Foreign Policy
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North Korea Foreign Policy Under the Three Kims

This talk will discuss the historical and contemporary foreign policy objectives and dynamics of the North Korean government.

Benjamin R. Young will examine the foreign policy shifts undertaken by North Korea under the leadership of Kim Il Sung, Kim Jong Il, and Kim Jong Un. He will explore how the Kim family regime has pivoted away from its previous emphasis on solidarity with "small countries" and the Third World, instead reasserting North Korea's focus on building stronger ties with the "big countries," particularly Russia. Young will analyze the motivations behind this strategic reorientation, the implications for North Korea's regional and global positioning, and the broader geopolitical dynamics that have shaped this foreign policy transformation under Kim Jong Un’s rule.

Yong Suk Lee will examine the key foreign policy lessons learned by North Korea over the past three decades, from the four-party talks in the late 1990s to the Hanoi Summit in 2019 and beyond. Drawing on his observations and analyses from his senior leadership position within the CIA, Lee will provide insights into the evolution of US-North Korea relations, North Korea’s engagement with China, and the dynamics of the inter-Korean relationship. By reflecting on North Korea's diplomatic maneuvers, Lee will offer a nuanced understanding of the driving forces and strategic calculations behind Pyongyang's foreign policy decision-making during this pivotal period.

Ria Roy, a Hoover Fellow at the Hoover Institution, will lead the discussion.

SPEAKERS:

portrait of Yong Suk Lee

Mr. Yong Suk Lee is the Director of Global Risk Analysis for Google’s Global Security & Resilience Services. Mr. Lee leads analytic teams based in Boulder, Dubai, London, New Delhi, New York, São Paulo, Singapore, Washington DC, and Zurich. He is currently a Visiting Scholar, Hoover Institution, Stanford University; Senior Fellow for Asia, Foreign Policy Research Institute; and a Fellow, National Security Institute, George Mason University. Before joining Google, Mr. Lee served for 22 years in various senior leadership positions with the Central Intelligence Agency as a member of the Senior Intelligence Service. His key assignments included service as the Deputy Assistant Director of CIA for the Korea Mission Center, Chief of Korea Department, and as a Briefer on the President’s Daily Briefing staff. Mr. Lee joined the CIA in 1997 as a North Korea analyst. He has a BA from the University of Colorado and an MA from Ohio University.

portrait of Benjamin Young

Benjamin R. Young is currently an assistant professor of homeland security and emergency preparedness at Virginia Commonwealth University. In August 2024, he will be a Stanton Foundation Nuclear Security Fellow at the RAND Corporation. He is the author of the book, Guns, Guerillas, and the Great Leader: North Korea and the Third World (Stanford University Press, 2021). Previously, he taught at Dakota State University and the U.S Naval War College. He has published more than a dozen peer-reviewed articles on various aspects of North Korean history, international security, and U.S-Asia relations. He was a 2018-2019 CSIS/USC NextGen US-Korea Scholar and has also written journalistic pieces for The Washington Post, The Diplomat, Nikkei Asia, The National Interest, and NKNews.org
 

portrait of Ria Roy

DISCUSSANT: Ria Roy, a Hoover Fellow at the Hoover Institution, is a specialist in the history of modern Korea and East Asia. Her doctoral dissertation, which she is currently turning into a book, examines the intellectual and cultural history of North Korea in the context of the Japanese Empire’s legacy as well as the influence of the revolutionary bloc. In particular, she explores the history and development of the leadership succession in North Korea, focusing on the role of intellectuals and their ideas in the generation of the unique North Korean model of leadership. More broadly, she is interested in the intellectual interplay between East and West and how it paved the way for a transition to an illiberal modernity. Roy received her PhD from the Faculty of Asian and Middle Eastern Studies at the University of Cambridge as a Gates Cambridge Scholar. She previously received her MA from Harvard University and her BA from Waseda University in Japan.

All media representatives interested in covering the event or accessing the event site should contact aparc-communications@stanford.edu by 5 PM Pacific Time, Monday, May 6.

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Gi-Wook Shin
Yong Suk Lee, Director of Global Risk Analysis for Google’s Global Security & Resilience Services
Benjamin R. Young, Assistant Professor of Homeland Security & Emergency Preparedness, Virginia Commonwealth University
Panel Discussions
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Gerhard Hoffstaedter

Multiple crises complicate the resettlement of refugees in Malaysia—from the irregular migration trajectories of Chin and Rohingya refugees to their efforts to settle in a new country. Although Malaysia harbors one of the largest urban refugee populations in Southeast Asia, it does not grant most refugees any status and is not a party to the UN refugee convention. Malaysian state authorities surveil, police, detain, and extort refugees on a regular basis, mistreatment exacerbated by recent COVID-19 restrictions. And yet there are spaces outside of this control in which “sociabilities of emplacement” (Çağlar and Glick-Schiller 2018) are possible, where refugees are able to create places of protection, earn a living, and, in rare cases, make meaningful homes for themselves.

