Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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Cover of the The Washington Quarterly journal (Vol. 43, issue 4) and a portrait of Arzan Tarapore
Over the past decade, China has established a permanent and escalating military presence in the Indian Ocean region. The littoral states, islands, and waters of the Indian Ocean—defined here by the choke points of the Cape of
Good Hope, Bab el-Mandeb, the Strait of Hormuz, the Malacca Strait, and the Torres Strait—are part of the wider Indo-Pacific region, but they constitute a distinct strategic landscape. The United States’ strategic competition with China does extend to the Indian Ocean region, but it does not take the same form as the heavily militarized territorial disputes of the western rim of the Pacific Ocean or the South China Sea, which attract the lion’s share of attention
from US policymakers and military planners. The Indian Ocean faces a particular set of strategic risks and a particular constellation of likeminded partners—an effective strategy must account for those particularities.
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The United States and its likeminded partners, particularly India — if four constraints are more realistically accounted for — and other members of the Quad, can more effectively mitigate the risks of Chinese military expansion by building “strategic leverage” along these four lines of effort in the Indian Ocean region.
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Kiyoteru Tsutsui
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This op-ed originally appeared in Nikkei Asia 


If his recent diplomatic contacts are any indication, Prime Minister Yoshihide Suga is off to an auspicious start in managing Japan's two most important relationships: the U.S. and China.

Last month, Suga got a pleasant surprise when he spoke to Joe Biden, with the President-elect explicitly stating that the Senkaku Islands, which China claims as the Diaoyu, fall under the protection of Article 5 of the U.S.-Japan Security Treaty. A few weeks later, Suga received China's foreign minister Wang Yi, who was there largely to consolidate the warm economic relationships between the two countries -- except for a prickly comment about the Senkakus at the end. Clearly, the U.S. and China both see Japan as a critically important player in their competition for Asia-Pacific hegemony.

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This is a far cry from the precarious position Japan found itself in at the beginning of Shinzo Abe's first and second terms. In 2007, the young Prime Minister Abe elevated a spontaneous joint response by the U.S., Japan, Australia, and India to the 2004 Indian Ocean tsunami into a quadrilateral working-level group involving regular meetings and maritime exercises. Dubbed the Quad, Abe sought to make the group a counter to China's increasingly expansionist threats in the Indo-Pacific region.

When Abe's first term was cut short, he was succeeded by the more China-friendly Yasuo Fukuda, who prioritized relations with China and stepped back from the Quad. Combined with a leadership change in Australia that saw the pro-China Kevin Rudd become Prime Minister, the Quad fizzled out.

After Abe returned to the prime ministership in 2012, lingering suspicion over his hawkish nationalism and anti-China sentiment was exacerbated by his 2013 visit to the controversial Yasukuni Shrine. That provoked rebuke not only from Japan's East Asian neighbors but from then U.S. Vice President Biden.

With U.S. policymakers still hoping that China's surging middle-class wealth would transform the country into a peace-loving democracy, the Quad seemed like a misguided attempt by Japan's China-hawks best left forgotten. Some in Tokyo were even starting to worry about a "grand bargain" between the U.S. and China that would relegate Japan to a small supporting role in the Asia-Pacific.

How times have changed. Few in Washington believe China will ever metamorphose into a moderate democracy, while in 2017, Abe harnessed Donald Trump's anti-China agenda to revive the Quad, as all four countries realized the need for a viable strategy to contain China. The new Quad has quickly gathered momentum, with India allowing Australia to join the Malabar naval exercises in November for the first time in 13 years so that all Quad members could participate.

As the Quad's main architect, Abe played a central role in bringing the group to this point, pairing it with the Free and Open Indo-Pacific vision, another influential framework for the region for which he can claim authorship. By Abe's side throughout these developments, and now in charge of Japan's foreign policy, how will Suga handle the Quad, and what are its pros and cons?

The highest aspiration for the Quad is that it becomes an Asian version of NATO that can contain China. The combined military capabilities of the four countries are formidable, with the U.S. obviously leading the way and India possibly needing some catching up. The geostrategic impact of a formal alliance to pressure China would be tremendous.

Such an alliance would be even more effective if it included other countries in the region. Some, such as South Korea, New Zealand, the Philippines, Indonesia, and Vietnam, have begun to participate in multilateral forums headlined by the Quad, possibly foreshadowing the development of a Quad Plus grouping that could exert significant pressure on China to moderate its expansionist approaches.

While Suga will likely tread carefully in expanding the Quad's activities to avoid damaging important economic relations with China, he has a clear understanding that China will only respond to power, and the game-changing power of the Quad alliance would surely appeal to him.

