demonstrates the generalizability of situational appraisal theory to international security domains, using a large survey experiment to show that control and predictability framing influences foreign policy preferences about hypothetical U.S.–China military confrontation.

At APARC, Aidan transformed his dissertation project into a book manuscript, and extend his ongoing research on decision-making, political violence, and Indian politics.

 

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Visiting Scholar at APARC, 2022-23
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Ph.D.

Hongmei Yu joined the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) as visiting scholar for the 2022-2023 academic year. She currently serves as Associate Professor at the Shanghai University of Political Science and Law, Department of Shanghai Documentary Academy. While at APARC, she conducted research on the logic of governance and community building in mediated urban life, focusing on China as well as comparing to experiences of the West.

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Portrait of Xueguang Zhou and a 3D mockup cover of his book, 'The Logic of Governance in China'

Drawing on more than a decade of fieldwork, The Logic of Governance in China develops a unified theoretical framework to explain how China's centralized political system maintains governance and how this process produces recognizable policy cycles that are obstacles to bureaucratic rationalization, professionalism, and rule of law. Read our news story and watch our book conversation with Zhou here:

The book is unique for the overarching framework it develops; one that sheds light on the interconnectedness among apparently disparate phenomena such as the mobilizational state, bureaucratic muddling through, collusive behaviors, variable coupling between policymaking and implementation, inverted soft budget constraints, and collective action based on unorganized interests. An exemplary combination of theory-motivated fieldwork and empirically-informed theory development, this book offers an in-depth analysis of the institutions and mechanisms in the governance of China.

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An Organizational Approach

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Xueguang Zhou
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Cambridge University Press

Shorenstein APARC
Stanford University
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Stanford,  CA  94305-6055

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Senior Fellow at the Freeman Spogli Institute for International Studies
Kleinheinz Senior Fellow at the Hoover Institution
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Stephen Kotkin is a senior fellow at Stanford’s Freeman Spogli Institute for International Studies (FSI) and the Kleinheinz Senior Fellow at the Hoover Institution. Within FSI, Kotkin is based at the Shorenstein Asia-Pacific Research Center (APARC) and is affiliated with the Center on Democracy, Development and the Rule of Law (CDDRL) and The Europe Center. He is also the Birkelund Professor in History and International Affairs emeritus at the Princeton School of Public and International Affairs (formerly the Woodrow Wilson School), where he taught for 33 years. He earned his PhD at the University of California, Berkeley and has been conducting research in the Hoover Library & Archives for more than three decades.

Kotkin’s research encompasses geopolitics and authoritarian regimes in history and in the present. His publications include Stalin: Waiting for Hitler, 1929–1941 (Penguin, 2017) and Stalin: Paradoxes of Power, 1878–1928 (Penguin, 2014), two parts of a planned three-volume history of Russian power in the world and of Stalin’s power in Russia. He has also written a history of the Stalin system’s rise from a street-level perspective, Magnetic Mountain: Stalinism as a Civilization (University of California 1995); and a trilogy analyzing Communism’s demise, of which two volumes have appeared thus far: Armageddon Averted: The Soviet Collapse 1970–2000 (Oxford, 2001; rev. ed. 2008) and Uncivil Society: 1989 and the Implosion of the Communist Establishment, with a contribution by Jan T. Gross (Modern Library, 2009). The third volume will be on the Soviet Union in the third world and Afghanistan. Kotkin’s publications and public lectures also often focus on Communist China.

Kotkin has participated in numerous events of the National Intelligence Council, among other government bodies, and is a consultant in geopolitical risk to Conexus Financial and Mizuho Americas. He served as the lead book reviewer for the New York Times Sunday Business Section for a number of years and continues to write reviews and essays for Foreign Affairsthe Times Literary Supplement, and the Wall Street Journal, among other venues. He has been an American Council of Learned Societies Fellow, a National Endowment for the Humanities Fellow, and a Guggenheim Fellow.

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Noa Ronkin
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The Walter H. Shorenstein Asia-Pacific Research Center (APARC) is pleased to invite applications for a suite of fellowships in contemporary Asia studies to begin fall quarter 2023.

The Center offers postdoctoral fellowships that promote multidisciplinary research on contemporary Japan and contemporary Asia broadly defined, inaugural postdoctoral fellowships and visiting scholar positions as part of the newly launched Stanford Next Asia Policy Lab, and a fellowship for experts on Southeast Asia. Learn more about each opportunity and its eligibility and specific application requirements:

Postdoctoral Fellowship on Contemporary Japan

Hosted by the Japan Program at APARC, the fellowship supports research on contemporary Japan in a broad range of disciplines including political science, economics, sociology, law, policy studies, and international relations. Appointments are for one year beginning in fall quarter 2023. The application deadline is December 1, 2022.
 

Shorenstein Postdoctoral Fellowship on Contemporary Asia

APARC offers two postdoctoral fellowship positions to junior scholars for research and writing on contemporary Asia. The primary research areas focus on political, economic, or social change in the Asia-Pacific region (including Northeast, Southeast, and South Asia), or international relations and international political economy in the region. Appointments are for one year beginning in fall quarter 2023. The application deadline is December 1, 2022.
 

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It’s Time to Help Myanmar’s Resistance Prevail

The country’s brutal coup regime is no candidate for political compromise.
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China Hasn’t Reached the Peak of Its Power

Why Beijing can afford to bide Its time
China Hasn’t Reached the Peak of Its Power
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Will Hallyu Swell to a Tidal Wave? Korea's Future as a Cultural Superpower

The Korean Wave, which has unique characteristics and continues to evolve in intriguing directions, could become a first mover on the global cultural scene.
Will Hallyu Swell to a Tidal Wave? Korea's Future as a Cultural Superpower
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The Center offers a suite of fellowships for Asia researchers to begin fall quarter 2023. These include postdoctoral fellowships on contemporary Japan and the Asia-Pacific region, inaugural postdoctoral fellowships and visiting scholar positions with the newly launched Stanford Next Asia Policy Lab, and fellowships for experts on Southeast Asia.

