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Noa Ronkin
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The United States can do much more to build closer partnerships with Southeast Asian countries, according to Scot Marciel, the Oksenberg-Rohlen Fellow at APARC, whose previous long career in the U.S. foreign service focused on Southeast Asia and included the roles of U.S. ambassador to Myanmar and Indonesia. He notes, however, that a deeper, more consistent engagement with Southeast Asian nations requires the United States to adopt a more systematic strategic approach to the region, one that draws on a positive agenda that transcends the U.S.-China great power competition.

Marciel recently joined APARC Visiting Scholar Gita Wirjawan, host of the popular Endgame video podcast, to discuss the geopolitical evolution of the Southeast Asian countries and how their relationships with the United States have been unfolding

Marciel is the author of the forthcoming book Imperfect Partners, which provides his on-the-ground witness account of the ups and downs of critical U.S. relationships in Southeast Asia. In his conversation with Wirjawan, he urges U.S. policymakers to design a positive agenda for engaging Southeast Asian countries in areas like health, climate change, and economic development.

The wide-ranging discussion addresses multiple other issues, including the unlucky history of Myanmar and how the international community can help Myanmar’s resistance prevail; the relevance of the Association of Southeast Asian Nations (ASEAN); the dynamics between ASEAN and the Quad, the minilateral grouping comprising Australia, India, Japan, and the United States; and more.

This conversation with Marciel is part of an Endgame interview series Wirjawan is recording with Stanford experts during his residency at APARC.

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Scot Marciel speaking with Gita Wirjawan
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Ambassador Marciel, the Oksenberg-Rohlen Fellow at APARC, joined Visiting Scholar Gita Wirjawan, host of the video podcast Endgame, to discuss the transformations Southeast Asian nations are undergoing and their implications for U.S. policy.

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Oriana Skylar Mastro
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This opinion article first appeared in the Washington Post.


 

Most world leaders, including President Biden and Japanese Prime Minister Fumio Kishida, agree that the defense of Taiwan is crucial for regional security. But most options for improving deterrence will take too long. Building Taiwan’s self-defense, developing more U.S. firepower in the region, creating the economic resilience to make severe sanctions feasible: None of these will come to fruition before 2030.

Japan could change the game now. Allied forces, responding immediately and en masse, have a chance of thwarting a Chinese invasion, according to a recent report from the Center for Strategic & International Studies. But, in meetings with high-level officials in Tokyo last month, I sensed a mismatch between talk and walk. Japan must broaden its vision of self-defense to encompass priorities and declaratory policies that will avert calamity in the region. Tokyo cannot wait until war breaks out to start the tougher conversations.

Here’s why.


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First, without Japan, the United States could be outgunned in a fight to defend Taiwan, notwithstanding Washington’s new basing agreement with the Philippines. A combined U.S.-Japan fleet, on the other hand, would boast more than three times as many aircraft carriers, cruisers and destroyers as the People’s Liberation Army Navy. The quality of many Japanese ships approaches that of its U.S. counterparts. Eight of Japan’s destroyers field a state-of-the-art Aegis weapons system used by some of the more advanced ships in the U.S. Navy.

Tokyo could contribute significantly to a military effort to deny China the ability to take Taiwan by force. To do so [... it] must be willing to go after the amphibious invasion force and targets on mainland China — a very controversial proposition indeed.

Second, Japan’s involvement could mitigate some of the geographic vulnerabilities of the United States. Adding Japanese bases more than doubles the locations from which the two countries together could conduct operations. Japan’s southwestern islands are closer to Taiwan than mainland China. Take Yonaguni Island, just about 70 miles from Taiwan’s east coast. On it are intelligence, surveillance and reconnaissance assets, as well as anti-ship and anti-aircraft capabilities. Operating from these bases in the defense of Taiwan, allied forces would have more opportunities to quickly target an invading force. That would make attacks on U.S. bases in Japan, such as Kadena, at the southernmost tip of the archipelago, less attractive to the Chinese. Such strikes would no longer completely cripple an air effort.

Third, Japan has military strengths that would make a fait accompli almost impossible for China. Though Japanese diesel submarines are slower than U.S. counterparts, they could reach the Taiwan Strait in just two days. U.S. submarines departing from Hawaii would take at least a week; from San Diego even longer. This makes Japan the first line of defense for Taiwan. Japanese boats could also monitor key choke points through which Chinese navy submarines would be attempting to exit the First Island Chain in the western Pacific. This would free up the quieter submarines of the U.S. Navy to wreak havoc on amphibious vessels and escort ships.

In short, Tokyo could contribute significantly to a military effort to deny China the ability to take Taiwan by force. To do so, Japan must increase its stockpile of torpedoes and long-range strike weapons, as planned. Tokyo must be willing to go after the amphibious invasion force and targets on mainland China — a very controversial proposition indeed.

On the surface, it looks as if Japan is moving in the right direction. The government took the groundbreaking historic step of increasing defense spending to 2 percent of Japan’s gross domestic product over the next five years. This meant a whopping 26.3 percent increase in 2023 alone. The greatest increase in the past was in 1986, by nearly 50 percent.

Last year, former prime minister Shinzo Abe stated that the security of Japan is connected to Taiwan. He said a Chinese use of force against a U.S. vessel defending Taiwan could legally trigger the deployment of Japan’s military (known as the Self-Defense Force).

Indeed, a 2015 law allows Japan to engage in collective defense when presented with an existential threat. This provides plenty of flexibility for Japan to fight alongside the United States without the need for a constitutional amendment. The officials I spoke with in Tokyo were firm that Japan would respond if China attacked U.S. bases such as Kadena.

Crudely, Japan seems to be prepared to push back against only Chinese assets that are clearly poised to attack its sovereign territory. Those heading toward Taiwan? Not so much.

But all these initiatives concern self-defense. Japan does worry that military activity around Taiwan could extend to the security of its southwestern islands. Or that if China takes Taiwan, it would be emboldened to take the Senkaku/Diaoyu islands, which Tokyo administers but which China also claims. There are even concerns that Okinawa, a group of 160-plus islands that is home to 1.4 million people (and dozens of U.S. bases), could then prove enticing to Beijing.

Crudely, Japan seems to be prepared to push back against only Chinese assets that are clearly poised to attack its sovereign territory. Those heading toward Taiwan? Not so much.

While a degree of strategic ambiguity makes sense, too much could backfire. If Japan is clearly unwilling to defend Taiwan, then improvements in Japanese military capabilities will do little to deter conflict across the strait. Japanese officials don’t need to say they would attack any Chinese invading forces, but they need to let their counterparts know it is a real possibility. The officials I met were unwilling to send such strong messages; some insisted reassuring Beijing was more important.

Tokyo must make clear at home and abroad that defending Taiwan is no longer off the table. The prospect of Japan engaging in offensive operations in the defense of Taiwan would stay Chinese President Xi Jinping’s hand. Only then would recent monumental changes in Japanese politics fulfill their potential in contributing to peace and security in Asia. If Ukraine has taught us anything, it is that deterrence is costly, but war is worse.

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Tokyo must make clear at home and abroad that defending Taiwan is no longer off the table.

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Workshop on Democracy, Development, and the Rule of Law in Southeast Asia

This workshop brings together scholars from Asia and the Freeman Spogli Institute at Stanford University to discuss the state of democracy, development, and the rule of law in Southeast Asia. Through these broad lenses, the participants will present research and reflections on various topics and cases from the region, including the monarchy in politics, peace-making in the Philippines, Chinese infrastructure investments in Myanmar, illiberalism in the Philippines, and Islamic law in Indonesia.

Event Co-Chairs:

Marisa Kellam
Associate Professor, Waseda University and Visiting Scholar at CDDRL

Donald K. Emmerson
Director, Southeast Asia Program of Shorenstein APARC

9:30 – 10:00 AM — Coffee and Introductions

10:00 – 10:45 AM — Political and Social Risks of the BRI: China’s overseas infrastructure investment projects in Myanmar
Presenter: Ruosui Zhang, Ph.D. Candidate, Waseda University
Discussant: Mike Bennon, Research Scholar, Global Infrastructure Policy Research Initiative at CDDRL, Stanford University

Developing countries are not passive takers of China’s loans and investments, an oft-overlooked aspect in the political economy of China’s foreign investment. Tracing the changing fate of the Myitsone dam in Myanmar, this presentation will argue that an increase in accountability from military dictatorship to semi-democracy explains the suspension of the project by the Myanmar government in 2011. It will also argue that the change in the leadership’s ideology from the quasi-civilian to a civilian government explains why the project did not encounter further setbacks even though the accountability level increases in Myanmar in 2016. 

10:45 – 11:30 AM — Roundtable discussion on Democracy, Development and the Rule of Law in Indonesia
Reza Idria, Assistant Professor, Ar-Raniry State Islamic University
Gita Wirjawan, Chairman, Ancora Group

This roundtable discussion will offer the perspectives of renowned Indonesia scholars on democracy, development and the rule of law in their country. In particular, Reza Idria will discuss the social and political responses to Sharia in Aech, and its broader implications for the rule of law in Indonesia. Gita Wira will speak about prospects and challenges for Indonesian democracy and development, including his expectations for the outcome and impact of elections next year.

11:30 AM – 12:30 PM — Lunch and Informal Discussion 

12:30 – 1:15 PM — Monarchy and Autocratization: Cases in Southeast Asia
Presenter: Kana Inata, Associate Professor, Tokyo Metropolitan University
Discussant: Francis Fukuyama, Professor and Olivier Nomellini Senior Fellow at CDDRL, Stanford University

Focusing on Southeast Asian monarchies, this presentation will highlight monarchs’ involvement in processes of autocratization in the region. The talk will contend that the monarchy intervenes directly as an autocratizer in Malaysia and Brunei, whereas the monarchy is used indirectly to justify autocratization by government actors in Thailand and Cambodia. In making these claims, the talk will clarify the boundaries between monarch’s de jure and de facto interventions in politics and will consider monarchical accountability. 

1:15 – 2:30 PM — Roundtable discussion on Democracy and the Rule of Law in the Philippines
Aya Watanabe (Researcher, Institute of Developing Economies-JETRO)
Lisandro Claudio (Associate Professor, UC Berkeley)
Yuko Kasuya (Professor, Keio University)

This discussion will consider the nature of democracy and its impact on the rule of law in the Philippines. Aya Watanabe will argue that the electoral prospects of politicians have complicated peace-making in the Mindanao conflict given that the negotiated settlements must be approved and implemented within the democratic political system. Both Lisandro Claudio and Yuko Kasuya will offer reflections on the May 2022 Philippine presidential election, and the pervasiveness of illiberalism, corruption, and violence in Philippine democracy more generally.

2:30 – 3:00 PM — Reflections 
Co-chairs and participants
 

Philippines Conference Room
Encina Hall, Third Floor, Central, C330
616 Jane Stanford Way, Stanford, CA 94305

This event is open to Stanford affiliates and invited guests only.

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Noa Ronkin
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Despite their many differences, Taiwan and Ukraine have been portrayed as two fronts in a global struggle between democracy and authoritarianism. The interrelations between the two geopolitical flashpoints took center stage at the recent Yomiuri International Conference, Taiwan and Ukraine: Challenging Authoritarianism. Cohosted by APARC’s Japan Program, the Yomiuri Shimbun, and the Asia Pacific Initiative, the conference was held on January 16, 2023 at the International House of Japan (IHJ) in Tokyo. It examined paths to addressing autocratic challenges to democracy and offered recommendations for coordinated deterrence in the Indo-Pacific region by the United States and its allies.