For all its potential, the Quad is not there yet. Fundamentally, it remains a coalition of like-minded countries discussing their concerns about China. At their most recent meeting in Tokyo in October, the four countries could not even muster a joint statement -- instead releasing separate readouts in each country's capital. Becoming an alliance with reciprocal obligations is clearly much further down the line.

Unless greater institutionalization becomes reality, China's divide and conquer approach will remain a threat, as it will try to target one or another country to break the Quad. China has already successfully done so before, pushing Australia to break from the Quad in 2008.

Today, the Quad's greatest utility for Suga is the threat it poses to China. The potential for this loose coalition to coalesce into a formidable alliance would increase if China continues to engage in provocative actions and further alienate the four countries. This threat could be effective in deterring China's aggressive behavior in the Indo-Pacific.

At this point, Suga will likely use the Quad as a card, gradually deepening its engagements but also preparing to develop it into a stronger alliance if China keeps poking at the Senkakus. The fact that Suga has that leverage today speaks to Japan's improved position relative to the early days of the first Abe administration.

Kiyoteru Tsutsui 120820 crop 4X4

Kiyoteru Tsutsui

Kiyoteru Tsutsui is the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, the director of APARC's Japan Program, a senior fellow at FSI, and professor of sociology, all at Stanford.
Full Biography

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President-elect Biden's early conversations with Japan's prime minister Yoshihide Suga seem to signal a renewed commitment to coordination on issues of security, environmentalism, human rights, and China's influence.
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Biden in Asia: America Together?

Southeast Asia Program Director Donald K. Emmerson considers how the incoming Biden administration's "internationalization" agenda may affect U.S.-Asia relations and partnerships with the global community.
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The strengths and weaknesses of the Quad

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"America is back, ready to lead the world, not retreat from it,” declared President-elect Joe Biden as he unveiled his foreign policy team on November 24. Now, however, with the pillars of America’s international mission — multilateralism, alliances, and democracy – significantly frayed after four years of Trumpism, and amidst pressing global challenges from the COVID-19 pandemic to shifting geopolitics and climate change, the Biden administration faces numerous hard choices. The Asia-Pacific region in particular will remain a source of major challenges as the power competition with China looms large over the U.S. foreign policy agenda. In this online panel discussion, APARC experts will examine the challenges and opportunities for U.S. engagement and leadership in Asia, assess Asian nations’ expectations from the incoming administration, and provide recommendations to achieve American economic and security interests. APARC Director Gi-Wook Shin will moderate the conversation.

Panelists 

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Donald K. Emmerson, Director of APARC’s Southeast Asia Program 

At Stanford, in addition to his work for the Southeast Asia Program and his affiliations with CDDRL and the Abbasi Program in Islamic Studies, Donald Emmerson has taught courses on Southeast Asia in East Asian Studies, International Policy Studies, and Political Science. He is active as an analyst of current policy issues involving Asia. In 2010 the National Bureau of Asian Research and the Woodrow Wilson International Center for Scholars awarded him a two-year Research Associateship given to “top scholars from across the United States” who “have successfully bridged the gap between the academy and policy.”

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Thomas Fingar, Center Fellow, APARC 

Thomas Fingar is a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the inaugural Oksenberg-Rohlen Distinguished Fellow from 2010 through 2015 and the Payne Distinguished Lecturer at Stanford in 2009.

 

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Oriana Skylar Mastro, FSI Center Fellow at APARC 

Oriana Skylar Mastro is a Center Fellow at Stanford University’s Freeman Spogli Institute for International Studies (FSI). Within FSI, she works primarily in the Shorenstein Asia-Pacific Research Center (APARC) and the Center for International Security and Cooperation (CISAC) as well. She is also a fellow in Foreign and Defense Policy Studies at the American Enterprise Institute and an inaugural Wilson Center China Fellow.

 

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Kiyoteru Tsutsui, Director of APARC’s Japan Program 
Kiyoteru Tsutsui is the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, the Director of the Japan Program at APARC, a senior fellow of the Freeman Spogli Institute for International Studies, and Professor of Sociology, all at Stanford University.

 

 

Moderator

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Gi-Wook Shin, Director of APARC and the Korea Program

Gi-Wook Shin is the director of the Walter H. Shorenstein Asia-Pacific Research Center; the William J. Perry Professor of Contemporary Korea; the founding director of the Korea Program; a senior fellow of the Freeman Spogli Institute for International Studies; and a professor of sociology, all at Stanford University. As a historical-comparative and political sociologist, his research has concentrated on social movements, nationalism, development, and international relations.