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Kiyoteru Tsutsui
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At the APARC Japan Program, we are deeply saddened by the news of the assassination of Shinzo Abe, former prime minister of Japan and still an influential political figure domestically and globally. We strongly condemn this senseless act of violence. We also sincerely hope that we will all strive to stop the 21st-century world from conjuring the memories of a pre-World War II days, bringing back the invasion of a sovereign nation for no reason (Russia’s invasion of Ukraine), violent attack on democracy based on disinformation (the January 6 uprising in the United States), and assassination of an influential leader of a stable democracy (the death of Abe). Having served longer than any other prime minister in Japanese history, Abe had his admirers and detractors. Regardless of one’s evaluation of his legacy, however, this act of violence needs to be condemned in no uncertain terms, and every effort should be made to prevent similar acts of terror.

Abe was one of the most transformative political leaders in modern Japanese history, whose foreign policy accomplishments made him a leading protector of the liberal international order at a time when China’s authoritarian model and the U.S.’s isolationist tendencies began to threaten the rules-based international order. He consolidated U.S.-Japan relations by deftly handling the polar opposite personalities of Presidents Obama and Trump during his second term. He made lasting contributions to international politics, having invented new influential concepts such as Free and Open Indo-Pacific and Data Free Flow with Trust, which were later embraced by many democratic allies in the region, most notably by the United States.

Abe's passing will change Japanese politics in a number of ways. Most immediately, internal politics within the ruling Liberal Democratic Party will be shaken up.

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Abe's diplomatic prowess was predicated on his domestic power base, evidenced by six straight victories in national elections during his second term. Even after stepping down as Prime Minister, he wielded powerful influence in national politics, particularly in defense and foreign affairs. His passing will change Japanese politics in a number of ways.

Most immediately, internal politics within the ruling Liberal Democratic Party (LDP) will be shaken up. The LDP was poised to win the Upper House election held on Sunday, July 10, but the margin of victory likely grew because of national sympathy for Abe’s death. With this victory, Prime Minister Kishida now has “the Golden Three Years” in which he does not need to hold any national election. This puts him in a position to execute his policy agenda.

In the economic realm, Prime Minister Kishida no longer has to go out of his way to defend Abenomics and emphasize that his economic policy is an extension of Abe’s. He also does not face the same level of internal pressure to increase the defense budget, take a strong stance against China, and work toward a constitutional revision. At the same time, with Abe no longer uniting the conservative constituencies for Kishida, they might become more critical of Kishida, pushing him to pursue Abe’s policy agenda such as constitutional revision.

Prime Minister Kishida will likely be emboldened to shake up the cabinet and bring in people he finds useful. He no longer needs to consider Abe’s preferences, which he did to a certain extent in forming his first cabinet.

Abe’s faction is the largest in the LDP, and it will have to find a successor who can keep it together and exert influence within the LDP. Prime Minister Kishida will likely be emboldened to shake up the cabinet and bring in people he finds useful. He no longer needs to consider Abe’s preferences, which he did to a certain extent in forming his first cabinet. This will likely lead to surprising appointments in the next cabinet shuffle such as a long-term partner of Abe’s becoming Kishida’s close ally.

The U.S.-Japan alliance will remain strong, and Americans should not expect any major changes that would impact them directly in the short term. A stable leadership in an important ally is always welcome, and somebody like Kishida who is sensible and careful, if not dynamic, makes for a reliable partner. Abe’s interpersonal skills are hard to replicate but the geopolitical environments will continue to push American and Japanese leaders to work closely and remain friendly.

One concern for Japan is that a copycat event is common after a violent incident like this. The fact that the gun used in the assassination was made by the perpetrator speaks to the efficacy of gun control measures in Japan but it also serves as a warning that others with similar skills and intentions could use hand-made guns for other acts of violence. Japan experienced a wave of political violence in the period leading up to World War II, and the political instability provided fertile ground for the destructive military expansion that resulted in the devastating defeat in 1945. It might seem too early to worry about such dire outcomes, but we can never be too careful in working to preserve our precious democracy. The United States is learning this lesson the hard way, as it has had to deal with all the demagogies and disinformation that seem to persist with no end in sight.

Shinzo Abe was killed while on a campaign trail in the last few days of the Upper House election period. While the assassin’s motivation was more personal than political, it is still alarming that election campaigns were the site of this violent attack. If this can happen in Japan, widely viewed as the least likely place for violence in general and gun violence in particular, then it could happen anywhere to undermine democracy. To honor Abe’s legacy, we all need to reassert our resolve to protect our democracy in Japan, the United States, and all over the world.

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Kiyoteru Tsutsui

Henri H. and Tomoye Takahashi Professor of Japanese Studies, Professor of Sociology, Director of the Japan Program and Deputy Director at APARC, Senior Fellow at the Freeman Spogli Institute for International Studies, Stanford University
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In Southeast Asia, the United States Needs to Up its Economic Game

The harsh reality is that, even with still-strong security partnerships, it is hard to imagine the US being able to sustain its overall influence in the region if it continues to lose ground economically.
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In the Wake of Russia’s Invasion of Ukraine, Korea Should Join Its Peers in Defending the Liberal International Order

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Biden Says We’ve Got Taiwan’s Back. But Do We?