The forum included two sessions with Freeman Spogli Institute (FSI) experts. The first session, moderated by Ken Jimbo, IHJ managing director and API president, featured panelists Oriana Skylar Mastro, FSI center fellow at APARC, and Michael McFaul, the director of FSI. They examined the fallout of the war in Ukraine, the risks of a Taiwan crisis, and their implications for security in East Asia, including Japan. The second session, moderated by Kiyoteru Tsutsui, the deputy director of APARC and director of the Japan Program, featured panelists Larry Diamond, Mosbacher Senior Fellow in Global Democracy at FSI, and Francis Fukuyama, Olivier Nomellini Senior Fellow at FSI. They considered the war in Ukraine and the tensions over Taiwan against the struggle to bolster the liberal international order.


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Military Miscalculations, Economic Dislocations

McFaul opened the first session by reviewing some of the lessons from the war in Ukraine. The international community underestimated the Ukrainian military, he said. Putin, however, miscalculated the response of the United States and NATO, on the military side, and the scope of the sanctions the global community of democratic states, including Japan, would be willing to impose on Russia, on the economic side. 

It turned out, noted McFaul, that it was possible to reduce drastically Russian oil and gas coming into Europe, and Russia today has significantly fewer resources to fight Ukraine than it had anticipated. “I think it is very important to look at just how much economic dislocation happened with Russia, a country that was not integrated into the global economic world in the same way that China is,” McFaul said. He pointed out that the international community might also be underestimating the political pressure and dislocation that will erupt if, unprovoked, China invades Taiwan. “It will have very deep economic consequences for the Chinese economy,” said McFaul.

It is important to remember that the international community did not make credible commitments to deterring Russia before 2022, McFaul noted. In the case of China, he emphasized the imperative of considering concrete ways to enhance deterrence against a Chinese invasion of Taiwan before military action begins. 

Rethinking Defense and Deterrence

China, however, is not easily deterrable, as Mastro explained in her following remarks. President Xi has been clear from early on that enhancing China’s role on the international stage would be a key part of the Chinese Communist Party’s agenda. Taiwan is a top priority issue in the Chinese Communist Party’s long-term thinking, said Mastro. She reminded the audience that at the recent CCP Congress, President Xi reaffirmed that China will not rule out using force to bring Taiwan under its control. He also elevated Party members with extensive expertise in the joint operational domain and with Taiwan contingencies to the Central Military Commission, the Chinese top decision-making body for military affairs.

I am convinced that if Japan were to commit to fighting with the United States in this contingency, that would be enough to deter China.
Oriana Skylar Mastro

How, then should the United States and its allies approach the question of deterring China? Mastro emphasized three conditions that U.S and Japanese defense policy must meet.

First, whatever the United States and Japan do in the defense realm must have an operational impact. For example, U.S. carriers will do nothing to prevent China from taking Taiwan in a wartime scenario, Mastro argued. “And along those lines, from the Japanese point of view, enhancing defense of the Senkaku Islands does nothing to deter China from taking Taiwan unless Japanese operations are going to be involved directly in stopping a Chinese invasion of Taiwan.”

The second condition is that China has to know about any defense changes the U.S. and its allies are making. For instance, if, in peacetime, there is no indication that the Japanese military is engaging in Taiwan Strait transits with the United States and the Chinese do not know about such activities, then they do not enhance deterrence.

Third, deterrence must happen before a war starts. It may seem an obvious point, but if the prevalent view is that, for example, the Japanese public will support the United States once a conflict over Taiwan erupts, then this approach does not deter China. “We have to let the Chinese know now that there is such support,” Mastro stated.

One issue China is concerned about, Mastro noted, is widening a Taiwan contingency. “China only wins Taiwan if the war is short, geographically limited to Taiwan, and only involves the United States, potentially in Taiwan,” she explained. “So I am convinced that if Japan were to commit to fighting with the United States in this contingency, that would be enough to deter China.”

Ultimately, the question before the United States and its allies is: “Do we want a happy China that is undeterred or an unhappy China that's deterred,” Mastro concluded. “Those are our only two options.” Deterrence is expensive and requires tradeoffs, but one thing that is costlier than deterrence is a major war, she emphasized.

“Let’s start thinking about how to actually change the environment with the sense of urgency that we need, because my biggest fear is that we're going to find ourselves in a major war with massive cost,” she urged the audience. There will be sacrifices to make, but the alternative, in Mastro's view, is worse.

Opportunities and Perils for Democracy

In the second session of the conference, panelists Larry Diamond and Francis Fukuyama examined the war in Ukraine and the tensions over Taiwan from the lens of democratic decline and its implications for the liberal international order.

Democracy has been in a global recession for most of the last two decades, yet the picture is not as bleak for democracies as it was just two or three years ago, said Diamond. In the United States, reforms at the state level have occurred, election deniers took control of Congress seats by a much smaller margin than predicted before the 2022 midterms, and extreme election deniers in crucial swing states were virtually defeated. Meanwhile, on the international stage, 2022 spotlighted autocrats’ inevitable shortcomings. In Russia, Putin has catastrophically miscalculated the war in Ukraine. In China, Xi has massively mismanaged the COVID pandemic, and the country’s economic growth is severely impaired.

It's going to be very important that the people of Taiwan see that they're not alone, that the democracies of the world — not just the United States and Japan but Australia and Europe — are with them; it will increase their will to fight.
Larry Diamond

Fukuyama said he was encouraged by the democratic solidarity shown in response to the war in Ukraine, especially in Europe, within NATO, and in Japan. Germany’s and Japan’s decisions to increase their defense budgets have been remarkably reassuring signals of strength among democracies, he noted.

But we sometimes forget that many countries in the Global South and elsewhere do not buy into this narrative, cautioned Fukuyama. Among the big disappointments in this regard is India, he stated, which raises the question of whether the issue at stake is indeed a battle between democracy and authoritarianism.

Indeed, democracies still face intractable challenges, Diamond explained. These include the corrupting influence of dirty money around the world, the trends of de-industrialization and hollowing out of the working class in advanced democracies, and social media, which Diamond sees as the single biggest driver of democratic decline. “I cannot tell you how much damage social media has done to destroy the social fabric of Truth and credibility and polarize society into tribal camps who don't have the same facts,” he said. “We have not found a way to temper that impact and win the battle For Truth.”

Taiwan and Deterrence

When it comes to the question of Taiwan, Diamond says he is worried. “There is going to be a PRC military invasion of Taiwan, probably in this decade, unless it is deterred,” he said. The three most crucial actors in deterring China are Taiwan, the United States, and Japan, he explained. Successful deterrence must involve coordination among all three in multiple arenas — from military cooperation to increased defense capacity and preparedness to impose such heavy costs in response to a Chinese invading force that will change Xi’s calculus.

Diamond observed that democracy is about uncertainty, of which there is now plenty in Taiwan as it looks ahead to a January 2024 contentious presidential election. Diamond’s prediction is that "China will intervene however it thinks it can” in Taiwan’s upcoming presidential election, as Xi would certainly prefer to pick up the island peacefully than by force, he said. “I think it's going to be very important that the people of Taiwan see that they're not alone, that the democracies of the world — not just the United States and Japan but Australia and Europe — are with them; it will increase their will to fight.”

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Michael McFaul, Oriana Skylar Mastro, Ken Jimbo, Kiyoteru Tsutsui, Larry Diamond, and Francis Fukuyama speaking at the Yomiuri Conference, Tokyo.
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At the Yomiuri International Conference, Freeman Spogli Institute scholars Larry Diamond, Francis Fukuyama, Oriana Skylar Mastro, Michael McFaul, and Kiyoteru Tsutsui examined lessons from the war in Ukraine, the risks of a crisis over Taiwan, and the impacts of both geopolitical flashpoints for defending democracy and for a coordinated approach to deterrence in the Indo-Pacific.

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This article originally appeared in the Korean daily newspaper Munhwa Ilbo on January 2, 2023. It was translated from Korean by Raymond Ha.

In an exclusive interview for the Munhwa Ilbo, Stanford University professors Gi-Wook Shin and Francis Fukuyama had a conversation on a wide range of topics including the war in Ukraine, U.S.-China competition, and North Korea policy.

The world faces a crisis of political leadership as each country pursues its own interests. Fukuyama stressed the importance of robust international institutions, instead of relying solely on great leaders. He pointed to NATO and the U.S.-Korea alliance as examples of institutions that uphold the liberal international order. In terms of the U.S.-China competition, he said without hesitation that “a democracy like Korea…has to make the decision that it is going to be on the side of democracy.” Fukuyama also noted that in the event of an armed confrontation over Taiwan, Korea would almost certainly be pulled in, given the significant U.S. military presence there. He was skeptical about prospects for progress over North Korea, pointing to the long history of failed negotiations and the lack of viable alternatives. “Not every problem has a solution,” he said.

Gi-Wook Shin, who led the interview, observed that the global decline of democracy appears to have hit a turning point, “although it’s too early to say if there will be a rapid recovery…or a more gradual shift.” As for the state of democracy in the United States, he said, “We will have to wait and see what happens in the 2024 presidential election.” Even though Trump’s political influence may be weaker, he observed, “pro-Trump forces are still part of the system.” In terms of Korea’s foreign policy, Shin emphasized that Seoul “should take [the Taiwan] problem much more seriously.” A crisis in the Taiwan Strait “could become the biggest challenge for the Yoon administration’s foreign policy, not North Korea,” and domestic polarization over China policy is one issue that could threaten to “become extremely controversial.”

The interview was held in-person for one hour at Stanford on December 8, 2022, with a follow-up interview held over the phone on December 27.  


[Gi-Wook Shin] Let’s start by looking back on 2022. How would you summarize this year?

[Francis Fukuyama] I think 2022 was a very good year, where we may have bottomed out in this global move away from democracy and toward authoritarian government. The year really started out in February with the Russian invasion of Ukraine, which looked very, very threatening. China was on a roll. It looked like they were beating everybody in terms of COVID policy. Then, by the end of the year, the Russians got completely bogged down. China experienced mass protests, and there were protests also in Iran. In America’s elections on November 8, all the pro-Trump forces failed to make gains and, in fact, lost almost everywhere. I think that maybe we will look back on 2022 as the year when this democratic recession that has been going on for over 15 years finally bottomed out.

[GWS] I agree, although it’s too early to say if there will be a rapid recovery toward democracy or a more gradual shift. In the United States, we will have to wait and see what happens in the 2024 presidential election. Former President Trump may be weaker politically, but pro-Trump forces are still part of the system. As for the Ukraine war, many people thought Russia would win quite easily, but now it looks like they are struggling. It’s a big question, of course, but how do you think the war will be remembered in history?

[FF] I think that it is going to be remembered as one of the biggest strategic mistakes made by a great-power leader in a very long time. I think that the mistake is directly due to the nature of the political system. You remember that Vladimir Putin was sitting at the end of this 25-foot table with his defense minister because he was so afraid of COVID. He was extremely isolated during the whole pandemic, and he had already isolated himself in a political system where he doesn’t face checks and balances. That kind of decision-making system makes you prone to make even bigger mistakes, because you don’t have other people to test your ideas against. He was completely uninformed about the degree to which Ukraine had developed a separate national identity and that the Ukrainian people were willing to fight for it. He didn’t have any idea how incompetent his own army was. If he had been in a more democratic country that required him to share power with other people, I don’t think he could have made that kind of mistake.

 

The most important thing is the breakdown of the Chinese economic model. For the past decade, the Chinese model has been to pump a huge amount of money into the real estate sector. That model is collapsing. The other big problem is that they don’t have economic growth anymore.
Francis Fukuyama

[GWS] Putin is struggling, as you said. There are a lot of problems in China, but Xi Jinping secured a third term. Authoritarian leaders elsewhere still hold power. By contrast, I don’t think President Biden has shown powerful leadership at home or globally. I don’t see any strong political leaders in the U.K., France, or Germany either.

[FF] I think that although Xi Jinping may succeed in stabilizing the situation in China with the protests over COVID in the short run, he is in a lot of trouble. He was creating all this social instability with the zero-COVID policy. Now that they’ve started to relax it, I think the number of cases and deaths is going to go up very dramatically, but I don’t think they’ve got much of a choice. I think this has probably damaged the people’s sense of Xi’s authority and legitimacy, and I’m not sure he can recover from that.