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Register:  https://bit.ly/39MlT1n

 

Donald K. Emmerson Director of APARC's Southeast Asia Program
Thomas Fingar Center Fellow, APARC
Oriana Skylar Mastro FSI Center Fellow at APARC
Gi-Wook Shin Director of APARC and the Korea Program
Kiyoteru Tsutsui Director of APARC's Japan Program
Panel Discussions
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STANFORD, CA, December 3, 2020 — The Walter H. Shorenstein Asia-Pacific Research Center (APARC), Stanford University’s hub for interdisciplinary research, education, and engagement on contemporary Asia, invites nominations for the 2021 Shorenstein Journalism Award. The award recognizes outstanding journalists who have spent their careers helping audiences around the world understand the complexities of the Asia-Pacific region. The 2021 award will honor a journalist whose work has mostly been conveyed through Asian news media. The deadline for nomination submissions is Monday, February 15, 2021.

An annual tradition since 2002, the Shorenstein Journalism Award is sponsored by APARC and carries a cash prize of US $10,000. It honors the legacy of APARC benefactor, Mr. Walter H. Shorenstein, and his twin passions for promoting excellence in journalism and understanding of Asia. Over the course of its history, the award has recognized world-class journalists who push the boundaries of coverage of the Asia-Pacific region and help advance mutual understanding between audiences in the United States and their Asian counterparts. Recent honorees include Tom Wright, Maria Ressa, Anna Fifield, Siddharth Varadarajan, Ian Johnson, and Caixin Media.

The award alternates between recipients whose work has mostly been published through Asian news media and those whose work has mostly been conveyed through American news media. The 2021 award will recognize a recipient from the former category. “Media freedom has increasingly been under attack throughout Asia, and many countries in the region are becoming dangerous places for journalists to work in,” said APARC Director Gi-Wook Shin. “It is now more crucial than ever to stand against these assaults on press freedom and support independent journalism without fear or favor.”

For the award, the Asia-Pacific region is defined broadly to include Northeast, Southeast, South, and Central Asia and Australasia. Both individual journalists with a considerable body of work and journalism organizations are eligible for the award. Nominees’ work may be in traditional forms of print or broadcast journalism and/or in new forms of multimedia journalism. The Award Selection Committee, whose members are experts in journalism and Asia research and policy, presides over the judging of nominees and is responsible for the selection of honorees.

APARC is inviting 2021 award nomination submissions from news editors, publishers, scholars, journalism associations, and entities focused on researching and interpreting the Asia-Pacific region. The Center will announce the winner by April 2021 and present the award at a public ceremony at Stanford in the autumn quarter of 2021.

Nominations are accepted electronically through Monday, February 15, 2021, at 11:59 PM PST. For information about the nomination procedures and to submit nominations please visit the award nomination entry page.

Please direct all inquiries to aparc-communications@stanford.edu.

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New Fellowship on China Policy Seeks to Strengthen U.S.-China Relations

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Sponsored by Stanford University’s Shorenstein Asia-Pacific Research Center, the annual award recognizes outstanding journalists and journalism organizations for excellence in coverage of the Asia-Pacific region. News editors, publishers, scholars, and organizations focused on Asia research and analysis are invited to submit nominations for the 2021 award through February 15.

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While much of the world has been occupied with the COVID-19 pandemic, the Chinese People’s Liberation Army (PLA) has been active in promoting China’s claims in the South China Sea. Is it justified to argue that China is taking advantage of the global pandemic to make military gains?

In a new essay published in the Winter 2020 issue of the China Leadership Monitor, FSI Center Fellow at APARC Oriana Skylar Mastro sheds light on this question. Leveraging Chinese-language sources in addition to her own operational knowledge from over a decade of military experience, Mastro evaluates the PLA activities in the South China Sea over the eight-month period since March 2020. She includes in her analysis PLA statements, military exercises and operations, and deployment of relevant platforms and weapons in the region. Her conclusion is that the PLA has not significantly increased its operational role in the South China Sea but rather its signaling role. “Specifically, the Chinese military seems to be purposefully using, and perhaps even exaggerating, its capabilities and activities to enhance deterrence against the United States,” she argues.

Deployments of Weapons Systems and Military Exercises

After compiling a comprehensive picture of Chinese military activities in the South China Sea that includes both deployments of systems to the Paracels and Spratlys Islands and military exercises in the area, Mastro examines what these activities reveal about the PLA’s role in China’s South China Sea strategy.