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Abe was one of the most transformative political leaders in modern Japanese history, and his passing will change Japanese politics in a number of ways, most immediately shaking up internal politics within the ruling Liberal Democratic Party. To honor Abe’s legacy, we all need to reassert our resolve to protect our democracy in Japan, the United States, and all over the world.

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Cover of The China Quarterly, vol. 251.
The political connection between the state and firms in the context of China's corporate restructuring has been little explored. Using the clientelist framework and unpacking the incentives of both firms and the state, we analyse political connections as repeated patron–client exchanges where the politically connected firms can help the state fulfil its revenue imperative, serving as a failsafe for local authorities to ensure that upper-level tax quotas are met.

Leveraging original surveys of the same Chinese firms over an 11-year period and the variations in their post-restructuring board composition, we find that restructured state-owned enterprises (SOEs) with political connections pay more tax than their assessed amount, independent of profits, in exchange for more preferential access to key inputs and policy opportunities controlled by the state.

Examining taxes rather than profits also offers a new interpretation for why China continues to favour its remaining SOEs even when they are less profitable.

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The China Quarterly
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Jean C. Oi
Chaohua Han
Xiaojun Li
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NKDB Korean translated version of North Korean Conundrum

 

The North Korean Conundrum: Balancing Human Rights and Nuclear Security 
북한의 난제: 인권과 핵안보의 균형
한국어 번역판 발간 행사 북토크

In association with the Database Center for North Korean Human Rights (NKDB), a book talk on the Korean translated version of The North Korean Conundrum: Balancing Human Rights and Nuclear Security is held in Seoul, Korea. 

For more information about the book, please visit the publication webpage.

<Consecutive Korean-English interpretation is provided at the book talk event>

Presenters:

Gi-Wook Shin, Director of Shorenstein Asia-Pacific Research Center, Stanford University

Robert R. King, former Special Envoy for North Korean Human Rights Issues

Joon Oh, former South Korean Ambassador to the UN

Minjung Kim, Associate Executive Director, Save North Korea

Discussants:

Yeosang Yoon, Chief Director, Database Center for North Korean Human Rights

Haley Gordon, Research Associate, Shorenstein Asia-Pacific Research Center, Stanford University

Sookyoung Kim, Assistant Professor, Hanshin University

In-Person event in Korea
June 8, 2PM-5PM, Korea Time
Schubert Hall, Hotel President, Seoul

Seminars
Authors
Noa Ronkin
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When U.S. Secretary of State Antony Blinken, in a major China policy speech on May 26, 2022, outlined the Biden administration's strategy to outcompete China, he noted that China “has announced its ambition to create a sphere of influence in the Indo-Pacific and to become the world’s leading power.” But what exactly is China's influence, and how do we know it when we see it? These are some of the questions Dr. Enze Han seeks to answer.

Han, an associate professor at the University of Hong Kong's Department of Politics and Public Administration, joined APARC as a Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia for the 2022 spring quarter. The fellowship, which is hosted jointly by APARC’s Southeast Asia Program (SeAP) and the Faculty of Arts and Social Sciences at the National University of Singapore, enabled Han to advance his research into Southeast Asia’s relations with China. He recently discussed his work in a seminar hosted by SeAP.

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Conceptualizing China as an Unconventional Great Power

Most studies on China’s presence in Southeast Asia tend to focus on China’s power dynamics and how it wields it to gain influence within the region. The emphasis is on intention and causation: how China willingly uses its power to coerce, coopt, or persuade Southeast Asian states to behave in particular ways. This characterization, Han argues, ignores the contemporary Chinese state as fragmented, decentralized, and internationalized. Han goes beyond this conventional approach to explore the variety of actors and the intended versus unintended outcomes associated with China’s presence in Southeast Asia. It is necessary to understand such nuance and complexity, he claims, if we are to make sense of China’s relations with Southeast Asian states.

China’s presence in Southeast Asia is by no means monolithic, notes Han. Rather, it takes numerous everyday forms and involves not only state actors, such as diplomatic missions and state-owned enterprises, but also non-state actors that may or may not be closely associated with the Chinese state. These include civil society organizations, private businesses, and ordinary Chinese citizens who reside in Southeast Asia for work, study, or retirement, in addition to Chinese tourists. The actions of these multiple stakeholders can have intended and unintended consequences, Han argues. In particular, the effects of non-state Chinese actors’ daily encounters with local communities in Southeast Asia deserve attention, he says.

Shadow Economy and Offshore Gambling in Eastern Myanmar

Consider, for instance, the case of the “new city” of Shwe Kokko in Myanmar’s Southeastern Kayin State (known as 'Karen State' among the ethnic-Karen population living there), on the border with Thailand. The emerging “Chinatown” project in Shwe Kokko began attracting international attention as capital investment flowed into the former farmland on the banks of the Moei River and residential complexes, hotels, shops, Chinese restaurants, and glitzy casinos sprang up. Allegations of Chinese mafia involvement have plagued the massive city project, and media outlets and Western observers attributed culpability to the Chinese government, portraying the project as part of the Belt and Road Initiative.

However, Han points out that empirical details show that the new city project was led by a company headed by a fugitive Chinese businessman fleeing the Chinese government’s crackdown on illegal offshore gambling. Therefore, Shwe Kokko is not quite a case of Chinese Belt and Road Initiative expansionism using complex networks of PRC citizens and ethnic Chinese in a neighboring country to fuel dangerous activities colluding with Chinese officials and government agencies. Instead, it demonstrates how shadow economies like the online gambling industry are responding to regulatory attempts by the Chinese state. According to Han, to make sense of the Shwe Kokko story, one must understand who the non-state actors are and how they interact with local communities in Southeast Asian borderlands.