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Gerhard Hoffstaedter 042424

Gerhard Hoffstaedter is an Associate Professor in anthropology at the University of Queensland, Australia. His research is focused on refugees in Southeast Asia, on immigration policies and on religion and the state. His many publications include Modern Muslim Identities: Negotiating Religion and Ethnicity in Malaysia (2011) and co-edited volumes on Urban Refugees: Challenges in Protection, Services and Policy (2015) and Why Human Security Matters: Rethinking Australian Foreign Policy (2012). He also directs “The Anthropology of Current World Issues,” a Massive Open Online Course that has taught thousands of students how to think more anthropologically.

Gerhard Hoffstaedter, 2023-2024 Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia
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Thomas Fingar
David M. Lampton
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Note: this piece builds on a previous article by the authors, published by The Washington Quarterly.


No foreign policy challenge is more important, or difficult, than finding a way to simultaneously deter and engage China without provoking unwanted behaviors. Achieving this requires understanding the perceptions and priorities shaping Beijing’s actions.  

Despite China’s worsening economic problems and waning international trust, the March 2024 session of the National People’s Congress has reaffirmed Beijing’s determination to stick with policies fuelling domestic discontent and alienating foreign partners. The reasons are structural, not simply strong-man egoism. Policies in China are tightly interconnected, reflecting hard-to-change perceptions reinforced by bureaucratic and personal interests. Changing one facet requires changing the entire policy package. For now, that package prioritizes domestic stability and security over economic growth.

Beijing has fallen into an old mindset that sacrifices growth to reduce vulnerability to external and internal threats that leaders believe endanger the regime and China’s future. This is not good for China, the United States, or the world. Washington cannot achieve immediate or fundamental changes in China’s behavior but ill-considered actions can make things worse. The best we currently can achieve is wary coexistence, careful management to reduce dangers, and keeping the way open for a better day.

Read the rest of the essay online at the East Asia Forum.

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US-China meeting at the Filoli estate prior to APEC 2023 in San Francisco
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Stopping the Spiral: Threat Perception and Interdependent Policy Behavior in U.S.-China Relations

A new article for The Washington Quarterly, co-authored by Thomas Fingar and David M. Lampton, investigates the drivers of Chinese policy behavior, assesses the role of U.S. policy in shaping it, and suggests steps to reduce the heightened tensions between the two superpowers.
Stopping the Spiral: Threat Perception and Interdependent Policy Behavior in U.S.-China Relations
U.S. Seaman Xi Chan stands lookout on the flight deck as the Arleigh Burke-class guided-missile destroyer USS Barry (DDG 52) transits the Taiwan Strait during routine underway operations.
Commentary

This Is What America Is Getting Wrong About China and Taiwan

For a half-century, America has avoided war with China over Taiwan largely through a delicate balance of deterrence and reassurance.
This Is What America Is Getting Wrong About China and Taiwan
A pair of Kawasaki P-3, part of Japan's Maritime Self-Defense Force
Commentary

The Cost of the "Taiwan Contingency" and Japan's Preparedness

The ultimate choice that must be made.
The Cost of the "Taiwan Contingency" and Japan's Preparedness
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While China's current policy prioritizes regime security over economic growth, the United States should hold open the door to a shift by Beijing back to a policy package emphasizing openness. Washington should also restore credibility to its One China Policy and lower the rhetorical temperature.

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Flyer for Reimagining the Family

Could technological innovation offer a solution for LGBTQ+ couples in a society where they have no access to legal union? In this special event on Social Tech – innovations with social impact – Koki Uchiyama, a serial entrepreneur, discusses his new venture that leverages blockchain to offer a venue for recognition in Japan, where legislative changes for same-sex union do not seem forthcoming. Following his presentation, Tricia Wang, a tech ethnographer who specializes in infusing human insights into big data and designing equity into systems, will have a dialogue about the promises and challenges of his social innovation.