The most important thing is the breakdown of the Chinese economic model. For the past decade, the Chinese model has been to pump a huge amount of money into the real estate sector. That model is collapsing. The other big problem is that they don’t have economic growth anymore. Some economists think that they’re actually in a recession, with negative growth. This is like what Japan went through in the 1990s. So much of the Chinese government’s legitimacy has been based on having extremely high growth rates, and that period is over. I don’t see how they get it back, and they certainly won’t by inserting the state into every economic decision and controlling their high-tech sector. Their population is shrinking now. I’m not sure that Xi Jinping, in the longer run, is actually going to look like a very effective leader.

[GWS] But in the short term, say the next three to five years, won’t authoritarian leaders be powerful in comparison? Just as “America First” shows, some say there is a crisis of political leadership among Western democracies, including the United States, the United Kingdom, France, and Germany.

[FF] I think that apart from President Zelenskyy in Ukraine, we don’t see any really inspiring leaders in Germany or France or the United States. On the other hand, the nice thing about democracy is that it’s an institutional system for managing change. Biden has turned 80, and Trump himself is in his upper 70s. The leadership in Congress and the Democratic Party are all elderly, but they’re all about to change. In the next election cycle, there is going to be a whole new generation of people that are up-and-coming. I don’t think you need a charismatic leader with great vision, necessarily, to run any of the countries you mentioned.

[GWS] Another question is if the United States can provide global leadership. When Trump was defeated, there was a strong expectation for the Biden administration to restore global order and to do much better than its predecessor. I’m not sure whether that’s happening.

[FF] Again, I think that’s why you want to have international institutions rather than being dependent simply on leaders. This gives an institutional basis for continuity in policy. There are all of these alliance structures, like NATO. People thought that NATO was obsolete and was going to go away. It has actually proved to be very durable. The United States has security ties with Korea and Japan that also are quite old, but they’re still durable. It’s interesting that the authoritarian countries have not been able to create anything comparable to that set of alliances. There is the Shanghai Cooperation Organization (SCO), but all the Central Asian states don’t want to be part of this China-Russia dominated organization. We can’t just depend on great leadership.

Korea should proactively participate in upholding and creating an international order that facilitates a resurgence of democracy. Korea has not really played this role before, but with the 10th largest economy in the world, it is now in a position to play a positive role.
Gi-Wook Shin

[GWS] To add on to that, I think Korea should proactively participate in upholding and creating an international order that facilitates a resurgence of democracy. Korea has not really played this role before, but with the 10th largest economy in the world, it is now in a position to play a positive role.

[FF] There is a set of values that underpin America’s alliances, both in Asia and Europe. Throughout the whole Cold War, the Soviet Union never actually invaded a Western democracy, but that’s what Russia did. NATO has suddenly become very relevant once more. I think that both in Korea and Japan, there is also recognition of a comparable challenge from an authoritarian China. Unless all democracies work together and show solidarity with one another, they could be picked off by these two authoritarian powers.

[GWS] There is a lot of debate about whether China is going to invade Taiwan or not. I have a two-part question. First, could the situation in Ukraine reduce the possibility of China invading Taiwan? Second, if China still invades nevertheless, what should Korea do? This is a difficult question for Korea. It cannot say no to the United States as a military ally, but at the same time, it cannot antagonize China. I think this is the most difficult question for Korea at the moment.

[FF] This is a difficult question for the United States because it’s not clear that Congress or the American people actually want to go to war with China in order to save Taiwan. I think if you ask them a polling question stated like that, probably a majority would say, “No, we’re not going to send our troops to die.” But I think it’s likely that the United States will get dragged into such a conflict one way or the other. Among other things, the Chinese would probably have to preempt some of the American forces that are in the theater. American military personnel will get killed as the Chinese attack unfolds, and I think there will be a lot of political pressure to help Taiwan.

[GWS] How much can the United States be involved? Some in Korea are skeptical that Washington will step in.

[FF] This is really the problem. During the Cold War, we had a good idea of what a war would like look like if it actually happened. The military planning was very concretely designed against certain types of escalation. With China, we don’t have a clear set of expectations for what escalation would look like. It could just start with a Chinese invasion. It could start with a blockade. It could start with something in the South China Sea. It could actually start on the Korean Peninsula, with North Korea doing something. If it happens, it’s going to be much more devastating than the war in Ukraine. So much of global production comes out of Asia, and there’s a strong incentive not to let things get out of hand. Whether we have the wisdom to do that is not clear. I also think that people’s expectations and opinions will change once the conflict begins. The moment people see cities being bombed, they will change their minds.

Francis Fukuyama conversing in Gi-Wook Shin's office at Stanford University.
Francis Fukuyama. | Kim Namseok/Munhwa Ilbo

[GWS] I also think that a conflict over Taiwan would affect the American people more directly than what is happening in Ukraine. What’s your view on how seriously Korea should be taking this possibility?

[FF] It is likely enough that it is absolutely important for everyone to take it seriously and plan against it. What you want to do is deter China from taking any military action against Taiwan. They’re not going to be deterred unless they see that there’s a response on the other side that is going to raise the cost for them. That’s not going to happen unless people take the scenarios seriously and start thinking about concrete ways that they could help Taiwan or stymie any kind of Chinese attack. I think it is very important for Korea to think this through and think about ways they could support Taiwan and be part of a larger alliance that can push back against China.

[GWS] I keep telling my friends and colleagues in Korea that they should take this problem much more seriously. Taiwan could become the biggest challenge for the Yoon administration’s foreign policy, not North Korea. China policy has become an extremely divisive partisan issue in South Korea, and it could tear the country apart. What advice would you have for President Yoon?

[FF] There’s two things. First is the rhetorical position. Korea should make its position clear in advance that it would oppose Chinese military action and would support the United States, for example. Korea is going to get dragged into this because so much U.S. military equipment is in Korea, and that is going to be moved in closer to the theater. I think making that position clear in advance is important.

The other thing that’s been very clear from the Ukraine war is that democracies are not prepared for an extended conflict. Everybody is running out of ammunition in Europe and the United States is running low on certain types of ammunition. The Ukrainians have used so much of it just in the 10 months they have been fighting. I think that any high-intensity conflict in East Asia is also going to be very costly in terms of supplies. South Korea is in a better position than other countries because it has been preparing for a North Korean attack for decades. Everybody needs to be prepared for an extended conflict. It may not be over in 48 hours.

[GWS] Koreans are quite nervously watching the ongoing escalation of tensions between the United States and China. In the past, the paradigm was “United States for security, China for the economy” (an-mi-gyeong-joong). Now, security and the economy are linked together. The Yoon government is promoting the strengthening of the alliance with the United States, but South Korea faces the fundamental problem of how to position itself as U.S.-China tensions escalate. Do you have any wisdom for Korea?

[FF] I don’t know if it’s wisdom, but I think Korea needs to take a clearer position. Under the previous government, there was a belief that Korea could somehow be halfway between China and the United States. That’s just not a tenable position. The tension between the United States and China has really been driven by China ever since 2013, when Xi Jinping took power. China has become a much more severe dictatorship internally, and it has become much more aggressive externally. You see the influence of the Belt and Road Initiative and the militarization of the South China Sea. In the last 10 or 15 years, China has been picking fights with India, Japan, Korea, and all of Southeast Asia over territorial issues. They built the size of their military much more rapidly than any other great power in that period of time. As a result, the United States and other countries have simply reacted to this. I think that a democracy like Korea cannot pretend that it is somehow in between the United States and China. It has to make the decision that it is going to be on the side of democracy.

[GWS] I agree that an-mi-gyeong-joong is now obsolete, but I think that South Korea must be more sophisticated in its response. As they say, the devil is in the details. On the economy, Seoul can actively work with Washington on areas closely related to security, but it can still partner with Beijing on sectors that are not. There can be a fine-tuned policy.

I now want to ask about North Korea and U.S. policy. I have been saying that the Biden administration policy is one of “strategic neglect,” not the “strategic patience” of the Obama administration. Kim Jong-un keeps testing missiles and provoking, and South Koreans are puzzled by the lack of response from Washington. Why is that? Is it because all the attention is on Ukraine and China?

[FF] Not every problem has a solution, and I don’t think this problem has a solution. You could use diplomacy. You could use military force. You could use deterrence. There are a limited number of possible approaches, and I think none of them are going to work. There has been a long history of negotiation. That has not worked. I think confrontation is not going to work. I think preemption is certainly not going to work. I just don’t think there’s a good solution, so we’ve ended up with trying to ignore the problem by default. Part of the reason North Korea is launching all of these missiles is that they want people to pay attention to them. Ignoring the problem is not much of a solution either, but it’s not as if there is a better solution.

[GWS] I agree with you that for many people in government, North Korea has been a hot potato. You don’t want to touch it because there is no clear solution, and it won’t help your career. But if we just ignore the problem, then five years later it’s going to be worse. What kind of North Korea are we going to face in five or ten years?

[FF] Everybody has been hoping that something would happen internally. It’s fine to think that, but it’s also not taking place. That said, Kim Jong-un is obese and unhealthy. Who knows what might happen?

We've had four elections now where [Trump] was playing a major role in the Republican Party. In three of those elections, he really hurt his own party. He can stir up a third of the electorate that loves him, but it’s never enough to win an election, especially in a swing state.
Francis Fukuyama

[GWS] Let’s now turn to domestic politics here in the United States. I think many Americans were relieved by what happened in the midterm elections last month. Trump’s influence was much more limited than what people thought. But he’s still there, and he’s likely to run again. I think he is still a strong candidate for the Republicans.

[FF] He declared his candidacy, but I think that he is declining very rapidly in influence. We have had four elections now where he was playing a major role in the Republican Party. In three of those elections, he really hurt his own party. He can stir up a third of the electorate that loves him, but it’s never enough to win an election, especially in a swing state. I think he’s gotten crazier in recent months. He is doing so many self-destructive things, having dinner with neo-Nazis and repeating all these conspiracy theories. These are things that no rational candidate would do. The Republicans are going to want somebody that can actually beat the Democrats, and I don’t think it’s going to be him.

[GWS] You don’t expect a rematch between Biden and Trump in 2024?

[FF] This gets into a technical issue, but the Republican primaries are mostly winner-take-all primaries. Any candidate that can get 30% of the vote is likely to be nominated. If you have a Republican field that has several people competing, they may split the alternative vote and Trump may end up winning. I think he still has a good chance of being the Republican nominee. If you’re a Democrat, that’s not the worst thing in the world. It is probably easier to run against Trump than a more normal Republican candidate.

[GWS] Two years is still a long time in politics. You said that Trump is likely to be nominated. Would Biden also run again?

[FF] I think that Biden is going to run again. Part of the problem is in the Democratic Party. It’s not clear who the successor would be. There are a lot of potential new-generation politicians, but I don’t think any of them has enough presence and attention that they can clearly take over the mantle to run as the Democratic candidate. If there is a rematch, I think Biden will win.

[GWS] Now to South Korea. Last June, I did some interviews advocating a parliamentary system, and they received good attention. There is still a lot of hesitancy among Koreans, though. I think there are a few reasons. The first is that we need a strong presidential system to deal with North Korea. There’s no stability if the prime minister keeps changing. Second is that it may drive politicians closer to big business (chaebol) because there’s less direct accountability. What would you suggest for South Korea in terms of institutional reform?

[FF] There are several possibilities even short of a parliamentary system. You can coordinate the presidential and parliamentary terms. It’s still the case that the president has a five-year term, but the legislature is on an even-year term. If you want to have strong government, you need a president that has majority support in the legislature. If they get elected simultaneously on a regular basis, you’re more likely to see strong leadership emerge. In a presidential system, the legislature itself is a check against the president. If you don’t have a strong majority in the legislature, you can’t do anything.

[GWS] That is what is happening right now in Korea.