PLA deployments in the area suggest it is trying to discourage the United States from countering its attempts to increase control over the South China Sea, she says. “China has been linking its deployments to U.S. activities for signaling purposes […] With new basing on the South China Sea islands and longer-range and more capable aircraft, China now has the option to move these platforms as a way to demonstrate to the United States its capability and resolve.” Over the past eight months, China has also conducted more robust military exercises to prepare for South China Sea contingencies. “But military readiness and preparedness are not the only reasons the PLA conducts exercises, notes Mastro. Instead, she argues that the PLA role has evolved beyond the operational to become a leader in a signaling strategy to bolster Chinese deterrence vis-à-vis the United States.

Chinese Discourse  

One of the strongest indicators that the Chinese military is attempting to leverage its role to signal capability to the United States is how the Chinese official media are capturing the ongoing competition. Having reviewed approximately 80 publications on the South China Sea, Mastro finds that the Chinese media are being used to amplify how capable the PLA has become in conducting complex operations in the South China Sea and to highlight that it is blameless for the current tensions in the region.

Mastro concludes that the PLA has taken a more active role in China’s South China Sea strategy, but not necessarily a more aggressive one. It is the need to enhance deterrence vis-à-vis the United States that has become a priority. “The PLA has become the main vehicle through which China is attempting to convince the United States to moderate its own South China Sea approach.” This sensitivity, and in some cases paranoia, about U.S. strategy, she claims, “suggests we are likely to hear tough talk and ostentatious military activity for some months to come.”

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Analysis by FSI Center Fellow Oriana Skylar Mastro reveals that the Chinese military has taken a more active role in China’s South China Sea strategy, but not necessarily a more aggressive one.

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Kiyoteru Tsutsui
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This op-ed by Kiyoteru Tsutsui and Charles Crabtree
was originally published in The Hill.


President-elect Joe Biden had a pleasant surprise for Japanese Prime Minister Yoshihide Suga during their first phone conversation after the U.S. presidential election. In what was expected to be a cordial congratulatory call without policy discussion, Biden explicitly stated America’s commitment to protect the Senkaku Islands, citing Article 5 of the U.S.-Japan Security Treaty.

At the time, Americans were preoccupied with the political aftermath of the still-contested election, but Japanese observers paid close attention to the first contact between the two new leaders, especially since the first encounter between their predecessors shaped U.S.-Japan relations for the past several years.

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Four years ago, Prime Minister Shinzō Abe became the first foreign leader to meet with President Trump, soon after his election victory in November 2016. This fact was never lost on Trump; throughout his presidential administration, the relationship between the two men was strong, which benefited the alliance as the two countries worked to create a united front against China’s increasing international aggression.

In 2016, policymakers on the Japanese side were concerned about the U.S. conceding much of its interest in the Pacific to China, as part of “a grand bargain” that would diminish U.S. commitment to Japan and other allies in the region. Trump’s successful campaign made this scenario less likely, but the Japanese understood that their country relies more on American support in constraining China’s expansive regional ambitions than vice versa. 

Fast-forward to 2020, and we see a new political reality in the bilateral relationship — the U.S. needs Japan as much as Japan needs the U.S. in facing the challenges of China’s rise to a global superpower. The fact that Biden mentioned his commitment to Senkakus — largely unsolicited, although the Japanese side allegedly dropped some hints — suggests an American desire to shore up support from Japan.

Suga can play the diplomatic game from a position of strength and mediate between the U.S. and China. This is a role that Japan can thrive in, as its shrewd management of relationships with both the U.S. and China in the past few years indicates.
Kiyoteru Tsutsui and Charles Crabtree

With China now viewed as a shared rival — if not outright enemy — how will the two leaders shape regional dynamics in coming years? On security, tensions around the Senkakus almost certainly will rise, and a credible threat of U.S. military action is likely the most effective deterrent of China’s provocations that could escalate the conflict over territorial claims there. Biden surely will work hard to rebuild the trust of other allies in the region, with the hope of containing China through multilateral alliances. South Korea is a particularly important partner in this effort, and Suga would be wise to rehabilitate Japan-ROK relations that have been marred by complicated historical issues. The U.S. can help mediate the process.

Similarly, on economy and trade, multilateral frameworks such as the Comprehensive and Progressive Agreement for Trans-Pacific Partnership (CPTPP) and the Regional Comprehensive Economic Partnership (RCEP) will become more important, and Japan will continue to encourage the U.S. to participate in these agreements. However, this might not be realistic given the domestic political environment in the U.S. The best-case scenario in the short term is probably the U.S. valuing the World Trade Organization (WTO) again. In this vein, the U.S. regaining the trust and respect of Europe is important, because China continues to lure European countries with its attractive economic and trade packages. 