9:30-10 a.m.
Walk-in (coffee & light refreshments served)

10-10:10 a.m.
Introduction welcome remarks

10:10-11:30 a.m.
Presentation by Koki Uchiyama, followed by a discussion with Tricia Wang and Q&A session

11:30 a.m.-1 p.m.
Lunch buffet & networking

Speakers:

Headshot for Koki Uchiyama

Koki Uchiyama is Founder and CEO of Hotto Link Inc. He founded Hotto Link in 2000 and led it to have the first IPO among all the other social media analytics/listening players in the world. He and his team have been exploring the possibility of utilizing social Big Data and AI specifically to support brands in creating and conducting marketing strategies driven by data and evidence for almost 20 years. He is a pioneer of data-driven marketing.
Uchiyama also has a strong passion for social activities. One of his major activities is leading the "Famiee Project" which aims to help society accept diverse forms of family, including LGBTQ couples. He founded this non-profit organization which (1) issues partnership certificates for LGBTQ+ couples based on blockchain technology and (2) organizes the network of big corporations that provide the benefits or services not only for legally married couples but also for families of LGBTQ+ couples with the certificates. As a representative director of Famiee, he was selected by Forbes JAPAN for their "NEXT 100" list which focuses on influential people who hope to save the world.

Headshot for Tricia Wang

Tricia Wang, a social scientist, consultant, and thought leader, is on a relentless quest to ensure technology serves humanity, fostering social impact at the intersection of data and humanity. Renowned for helping companies unearth pivotal customer behavior insights to unlock growth, Tricia co-founded Sudden Compass and has advised industry giants like Google, Spotify, and P&G. Her insights have been featured in publications like Quartz, New Yorker, Buzzfeed, Techcrunch, The Atlantic, Al Jazeera, Slate, Wired, The Guardian, and Fast Company. In a world where data is the cornerstone of innovation, Tricia has long recognized its potential, well before the recent rush of consumer-facing AI products. Tricia's unique fusion of ethnography and data science offers an invaluable perspective on technology, design, and human experience. She has been instrumental in launching tech labs with clients, including a recent collaboration with The World Economic Forum in founding the Crypto Research and Design Lab (CRADL). As an acclaimed speaker, Tricia's enlightening keynotes and her TED Talk delve into AI, data, and their societal, economic, and personal impacts. Her concept of "thick data" advocates for deep human understanding in AI and emerging technologies, transcending conventional data analysis. Her ethnographic fieldwork spans from China to South America and North America, offering unique insights into the adoption of social media under authoritarian regimes and advocating for consumer-centric approaches in the private sector. 

 

 

Koki Uchiyama Representative Director Famiee
Tricia Wang Co-Founder Sudden Compass and The Crypto Research and Design Lab
Seminars
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Flyer for Reimagining the Family

Taiwan’s January presidential election is an important milestone in an evolving geopolitical shift in East Asia characterized by a growing Chinese regional military advantage, increased Chinese military and economic coercion vis-à-vis Taiwan and other neighbors, and simmering confrontation between China and the United States who see each other as primary strategic competitors. U.S. strategy leans heavily on allies in East Asia, particularly Japan, through initiatives that aim to bolster allied military cooperation and coordinate economic security policies related to supply chains, export controls, and other measures that are important to a vibrant and international technology hub like Silicon Valley.

What are the key dynamics at play in this regional competition over power, influence, and Taiwan’s future? How should we assess efforts to adapt the U.S.-Japan security and technology alliance to meet these challenges, and what might be China’s response? What should we look for in 2024 given the Taiwan election results and political uncertainty in the United States and Japan? Our panel will feature experts on these issues to provide their views and engage in discussion with the audience.

This in-person event is co-sponsored by Sasakawa Peace Foundation USA.
Lunch will be provided.

Speakers:

Portrait of Hesham Sallam

Larry Diamond is the Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies and the William L. Clayton Senior Fellow at the Hoover Institution. He is also the founding coeditor of the Journal of Democracy and serves as senior consultant (and previously was co-director) at the International Forum for Democratic Studies of the National Endowment for Democracy. During 2002-3, he served as a consultant to the U.S. Agency for International Development (USAID) and was a contributing author of its report Foreign Aid in the National Interest. He has also advised and lectured to the World Bank, the United Nations, the State Department, and other governmental and nongovernmental agencies dealing with governance and development.

At Stanford University, Diamond is a professor by courtesy of political science and sociology at Stanford University, where he teaches courses on comparative democratic development and post-conflict democracy building, and advises many Stanford students.

Headshot photo of Matake Kamiya

Matake Kamiya is currently a professor of international relations at the National Defense Academy of Japan (Japan’s primary military academy). He is also vice president at the Japan Forum on International Relations, an adjunct research fellow at the Japan Institute of International Affairs, a member of the research committee of the Research Institute for Peace and Security, and president of the Japan Association for International Security.