[FF] In a parliamentary system like the British one, if you have a majority in parliament, you can do what you want. I think the presumption that somehow a presidential system is inevitably stronger than a parliamentary system is not historically correct.

[GWS] Is a parliamentary system maybe one solution to political polarization?

[FF] Sometimes a parliamentary system will have that effect, but the kind of plurality voting system that we have in the United States and in Britain tends to promote polarization. To the extent that you make it possible for third parties to run, that’s probably a better system. If you have more parties and it becomes harder to get a majority in the legislature, that forces coalitions and some degree of power sharing.

Francis Fukuyama 2022

Francis Fukuyama

Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies, Director of the Ford Dorsey Master’s in International Policy, and Professor by Courtesy, Department of Political Science
Full Biography
Gi-Wook Shin

Gi-Wook Shin

Senior Fellow at the Freeman Spogli Institute for International Studies, Professor of Sociology, William J. Perry Professor of Contemporary Korea, Director of the Shorenstein Asia-Pacific Research Center, and Director of the Korea Program
Full Biography

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Gi-Wook Shin and Francis Fukuyama at Encina Hall, Stanford, in conversation.
Gi-Wook Shin (L) and Francis Fukuyama.
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A Conversation with Francis Fukuyama on the Challenges of a Changing Global Order

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Bernard and Susan Liautaud Visiting Fellow, 2022-2023 & 2023-2024
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Former President of Mongolia Elbegdorj joined the Freeman Spogli Institute for International Studies (FSI) and the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) in 2023 as Bernard and Susan Liautaud Visiting Fellow from February 2023 to July 2023, and from November 2023 to April 2024, after a career in public service to Mongolia as a Member of Parliament, Prime Minister, and President. Currently, Mr. Elbegdorj is continuing his work to improve public policy, governance, and democracy through the Elbegdorj Institute, a think tank he founded in 2008. Mr. Elbegdorj holds a Master of Public Administration from Harvard University John F. Kennedy School of Government (2002) and Bachelor’s Degree in Journalism from Land Forces Military Academy of Lviv of former USSR (1988).

While at Stanford, his focus included democracy, disarmament, and governance across Asia.

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The Walter H. Shorenstein Asia-Pacific Research Center (APARC), Stanford University’s hub for interdisciplinary research, education, and engagement on contemporary Asia, invites nominations for the 2023 Shorenstein Journalism Award. The award recognizes outstanding journalists and journalism organizations with outstanding track records of helping audiences worldwide understand the complexities of the Asia-Pacific region. The 2023 award will honor a recipient whose work has primarily appeared in Asian news media. APARC invites 2023 award nomination submissions from news editors, publishers, scholars, journalism associations, and entities focused on researching and interpreting the Asia-Pacific region. Submissions are due by Wednesday, February 15, 2023.

Sponsored by APARC, the award carries a cash prize of US $10,000. It alternates between recipients whose work has primarily appeared in Asian news media and those whose work has primarily appeared in American news media. The 2023 award will recognize a recipient from the former category.

For the purpose of the award, the Asia-Pacific region is defined broadly to include Northeast, Southeast, South, and Central Asia and Australasia. Both individual journalists with a considerable body of work and journalism organizations are eligible for the award. Nominees’ work may be in traditional forms of print or broadcast journalism and/or in new forms of multimedia journalism. The Award Selection Committee, whose members are experts in journalism and Asia research and policy, presides over the judging of nominees and is responsible for the selection of honorees.

An annual tradition since 2002, the award honors the legacy of APARC benefactor, Mr. Walter H. Shorenstein, and his twin passions for promoting excellence in journalism and understanding of Asia. Over the course of its history, the award has recognized world-class journalists who push the boundaries of coverage of the Asia-Pacific region and help advance mutual understanding between audiences in the United States and their Asian counterparts.

Recent honorees include NPR's Beijing Correspondent Emily Feng; Burmese journalist and human rights defender Swe Win; former Wall Street Journal investigative reporter Tom Wright; and the internationally esteemed champion of press freedom Maria Ressa, CEO and executive editor of the Philippine news platform Rappler and winner of the 2021 Nobel Peace Prize.

Award nominations are accepted electronically through Wednesday, February 15, 2023, at 11:59 PM PST. For information about the nomination procedures and to submit a nomination please visit the award nomination entry page. The Center will announce the winner by April 2023 and present the award at a public ceremony at Stanford in the autumn quarter of 2023.

Please direct all inquiries to aparc-communications@stanford.edu.

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Sponsored by Stanford University’s Shorenstein Asia-Pacific Research Center, the annual award recognizes outstanding journalists and journalism organizations for excellence in coverage of the Asia-Pacific region. News editors, publishers, scholars, and organizations focused on Asia research and analysis are invited to submit nominations for the 2023 award through February 15.

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Shorenstein APARC's annual report for the academic year 2020-21 is now available.

Learn about the research, publications, and events produced by the Center and its programs over the last academic year. Read the feature sections, which look at APARC's research on democratic decline in South Korea, the continuing crisis in Myanmar, and U.S.-China tensions; learn about the research our postdoctoral fellows engaged in; and catch up on the Center's policy work, education initiatives, and policy outreach. Download your copy or browse below:

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Gi-Wook Shin
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This essay originally appeared in Korean on June 16 in Sindonga (New East Asia), Korea’s oldest monthly magazine (established 1931), as the third in a monthly column, "Shin’s Reflections on Korea." Translated by Raymond Ha. A PDF version of this essay is also available to download.


“I voted for Yoon Suk-Yeol because I just couldn’t vote for Lee Jae-Myung. Do you think Yoon will be a good president?”

“Well, it’s only been a month since he entered office. We should wait at least a year to see how he does.”

When I visited Korea this June, I had this exchange while speaking with friends. Like these friends, there are many Koreans who cast their ballots for Yoon to oust the Democratic Party of Korea (DPK) from power, even though they did not necessarily approve of Yoon. They achieved their goal, and the conservatives regained the presidency. However, these voters looked upon the Yoon administration with a mixture of hope and trepidation.

Their fears were realized only a month later, in late July. The ruling People Power Party (PPP) became paralyzed by an internal power struggle. A mere two months after entering office, Yoon’s approval ratings plummeted below 30%. Some polls even indicate that over half of voters would choose Lee Jae-Myung if the election were to be held again.

There is an uncanny resemblance to the early days of the Biden administration. The conversations I had with my Korean friends in June are reminiscent of those I had with friends in the United States soon after Biden entered the White House. They confessed that they voted for Biden because they could not support Trump, and they were both worried and hopeful about the new administration. Their concerns began to materialize during Biden’s first year in office. Despite a slight rebound in the past two months, Biden’s approval rating remains in the 40s. Those in Democratic circles openly voice their fears about losing both the House and the Senate in November’s midterms.

 
Biden and Yoon could not be more different in terms of ideological orientation or political experience. Nonetheless, they find themselves in a similar political predicament.
Gi-Wook Shin

Just as in Korea, there have been polls in the United States that show that more Americans would vote for Trump than Biden if the election were to be held today. The former president is poised to make another run for the White House in 2024, as the FBI continues its investigation into his potential mishandling of classified documents.

Biden and Yoon could not be more different in terms of ideological orientation or political experience. Nonetheless, they find themselves in a similar political predicament. How can we explain this state of affairs? Some would emphasize the effect of catastrophic events beyond any leader’s control, like the COVID-19 pandemic. Others stress the role of structural factors, including political polarization. Critics in Korea and the United States point to policy failures and shortcomings of political leadership, while both Biden and Yoon insist that their respective predecessors left behind daunting challenges. This essay examines each of these factors as it explores the path ahead for President Yoon Suk-Yeol, who recently marked his 100th day in office.

Is Yoon Korea’s Trump?

Before comparing Yoon with Biden, however, it is necessary to first address another frequently mentioned comparison—that of Yoon with Trump. In the months leading up to Korea’s presidential election this March, foreign journalists and observers often asked if Yoon could be understood as a Trump-like figure in Korean politics. To be sure, there is an overlap: a lack of political experience, strong anti-China rhetoric, and anti-feminist attitudes. Yoon’s unwillingness to foster diversity calls to mind Trump’s white supremacist rhetoric.[1] Both are perceived as “strongmen” who forcefully achieve their goals by any means, not skilled politicians who foster compromise through negotiation. Moreover, both are known for their blunt manner of speaking and their anti-pluralist rhetoric.[2]

However, the differences between the two are arguably more salient. Trump’s doctrine of “America First” rejected an international order built on multilateral cooperation. He showed no hesitation in openly pressuring longstanding allies like Japan and Korea. In contrast, Yoon has voiced support for the liberal international order and has emphasized the importance of the U.S.-Korea alliance. Furthermore, Trump has shown little regard for the rule of law. Instead of condemning those who attacked the Capitol on January 6, 2021, Trump still claims that the election was fraudulent. Yoon, who was trained as a lawyer, has consistently emphasized the rule of law.

Trump was rejected by the Republican establishment as a political maverick. Yoon, on the other hand, is the embodiment of Korea’s elite. He graduated from the Department of Law at Seoul National University, which is regarded as Korea’s most prestigious university. He then became a prosecutor and rose to the position of prosecutor general, overseeing one of Korea’s most powerful institutions. If anything, Yoon brings to mind a different Republican president: George W. Bush.

Yoon and George W. Bush: Striking Similarities

Bush and Yoon both grew up in upper-middle-class households and graduated from prestigious universities. Bush’s father served as president from 1988 to 1992, while Yoon’s father taught at Yonsei University as a professor of applied statistics.[3] Despite their affluent backgrounds, both faced troubles during their youth. Bush struggled with alcohol and was once arrested for a dui violation. He also suffered defeat in his first attempt to run for Congress in 1978. Yoon failed the state bar exam eight times and succeeded on his ninth attempt, only to be relegated to less important positions multiple times in his prosecutorial career for his uncompromising stance in politically sensitive investigations.[4] Bush and Yoon have both overcome difficulties, and they also cultivated down-to-earth, approachable personas as politicians.

The similarities do not end there. As president, Bush and Yoon both relied heavily on well-established figures in the conservative mainstream when making appointments to key positions. Bush chose Dick Cheney, who served as secretary of defense during his father’s administration, to be his running mate. Donald Rumsfeld, who led the Pentagon under President Ford, was once again appointed to the same position. Key figures from the Republican national security establishment, including Condoleezza Rice, played a significant role in shaping the Bush administration’s foreign policy.

The Bush administration followed the traditional Republican stance of emphasizing alliances in foreign policy. It pursued market-friendly policies at home and abroad, lowering taxes and entering into free trade agreements with Korea and other countries. Moreover, it pushed ahead with the invasion of Afghanistan and Iraq and labeled North Korea as part of the “axis of evil,” along with Iraq and Iran. In doing so, the Bush administration raised political tensions by pursuing a so-called ABC policy (“anything but Clinton”), seeking to overturn its predecessor’s legacy.

There are striking similarities in the composition and policy orientation of the Yoon administration. Consider its foreign policy team, for instance. Park Jin, a legislator with extensive foreign policy credentials, was appointed as foreign minister. Kwon Young-Se, a former National Assembly member who was the Park Geun-Hye administration’s first ambassador to Beijing, now leads the Ministry of Unification. Kim Sung-Han, a professor at Korea University who was a vice foreign minister during the conservative Lee Myung-Bak administration, is Yoon’s national security advisor. Kim Tae-Hyo, who played a key role in shaping Lee Myung-Bak’s national security policy and subsequently taught political science at Sungkyunkwan University, has returned to government as Yoon’s deputy national security advisor.

 
The Yoon administration is expected to stress the U.S.-Korea alliance and adopt a hardline stance against Pyongyang. Some expect Yoon to pursue a policy of “anything but Moon,” just as Bush proceeded with “anything but Clinton.”
Gi-Wook Shin

Some observers have noted that this team bears a resemblance to the neoconservatives of the Bush administration. The Yoon administration is expected to stress the U.S.-Korea alliance and adopt a hardline stance against Pyongyang. Some expect Yoon to pursue a policy of “anything but Moon,” just as Bush proceeded with “anything but Clinton.”