On environmentalism, both Suga and Biden have declared that their countries will work toward zero emissions by 2050. On this issue, China’s cooperation is critical. While China also has committed to working toward zero -emissions by 2060, it likely will use this issue to gain other concessions from the U.S. Biden may face a difficult political decision at some point on whether to a) compromise on environmentalism and incur the wrath of the left wing of the Democratic party or b) sacrifice U.S. national interest in other areas for an agreement on environmentalism and risk losing support from independents and moderate Republicans. Japan would worry about the latter scenario.

Prime Minister Yoshihide Suga
Prime Minister Yoshihide Suga | The Hill

Finally, Biden is expected to be more involved than Trump regarding China’s human rights issues. He’s likely to call out situations in Xinjiang and Hong Kong, among others. Japan will join the chorus, and mix in the North Korean abduction issue, which largely has been silenced internationally as a consequence of Trump’s bromance with Kim Jong Un. China will counter these criticisms by pointing to racism in the U.S. as evidence of American hypocrisy. This might embarrass the U.S. but can be a net positive, if China’s naming and shaming leads to more efforts by the U.S. government to address racism. This dynamic is reminiscent of the Cold War era, when the Soviet Union countered America’s criticisms of civil and political rights violations by pointing to racism in the U.S., facilitating advancements during the civil rights movement.

Overall, on hard issues such as security and trade, a drastic change is unlikely; rehabilitating relations with allies, and revaluing multilateral frameworks, will be the most likely changes under a Biden administration. On more values-oriented issues such as environmentalism and human rights, domestic politics in the U.S. plays a significant role in shaping Biden foreign policy. Assuming that Democrats don’t win both of the Senate seats in Georgia’s runoff elections, Biden will face a Republican Senate that can block appointments for key cabinet positions and some of his foreign policy priorities.

For Japan, Biden’s remark about the Senkaku Islands was an excellent start. With such a commitment secured, Suga can play the diplomatic game from a position of strength and mediate between the U.S. and China. This is a role that Japan can thrive in, as its shrewd management of relationships with both the U.S. and China in the past few years indicates. Japan’s success in playing this role could define international relations in the Asia-Pacific for the next decade or two.

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Don't Take Our Allies for Granted, Even Japan

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A man walks past a digital screen showing images of President-elect Joe Biden in a news program.
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President-elect Biden's early conversations with Japan's prime minister Yoshihide Suga seem to signal a renewed commitment to coordination on issues of security, environmentalism, human rights, and China's influence.

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On November 10th, the APARC China Program convened an expert panel focused on the Decision of the fifth plenary session of the 19th Central Committee of the Chinese Communist Party, which took place on October 26-29.  The Fifth Plenum Decision outlines not only China’s 14th Five Year Plan (2021-2025), but also Beijing’s economic blueprint through 2035 and the “goal of fully building a modern socialist country."  The CCP leadership recently articulated its “dual circulation” policy – viz., a drastic reduction in China’s dependence on U.S. technologies and increased reliance on domestic consumption while maintaining exports and attracting foreign direct investments.  At this critical juncture when the coronavirus pandemic has shrunk global trade and tensions between the U.S. and China continue to intensify, panel members were asked to examine what the Fifth Plenum Decision might signify.  Does it mark a significant shift in Beijing’s strategic economic orientation?  What are the short- and long-term implications of the Decision for China’s economic development strategy, U.S.-China relations, as well as the world’s economic and technology ecosystems?  

Guests heard from experts James Green, Damien Ma, and Xiaomeng Lu.  James Green, Senior Research Fellow at Georgeton University's Initiative for U.S.-China Dialogue on Global Issues, has worked for over two decades on U.S.-Asia relations.  He has held several positions in government, including Minister Counselor for Trade Affairs at the U.S. Embassy in Beijing and China Director of the White House’s National Security Council.  Damien Ma is the Director and co-founder of MacroPolo, the Think Tank of the Paulson Institute, which focuses on China's economics, technology, and politics.  He is also adjunct faculty at the Kellogg School of Management at Northwestern University.  Finally, Xiaomeng Lu is a senior analyst in Eurasia Group's geo-technology practice.  She focuses on many of the most important issues related to China right now, including cybersecurity, data protection, artificial intelligence, internet governance, 5G, and trade.  The panel concluded with a discussion of audience questions. Watch:

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Rebuilding International Institutions Will be Tough but Necessary, Say Stanford Experts Thomas Fingar and Stephen Stedman

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The China Program at Shorenstein APARC had the pleasure of hosting Professor Min Ye of Boston University’s Pardee School of Global Studies on October 14, 2020. Her program, moderated by China Program Director Jean Oi, focused on the much-discussed but poorly-understood Belt and Road Initiative (BRI), announced in 2013 by President Xi Jinping. While it is not widely known exactly what the BRI is or what Beijing hopes it will accomplish, it has been described as something of a modern silk road, connecting China to dozens of other countries through trade and extensive infrastructure projects. Based on research conducted for her recently published book, The Belt Road and Beyond: State-Mobilized Globalization in China: 1998-2018, Professor Ye enlightened the audience on a surprisingly critical element of this global program: the domestic component.