His current research interests include the US-Japan security relations, the future of the liberal international order, Japanese foreign and security policies, the Indo-Pacific security, and nuclear issues including Japan's(non-)nuclear policy. He has been serving as the leader of the Japan-US joint research project on “China Risk and China Opportunity” since 2017. 

Square headshot photo of Oriana Skylar Mastro

Oriana Skylar Mastro is a Center Fellow at the Freeman Spogli Institute for International Studies and Courtesy Assistant Professor of Political Science at Stanford University where her research focuses on Chinese military and security policy, Asia-Pacific security issues, war termination, and coercive diplomacy. She was previously an assistant professor of security studies at Georgetown University. Mastro continues to serve in the United States Air Force Reserve as a strategic planner at Indo-Pacific Command. For her contributions to U.S. strategy in Asia, she won the Individual Reservist of the Year Award in 2016 (CGO) and 2022 (FGO).

Headshot photo of Jim Schoff

Jim Schoff is senior director of the “US-Japan NEXT Alliance Initiative” at Sasakawa Peace Foundation USA (based in Washington, DC) that mixes bilateral dialogue, research, and public-private engagement to help prepare the alliance for new challenges in an increasingly complex and fluid geostrategic environment. Previously, Schoff was a senior fellow and director of the Japan Program at the Carnegie Endowment for International Peace for nine years, following two years as senior adviser for East Asia policy at the US Office of the Secretary of Defense. Schoff’s career spans thirty-five years working in the fields of business, education, government, and the non-profit sector, all related to Japan, East Asia, and the US-Japan alliance. 

Moderator:

Kiyoteru Tsutsui

Kiyoteru Tsutsui is the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, the Director of the Japan Program and Deputy Director at APARC, a senior fellow of the Freeman Spogli Institute for International Studies, and Professor of Sociology, all at Stanford University. Tsutsui received his bachelor’s and master’s degrees from Kyoto University and earned an additional master’s degree and Ph.D. from Stanford’s sociology department in 2002.

Tsutsui’s research interests lie in political/comparative sociology, social movements, globalization, human rights, and Japanese society. His most recent publication, Human Rights and the State: The Power of Ideas and the Realities of International Politics (Iwanami Shinsho, 2022), was awarded the 2022 Ishibashi Tanzan Award and the 44th Suntory Prize for Arts and Sciences.

Kiyoteru Tsutsui
Kiyoteru Tsutsui
Larry Diamond Senior Fellow Center on Democracy, Development, and the Rule of Law, Stanford
Matake Kamiya Professor of International Relations, adjunct research fellow Japan Institute of International Affairs
Oriana Skylar Mastro Center Fellow Walter H. Shorenstein Asia-Pacific Research Center
Jim Schoff Senior Director Sasakawa Peace Foundation USA
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Visiting Scholar at APARC, 2023-2024
China Policy Fellow, 2023-2024
Tsinghua University
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Ph.D.

Wei Da joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as Visiting Scholar, China Policy Fellow for the winter quarter of 2024. He currently serves at Tsinghua University as Professor in the Department of International Studies, as well as Director of the Center for International Security and Strategy. While at APARC, he conducted research with the China Program and Professor Jean Oi regarding contemporary China affairs and U.S.-China policy.

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Shorenstein APARC's annual report for the academic year 2022-23 is now available.

Learn about the research, publications, and events produced by the Center and its programs over the last academic year. Read the feature sections, which look at Shorenstein APARC's 40th-anniversary celebration and its conference series examining the shape of Asia in 2030; learn about the research our postdoctoral fellows engaged in; and catch up on the Center's policy work, education initiatives, publications, and policy outreach. Download your copy or read below:

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Banner image for October 12, 2023 APARC event Political Economy of the Financial Crisis in Japan and the U.S. featuring headshot of speaker Hirofumi Takinami

 

This spring, we saw the collapses of Silicon Valley Bank, Credit Suisse, etc., and now we are observing collapses of Chinese real estate giants: Evergrande, and Country Garden. Would be there another financial crisis? 
Now, it is highly worthy to review the ‘lessons' of historically recent financial crises with significant seriousness, which happened in the two largest economies, the United States and Japan.

During the 1990s-2000s, Japan and the United States each experienced the same type of financial crisis, notably triggered by the collapse of major financial institutions, stemming from the real estate bubble burst. Namely, the Heisei Financial Crisis and the Lehman Brothers Collapse.

Both were under the political-economic conditions of one of the largest economies in the world, as well as of an advanced democracy. Enormous shock happened politically, economically, and historically, due to these two financial crises.