In assembling his economic team, Yoon has drawn from well-established career civil servants. His prime minister, Han Duck-Soo, entered the civil service in 1970 and later served as minister of finance and prime minister under President Roh Moo-Hyun. Choo Kyung-Ho, who serves as deputy prime minister and the minister of economy and finance, has nearly three decades of experience in economic and financial policy. The Yoon administration has rolled out a package of market-friendly economic policies focused on eliminating red tape, stimulating innovation, and lowering corporate taxes.

There is more than a passing similarity between the composition and policy objectives of the Yoon and George W. Bush administrations. That said, the political trajectory of Yoon’s presidency seems likely to follow that of Biden, not Bush. Unlike Biden, whose approval ratings have steadily declined after entering office, Bush’s ratings soared to 90% following 9/11 and stayed relatively high during the early days of the War on Terror. Bush was re-elected in 2004, but it remains to be seen whether Biden can do the same.

Yoon faces many of the same challenges as Biden: the COVID-19 pandemic, the war in Ukraine, high inflation, and a society riven by ever-worsening political and economic polarization. Both leaders also have to contend with a ruling party that is far from cohesive. Examining the path that the Biden administration has taken over the past 18 months can thus yield important lessons for the political future of the Yoon administration.

An Early Loss of Support

During Trump’s presidency in the United States and Moon Jae-In’s presidency in Korea, commentators often spoke about a crisis of democracy. The conversation has now shifted to focusing on a crisis of political leadership. Those in the United States and in Korea have sought to understand why Biden and Yoon, who each entered office after a hard-won electoral victory, faced difficulties early on in their terms.

As I noted in a previous essay, both presidents won narrow victories in bruising election campaigns marked by unprecedented levels of mudslinging.[5] In both countries, the ruling parties won important victories shortly after the presidential election. Raphael Warnock won a Senate seat in Georgia for the Democratic Party in January 2021, while the PPP swept Korea’s local elections in June 2022. However, those in the United States and Korea who hoped that the new president would overcome the crisis of democracy and return the country to normalcy have so far been disappointed.

Let us first look at the United States. According to a RealClearPolitics average of multiple polls conducted in July and August, nearly 70% of respondents believe that the country is going in the wrong direction. Only 23.2% stated that the country is headed in the right direction.[6] In its own analysis, FiveThirtyEight notes that Biden had the lowest approval rating (38.6%) of any president 18 months after entering office. (By comparison, Trump recorded 42.1% at the same point in his term.) Biden’s ratings have fallen even among African Americans and Latino Americans, who traditionally make up the Democratic Party’s base. Among youth, who overwhelmingly voted for Biden in 2020 (over 60%), the level of support has fallen by half.[7]

A similar trend is now evident in Korea. In terms of the speed and magnitude of the decline, Yoon has fared much worse than Biden. According to a poll of 1,000 respondents conducted by Gallup Korea from July 26 to 28, only 28% expressed support for Yoon’s job performance. In terms of age groups, those in their 30s and 40s showed the lowest level of support at 17%. Even among respondents in the city of Daegu and North Gyeongsang Province, which are conservative strongholds, negative responses exceeded positive responses by 7 percentage points.[8] If there was a difference between Biden and Yoon in this regard, it was in the main reason for the loss in support. Economic troubles created difficulties for Biden, whereas Yoon went against prevailing public opinion by appointing controversial individuals to key posts.

How might we understand the causes of Biden’s political troubles? In the July 20 New Statesman, Adam Tooze writes that “a combination of bad luck, ineptitude, internal divisions, the structures of U.S. politics and the ruthlessness of their enemies has put not only the future of the Biden administration but the republic itself in danger.”[9] One could reasonably classify the pandemic and high inflation as “bad luck.” Beyond this, Tooze largely points to two causes. Political polarization and “the ruthlessness of. . . enemies” are structural factors. On the other hand, “ineptitude” and “internal divisions” pertain to questions of political leadership. It is debatable whether Biden has already “failed,” as Tooze concludes. However, his frame of analysis provides a useful lens for diagnosing the current political situation in Korea.

Extreme Political Polarization

Structural factors have played an important role in the United States. Trump was skilled in using “divide and conquer” to his political advantage. Political polarization in the United States reached unprecedented levels during Trump’s term in office. The 2020 election came down to the wire, with Arizona, Wisconsin, and Pennsylvania playing a decisive role in the electoral college vote. Trump, along with certain segments of the Republican Party, still refuses to concede defeat.

In such a polarized environment, it is difficult for even the most skilled politician to obtain an approval rating exceeding 50%. Major initiatives that require a broad national consensus, such as FDR’s New Deal and Lyndon Johnson’s Great Society, have become virtually impossible. Biden initially pitched “Build Back Better” as a New Deal for the 21st century, but it encountered significant opposition in Congress. Conflicts over the so-called culture war issues, including abortion rights, have further intensified. Edward Luce, the U.S. national editor of the Financial Times, recently warned that “America is two nations barely on speaking terms.”[10]

Second, critics have raised doubts about the effectiveness of Biden’s political leadership at home. While Biden successfully led the Democratic Party to victory in its battle against Trump in 2020, voters did not necessarily see him as the most attractive candidate at the outset. Even though they did not secure the nomination, candidates such as Sanders and Warren, who openly advocated for progressive policies, drew a great deal of support during the primaries. Once Trump had been defeated, the intra-party alliance loosened. It became a daunting challenge to bring together different factions of the Democratic Party into a cohesive whole. I also raised this point in an interview with the Korean press, noting that Biden could face a lame duck period much sooner than expected. In perhaps the most well-known example, the Build Back Better initiative failed to pass Congress not only because of opposition from Republicans, but also because of pushback from Democratic senators Manchin and Sinema.

Although the recently passed Inflation Reduction Act takes meaningful steps related to climate change, many progressive Democrats were deeply unhappy with Biden for failing to keep his promise to act on the issue. Biden’s loss of support among young voters is partly due to economic difficulties, but it is also related to his reluctance to wholeheartedly adopt key elements of the progressive agenda. On the other side, centrist and conservative-leaning figures in the Democratic establishment, including Larry Summers, are criticizing Biden’s economic policies as being too far to the left. Moreover, Biden met with Mohammed bin Salman in July, despite his strong condemnation of the Saudi prince’s human rights record. This meeting was ostensibly for the purpose of persuading Saudi Arabia to increase its oil production. Biden received criticism from both sides of the aisle after failing to achieve this goal.

The United States is experiencing its worst inflation since the 1980s, with persistent concerns about an impending recession. Furthermore, the chaotic withdrawal from Afghanistan and the ongoing war in Ukraine have raised doubts about the effectiveness of U.S. leadership on the world stage. Biden’s response to Speaker Nancy Pelosi’s visit to Taiwan also raised doubts in some quarters. All of these events have led to growing dismay and disappointment among the American public. It is certainly too early to pronounce Biden as a failed president, as Tooze claims in the New Statesman. If anything, the Dobbs decision and the passage of the Inflation Reduction Act appear to have created momentum among core supporters of the Democratic Party ahead of this year’s midterms.

However, the Democratic Party still faces an uphill battle in its bid to retain the White House. The outcome of several ongoing criminal investigations involving the former president remains an open question, but Trump is all but certain to run again in 2024. If Biden fails, then Trump may well return—with profound consequences for America and the international community.

Tooze’s analysis of Biden’s first 18 months has significant implications for Korea. Both the United States and Korea are exposed to external shocks, including the pandemic and high inflation. The two countries also share structural problems, including political polarization and the lack of toleration and compromise among political actors.[11] Far from steering Korea’s democracy out of troubled waters, Yoon is in danger of losing political momentum altogether due to intra-party strife and incompetence.

Is There a Way Out for Yoon?

Just as Biden has to contend with Trump’s legacy, Yoon also has to deal with everything that Moon Jae-In has left behind. Missteps and complications in economic and foreign policy have surely created a challenge for Yoon, but one cannot keep blaming the Moon administration for ongoing difficulties. The people rendered their judgment when they voted the DPK out of power. Yoon will be judged on his own merits.

 
Biden can rely on a team of trusted aides and advisors. His party also controls both houses of Congress. Yoon, however, is still a newcomer to politics, and the opposition party commands a powerful majority in the National Assembly.
Gi-Wook Shin

In several respects, Yoon finds himself in a much more difficult situation than Biden. With decades of political experience, Biden can rely on a team of trusted aides and advisors with whom he has worked since at least the Obama administration. His party also controls both houses of Congress. Yoon, however, is still a newcomer to politics, and the opposition party commands a powerful majority in the National Assembly. The PPP and the DPK only recently agreed on the division of standing committee chairs, which is required to proceed with a session of the National Assembly.[12] This delay has cost the Yoon administration, which urgently needs support for its legislative priorities.

An approval rating in the 20s only two months into office is a serious warning sign. Every country in the world is being battered by external shocks, but smaller countries like Korea sway more violently when struck by the same wave. President Yoon has rightly said that policies should not waver with every fluctuation in public opinion, but a democratically elected leader must heed the people’s warning. Popular support is a sine qua non for any president.

To find a way out of the current crisis, Yoon must demonstrate leadership as a politician, not as a lawyer or a prosecutor. He must make it a priority to defuse internal strife within the PPP. Like Biden, Yoon was elected as the best candidate to achieve a transfer of power. He was seen, first and foremost, as a leader of disparate political forces who opposed Lee Jae-Myung. There are multiple factions within the PPP that seek to protect their own interests. Yoon’s supporters were united in their opposition to Lee, but it was unclear what they stood in favor of, with no clear goal to coalesce around once the election was over.

The ongoing struggle between Lee Jun-Seok, the suspended chairman of the PPP, and pro-Yoon politicians has taken no one by surprise. President Yoon could have fostered dialogue and compromise, but instead left this conflict to fester. His actions have sometimes exacerbated the situation. One journalist wrote that “Yoon is his own worst enemy.” Yoon must honestly reflect on his role in the ruling party’s crisis and show himself to be a responsible leader with integrity.

Yoon became a politician with a vow to restore fairness and common sense to politics. He also repeatedly emphasized the importance of freedom in his inaugural address. However, it still remains unclear to the Korean people what this means in practice. How does he intend to apply fairness and common sense to his administration’s policies? What concrete steps is he taking to restore and defend liberal democracy in Korea? Even if Yoon and his aides already have something in mind, the Korean people are still waiting for the answers to these questions.

In particular, polls repeatedly indicate that controversial personnel appointments are the main reason behind unfavorable views of Yoon. Put differently, the public believes that Yoon is violating his pledge to apply fairness and common sense when choosing individuals to appoint to key government positions. In the same vein, only criticizing the failures of the Moon administration is not enough to restore and renew Korea’s damaged democracy. The Korean people still await the Yoon administration’s vision for the country, one which would be based on fairness, common sense, and freedom.

How Yoon Can Rebuild Popular Support

Another way out of the current crisis would be to pursue policies that align with the political center. Due to political polarization, no president can hope for approval ratings in the 70s or 80s anymore. For simplicity, let us assume that roughly one-third of Korea’s electorate leans left, a third consists of moderates, and the remaining third is conservative. The most feasible strategy to regain popular support would be to attract around two-thirds of the moderates (22%) in addition to his conservative base (33%), which would yield an approval rating in the mid-50s.

Political polarization is a structural problem that cannot be resolved overnight. Nonetheless, certain steps can be taken to bolster support among moderates. The Yoon administration would do well to keep this in mind as it seeks to implement reforms in education, pensions, and labor policy. The experiences of past governments are instructive in this respect. Kim Dae-Jung entered office in 1998 with a legislative minority, but he joined forces with Kim Jong-Pil’s United Liberal Democrats to build political momentum.[13] Lee Myung-Bak faced a domestic political crisis early on in office, but he was able to regain support by enacting centrist policies that addressed the needs of ordinary citizens.