Market Demand and Agricultural Transformation in Northern Myanmar

Now turn to Northern Myanmar, where Han conducted fieldwork in 2019. Over the past decade, he explains, Northern Myanmar has undergone accelerated deforestation due to rising agricultural production in response to increasing demand for grains such as maize and their elevated global commodity market prices. In Myanmar’s Shan State, which borders China, the expansion of maize cultivation is closely related to a surge in Chinese demand for animal feed resulting from the rising domestic consumption of meat. However, a Chinese state ban on maize import from Myanmar had created rampant smuggling coupled with irregular enforcement of border inspections and schisms between the commodity production cycle and financing for local farmers.

One may draw a correlation between the rising demand for meat consumption in China that seemingly created a ripple effect in Myanmar, leading to the expansion of maize cultivation, deforestation, and economic precarity for local farmers. But then again, is this a case of Chinese influence operations? There is no evidence pointing to such deliberate attempts by the Chinese state to influence its neighboring country, although the resulting economic and environmental consequences are related to conditions in China.

Thus, Han argues, understanding an increasingly globalized China and its variegated impacts around the world requires conceptual flexibility. In particular, when referring to China's presence and influence in Southeast Asia, one must not assume a monolith with hegemonic designs for its neighboring states but rather differentiate between multiple types of actors with long histories and multifaceted consequences, both intended and unintended.

Enze Han

Enze Han

Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia, 2021-2022
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Departing from international relations scholarship and popular media accounts that tend to portray China as a great power intent on establishing a sphere of influence in Southeast Asia, Lee Kong Chian NUS-Stanford Fellow on Southeast Asia Enze Han argues for conceptualizing China as an unconventional great power whose diverse actors, particularly non-state ones, impact its influence in the region.

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Gi-Wook Shin
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This essay originally appeared in Korean on May 20 in Sindonga (New East Asia), Korea’s oldest monthly magazine (established 1931), as the second in a monthly column, "Shin’s Reflections on Korea." Translated by Raymond Ha. A PDF version of this essay is also available to download.


Russia’s invasion of Ukraine has set off a geopolitical storm that portends seismic shifts in the international order. This conflict, which has been compared to Nazi Germany’s invasion of Ukraine in 1941, is becoming the largest and most devastating war in Europe since the end of World War II. There are fears that this could mark the beginning of a new Cold War, or even escalate into World War III. Ukraine’s fierce resistance, supported by the United States and the European Union, has thwarted Russia’s hopes for a decisive victory. It is difficult to anticipate exactly how this conflict will transform the international order. However, it is almost certain that the war will mark a major turning point, just as the Cold War started in 1945 and the era of globalization began with the dissolution of the Soviet Union in 1991.

Voices from Ukraine

While the international community is seized by a deep sense of urgency, the mood in Seoul is one of apathy, bordering on nonchalance. Before the presidential election on March 9, Lee Jae-Myung, the candidate of the then ruling Democratic Party of Korea, used the conflict to take a swipe at his opponent Yoon Suk-Yeol’s lack of experience.[1] Lee said that “a political novice became president and openly called for NATO membership, which provoked Russia and resulted in a military conflict.” The People Power Party, the leading opposition party, responded in kind by criticizing the Moon Jae-In administration’s opposition to South Korea becoming a nuclear power, claiming that Ukraine had been attacked because it lacked nuclear weapons.

When Ukrainian President Volodymyr Zelensky delivered a virtual address to South Korea’s legislature at an auditorium in the National Assembly’s library on April 11, only one-fifth of the 300 lawmakers were present. This stands in stark contrast to Zelensky’s addresses to lawmakers in the United States, Japan, the United Kingdom, Germany, France, and also the European Parliament, where there were no empty seats in sight and Zelensky was given a standing ovation. Foreign media outlets wryly noted that South Koreans, who experienced war only 70 years ago, now seemed to be much more interested in the falling price of Russian king crabs than in the horrors of the conflict in Ukraine.

As these events unfolded, I had the opportunity to speak with a former high-level government official from Ukraine with a doctorate in physics, who is at Stanford for one year as a visiting scholar. She said that “Russia’s invasion is nothing new. For Ukrainians, this is something that has happened for hundreds of years in our country’s history.” In 2014, Russia seized Ukrainian territory when it forcibly annexed Crimea. Korea is no stranger to such events. Surrounded by great powers, it suffered countless invasions throughout its history. When I asked about the expected outcome of the current conflict, this visiting scholar emphatically said that “we will win in the end,” and also called upon democratic countries—including South Korea—to join forces in defending the international order, protecting international norms, and resolutely condemning the atrocities committed by the Russian military.

For many Koreans, the sheer gravity of Russia’s invasion is not immediately tangible. Seoul is far from Kyiv, and Korea is not as exposed to the national security and economic implications of the crisis as Europe. There is sympathy in some quarters to Moscow’s claims that Russia had no other choice in the face of NATO’s eastward expansion, and some even float conspiracy theories about how this is all part of a U.S. strategy to increase its influence over Europe.

If the international order undergoes a fundamental realignment as a result of Russia’s invasion of Ukraine, there will be significant ramifications for South Korea. The current crisis brings to mind Japan’s defeat and the subsequent division of the Korean Peninsula in 1945, as well as the chaos unleashed by the dissolution of the Soviet Union in 1991. Fortunately, South Korea has so far turned geopolitical crises into opportunities, using them as a springboard to become a developed country. There is, however, a formidable challenge looming on the horizon.