While Ye began her research with the assumption that many hold about the BRI—that it is primarily a global, internationally-focused initiative—as she continued her research, she found that many, if not most, BRI projects are either entirely domestic or have strong ties to domestic programs. To this end, she posed three questions during her program: Why did Chinese leadership launch the BRI in 2013? How did the Chinese state and businesses implement the BRI? and, What are the internal and external outcomes of the BRI?

To answer these questions, Ye explained the theoretical frameworks she used to understand both the BRI and China's "state-mobilized globalization." Firstly, Ye's "Chinese-State Framework" breaks the Chinese governmental system into three parts: Party Leadership, State Bureaucracy, and Subnational Actors. Each of these elements affect the others, as well as policy surrounding the BRI. However, this division also creates fragmentation in authority and ideology. Secondly, her “State-Mobilized Globalization” framework explains the process surrounding Chinese national strategy. Ye posits that national strategies are generally prompted by crises faced at lower levels of government, particularly when a lack of efficiency or communication is causing “state paralysis.” Once the strategy is announced in order to coordinate efforts and solve the crisis, it enters a feedback loop in which plans are adjusted and changed according to ground-level conditions. These frameworks informed the empirical studies used to answer Ye’s research questions.

The drivers of the BRI, argues Ye, were threefold: strategic, diplomatic, and economic. It was believed by interested parties within China that such an international initiative could ease tensions related to the United States and maritime Asia, as well as generally improve diplomatic relations for the country. China’s industries were also facing problems related to overcapacity, and economic and financial groups wished to use their excess capital to invest abroad. Actors from several different levels in China, including national agencies, local governments, and private entrepreneurs, were involved in executing BRI projects intended to alleviate these tensions. Different cities saw different sides of this implementation: Chongqing, one of China’s largest cities, is heavily dominated by state capital, with its main BRI actors being State-Owned Enterprises (SOEs). Wenzhou, a port city in Zhejiang province, is by contrast dominated by private entrepreneurs.

With diverse implementation comes diverse outcomes. Ye argues that some BRI projects have been helpful in reforming cities’ structural economy, while others have helped upgrade industry. The BRI has managed to alleviate some of the tensions listed above, but at the same time, it has created its own problems. While there has been a massive internal mobilization effort for BRI projects, there exists a disconnect between the domestic situation and demands for transparency from outside actors.

Ye concluded her talk by tying her research to current developments related to COVID-19. While one might imagine that a global pandemic would be a significant inhibitor to an international trade and infrastructure project, Ye finds just the opposite. Because the BRI is, in fact, quite domestically focused, many BRI projects are continuing at a rapid pace, albeit with digital adjustments. Some projects, such as the New Infrastructure Plan, were actually fast-tracked in the wake of the pandemic outbreak. Ye predicts that as COVID-19 restrictions ease and the world returns to “normal,” these domestic and digital elements will be combined with the BRI’s original projects.

An audio recording of this program is available at the link below, and a video recording is available upon request. Please contact Callista Wells, China Program Coordinator at cvwells@stanford.edu with any inquiries.

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This article originally appeared in Foreign Policy.

Last week, the world was waiting to see whether U.S. President Donald Trump would be reelected. Four days later, the verdict was in. Joe Biden, winning more overall votes than any other candidate in U.S. history, will be the 46th president of the United States.

While the United States was fixated on the final days of campaigning, China didn’t miss a beat in its aggression toward Taiwan. The day before the U.S. presidential election, Chinese aircraft flew into Taiwan’s airspace eight separate times. These military maneuvers are part of a disturbing trend of increased Chinese military activity over the past two months. Since Sept. 9, Beijing has flown near-constant sorties into Taiwan’s Air Defense Identification Zone (ADIZ), sometimes conducting as many as 30 in a day. On Sept. 21, China claimed that the median line, the boundary between the airspace of Taiwan and China that both sides had generally respected for decades, no longer existed.

These are the tense cross-strait circumstances a newly elected Biden will step into when he takes the oath of office in January. The decisions he makes concerning Taiwan will shape the future of the self-governing island, a democracy of nearly 24 million people and the 21st- largest economy in the world, as well as the tenor of U.S.-China relations regional stability.