 
Faulty policies must, of course, be corrected. However, it is excessive and unnecessary to punish those who made a good faith effort to formulate reasonable policies based on the information that was available at the time.
Gi-Wook Shin

Yoon must resist the temptation to pursue “anything but Moon.” The Moon administration openly vowed to “eradicate deep-rooted evils,” rejecting and punishing the policies of its predecessor. Faulty policies must, of course, be corrected. Those who were involved in corrupt or illegal activities should be held to account. However, it is excessive and unnecessary to punish those who made a good faith effort to formulate reasonable policies based on the information that was available at the time. Doing so would make civil servants even more reluctant to do their jobs.

The Moon administration created a task force within every key government agency to pursue its “eradication” agenda. While using the judicial apparatus, it was a politically motivated act to punish those who were involved in the previous conservative administrations’ policy decisions. Yoon must avoid repeating this mistake. He would know better than anyone the pitfalls of going down such a path. Although Yoon was initially part of this effort as a prosecutor, he later became the target of such a political campaign during his time as prosecutor general.

Having a strong base of popular support is critical in conducting foreign policy, an area in which Korea will face formidable challenges. Yoon’s attendance at the NATO summit in Madrid in June demonstrated his resolve to strengthen the U.S.-Korea alliance and uphold the liberal international order. The overarching orientation of Yoon’s foreign policy is commendable. However, managing relations with China will be a demanding task. Yoon’s foreign policy team will soon be put to the test. Pyongyang could engage in a major provocation. Beijing will continue to pressure Seoul to uphold the “three noes” with respect to the THAAD missile defense system.[14] A military clash between China and the United States in the Taiwan Strait is by no means an unlikely possibility. Popular support is critical in responding to any foreign policy crisis. A leader who is weak at home is also constrained abroad.

Finally, Yoon must refrain from turning to the rule of law as the solution to every problem. Respect for laws and principles is a necessary condition for democracy, but it is not a sufficient condition. We have seen all too clearly how the Moon administration weakened Korea’s democracy under the guise of rule of law. Without respect for democratic norms and values and the resolve to defend them, liberal democracy cannot be sustained. To defend freedom, which President Yoon emphasized during his inaugural address, it is vital to show toleration for the other side and forbearance in the exercise of power. He must engage in a sustained dialogue to persuade the people, including the opposition.

In late July, Park Soon-Ae, the education minister, faced intense public opposition after abruptly announcing that the age of entry into elementary school would be lowered from six years to five. She resigned only ten days later. Before pursuing major policy reforms, sufficient time must first be taken to gather a wide range of views through public debate and dialogue. The Yoon administration not only faces a large opposition party, but also must contend with progressive elements of Korea’s civil society. The administration must skillfully conduct negotiations, reconcile opposing views, and foster compromise. The ability to exercise political leadership will be crucial.

In doing so, the administration must acknowledge differences while pursuing shared goals and interests. It is only natural for there to be opposing views in a pluralistic, democratic society. The government must listen to a variety of voices and appoint a diverse group of individuals to key positions. As I noted in a previous essay, ensuring diversity is critical to innovation and organizational effectiveness.[15] Relying heavily on former prosecutors and career civil servants, as the Yoon administration has done, makes it much more difficult for diverse voices and experiences from the full breadth of Korean society to inform policymaking on important issues.

A Global Crisis of Leadership: The Path Ahead for Yoon

We are now experiencing a global crisis of leadership, perhaps as serious as the global crisis of democracy. Trump and Moon are no longer in office, but their respective successors are struggling to unite and lead their countries. In the United Kingdom, the Conservative Party experienced a prolonged leadership vacuum before choosing Liz Truss as the new prime minister. Merkel’s absence is keenly felt in Germany. Macron was re-elected after a difficult election campaign in France, but the ruling party’s approval rating is stalled in the mid-30s. Firm leadership and cohesion among democratic powers—including the United States, the United Kingdom, France, Germany, and Japan—are critical in defending the liberal international order from challenges by authoritarian powers like China or Russia. The current state of affairs is far from encouraging.

Korea is no exception. Its own crisis of leadership is unfolding much more rapidly than those in other major democracies, with serious repercussions. There are structural problems, both domestic and external, that President Yoon cannot immediately resolve. However, it is critical for him to deeply reflect on his effectiveness as a leader so far. If he honestly confronts and learns from his shortcomings and mistakes, the present political crisis could become a turning point. Amidst a global crisis of leadership, Yoon could elevate Korea as a staunch defender of democracy. The choice is his to make.


[1] See, for example, the discussion about the composition of Yoon’s Cabinet in Gi-Wook Shin, “Beyond Representation: How Diversity Can Unleash Korea’s Innovation,” Shorenstein APARC, June 30, 2022. https://aparc.fsi.stanford.edu/news/beyond-representation-how-diversity-can-unleash-korea%E2%80%99s-innovation.
 

[2] This section and the following section expand on a previous discussion of this comparison in Gi-Wook Shin and Kelsi Caywood, “Which Yoon Should Biden Expect at the Upcoming South Korea-US Summit?,” The Diplomat, May 17, 2022. https://thediplomat.com/2022/05/which-yoon-should-biden-expect-at-the-upcoming-south-korea-us-summit/.
 

[3] Together with Seoul National University and Korea University, Yonsei University is widely regarded as one of the most prestigious universities in Korea.
 

[4] The state bar exam was abolished in 2017, as Korea transitioned to a U.S.-style system of law schools. Before 2017, individuals underwent training at the Judicial Research & Training Institute (JRTI) upon passing the bar exam. Only those with the highest grades during this training process could become judges or prosecutors. Although Korean culture stresses seniority by age, the Prosecutors’ Office has an organizational culture that emphasizes the year in which a prosecutor entered the JRTI. Having failed the bar exam eight times, Yoon essentially fell eight years behind his peers and entered the JRTI with individuals who were much younger than him. He also worked under prosecutors who were younger than him. His subsequent demotions set him back even further, until the Moon Jae-In administration appointed him as the head of the Seoul Central District Prosecutors’ Office in 2017 and then as prosecutor general in 2019. The latter appointment was highly unusual, as it skipped five classes at once. Yoon belonged to the JRTI’s 23rd class, while his predecessor as prosecutor general belonged to the 18th class.
 

[5] Gi-Wook Shin, “In Troubled Waters: South Korea’s Democracy in Crisis,” Shorenstein APARC, May 3, 2022. https://aparc.fsi.stanford.edu/news/troubled-waters-south-korea%E2%80%99s-democracy-crisis.
 

[6] “Direction of Country,” RealClearPolitics, accessed September 2, 2022. https://www.realclearpolitics.com/epolls/other/direction_of_country-902.html.
 

[7] Geoffrey Skelley, “What’s Behind Biden’s Record-Low Approval Rating?,” FiveThirtyEight, July 14, 2022. https://fivethirtyeight.com/features/whats-behind-bidens-record-low-approval-rating/.
 

[8] “Daily Opinion no. 505 (4th Week of July 2022)” [in Korean], Gallup Korea, July 28, 2022. https://www.gallup.co.kr/gallupdb/reportContent.asp?seqNo=1314.
 

[9] Adam Tooze, “Why Joe Biden failed,” New Statesman, July 20, 2022, https://www.newstatesman.com/world/americas/north-america/2022/07/adam-tooze-why-joe-biden-failed.
 

[10] Edward Luce, “America is Two Nations Barely on Speaking Terms,” Financial Times, June 8, 2022. https://www.ft.com/content/aa1fe12c-d5a2-4a1a-b6df-70b38894c4fd.
 

[11] See Shin, “In Troubled Waters.”
 

[12] In Korea’s National Assembly, the ruling party and the main opposition party typically divide the appointment of standing committee chairs. For instance, under the agreement between the PPP and the DPK in late July, the ppp appointed the chair of seven standing committees, while the DPK appointed 11.
 

[13] Born in 1926, Kim Jong-Pil graduated from the Korea Military Academy and played a key role in Park Chung-Hee’s coup in May 1961. Kim established the Democratic Republican Party, which was Park’s political base of power during his time as president, and also served as the founding leader of the Korea Central Intelligence Agency. After Korea transitioned to democracy, Kim joined forces with Kim Dae-Jung in 1998 and served as prime minister. This coalition is sometimes referred to as the “DJP alliance,” based on the initials of the two leaders (DJ/Dae-Jung and JP/Jong-Pil). Kim Jong-Pil died in 2018.
 

[14] This refers to China’s three demands: to refrain from deploying additional THAAD batteries, to not participate in the U.S. missile defense system, and to not participate in a trilateral military alliance with Japan and the United States.
 

[15] Gi-Wook Shin, “Beyond Representation: How Diversity Can Unleash Korea’s Innovation,” Shorenstein APARC, June 30, 2022. https://aparc.fsi.stanford.edu/news/beyond-representation-how-diversity-can-unleash-korea%E2%80%99s-innovation.

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How Korea’s New President Can Recover from His First 100 Days of Struggles.

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Gi-Wook Shin
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This essay originally appeared in Korean in the May 2022 issue of Sindonga (New East Asia), Korea’s oldest monthly magazine (established 1931), as the first in a monthly column, "Shin’s Reflections on Korea." Translated by Raymond Ha. A PDF version of this essay is also available to download.


In South Korea, President-elect Yoon Suk-Yeol is preparing to enter office after his victory in the March presidential election. It has been disquieting to observe these events unfold back home from here in California. A new administration will soon begin its term, but I feel more apprehension than hope for the future. In many ways, South Korea in 2022 is remarkably similar to the United States in 2020. Just as the United States experienced a crisis of democracy under the Trump administration, South Korea underwent a democratic recession during President Moon Jae-in’s time in office. The consequences of this decline have been evident throughout the election and the subsequent presidential transition. Will Captain Yoon Suk-Yeol be able to turn the ship around and set South Korea’s democracy on a path to recovery?

This essay seeks not only to evaluate the decline of South Korea’s democracy over the past 10 years from a comparative perspective but also to provide an outside view of the historic tasks facing the Yoon administration as it prepares to set sail.

The United States in 2020, South Korea in 2022

The 2020 U.S. presidential election was a pitched battle between pro- and anti-Trump forces. Similarly, this year’s presidential election in South Korea was marked by extreme confrontation between supporters and opponents of the Moon administration. From the outset, there was no room to discuss substantive issues or competing policy visions. In both cases, a coalition of opposition forces won a narrow victory after a bruising election campaign. Joe Biden and Yoon Suk-Yeol were nominated as candidates not necessarily because they provided new visions or possessed appealing leadership qualities, but rather because they were regarded as the best people to achieve a transfer of power. Moreover, the entire election campaign was marred by vicious mudslinging in both countries. Instead of discussing a blueprint for the future, there was a focus on rendering a political judgement on the incumbent. Trump left office after a single term, and Korea’s Democratic Party (KDP) handed over the reins of power to the opposition People Power Party (PPP) after only five years.

The second similarity is that South Korea’s ruling party had been expected to comfortably win the election, as was the case for Trump. At the beginning of 2020, Trump was widely favored to win a second term, while the Democratic Party was in disarray as multiple contenders vied for the candidacy. The sudden onset of the COVID-19 pandemic then shifted the political winds against Trump, who was defeated by opposition forces under Joe Biden’s leadership. In Korea, the ruling KDP appeared to be on course to retain the presidency after a string of decisive victories in the 2018 local elections and the 2020 legislative elections. Some even anticipated that the KDP could hold power for twenty years.[1] However, policy failures on pocketbook issues, including skyrocketing housing prices, coupled with the double standards and moral failures of high-level officials and leading party figures, turned the tide against the government.[2] In the end, the KDP was unable to overcome this sea change in public opinion. The shock of defeat would have been compounded by the fact that the opposition candidate at the eye of this political storm was a former prosecutor general whom they had appointed.

