Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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Book cover of "Peace on a Knife's Edge" showing South Korean president Roh Moo-hyun alongside George W. Bush and Kim Jong-il

Lee Jong-Seok served as vice-secretary of South Korea’s National Security Council and as its unification minister under the Roh Moo-Hyun administration (2003–08). After Roh’s tragic death in 2009, Lee resolved to present a record of the so-called participatory government’s achievements and failures in the realm of unification, foreign affairs, and national security.

Peace on a Knife’s Edge is the translation of Lee’s 2014 account of Roh’s efforts to bring peace to the Korean Peninsula in the face of opposition at home from conservative forces and abroad from the Bush administration’s hard stances of “tailored containment” and its declaration of the North as part of the “axis of evil.” Lee’s narrative will give American readers rare insights into critical moments of Roh’s incumbency, including the tumultuous Six-Party Talks; the delicate process of negotiating the relocation and reduction of United States Forces Korea; Roh’s pursuit of South Korea’s “autonomous defense”; conflicts with Japan over history issues; and the North’s first nuclear weapons test.

Desk, examination, or review copies can be requested through Stanford University Press.

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The Inside Story of Roh Moo-hyun's North Korea Policy

Book Publisher
Shorenstein APARC
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In this talk, Nirupama Rao, the former Indian Foreign Secretary, will address the current relationship between India and China in the light of her three-and-a-half decades of experience dealing with this crucial bilateral relationship. The politics of a fractious history still complicates this relationship: a history tied to the brief but intense border conflict of 1962, the presence of the exiled Dalai Lama and the Tibetan refugee community in India, and Sino-Pakistani friendship. These issues have proved they have an extended shelf life and they are coupled with 21st century strategic competition in maritime Asia between the two nations, the ascent of China as well as India’s rapid economic growth, and China’s growing assertiveness and presence in India’s neighborhood. Besides Pakistan, Nepal and Sri Lanka are two examples of countries where the Chinese profile has grown dramatically in recent years. On issues like multilateral trade negotiations and climate change issues, China and India have much in common despite their bilateral rivalries in other areas. But where, essentially, is this crucially important relationship headed? How are the deepening friendship and strategic partnership between India and the United States, and trilateral India-US-Japan cooperation, affecting China and its relationship with India? Ambassador Rao will address these issues in her talk through the prism of her unique experience as a former Ambassador to China, and her long years in the Indian Ministry of External Affairs. 

 

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Nirupama Rao was Foreign Secretary of India from 2009 to 2011. Prior to that she served as High Commissioner to Sri Lanka (2004-2006) and Ambassador to China (2006-2009). On the completion of her tenure as Foreign Secretary she was appointed India’s Ambassador to the United States where she served from 2011 to 2013.

 

Ambassador Rao joined the Indian Foreign Service in 1973, having placed first in the list of men and women candidates who had taken a nation-wide examination to enter the civil service. She grew up in various parts of India as the daughter of an Army officer. During her diplomatic career she served also in Vienna, Lima and Moscow. She was and remains the only woman in the Indian Foreign Service to have served as spokesperson of the Foreign Office (and also the only Indian woman to have served as High Commissioner to Sri Lanka and as Ambassador to China).

 

Mrs. Rao was a member of the Indian Atomic Energy Commission from 2009 to 2011. 

 

In retirement, Ambassador Rao has taught a course on Indian foreign policy at Brown University. She has been a Fellow of the India-China Institute at the New School in New York and a Public Policy Fellow at The Wilson Center in Washington DC (where she is also a Global Fellow). She is on the Advisory Council of the Women in Public Service Project at the Wilson Center. She is a Member of the Board of Governors of the Indian Institute of Management, Bangalore and serves on the Advisory Council of the National Institute of Advance Study, Bangalore. She is a frequent contributor on Indian foreign policy issues to Indian newspapers and is currently working on a book called “The Politics of History: India and China, 1949 to 1962” to be published by Penguin, India.

 

This colloquia is co-sponsored with the Stanford Center for South Asia

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Nirupama Rao 2011-2013 India’s Ambassador to the United States
Seminars
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After the Cold War, Thailand became a poster child of democratizing processes in Southeast Asia. Student protests, farmers’ activism, a thriving civil society, and an expanding middle class suggested a model of successful democratic transition. In the last decades, however, many of the forces that supported that process turned sour on electoral politics. Dr. Sopranzettis book will explore how that happened—new class alliances, discourses of corruption and morality, questions of law.  In this context, he will portray Thailand as an experimental space for a new model of authoritarianism, inspired by Beijing and now spreading throughout the region.  The book, Owners of the Maps: Motorcycle Taxi Drivers, Mobility, and Politics in Bangkok, will be available for sale at the talk.


Claudio Sopranzetti is a Postdoctoral Research Fellow at All Souls College at the University of Oxford. He is the author of Owners of the Maps: Motorcycle Taxi Drivers, Mobility, and Politics in Bangkok and he is currently working on Awakened,  an anthropological graphic novel on Thai politics.