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So what can we expect from the next president on Taiwan? We can already see some differences emerge. For example, when Trump won the 2016 election, he received congratulations from Taiwanese President Tsai Ing-wen via phone. This made him the first president or president-elect to speak directly to the president of Taiwan since the United States normalized relations with Beijing in 1979. On the occasion of Biden’s election, no such phone call took place. Instead, Tsai sent her congratulations via Twitter, avoiding direct contact between the two.

This is just one anecdote. But does it suggest that Biden’s approach to Taiwan will differ greatly from that of the Trump administration?

Yes and no. The cornerstones of U.S. Taiwan policy—arms sales and strategic ambiguity—will change little under a Biden administration. The big difference will be in how Biden tries to maintain stability across the Strait.

The Trump administration has been bold in its arms sales, approving over $17 billion worth of arms over the past four years and blurring the line between offensive and defensive weaponry. Moreover, the Trump administration agreed to sell 66 F-16s to Taiwan in one of the largest arms sale packages ever offered to the island nation.

Yet while Trump earned praise for bolstering Taiwanese defenses against a possible mainland invasion, his approach to arms sales did not deviate significantly from his predecessors. The stated goal of U.S. arms sales to Taiwan is to ensure the “security, or social or economic system, of the people of Taiwan” and to further the “principle of maintaining peace and stability in the Western Pacific.” In other words, arms sales are largely dependent on the military threat Beijing poses.

For example, relations between the PRC and Taiwan deteriorated during the early 1990s, leading to the Third Taiwan Strait Crisis and a spike in U.S. arms sales to Taiwan at the beginning of the Clinton administration. Trump was also not the first president to sell high-end aircraft to Taiwan; President George H. W. Bush sold F-16s. And while Clinton, the second Bush, and Obama all decided against selling the F-16, choosing instead to help upgrade and maintain aircraft already in Taiwan’s possession, the recent sale received bipartisan support largely because of the heightened threat posed by Beijing today.

Biden will maintain similar policies, continuing to offer arms to Taipei to address the growing threat across the Strait. Biden is a strong supporter of the policy; he was one of the original senators who voted for the Taiwan Relations Act, which serves as the basis for the sales. But that doesn’t mean that he will offer similarly large packages to Taipei; some of the island’s need for weaponry and equipment has already been fulfilled through recent sales. It is also possible that Biden may try to soften the blow to Beijing by not overly publicizing sales or by notifying Beijing privately before sales are announced. But the sales themselves will continue regardless.

When it comes to America’s overall position, strategic ambiguity has guided U.S. policy on Taiwan for decades. Presidents have periodically questioned the policy, but none have gone so far as to change it.

The same can be said for Trump. Initially, the direct call between him and Tsai caused many to speculate that he may choose to support Taiwan’s independence openly. But he was cautious in the following years to avoid actions that Beijing or Taipei could construe as recognition. Indeed, despite attempts from within his party to discard strategic ambiguity, Trump limited himself to the vague, “China knows what I’m gonna do.”

Recently, there has been a flurry of debate about whether it’s time to abandon the policy as a warning to Beijing. But such views likely do not represent those of the president-elect. Biden is on record with his support of strategic ambiguity, which he has described as “reserv[ing] the right to use force to defend Taiwan but [keep] mum about the circumstances in which we might, or might not, intervene in a war across the Taiwan Strait.”

 

Continuing to embrace strategic ambiguity doesn’t mean Biden will be less supportive of Taiwan than Trump. Biden was the first Democratic presidential candidate to extend congratulations to Tsai when she won reelection in January. But he correctly views strategic ambiguity as the best way to deter Beijing without emboldening Taiwan. In his words, “The president should not cede to Taiwan, much less to China, the ability automatically to draw us into a war across the Taiwan Strait.”

If the main contours of U.S.-Taiwan policy remain the same, then does it make a difference who is president? Absolutely. While Biden will work towards the same goal of deterring Beijing without emboldening Taipei, he will embrace different, more effective ways for achieving it.

Trump could not protect Taiwan’s international space because he purposefully reduced U.S. influence in international institutions. He pulled out of numerous international organizations and deals, including the World Health Organization (WHO), the Trans-Pacific Partnership (TPP), Paris Climate Agreement, the United Nations Human Rights Council, and the United Nations Relief and Works Agency. So there was little that could be done when China forced Taipei out of the WHO’s World Health Assembly in 2017, where it had been an observer since a 2009 agreement. In 2020, China forced Taiwan’s exclusion even though its COVID-19 response was one of the most successful in the region, and condemnation from the State Department was largely ignored. Similarly, Taipei has also been kept at the margins of the United Nations Climate Change Conference since the United States left the Paris Agreement. And although entry into the TTP is a priority for Taiwanese leaders, Taipei lost its best path to joining without Washington to champion its candidacy.