Then, as the research question, what were the ‘lessons’ of the United States and Japan's financial crises, concerning crisis response through public money injection, from the viewpoint of political economy? Where is the ‘learning’ between Japan and the United States?
Also, as the related research ‘puzzle’, why the difference in speed between these countries to respond and recover?

Based on his Ph.D. thesis, Senator Takinami, an alumnus of Stanford APARC, will elaborate on these issues by covering up and amending Hoshi & Kashyap(2010), thus establishing ‘7 lessons’ throughout the Japan and the United States financial crises on government bailout from the political economy viewpoint.

 

Speaker

Square photo portrait of Hirofumi Takinami

Hirofumi Takinami (Ph.D.) is an Upper House Member of the Japanese Parliament, corresponding to a Senator in the U.S. He is a former Vice-Minister of Economy, Trade, and Industry, and also a former Vising Scholar, APARC, Stanford University. 

Dr. Takinami covers a wide range of policies, including not only energy, environment, and finance, but also innovation, infrastructure, welfare for the disabled, etc. He has been the Director of the Fisheries Division of LDP (Liberal Democratic Party) from last year.

Before starting his political career 10 years ago, he was a Director of the Ministry of Finance. During his about 20 years of service as a Japanese government official, he held management positions including Public Relations Director, and Deputy Budget Examiner at the Ministry of Finance. He also worked internationally, in charge of the Asia-Pacific Economic Cooperation (APEC) and the Asia Europe Meeting (ASEM) etc. 

He graduated from the University of Tokyo in 1994, earning a Bachelor of Law. He received a Master of Public Policy (MPP) from the University of Chicago in 1998. While in office as an upper house member, he obtained a Ph.D. in 2021 from Waseda University for the study on financial crises, which he started when he held research positions at Stanford University as a Visiting Fellow in 2009-2011 and as a Visiting Scholar in 2016. 

Hirofumi Takinami Upper House Member of Japanese Parliament, Ph.D. , Former Vising Scholar, APARC, Stanford University Upper House Member of Japanese Parliament
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Noa Ronkin
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Stanford University's Walter H. Shorenstein Asia-Pacific Research Center (APARC) is pleased to unveil the Stanford Next Asia Policy Lab (SNAPL), an interdisciplinary initiative committed to producing evidence-based, actionable policy research to facilitate structural reform and propel Asia toward a future defined by growth, maturity, and innovation. Based at APARC and led by sociologist Gi-Wook Shin, the William J. Perry Professor of Contemporary Korea and a senior fellow at the Freeman Spogli Institute for International Studies, SNAPL seeks to tackle pressing social, cultural, economic, and political challenges facing Asian countries, including aging populations, escalating inequality, brain drain, environmental threats, and institutional deficiencies in areas like the rule of law and cultural intolerance.

"SNAPL represents a significant milestone in our commitment to building research networks that engage academics, policymakers, business leaders, and civil society organizations interested in regional and global perspectives on contemporary Asia," said Shin, who is also the director of APARC and the Korea Program within APARC. “Through an interdisciplinary, solution-oriented, and comparative lens, we aim to set a research and policy agenda to help Asian nations create their unique roadmaps to becoming and remaining innovation-driven economics at the center of 21st-century dynamism and growth. At the same time, we believe that research on Asia could uncover important implications and lessons for the United States and European countries as they grapple with their own social, cultural, economic, and political challenges.”

Combining theoretical and field studies, SNAPL researchers will initially examine issues such as the prospects for reform of educational institutions, immigration policy, and cultural attitudes in Asia; paths to combating recent democratic declines; and U.S.-Asia relations. In addition to Shin, the lab director and principal investigator, the SNAPL inaugural research team includes Research Scholar Xinru Ma, Postdoctoral Fellows Gidong Kim and Junki Nakahara, Research Associates Haley Gordon and Irene Kyoung, and a cohort of Stanford undergraduate and graduate students serving as research assistants. The lab plans to continue offering fellowship and training opportunities to scholars and students.

“SNAPL’s education mission is to nurture the next generation of researchers, including students and visiting scholars, and we firmly believe that the laboratory model, proven successful in the sciences — with its mentorship and hands-on engagement — holds immense potential for nurturing talent in the social sciences,” notes Shin. “I look forward to our team’s contributions to U.S.-Asia dialogue and Asia’s security and prosperity, and I am grateful to our supporters for providing foundational funding for the lab.”

On August 29-30, 2023, SNAPL will co-host its inaugural event, the Sustainable Democracy Roundtable, jointly with the Korea Foundation for Advanced Studies and APARC's Korea Program. The two-day event will convene scholars and students from the United States and South Korea to present solutions that address global democratic backsliding, promote social progress, and advance long-term development.