Third, in both cases, the presidential election was or will be immediately followed by a crucial election that could determine the political fate of the new administration. In the United States, there were Senate elections in Georgia shortly before Biden entered office in January 2021. The Democratic Party gained both seats after a fiercely contested race, thus narrowly winning control of the Senate. This provided a political basis for the Biden administration to pursue its policy agenda. In South Korea, there will be local elections on June 1, less than a month after Yoon begins his term. Although the PPP won a close victory in the presidential election, it does not have a majority in the National Assembly. The outcome of the local elections will have a powerful impact on the new administration’s ability to govern effectively.

The chaos and disarray during these elections and presidential transitions cannot be dismissed as passing aberrations. They are the result of a democratic decay that has taken place in South Korea and the U.S. for the past several years, one that should be taken seriously.
Gi-Wook Shin

Fourth, the presidential transition was anything but smooth. Trump refused to concede the election and launched a legal challenge against the election results, resulting in an unprecedented, violent takeover of Congress by his most fervent supporters. In South Korea, Lee Jae-Myung, the Democratic Party’s candidate, unequivocally conceded the election before all the votes had been counted. This initially provided some hope and relief that South Korea would not follow the path taken by the United States. However, it was not long before President-elect Yoon’s transition team and the outgoing Moon administration collided over a host of major issues, including relocating the presidential office, providing COVID-19 relief to small business owners, and filling high-level government positions. There is a broad similarity between the United States and South Korea in that both presidential transitions encountered significant obstacles.

Finally, both democratic norms and the spirit of democracy were betrayed under the guise of the rule of law. Trump defied a widely held norm by nominating a Supreme Court justice during an election year, while Moon attempted to fill key government positions during the presidential transition, including seats on the Board of Audit and Inspection’s inspection panel.[3] Responding to public criticism, the Blue House stated that the sitting president has the de jure authority to make appointments to government positions. This is evidently true, but according to democratic norms and past practice, such appointments should wait until the incoming president takes office. At minimum, the incumbent should adequately consult and obtain the agreement of the president-elect before proceeding with “midnight” appointments.

Democratic Decay in South Korea

The chaos and disarray on display during these elections and presidential transitions cannot be dismissed as passing aberrations. They are the result of a democratic decay that has taken place in South Korea and the United States for the past several years, one that should be taken seriously.

The democratic recession in the United States has received serious attention among academics and intellectuals. My colleagues at Stanford University, including Larry Diamond and Francis Fukuyama, have been actively sounding the alarm about worrying trends in the United States. I have also expressed my deep concerns in previous essays about an apparent backsliding of democracy in South Korea. In an April 2020 essay in Sindonga magazine, I warned that South Korea’s democracy was gradually crumbling, in a manner captured by the Korean expression “to become soaked by a light drizzle without noticing.”[4] In an article published in the Journal of Democracy in July of the same year, I characterized the state of South Korea’s democracy as one of “democratic decay.”[5]

Since the late 1980s, Korea has served as an exemplary case of the “third wave” of democratization, but its democracy has been in retreat since the 2010s. The Park Geun-hye administration (2013–17) regressed to an authoritarian mode of governance reminiscent of the Park Chung-Hee era, and she was ousted from power with impeachment. An obsolete model of authoritarianism à la Park Chung-Hee was constantly in tension with Korea’s democratic, pluralized civil society.

These tensions erupted in the Candlelight Protests of 2016 and 2017—a watershed moment in Korea’s political history. These protests demonstrated a recurring feature of Korea’s democratization since the late 1980s: a confrontation between the state and civil society. Instead of political parties competing with each other, civil society is pitted against the “state,” which includes political parties. Through the Candlelight Protests, Korea’s civil society rejected and ousted an authoritarian state once again.

The Moon Jae-In administration built its political legitimacy on these protests by calling itself the “candlelight government,” but it failed to faithfully uphold the demands of the protestors and presided over a period of democratic decay in South Korea. The regressive tendencies on display during this past election and the presidential transition should be understood in their wider historical context. Specifically, it is vital to consider three issues that have precipitated democratic decay in South Korea.[6]

Democratic decay is all but inevitable if a politics of hate and confrontation overwhelms toleration and compromise, and if the exercise of power becomes unbalanced and veers toward rampant abuse.
Gi-Wook Shin

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Democracy without Liberalism

The first is illiberalism. As I note in Ethnic Nationalism in Korea: Genealogy, Politics, and Legacy (2006), Korea was imbued with an extreme version of ethnic nationalism as it experienced colonial rule and national division on its path to modernity. Ethnic nationalism elevates the collective over the individual, unity over diversity. It was thus difficult for liberalism, with its emphasis on individual rights and autonomy, to take root in Korea. The anti-communism of South Korea’s past authoritarian regimes and the chauvinistic anti-Japanese ideology of the Moon Jae-In administration both draw heavily from ethnic nationalism, which remains an incredibly powerful and attractive ideology to this day.

After the late 1980s, South Korea undoubtedly attained the status of a de jure democracy, with the requisite legal foundations. It is highly unlikely that it will regress to the authoritarianism of its past. Nonetheless, it is unclear whether liberal democracy has been firmly established in South Korea. As political scientist Yascha Mounk points out in The People vs. Democracy (2018), having the rule of law does not necessarily imply the existence of a liberal democracy.

A liberal democracy cannot be sustained merely upon the procedural legitimacy of the rule of law. Democratic norms and the spirit of democracy must also be honored. It is important to heed the warning of Steven Levitsky and Daniel Ziblatt, both professors of political science at Harvard University, in their book How Democracies Die (2019): even without a revolution or a coup, democracy can gradually wither away if elected leaders violate democratic norms or the spirit of democracy.

South Korea and the United States are no exception. When the core democratic norms of mutual tolerance and forbearance are not respected, the procedural formalities of the rule of law alone cannot protect liberal democracy. Democratic decay is all but inevitable if a politics of hate and confrontation overwhelms toleration and compromise, and if the exercise of power becomes unbalanced and veers toward rampant abuse.

South Korea has unfortunately experienced democratic decay at the hands of a generation of politicians who, in their younger days, participated in pro-democracy activism. Ahn Byong-Jin, a noted progressive academic and a professor of political science at Kyunghee University, observes that the central figures of the Moon administration contributed to democratization by taking part in the struggle against authoritarianism, but they had no opportunities to learn or experience liberal values. In other words, they failed to internalize liberal democratic norms and values, such as individual freedoms and rights, mutual respect, and tolerance. They often conflated majoritarianism with democracy.

Choi Jang-Jip, professor emeritus at Korea University and a renowned scholar of Korean democracy, harshly criticized the generation of former pro-democracy activists for adopting a confrontational and divisive approach to politics even after assuming power. These politicians did not view the opposition as a partner in governing the country, instead treating it as an enemy that must be defeated at all costs. The progressive elements of South Korea’s civil society, which played a critical role in democratization, lost sight of their duty to act as a watchdog over government power and became a pipeline to political office. Former civil society activists filled key positions in the Blue House and the Cabinet. The policies they implemented—real estate regulations, income-led growth, and the phasing out of nuclear power—resulted in abysmal failures. Even so, they were intoxicated by an outmoded sense of moral superiority and thought of themselves as the “candlelight government,” while regarding the PPP and other opponents as an “old evil.” Far from upgrading South Korea’s democracy, they degraded it. Korean politics has descended into a sordid, partisan battle between good and evil. The extreme mudslinging on display during the recent presidential election revealed the consequences of this style of politics all too clearly.

The populist turn in Korea’s politics is another important factor contributing to democratic decay. The populism that is erupting across the world in the 21st century differs from previous forms of populism, which simply sought to appeal to public sentiment. Jan-Werner Müller, a political theorist at Princeton University, characterizes 21st-century populism as consisting of anti-elitism and anti-pluralism. Anti-elitism attacks the elite, and anti-pluralism rejects coexistence with different political actors. The former fosters hatred toward party politics, and the latter leads to the demonization of opposing political forces. On top of this, advances in information technology and the development of social media platforms have enabled a culture of direct communication between populist leaders and their supporters, which is another defining characteristic of 21st-century populism. In this sense, Trumpism in the United States is the archetype of populism in the 21st century.

The Legacy of “Eradicating Deep-rooted Evils”

The Moon administration’s populist character was most clearly revealed in its campaign to “eradicate deep-rooted evils.” These “deep-rooted evils” refer to the ancien régime. Any obsolete order must, of course, be discarded. Those who engage in corruption or commit crimes must be punished. However, the boundary between the old order and the new order is ambiguous in South Korea’s politics and civil society.

Unfortunately, the Moon administration’s all-encompassing campaign to eradicate the ancien régime lasted far too long, constraining Korea’s pluralistic liberal democracy in the process.
Gi-Wook Shin

The campaign to uproot the ancien régime should have been guided by what Jürgen Habermas labeled “self-limitation.” In other words, tasks that were essential to dismantling the old order should have been completed as promptly as possible, so that efforts could then be directed toward pursuing a new form of societal unity and integration. Unfortunately, the Moon administration’s all-encompassing campaign to eradicate the ancien régime lasted far too long, constraining Korea’s pluralistic liberal democracy in the process.

This year’s presidential election took place within this political and social milieu. As noted by sociologist Kim Ho-Ki of Yonsei University, a progressive academic, this election was the first presidential election since democratization in 1987 that was framed as a battle between old and new elites, no longer a struggle between pro-democratic and authoritarian political forces. Instead of the traditional archetype of a democratic leader who values compromise and cooperation, there was a clear preference for unrelenting “strongmen” from the outside who were not accustomed to the political logic of Yeouido and would forcefully battle anti-elite forces.[7]

This type of leader values decisiveness and forceful action over deliberation and the ability to foster compromise. It is not a coincidence that Lee and Yoon were chosen as the respective candidates of the ruling and leading opposition parties. They persistently attacked each other as the “old” elite or the “new” elite, rejecting toleration and coexistence.

Political Fandoms on the Left, Gender Politics on the Right

Following the global financial crisis of 2008, the issue of inequality—particularly in the form of deepening economic polarization—was widely discussed around the world. Both the IMF and the OECD stressed the importance of reducing economic polarization. However, the issue of political polarization also merits close attention. Countries across the world are suffering from this malaise, which is inextricably tied to economic polarization. South Korea is part of this global trend. The dearth of liberal values and the emergence of populism, as noted above, amplified political polarization. In 2019, there were rallies by the Moon-ppa, ardent supporters of President Moon, near the Supreme Prosecutor’s Office in Seocho-dong. At the same time, there were anti-Moon rallies by the so-called Taegukgi brigade at Gwanghwamun Plaza in the heart of Seoul, named after the national flag they wave at their rallies. The extreme confrontation exemplified by these competing rallies showed that political polarization was taking root as South Korea’s new normal.

As mutual distrust between individuals and groups deepened, a partisan, Manichean logic of good and evil took hold. The symptoms of democratic decay became noticeable in many corners of Korean society. Pluralistic norms, such as agreeing to disagree and seeking commonalities while acknowledging differences, vanished. There was only “us” and “them.” The anti-pluralism and anti-elitism inherent in illiberalism and populism transform politics into a ruthless battle for power between opposing camps, each defined by common beliefs and sentiments. Because South Korea has a powerful presidency fused with a winner-takes-all electoral system, presidential elections are inevitably framed as a contest between those seeking to retain power and those seeking to reclaim it at all costs.

Traditional forms of institutionalized politics are being replaced by identity politics, which expresses resentment and resistance toward a status quo that disregards or rejects elements of one’s identity, be it religion, race, nation, or gender.
Gi-Wook Shin

This partisan war manifests as a culture war, as conceptualized by James Hunter, or identity politics, as described by Francis Fukuyama. Hunter argued that American society was split into two irreconcilable camps based on “hot-button” issues such as abortion, separation of church and state, homosexuality, and gun rights. A culture war may arise for many reasons, and its particular form can differ between countries. The form and intensity of a culture war are determined by the nature of socioeconomic policies aimed at addressing inequality, the extent of societal and cultural toleration for minorities, and whether political institutions foster majoritarian or consensus-based politics.