Through its own painful history, Korea knows what it means for the right to self-determination—recognized by the international community—to be trampled upon by a great power.
Gi-Wook Shin

To successfully chart a safe course for South Korea in its foreign relations, the Yoon Suk-Yeol government must be highly attuned to the twists and turns of today’s geopolitical undercurrents. A new international order defined by an ideological struggle between democracy and authoritarianism will leave no room for strategic ambiguity, Seoul’s hitherto strategy for balancing its relationships with the U.S. and China. Slogans such as “the United States for security and China for the economy” will be rendered obsolete. Policy visions of South Korea as a mediator for North Korea or Seoul being in the “driver’s seat” on the peninsula could become a fantasy. It is vital to consider South Korea’s economic interests with China and account for the unique characteristics of inter-Korean relations. However, South Korea should pursue a foreign policy rooted in international norms and based on values such as human rights, democracy, and sovereignty.

Russia’s War Crimes

As a responsible member of the international community, South Korea cannot remain a bystander to Russia’s imperialistic behavior. Through its own painful history, Korea knows what it means for the right to self-determination—recognized by the international community—to be trampled upon by a great power. In particular, South Korea must raise its voice in unequivocally condemning the widespread war crimes that are being committed in Ukraine.

War crimes refer to criminal acts that take place during armed conflict. This includes deliberate attacks against civilians or civilian structures such as homes and hospitals, rape and enforced prostitution, and the use of poisonous weapons, all of which constitute serious violations of human dignity. The horrific atrocities committed by the Russian military across Ukraine since its invasion on February 24 are profoundly disturbing. It has committed mass murder against civilians in Bucha, Borodyanka, Motyzhyn, and other locations; it has shelled humanitarian corridors intended to provide safe passage for refugees; and it has launched airstrikes against maternity hospitals and schools, taking the lives of Ukrainian children. The world has been taken aback by the unthinkable brutality of Russia’s military forces.

On April 7, U.S. Secretary of State Antony Blinken said “more and more credible reports of rape, killings, torture are emerging” every day.[2] He implied that the true scale of Russia’s atrocities may be much larger than currently understood.

This is certainly not the first time that the world has seen war crimes. After World War II, there were war crimes in Vietnam, Cambodia, the former Yugoslavia, Syria, and Myanmar. However, the brutality inflicted by Russian forces in Ukraine is incomparable in its severity and intensity. Unlike war crimes committed during a civil war, Russia has committed crimes against the citizens of another sovereign state. In an April interview with The Times, former White House advisor Fiona Hill noted that Putin “has switched from trying to capture the country to ‘annihilation.’[3] President Biden has also labeled the Russian military’s actions as “genocide.”

It is not yet possible to determine whether Russia truly has genocidal aims against the Ukrainian people, but there are growing calls in the international community to bring Putin to justice for war crimes. The most direct way to achieve this would be for him to stand trial at the International Criminal Court (ICC). In March, the ICC announced that it had begun its investigation into alleged war crimes committed by the Russian military. However, Russia formally withdrew from the ICC in 2016. The ICC does not have the authority to act on its own, and it requires the cooperation of relevant states to arrest suspected war criminals. It seems highly unlikely that Putin will ever face trial at The Hague. Because the ICC does not hold trials in absentia, a trial cannot proceed unless Putin is arrested within Russian territory. After the wars in the former Yugoslavia, former President Slobodan Milošević stood trial before an international criminal tribunal on charges of genocide and war crimes. Unlike in the case of Milošević, prosecuting Putin does not appear to be a feasible option at this time. Even so, South Korea must actively join the international community in sanctioning Russia for its actions in Ukraine.

The Threat of Sharp Power

It is especially troubling to note that Russia’s invasion of Ukraine is taking place in the midst of a worldwide democratic recession. According to Freedom House’s latest annual report, for the past 16 years, more countries experienced a decline in freedom than countries that saw a growth in freedom.[4] The Third Wave of democratization, which began in the 1970s, has now given way to the “Third Reversal.”

There has been an authoritarian shift during the COVID-19 pandemic, in which governments claimed a public health rationale to infringe upon individual freedoms or delay elections. In Hungary, one of the most prominent examples of democratic decline in recent years, Prime Minister Viktor Orbán achieved a landslide victory in the April 3 parliamentary elections to secure a fifth term in office.

In particular, there are growing concerns about the consequences of “sharp power,” which China and Russia have deployed across the world. Unlike traditional “hard power” (military and economic) or “soft power” (cultural), sharp power refers to the use of covert means to exercise influence. Dark money, economic leverage, and intelligence operatives are used to coerce a target state into complying with particular demands. Authoritarian regimes have engaged in information and ideological warfare as part of this effort.

Larry Diamond, a professor at Stanford University and a renowned scholar of democracy, warns in his book Ill Winds that the future of democracy will be bleak if liberal democracies, including the United States, do not defend against China and Russia’s sharp power. In 2016, the Russian government interfered in the U.S. presidential election in a blatant display of its sharp power. If fascism from Germany on the right and Bolshevism from the Soviet Union on the left threatened to destroy the international order in the 20th century, it is now China and Russia’s sharp power that poses the most serious danger to democracies across the world. It is in this context that Russia launched its invasion of Ukraine.

Twenty-first-century populist leaders are defined by two traits: anti-elitism and anti-pluralism. By challenging the West and opposing a pluralistic world, China and Russia have emerged as “populist” powers on a global scale.
Gi-Wook Shin

The End of Globalization

Russia’s invasion may have sounded the death knell for globalization. Joining a growing chorus of observers, David Brooks declared in his New York Times column on April 8 that “globalization is over.”[5] After the end of the Cold War, it seemed that the United States would usher in a new era of globalization, with the whole world coming together as one. During the presidency of Kim Young-Sam (1993–98), South Korea also joined this rising tide by pursuing a policy of globalization. A seemingly unstoppable wave of neoliberal globalization swept across the entire world in the late 20th and early 21st centuries. While the September 11 attacks were truly devastating and were later followed by the Iraq War, these events did not fundamentally alter the international order.