Biden, as he has already shown through moves such as canceling Trump’s attempt to pull out of WHO, will be more involved in international institutions and strive to regain the United States’ global leadership role. This will give the United States more institutional power to advocate for Taipei’s inclusion and protect Taiwan’s international space better than the Trump administration’s unilateral efforts. Moreover, Biden is likely to reinstate the budgets for key U.S. organizations like USAID that Trump undermined and gutted. He also nominated a critic of the World Bank and IMF to oversee the U.S. role in both institutions. Reduced development aid and perceptions that American influence in the Pacific was declining have pushed countries toward China. In 2019, the Republic of Kiribati and the Solomon Islands both switched recognition from Taiwan to mainland China in exchange for multi-million dollar infrastructure deals.

A Biden administration will also work more with allies to meet the broader challenges China poses. The United States would not expect its security partners to play an integral role in any armed defense of Taiwan. But even the diplomatic support of other countries could go far in cautioning an increasingly confident Beijing.

In contrast, the Trump administration has relied mainly on unilateral options to enhance deterrence against the PRC, like freedom of navigation operations (FONOPs). These operations in which the U.S. navy sails through areas over which China has illegally declared sovereignty will likely continue under a Biden administration, but less frequently as he shifts to utilizing nonmilitary tools as well.

But the bigger change will be Biden’s tone. Trump has focused on provoking Beijing—using Taiwan as “an instrument of pushback against China.” Last month, a second high-level visit from a U.S. official to Taiwan within two months prompted China to fly 18 military aircraft across the sensitive midline on the Taiwan Strait, forcing Taipei to scramble fighter jets in response. The sale of F-16s was delayed because Trump was using it as a bargaining chip in trade deal negotiations with China.

Biden’s goal will not be to threaten Chinese interests for its own sake but to maintain the status quo across the Strait. For example, he has stated publicly that the United States should not come to Taiwan’s aid if Taiwan provokes war by declaring independence.

 

This more balanced approach will do much to reassure Beijing. Deterrence requires both reassurance and credible threats. The Trump administration has been effective at the former, signaling to Beijing that Washington is willing to defend Taiwan if necessary. But Washington must also avoid making Beijing believe that it will punish it no matter what, or else the United States loses the power to shape China’s potential use of force. Thus, reassuring Beijing that the United States is not attempting to change the status quo by encouraging Taiwanese independence is equally important. Hopefully, Biden will reinstate this balance.

Oriana Skylar Mastro

Oriana Skylar Mastro is FSI center fellow at APARC. She is also a foreign policy and defense fellow at the American Enterprise Institute.
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Emily Young Carr

Emily Young Carr is a research assistant at the American Enterprise Institute.

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On October 28th, the APARC China Program hosted a panel of experts for the panel "Caught in the Crossfire: Strategic Competition, U.S.-China Science Collaboration, and U.S. Universities." Reports of Chinese espionage, IP theft and military-civil fusion strategy have all fueled concerns regarding U.S. universities’ open research ecosystem, especially in STEM. Many of the concerns focus not only on research integrity but also on potential adverse consequences to U.S. military and economic security. The October 28th panel discussed open access to U.S. universities, security risks involved, as well as the potential adverse consequences of limiting international access in science and technology (S&T) research.  

The discussion began with Professor Susan Shirk, Chair of the 21st Century China Center at UC San Diego, who gave the audience an overview of current China science and technology policy and its relationship with US-China competition and universities. Shirk was followed by Arthur Bienenstock, co-chair of the American Academy of Arts and Sciences’ Committee on International Scientific Partnerships and Professor of Photon Science, Emeritus at Stanford. Bienenstock provided important perspective from the STEM side of this debate, arguing that collaboration with China--and other foreign countries--is vital and should be encouraged. Elsa B. Kania, Adjunct Senior Fellow at the Center for a New American Security's Technology and National Security Program, gave a different perspective, explaining China's "civil-military fusion" and why many in the United States consider it a threat. Finally, Tim Stearns, the Frank Lee and Carol Hall Professor in the Department of Biology, brought things back home to Stanford. As the Senior Associate Vice Provost of Research, Stearns was able to give a unique insight into university administration and how Stanford is approaching these challenges. The panel concluded with a discussion between the panelists of audience questions. Watch:

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