For more information about SNAPL, visit the lab’s website at aparc.stanford.edu/snapl.

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Participants of the Trans-Altai Sustainability Dialogue
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Trans-Altai Sustainability Dialogue Brings Together Scholars and Policymakers to Promote Gender Equality and Sustainable Development

The Trans-Altai Sustainability Dialogue, part of a joint initiative by the Shorenstein Asia-Pacific Research Center and the Ban Ki-moon Foundation For a Better Future, convened at the State Palace in Ulaanbaatar, Mongolia, to stimulate cooperative action to expedite the implementation of gender equality and women’s empowerment, the fifth of the 17 Sustainable Development Goals underlying the United Nations-adopted 2030 Agenda for Sustainable Development.
Trans-Altai Sustainability Dialogue Brings Together Scholars and Policymakers to Promote Gender Equality and Sustainable Development
Portrait of Gi-Wook Shin and the cover of his book, 'The Adventure of Democracy."
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Urgent Choices: Stanford Sociologist’s Book Examines Korea's Path to Democratic Advancement and Global Leadership

In his new book, Gi-Wook Shin explores the challenges and possibilities for Korea's democracy and national vision for its future development.
Urgent Choices: Stanford Sociologist’s Book Examines Korea's Path to Democratic Advancement and Global Leadership
Dancers perform upon a giant globe.
Q&As

Flow of Talent Among Asia-Pacific Nations Would Revitalize the Economy and National Security

Depopulation is a concern shared by Japan and South Korea. Immigration of high-skilled labor could be a solution for mitigating it. In this regard, Japan SPOTLIGHT interviewed Prof. Gi-Wook Shin, who is working on a new research initiative seeking to examine the potential benefits of talent flows in the Asia-Pacific region.
Flow of Talent Among Asia-Pacific Nations Would Revitalize the Economy and National Security
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Housed within the Walter H. Shorenstein Asia-Pacific Research Center, the lab will pioneer evidence-based policy research to help Asian nations forge pathways to a future characterized by social, cultural, economic, and political maturity and advance U.S.-Asia dialogue.

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Sebastian Strangio, The Diplomat
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This interview was first published by The Diplomat magazine.


The growing strategic and economic competition between China and the United States has prompted renewed U.S. attention to the nations of Southeast Asia, a region of 11 nations that sprawls at the center of the Indian and Pacific oceans. Yet, as Ambassador Scot Marciel details at length in his new book, “Imperfect Partners: The United States and Southeast Asia” (Shorenstein APARC & Rowman & Littlefield), Southeast Asia remains poorly understood by many in Washington.

That’s certainly not true of Marciel, a U.S. diplomat who has spent a large part of his 35-year career based in and working on Southeast Asia. After an initial posting to the Philippines that coincided with the 1986 People Power revolt that overthrew President Ferdinand E. Marcos, Marciel would go on to serve as the first U.S. ambassador to the Association of Southeast Asian Nations (ASEAN), and as ambassador to Indonesia (2010-2013) and Myanmar (2016-2020), the latter at a time of great turbulence. These postings were preceded by a period during which he oversaw U.S. relations with Southeast Asia as principal deputy assistant secretary for East Asia and the Pacific at the U.S. State Department.

Marciel, now a member of the Southeast Asia program at the Shorenstein Asia-Pacific Research Center at Stanford University, spoke with The Diplomat’s Sebastian Strangio about the recent trajectory of U.S.-Southeast Asia relations, the “enigma” that is ASEAN, and how Washington should approach a region that desires fruitful relations with the U.S., but is congenitally leery of superpower tensions.

In the introduction to the book, you write, “My friends in the region often talk about how the United States does not truly understand Southeast Asia or how to engage effectively with it. They are not wrong.” This is something that we have seen most recently with the response of some nations in the region, Indonesia chief among them, to the formation of AUKUS, which has been accused of stoking regional tensions. What do you think U.S. policymakers most often get wrong about Southeast Asia?

The AUKUS example highlights the high degree of sensitivity that many in Southeast Asia have toward major powers either raising the geopolitical stakes in the region or establishing mechanisms that might challenge what ASEAN considers its central role in regional diplomacy and security. The advent of the Quad is another example. It’s not that these initiatives were mistakes. Rather, they reflect a tendency that U.S. policymakers sometimes do not fully appreciate just how nervous such developments make Southeast Asian partners. Although I don’t know if this was the case with the AUKUS announcement, U.S. policymakers often assume that Southeast Asian governments will view U.S. foreign policy moves in the region as being as benign or even helpful as the United States sees them. This reflects Washington’s own view of itself as being on the “right side” of most issues, and a failure to recognize that some in Southeast Asia view the United States with some wariness, just as they do China.