Today, we face a much greater challenge. Democracy is in retreat across the world, and barriers to trade are on the rise. Anti-immigration sentiments are widespread across the West, including in the United States. Brexit and the rise of Trumpism embody these global trends. Moreover, the pandemic has disrupted global supply chains. Cross-border exchanges are being slowed by rising trade barriers, and many countries are suffering from high inflation as prices skyrocket. The South Korean economy, which relies heavily on international trade, is being pummeled by these economic shocks. If countries take steps to reduce their dependence on other countries, then globalization gradually unravels.

Populist leaders have seized this moment, marching under the banner of chauvinistic nationalism. Twenty-first-century populist leaders are defined by two traits: anti-elitism and anti-pluralism. By challenging the West and opposing a pluralistic world, China and Russia have emerged as “populist” powers on a global scale. Just as the Korean War marked the beginning of the Cold War in earnest, Russia’s invasion of Ukraine may prove to be the first test of resolve for democracies in their struggle against authoritarianism.

The powerful sanctions enacted by the United States and the European Union against Russia underscore this sense of urgency. With the UN Security Council in paralysis, Washington coordinated with Brussels to impose a series of sanctions against Moscow. Only two days into the invasion, Russia’s Central Bank was removed from SWIFT. These “shock and awe” sanctions, which President Biden called the most powerful and wide-ranging sanctions ever imposed in history, were rolled out with the speed and precision of a sophisticated military operation. The ruble tanked as over $1 trillion of Russian assets were frozen. The 11th-largest economy in the world was pushed to the edge of a sovereign default. More than 300 global companies, including Apple, Google, ExxonMobil, and Mcdonald's, have shuttered their operations in Russia. During a recent conversation, a senior Google executive told me in no uncertain terms that “it will be difficult to return to Russia, even after the end of the war.”

The international community’s support, as well as the devastating sanctions imposed against Russia, have shored up Ukrainian morale as its people rally around President Zelensky. International public opinion is firmly behind Kyiv as more and more people around the world seek to help Ukrainians in their struggle against the Russian dictator.

In Germany and elsewhere, there are deepening fears that maintaining close economic ties with China, which remains friendly toward Russia, could become a critical weakness for Europe.
Gi-Wook Shin

The Rebirth of Sinocentrism?

The crisis in Ukraine has had a decisive impact on U.S. foreign policy. The Biden administration’s flagship Indo-Pacific Strategy is centered on working with its partners in the Quad—Japan, Australia, and India—to check the rise of China. Until early this year, the prevailing concern in the United States had been the possibility that China would launch an invasion of Taiwan. Biden’s decision to withdraw from Afghanistan, in the face of heavy criticism from home and abroad, was motivated by a need to focus on the Indo-Pacific Strategy. While Russia’s invasion of Ukraine has vigorously revived the transatlantic relationship, the United States now has to contend with both Russia and China at once. India’s reluctance to fully participate in sanctions against Russia, despite its key role in the Quad, is also cause for concern in Washington.

While Putin envisions the re-establishment of the Soviet Empire, Xi dreams of a rebirth of Sinocentrism. Having forcibly imposed its will on Hong Kong, there are growing concerns that China could use military force to bring Taiwan under its thumb. Beijing’s ambitious Belt and Road Initiative evidently seeks to go beyond economic cooperation and form a new China-led bloc built on economic assistance. In addition to bilateral trade disputes, decoupling between the United States and China in the high-technology sector is accelerating. The Biden administration is taking steps to bolster economic security, with the so-called Indo-Pacific Economic Framework (IPEF) as its strategic centerpiece.[6]

While China is currently pursuing a relatively loose form of cooperation with Russia, Putin and Xi, both populist leaders on the global stage, could join forces in earnest to upend the international order. At the same time, Prime Minister Modi of India, another populist leader, is taking an ambiguous stance. He has kept his distance from Washington and Brussels in terms of imposing sanctions against Russia, and he has stepped in to expand India’s imports of cheaper Russian oil.[7]

Since Russia’s invasion, there has been a sense of crisis among European capitals about the dangers of excessive energy dependence on Moscow. There is also growing apprehension about a national security crisis emanating from China. Although Europe and China have clashed in recent years over the repression of Uyghurs in Xinjiang and bans on Chinese technology, there was an underlying consensus about maintaining friendly economic relations. Russia’s invasion of Ukraine has significantly altered Europe’s calculus, however. In Germany and elsewhere, there are deepening fears that maintaining close economic ties with China, which remains friendly toward Russia, could become a critical weakness for Europe. Michael McFaul, a colleague at Stanford and a former U.S. ambassador to Russia, has stressed that the outcome of the war will have lasting implications for the future of the liberal international order. In other words, a Russian victory will further entice China to invade Taiwan, with profound global consequences.

South Korea cannot afford to remain an idle spectator to the conflict in Ukraine. There could be serious repercussions for Seoul, much sooner than expected. At a moment when the international order could rapidly change, it would be highly imprudent to sit on the sidelines or take a position of strategic ambiguity. Over the past five years, the Moon Jae-In administration adopted an ambiguous stance in its foreign policy, with a disproportionate focus on North Korea. The end result was diplomatic isolation. Moreover, Russia’s invasion reminds us once again of the importance of values and norms in international politics. The right to self-determination—the right of citizens of a given state to determine their own destiny—is a basic principle of the international community, enshrined in Article 1 of the UN Charter.