A culture war gains explosive power when it is channeled into identity politics. Identity refers to the thoughts, emotions, and ideologies that provide an individual with a sense of self. Traditional forms of institutionalized politics are being replaced by identity politics, which expresses resentment and resistance toward a status quo that disregards or rejects elements of one’s identity, be it religion, race, nation, or gender. This trend has been especially pronounced in the 21st century.

The appearance of political fandoms, in which supporters only pay attention to information that reinforces their existing attitudes, cannot be adequately understood in isolation from the emergence of identity politics. In today’s post-truth era, subjective beliefs matter more than objective facts. The subjective beliefs that underlie political and cultural identities influence the thoughts and actions of individual citizens at least as much as economic and material interests.

As South Korea’s culture war grows ever more intense, identity politics is also becoming increasingly prominent. In this vein, the appearance of political fandoms among progressives and the deployment of gender politics among conservatives is far from surprising. On the left, an online community called Nosamo (“People Who Love Roh Moo-Hyun”) in the early 2000s gave way to the Moon-ppa. This year’s election has given rise to the so-called gae-ddal (“daughters for reform”), referring to women in their 20s and 30s who have thrown their support behind the Democratic Party. There is a parallel genealogy on the right. An association called the Parksamo (“People Who Love Park Geun-Hye”) was followed by the Taegukgi brigade. Most recently, yidaenam (“men in their 20s”) coalesced as a political force during this year’s election. As political “tribes” on both ends of the political spectrum continue to surface in new forms, the space for tolerance, coexistence, and compromise grows narrower. The tantalizing 0.73 percent margin of victory in the presidential election is a stark reflection of South Korea’s polarized society. It was as if the country were split into two different nations, one seeking to safeguard KDP rule and the other intent on stopping it. The deepening of political polarization does not bode well for South Korea’s democracy.

When it came to power five years ago, the Moon administration declared that “opportunities will be equal, the process will be fair, and the result will be just,” vowing to “create a country that no one has ever experienced before.” They were wrong about the first part, but tragically correct about the latter. South Korea has never experienced anything like this before. Its democracy, which was becoming gradually soaked by a light drizzle, has been drenched in a heavy downpour over the course of this year’s presidential election. A devastating typhoon may lie ahead.

Yoon Must Break the Mold of a Strongman

Biden entered office with the Democratic Party in control of the House and the Senate, but Yoon faces strong political headwinds from the outset. The KDP commands an overwhelming majority of 171 among 300 seats in the National Assembly.[8] Yoon will also have to contend with the “street politics” of progressive civil society organizations and labor unions. Biden has decades of political experience, but Yoon’s political ability remains unproven. At the very least, foreign perceptions of Yoon as a political leader do not seem to be especially favorable. He is seen as a hard-headed prosecutor who opposes feminism and holds anti-China attitudes. This is a far cry from the mold of a traditional liberal democratic leader, typified by politicians such as Biden. The image of a strongman may have helped Yoon become the conservative party’s candidate, but it would be unwise to stay on this path as a leader who must govern a democratic society. Yoon must cultivate a different image if he is to play an active role on the international stage, and there must be corresponding policy measures to support this effort.

Yoon does not yet have a firm base of political support, and he is still a largely unknown figure outside of South Korea. He has undergone a whirlwind transformation into a politician after entering politics last summer, but he still seems better suited to play the role of a prosecutor general.

[T]there must be a conscientious effort to reflect on and staunchly defend democratic norms, such as tolerance for the other side and forbearance in the exercise of power. Yoon and his administration must resist the temptation to label the opposition as evil.
Gi-Wook Shin

Yoon gained popularity as a man of integrity, a prosecutor unrelenting in his efforts to root out corruption and unyielding to political pressures. It was this reputation that propelled him to the presidency. In a pluralized, democratic society, however, there are bound to be repercussions if the highest elected leader decides to simply cut the Gordian knot every time. For example, consider the issue of relocating the presidential office. Yoon and his transition team could arguably have made greater efforts to garner public support and obtain adequate assistance from the current administration, even if they were displeased with the uncooperative attitude of President Moon’s Blue House. Governing the country in the face of powerful resistance from a super-majority opposition party and a dense network of progressive civil society organizations will require deft political leadership. It will be necessary to carefully consider the full range of public opinion, lead political negotiations, mediate and compromise between different views, and exercise restraint in wielding power. Prosecutors are appointed as public servants, but presidents are elected by the people. They each have different roles and responsibilities.

To avoid repeating the errors of its predecessor, the Yoon administration must go beyond emphasizing a principled approach and abiding by the law. The rule of law is necessary for democracy, but it is not sufficient. While building a firm foundation on the rule of law, there must also be a conscientious effort to reflect on and staunchly defend democratic norms, such as tolerance for the other side and forbearance in the exercise of power. Yoon and his administration must resist the temptation to label the opposition as evil and launch yet another campaign to eradicate deep-rooted evils. They must show patience in persuading the opposition party and the people, aiming to pursue commonalities while acknowledging differences. There are already concerns in some quarters that the Yoon administration will create “a republic of prosecutors,” just as the Moon administration formed “a republic of former pro-democracy activists.” If these fears are realized, South Korea’s democracy will regress even further. Yoon’s administration must learn from the failures of the Moon presidency.

It is also critical for Yoon to shed the perception of being anti-feminist as soon as possible. During the campaign, Yoon’s campaign devised a gender-based electoral strategy aimed at earning the votes of young men, promising to abolish the Ministry of Gender Equality and Family in one of its high-profile campaign pledges. This strategy backfired. Yoon lost support among female voters, and it only reinforced his image as an anti-feminist. Although Yoon and his advisors may insist that this image was created entirely by the KDP and the left-wing press, foreign observers would disagree. In its first article following the presidential election, Agence France-Presse labeled President-elect Yoon as “anti-feminist political novice.” Many other foreign news agencies took a similar view in their coverage. Feminism and gender identity are highly sensitive issues on the global stage. If his image as an anti-feminist becomes further solidified, this will impose significant constraints on Yoon’s ability to act as a global leader.

Finally, Yoon must abandon his previous appeals to chauvinistic anti-China sentiment. It was not prudent to appeal to anti-China sentiment following the hanbok controversy at the opening ceremony of the Beijing Winter Olympics[9] or to take the hardline stance of vowing to deploy more THAAD anti-missile batteries if elected. Such remarks are reminiscent of Roh Moo-Hyun’s appeals to anti-U.S. sentiment ahead of the 2002 presidential election. As a result, the Roh administration faced difficulties in managing the relationship with the United States early on in its term. The Yoon administration must resist the temptation to exploit anti-China sentiment for political gain in the same way that the Moon administration used the anti-Japan rhetoric of “traitors in our midst.” The relationship between Seoul and Tokyo reached a nadir during the Moon presidency. Yoon must learn from these mistakes. Even though public opinion is important and Beijing may engage in wrongful actions, his administration must maintain a calm, far-sighted approach in support of South Korea’s national interests. Yoon’s emphasis on pragmatism must also extend to foreign policy and national security issues.

Keeping a Close Eye on South Korea

In 2020, President-elect Biden was faced with the task of healing a fragmented society and bridging political divides. The same is true of President-elect Yoon in South Korea today, but serious conflicts with the Moon administration during the presidential transition have already dashed hopes for a honeymoon period. Previous South Korean presidents typically entered office with around a 70 percent approval rating, but Yoon is failing to reach 50 percent even before he begins his term.

This brings to mind the challenging situation that Biden is currently mired in. He succeeded in preventing Trump’s re-election, but he has struggled in the face of formidable political obstacles and policy challenges. Biden’s approval ratings hover at 40 percent, which is the lowest of any president two years into the term except Trump. Unless the situation improves, the Democratic Party is likely to suffer a defeat in the November midterm elections. There are growing concerns that Biden’s failures could enable Trump to return to the White House for a second term. Meanwhile, the election of Yoon Suk-Yeol has resulted in a transfer of power, but it does not necessarily represent a victory for South Korea’s conservatives. The failure of the Yoon administration could lead to a progressive resurgence. In many ways, Yoon is faced with a task of historic proportions.

This year’s presidential election in South Korea was closely watched by the foreign press. In addition to U.S. news media, I conducted interviews about the election with prominent centrist and progressive media outlets in Europe, including Der Spiegel in Germany, the New Statesman and The Guardian in the UK, and a Swedish public broadcasting channel, all of which published special reports about South Korea’s election. These outlets, which have a powerful influence on shaping public discourse in the West, were keen on understanding how the victory of a prosecutor general–turned-opposition candidate would affect the future of South Korea’s democracy. As the West grapples with its own crisis of democracy, there is heightened interest in whether South Korea—once an exemplar of democracy in East Asia—will be able to repair its democracy.

South Korea’s democracy was being gradually soaked by a light drizzle, which turned into a heavy downpour over the course of the election and the presidential transition. Foreign media outlets and intellectuals will keep a close eye to see whether Yoon Suk-Yeol will be able to save South Korea’s democracy from the impending thunderstorm and undo the damage that has already been inflicted.

This essay is the first in a series of forthcoming monthly commentaries in Sindonga magazine that will be translated into English, so as to reach a wider audience. It is my sincere hope that these essays will contribute to a constructive discussion and debate among intellectuals, both at home and abroad, about the issues that lie ahead for South Korea’s democracy.

 

[1] Under its current constitution, South Korea has a five-year, one-term presidency. The predecessor of the Democratic Party held power for 10 years under Presidents Kim Dae-Jung (1997–2002) and Roh Moo-Hyun (2002–2007). This was followed by 10 years of conservative rule under Presidents Lee Myung-Bak (2007–12) and Park Geun-Hye (2012–17). Moon Jae-In’s victory in 2017 was thus seen as the beginning of a new era in power for Korea’s progressives.
 

[2] The use of double standards is often referred to as naeronambul, shorthand for “If I do it, it’s romance, but if you do it, it’s adultery.”
 

[3] The Board of Audit and Inspection (BAI) has a constitutional mandate to “inspect and examine the settlement of the revenues and expenditures of the State, the accounts of the State and other organizations specified by Act and the job performances of the executive agencies and public officials” (ROK Const., art. 97). The BAI’s inspection panel consists of seven members and makes final decisions regarding the BAI’s investigations.
 

[5] Gi-Wook Shin, “South Korea’s Democratic Decay,” Journal of Democracy 31, no. 3 (2020): 100–14, https://doi.org/10.1353/jod.2020.0048.
 

[6] For a more detailed discussion of these issues, see South Korea’s Democracy in Crisis: The Threats of Illiberalism, Populism, and Polarization, which I co-edited with Professor Kim Ho-Ki of Yonsei University.
 

[7] Both Lee Jae-Myung and Yoon Suk-Yeol lacked prior experience in the National Assembly, which is located in Yeouido. Lee built his political career in local politics as the mayor of Seongnam City and then the governor of Gyeonggi Province, and Yoon had been a lifelong prosecutor before entering politics.
 

[8] The next legislative elections are due to be held in April 2024.
 

[9] During the opening ceremony of the 2022 Beijing Winter Olympics, the depiction of a woman in hanbok (Korean traditional dress) as representing one of China’s 56 ethnic minorities angered South Koreans, who believed that China was claiming Korean culture as part of its own on the world stage. This incident was one in a string of cultural conflicts between the two nations amid rising anti-China sentiments in Korea. Yoon, like other then candidates for the presidency, rebuked China for its actions.

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Just as the United States experienced a crisis of democracy under the Trump administration, South Korea underwent a democratic recession during President Moon Jae-in’s time in office. The consequences of this decline have been evident throughout the election and the subsequent presidential transition.

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