The main point I was making in the quote you noted, however, was broader. U.S. policymakers, including me, have struggled for years to figure out how best to work with Southeast Asia as a region. This reflects both the lack of expertise (in academia and government) about the region and the inherent difficulty of dealing with a highly diverse group of countries that has neither a powerful central institution nor a dominant member that can speak on behalf of the members. Attending ASEAN meetings tends to be underwhelming, and visiting multiple Southeast Asian countries regularly is impractical for top officials. That reality, along with the sheer size and importance of some other countries in Asia, means that U.S. policymakers tend to focus on China, Japan, Korea, and India. Absent a major crisis, policy toward Southeast Asia tends to be a corollary of policies toward those major powers, most notably China. This leads to episodic engagement and excessive U.S. emphasis in those limited engagements on broader strategic concerns (i.e., China) rather than on issues of importance to Southeast Asians.

You argue that the U.S. approach toward Southeast Asia “cannot be simply a corollary of its China strategy,” with the implication that U.S. policy toward the region remains to some extent hostage to the increasingly confrontational relationship with Beijing. How can the U.S. convince the region that it is not bolstering its engagement only because of its concerns about China? And how would you assess the Biden administration’s approach on this front over the past two years?

The Biden administration’s approach on this front has been better than that of the Trump administration, which unabashedly made many if not most of its interactions with Southeast Asia about China. Although they probably still talk too much about China when they are in Southeast Asia, senior Biden administration officials and the President himself have made a greater effort to talk about U.S. cooperation with Southeast Asia. This is critical. Southeast Asians are fully aware of the benefits and costs of their relationships with China. They don’t need the United States to “educate” them, and U.S. officials should trust that they have agency in protecting their independence and sovereignty.

Rather than worry excessively about what China is doing in Southeast Asia, Washington should focus on building strong and durable partnerships with the region on its own merits, based on a positive agenda – trade, investment, climate change, health, education and security – and on building confidence in the region that the United States is committed to Southeast Asia long term. That means showing up consistently at all levels, implementing a substantive trade and investment agenda – whether via IPEF or other initiatives – and investing more in key issues that matter to the region. Building that strong partnership, without talking much about China, will ease regional concerns about why Washington is engaging. It also is the best way to bolster the freedom of maneuver of Southeast Asian nations, which should be a U.S. priority.

In the context of the growing strategic competition between China and the United States, the mantra that one often hears from Southeast Asian states is that they don’t want to be forced to choose between the two powers. Do you agree with this framing, and what are the implications for U.S. policy toward the region?

The framing has limited value, in the sense that no one is asking Southeast Asian states to choose between the two powers, and it is not even clear what “choosing” would mean in practical terms. That said, the broader message represented by this mantra is accurate: most if not all of the region wants to enjoy good relations with both China and the United States (as well as with other partners) and resents attempts by either power to pressure them to do otherwise.

The implication for U.S. policy is that the focus should not be on discouraging the countries from having good relations with China but rather on ensuring the United States is a good and reliable partner itself. That means not worrying too much when a Southeast Asian leader visits Beijing and celebrates close ties with China, or when a particular country seems to be leaning more toward China. That is going to happen at times. The United States should focus instead on making sure it is doing all it can to be a good partner with Southeast Asia. I’ll offer a specific example. Indonesia under President Jokowi has moved somewhat closer to China, which causes consternation in some quarters. Washington should not worry unduly about this, as Indonesia is fiercely independent and has moved closer to China in part because the Belt and Road Initiative is funding priority infrastructure projects in the archipelago. Rather, U.S. policymakers should consider what they can do to bolster their own relationship with Jakarta, without making it about China. Among other things, vigorously implementing the recently announced $20 billion Just Energy Transition Partnership would be a great way to do just that.

You served as the first U.S. ambassador to the Association of Southeast Asian Nations (ASEAN), an organization that you describe as an “enigma” and note has often been a subject of disappointment for many in Washington. What do you think U.S. officials fail to understand about ASEAN, and how can the U.S. work more constructively with it?

ASEAN has disappointed many not only in Washington but even in Southeast Asia. It is by design not a powerful, supranational organization, but rather a relatively loose association of countries that see the institution as a useful way to promote cooperation and avoid interstate tensions, amplify their collective voice, and discourage great power meddling. ASEAN’s consensus-based decision-making and its practice of not interfering in member states’ domestic affairs render it largely incapable of bold action, whether on the South China Sea or during Myanmar’s current crisis. What U.S. policymakers sometimes don’t appreciate is that, for Southeast Asian governments, maintaining broad unity and relationships among member states, along with setting the agenda for the region, are essential priorities that make up for these weaknesses.