The Need for a Consensus on “Core Interests”

The once-popular paradigm of an-mi-gyeong-joong (“the United States for security, China for the economy”) is now obsolete. It is time for South Korea to seriously consider a foreign policy based on common values. While accounting for economic interests, it is critical to formulate a consensus on its “core interests”—that is, on fundamental political values. The rising tide of anti-China sentiment among South Korea’s youth is rooted in their rejection of China’s illiberal, authoritarian modus operandi.[8] They want to stand side-by-side with fellow liberal democracies, in opposition to authoritarian powers. This is part of a global trend. According to a 2021 poll of 17 advanced economies by the Pew Research Center, unfavorable views of China were near “historic highs.” 88% of respondents in Japan, 80% in Sweden, 78% in Australia, 76% in the United States, 63% in the United Kingdom, and 71% in Germany held unfavorable views of China. 77% of respondents in South Korea indicated the same—the highest ever recorded by Pew for Korea.[9]

In its policy toward North Korea, Seoul should avoid overemphasizing the “special” nature of inter-Korean relations on the basis of belonging to the same ethnic nation. It should also abandon the illusion that it can act as a mediator between Pyongyang and Washington. Seoul’s North Korea policy should be cognizant of the larger context of today’s international politics, which is defined by competition between authoritarian regimes (Russia, China, North Korea) and liberal democracies (United States, European Union, South Korea). As transatlantic cooperation on security issues intensifies, South Korea should also strengthen its ties with Europe. It was thus timely for Yoon Suk-Yeol, while he was president-elect, to send special envoys to the United States, Japan, and the European Union. The U.S.-South Korea alliance should also serve as a basis for Seoul to broadly solidify its relations with fellow democracies across the world.

The once-popular paradigm of an-mi-gyeong-joong (“the United States for security, China for the economy”) is now obsolete. It is time for South Korea to seriously consider a foreign policy based on common values.
Gi-Wook Shin

This does not imply that South Korea must proclaim an “anti-China” policy stance. It is also unnecessary to needlessly provoke North Korea. Nonetheless, South Korea should clearly declare to the world its resolve to honor and defend universal values, including democracy, human rights, sovereignty, and core international norms. It will face difficult decisions in its relations with Beijing, especially due to economic considerations, and it will be impossible to treat North Korea just like any other country. As will be the case with every other democracy, South Korea will have to confront vexing challenges as it seeks to pursue its interests while upholding its values.

Since 1945, South Korea has been the largest beneficiary of the post-WWII liberal international order. It is time for South Korea to defend democratic norms and help uphold the rule-based international order. There is no free ride. As the tenth-largest economy in the world, South Korea’s economic heft alone entails certain responsibilities. If democracy is defeated by authoritarianism, there will be no future for South Korea. Intellectuals and policymakers in the United States are keeping a close eye on how South Korea responds to Russia’s invasion of Ukraine. They are hoping that Seoul will join hands with its fellow democracies in their arduous struggle against authoritarian powers.

The Lessons of Korea’s History

Watching Russia’s invasion of Ukraine brings to mind the painful and bitter history of Korea’s recent past, which was marked by the First Sino-Japanese War (1894–95), the Russo-Japanese War (1904–05), and the Korean War (1950–53). South Korea did not succumb to adversity, however. It overcame formidable obstacles to become the economic and cultural powerhouse that it is today. As a result of its failure to appropriately respond to trends in international politics in the late 19th century, Korea lost its sovereignty. Amidst the chaos of division in 1945, the foundations for South Korea’s remarkable development were laid when it aligned with the United States instead of the Soviet Union. In 1991, at the end of the Cold War, South Korea pursued peace on the Korean Peninsula through its “Northern Policy,” also known as Nordpolitik.[10] It is especially interesting to note that at key junctures in the history of the modern international order, conservative leaders (Syngman Rhee in 1945 and Roh Tae-Woo in the 1990s) played a decisive role in steering South Korea in the right direction.

Faced with the relentless march of imperialism across the world, Korea’s leaders and intellectuals in the late 19th century responded in one of three ways. The first group advocated for Western-oriented reform, calling for the adoption of Western institutions and practices to achieve modernization. Seo Jae-Pil and Syngman Rhee were prominent figures in this camp. Second, there were those who called for Asian solidarity. Under this view, Korea would join hands with China and Japan to resist Western imperialism. An Jung-Geun’s vision of “Peace in East Asia” is a famous example. Lastly, some responded with a focus on Korean nationalism. Sin Chae-Ho and Park Eun-Sik made significant contributions to this strain of thought.

In the end, Korea was unable to coalesce around a unifying vision for the country. The Joseon Dynasty failed to achieve modernizing reforms, and Korea became a colony of Japan. Seo Jae-Pil and Syngman Rhee left for the United States. Furious at Japan’s betrayal, An Jung-Geun assassinated Itō Hirobumi, a leading advocate of Asian solidarity, at Harbin in October 1909. Korean nationalism evolved in controversial directions under colonial rule, as reflected by Yi Kwang-Su’s theory of national reconstruction.[11] Sin Chae-Ho, who wrote influential works of nationalist historiography, eventually turned to anarchism in his later years. This is the tragic portrait of a country, and of national leaders, who failed to gauge and adjust to shifting geopolitical winds.

With Japan’s defeat in 1945, the Korean Peninsula was once again thrown into a political vortex. Liberated from colonial rule, Korea was divided due to the strategic calculations of great powers. There was a tremendous loss of life not only during the Korean War, but also in the political instability that followed liberation. As the Cold War order began to take shape, North Korea stood with the Soviet Union. Fortunately, South Korea sided with the free world. Syngman Rhee played a critical role in this regard. Rhee was not well acquainted with Korea’s domestic politics, but he was perhaps the most perceptive Korean leader when it came to international politics. It is terrifying to imagine what may have transpired if South Korea had joined the communist bloc. Although Rhee’s legacy has been stained by his authoritarian rule, it is important to acknowledge his prescience in international affairs.

Storms on Both Fronts

As the Cold War order collapsed in the 1990s, South Korea once again stood at a geopolitical crossroads. The Berlin Wall unexpectedly fell in 1989, and the Soviet Union was dissolved in 1991. Amidst this sea change in international affairs, the Roh Tae-Woo administration seized a historic opportunity. South Korea established diplomatic relations with the Soviet Union in 1990, entered the United Nations at the same time as North Korea in 1991, and normalized ties with the People’s Republic of China in 1992. By pursuing this audacious “Northern Policy” in the face of staunch opposition from some conservatives, the Roh Tae-Woo administration laid the foundations for sustainable development and peace on the Korean Peninsula. Perhaps the present moment, in which China and Russia are disrupting the international order, calls for a new Northern Policy that redefines Seoul’s relationship with Moscow and Beijing. The core of this new Northern Policy, of course, must be rooted in solidarity with fellow democracies against authoritarianism.

It is difficult to anticipate how the geopolitical storm set off by Russia’s invasion of Ukraine may develop. For the time being, it appears quite likely that this storm will grow into a major typhoon instead of fizzling out, but it is hard to tell how powerful it will be or what direction it will take. What is certain is that the international order will not be the same, and this change will have significant repercussions for South Korea.

In fact, South Korea may already be at the center of this storm. There is momentary calm in the eye of a typhoon, but the full force of its impact will be felt in due course. When South Koreans finally experience the damage from this storm in a few years, it may be too late.

The Yoon administration has barely sailed out of the harbor, but it is already being battered on two fronts. As noted in last month’s essay, which focused on domestic issues, South Korea’s democracy is heading into troubled waters. This essay has examined an external shock: the geopolitical storm raging across the world since Russia’s invasion of Ukraine. Both present formidable challenges for South Korea.

History unfolds in mysterious ways. Just as in 1945 and 1991, a conservative leader is once again in the wheelhouse as South Korea heads into a geopolitical storm. The Yoon Suk-Yeol administration must keep its eyes wide open and firmly grasp the helm as it navigates these troubled waters. Syngman Rhee and Roh Tae-Woo turned geopolitical crises into opportunities for South Korea. I sincerely hope that Yoon Suk-Yeol will also be able to chart a safe course for South Korea through the coming storm

 


[1] Yoon is a newcomer to politics. He entered the People Power Party in July 2021, less than a year before the presidential election.
 

[2] Lauren Giella and Alex Backus, “Blinken Says Targeting Civilians Was Part of Russia’s Plan All Along,” Newsweek, April 7, 2022. https://www.newsweek.com/ukraine-war-live-ukraine-asks-nato-allies-more-weapons-1695973.
 

[3] David Charter, “Putin ‘Wanted Conquest—Now It’s Annihilation’,” The Times, April 4, 2022. https://www.thetimes.co.uk/article/fiona-hill-putin-war-aim-has-become-carnage-and-annihilation-gbpthv76n.
 

[4] “Freedom in the World 2022: The Global Expansion of Authoritarian Rule,” Freedom House. https://freedomhouse.org/report/freedom-world/2022/global-expansion-authoritarian-rule.
 

[5] David Brooks, “Globalization Is Over. The Global Culture Wars Have Begun,” The New York Times, April 8, 2022. https://www.nytimes.com/2022/04/08/opinion/globalization-global-culture-war.html.
 

[6] In the May 21, 2022 Joint Statement issued after the U.S.-South Korea summit, Presidents Biden and Yoon “commit to cooperate closely through the Indo-Pacific Economic Framework (IPEF), based on the principles of openness, transparency, and inclusiveness. Both leaders agree to work together to develop a comprehensive IPEF that will deepen economic engagement on priority issues, including the digital economy, resilient supply chains, clean energy, and other priorities geared toward promoting sustainable economic growth.” President Yoon delivered virtual remarks at the May 23 summit that launched the IPEF, making South Korea a founding member of this initiative.
 

[7] India joined the IPEF as a founding member, with Prime Minister Modi attending the May 23 launch summit in Tokyo in person.
 

[8] Gi-Wook Shin, Haley Gordon, and Hannah June Kim, “South Koreans Are Rethinking What China Means to Their Nation,” Freeman Spogli Institute for International Studies, February 8, 2022. https://fsi.stanford.edu/news/south-koreans-are-rethinking-what-china-means-their-nation.
 

[9] Laura Silver, Kat Devlin, and Christine Huang, “Large Majorities Say China Does Not Respect the Personal Freedoms of Its People,” Pew Research Center, June 30, 2021. https://www.pewresearch.org/global/2021/06/30/large-majorities-say-china-does-not-respect-the-personal-freedoms-of-its-people/.
 

[10] This was the foreign policy vision of the Roh Tae-Woo administration (1988–93). South Korea established diplomatic relations with the People’s Republic of China in 1992 and the Soviet Union (Russia) in 1990.
 

[11] Yi Kwang-Su, an influential writer in Korea’s modern literature, published an essay called “On National Reconstruction” in 1922. In this essay, Yi called on Koreans to rectify undesirable traits in their national character. Yi was criticized, among other reasons, for ignoring the issue of achieving political independence from Japan.

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It is difficult to anticipate how the geopolitical storm set off by Russia’s invasion of Ukraine may develop. What is certain is that the international order will not be the same, and this change will have significant repercussions for South Korea.

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