For the United States, it is important to accept ASEAN for what it is and to recognize that it still offers value. First, I don’t think it’s a coincidence that there have been no inter-state conflicts among ASEAN member states in decades. Second, ASEAN is steadily making progress in reducing trade barriers between member states, making it a more compelling investment destination. Third, its annual meetings provide an excellent opportunity for senior U.S. officials to engage not only with ten Southeast Asian counterparts but also with key leaders from the region and the world. By showing up and engaging consistently at these meetings and supporting ASEAN’s own work, U.S. leaders bolster America’s relations with all ten ASEAN member countries and increase the region’s confidence that the United States is a reliable and good partner.

You write that since the end of the Cold War, the U.S. has “tended to measure countries and adjust the quality of our relationships – including with our treaty allies – based on their progress, or lack thereof, on democratic and human rights grounds.” Given the prickly response that this has garnered from some leaders – Prime Minister Hun Sen of Cambodia is perhaps the most obvious example from your book – do you think it is possible to pursue these moral and strategic goals in tandem? How can the U.S. balance these two imperatives?

Yes, I think it is possible to pursue both goals in tandem. It’s a matter of how we do so. Promoting democracy and human rights is an essential part of American diplomacy, and many in Southeast Asia appreciate our support for these goals. The problem is that some of the tools the United States has come to rely on to advance these goals – critical public statements and even grading of other countries, reducing or eliminating engagement with “offending” governments, and on occasion sanctions – have become both less effective and more obligatory, in the sense of U.S. domestic constituencies demanding their use. These tools might have worked to some extent when the United States was in ascendancy after the Cold War, but countries now have other choices and are increasingly critical of what they see as U.S. double standards.

This does not mean the United States should stop promoting human rights and democracy. Rather, Washington needs to recognize that the world has changed and adjust its tactics accordingly. That means accepting that public criticism isn’t always the best option, that sanctions rarely work, and that promoting democracy and human rights requires more nuance and humility. This will be more controversial, but it also means continuing to talk with the governments in question – while avoiding “business as usual” – in the face of setbacks, except in extreme circumstances such as the appalling junta in Myanmar now. I’m not advocating a 180-degree shift in approach, just some tactical adjustments to make U.S. efforts more effective and more in line with the realities of the world today.

Of the challenges facing Southeast Asia, none carries as much moral and political urgency as the conflict in Myanmar, where you served as ambassador from 2016 to 2020. How would you assess ASEAN’s approach to the crisis, and do you think the U.S. can best help the situation, given the extreme complexity of the conflict and the limitations imposed by China’s proximity?

I give ASEAN credit for trying, via the Five-Point Consensus of April 2021 and its unprecedented decision not to invite junta representatives to key ASEAN meetings. The Five-Point Consensus, however, has failed, both because of the junta’s refusal to compromise and because the consensus itself depended on the flawed assumptions that the generals were reasonable people and that the crisis could be resolved via a dialogue leading to a political compromise. The problem now is that ASEAN is divided and so cannot reach agreement on a different or bolder approach, which is why it continues to tout the Five-Point Consensus. While I hope Indonesia as ASEAN Chair will take more initiative, such as meeting publicly with the National Unity Government (NUG) and key ethnic groups and making clear that it will not accept the junta’s sham elections, I don’t see ASEAN as a whole acting decisively. That is why I have called for Washington to take more of a leadership role in supporting the pro-democracy forces, including through greater assistance and improved coordination with like-minded countries on sanctions.

One potential constraint on U.S. action is that Beijing seems to see U.S. support for the pro-democracy forces as somehow a threat to its interests, so greater U.S. support could result in China doubling down on its backing of the junta. Already, we see China pressing the ethnic resistance organizations in Myanmar’s northeast to strike a deal with the junta, which has a remarkable track record of not honoring such deals. China’s approach is unfortunate, as this is not or should not be a U.S.-China issue. Whatever government emerges out of this crisis is inevitably going to want and need to have reasonably good relations with China. I would assume that the NUG and others within the pro-democracy coalition are making this point regularly to Chinese officials. To the extent that U.S. and Chinese officials are talking about Myanmar, it would be useful for U.S. officials to emphasize that they also would welcome good relations between any future Myanmar government and China. In the end, the United States should step up its support for pro-democracy forces despite China’s concerns because those forces are the only hope for Myanmar to enjoy stability, peace, and prosperity.

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