Claudio Sopranzetti Postdoctoral Research Fellow, All Souls College, Oxford University
Seminars
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Over the last dozen years, Taiwan’s democracy has deepened in important ways. Executive power has rotated twice, from the DPP’s Chen Shui-bian to the KMT’s Ma Ying-jeou in 2008, and from Ma to the DPP’s Tsai Ing-wen in 2016. The majority in the legislature also changed for the first time in 2016, from the KMT to the DPP. Taiwan’s most recent overall Freedom House ranking is 93/100, significantly higher than the United States. Its freedom of the press ranking is the highest in all of Asia, ahead of Korea and even Japan, and its rule of law and anti-corruption scores are trending in a positive direction as well.

To be sure, serious concerns remain about the practice of democracy in Taiwan, including a poorly institutionalized and often chaotic lawmaking process, incomplete legislative oversight of executive branch actions, and a partisan and increasingly fragmented media environment. Nevertheless, the greatest threat to Taiwan’s continued place among the world’s liberal democracies now appears to be external, not internal. The People’s Republic of China (PRC) has always posed an existential threat to Taiwan, but its growing economic influence, rapid military modernization, assertive territorial claims in the region, and aggressive global efforts to isolate Taiwan have accelerated in recent years. Put simply, Taiwan’s long-term future as a democracy is imperiled by China’s rise.

The PRC’s growing power presents difficult security challenges for most of the countries in the Asia-Pacific region, not just for Taiwan. But these challenges are rarely considered from a multi-lateral perspective—most analyses of regional security issues instead tend to focus on bilateral or trilateral (US-China-Country X) relationships. This pattern is particularly common in discussions of Taiwan’s security, where the dominant focus is on Cross-Strait and US-Taiwan relations to the neglect of Taiwan’s other relationships in the region.

The goals of this workshop, then, are to place Taiwan’s security challenges in a broader, regional context, to consider possible obstacles to and opportunities for greater regional cooperation on security issues, and to devise a set of recommendations for Taiwan and its partners and allies. Workshop participants will include experts on a wide array of economic, diplomatic, and security topics from Taiwan, the United States, and elsewhere in the Asia-Pacific region.


Remarks are Off-the-Record.  Recording, reporting and citation of remarks is strictly prohibited.

AGENDA

Monday, March 5 - Koret-Taube Conference Center, John A. and Cynthia Fry Gunn Building

9:00-9:30am CONTINENTAL BREAKFAST

9:30-9:45am OPENING REMARKS
Larry Diamond, Senior Research Fellow, Center on Democracy, Development, and the Rule of Law
Karl Eikenberry, Director, U.S.-Asia Security Initiative, Asia-Pacific Research Center

9:45am – 11:30am: PANEL I.
Assessment of US Alliances and the Political and Military Situation in the Western Pacific
Chair: Tom Fingar (APARC, Stanford)
• Overview of Military Trends and US Strategy in Region. Karl Eikenberry (APARC, Stanford)
• US-Taiwan Relations. Robert Wang (Center for Strategic and International Studies)
• US-Japan Relations. TJ Pempel (UC Berkeley)
• US-Korea Relations. Kathy Stephens (APARC, Stanford)

11:30am-1:00pm LUNCH
Keynote Speaker: Robert Sutter (George Washington University) - "Will Trump administration advance support for Taiwan despite China's objections?"

1:15pm-3:00pm: PANEL II.
Trade and Economic Relations in the Western Pacific
Chair: Phillip Lipscy (APARC, Stanford)
• Regional Trade Agreements after TPP: RCEP vs TPP-11. Barbara Weisel (former Assistant US Trade Representative for SE Asia and the Pacific)
• China’s Institution-Building: OBOR, Maritime Silk Road, AIIB. Amy Searight (Center for Strategic and International Studies)
• Taiwan’s New Southbound Policy. Russell Hsiao (Global Taiwan Institute)

3:15-5:00pm: PANEL III.
Maritime Security Issues: The South and East China Seas
Chair: Karl Eikenberry (APARC, Stanford)
• Interpreting Chinese Maritime Strategy in the South China Sea, Don Emmerson (APARC, Stanford)
• China’s Maritime Militia. Andrew Erickson (Naval War College)
• Evolution of US Policy: FONOPS and Beyond. Dale Rielage (Captain, US Navy)
• Taiwan’s Role in Maritime Security Issues. Yeong-Kang Chen, (Admiral (Ret.), ROC Navy)


Tuesday, March 6 - McCaw Hall, Stanford Alumni Center

9:00-9:30am CONTINENTAL BREAKFAST

9:30-11:15am: PANEL IV.
Taiwan’s Key Asian Relations
Chair: Kharis Templeman (APARC, Stanford)
• A Taiwanese Perspective on Asian Relations. Lai I-chung (Prospect Foundation)
• NE Asia, Yeh-chung Lu (National Chengchi University)
• SE Asia, Jiann-fa Yan (Chien Hsin University of Science and Technology)

11:30-1:15pm: PANEL V.
Cross-Strait Relations
Chair: Larry Diamond
• The Domestic Politics of Security in Taiwan. Kharis Templeman (APARC, Stanford)
• Beijing’s Taiwan Policy after the 19th Party Congress. Alice Miller (Hoover Institution)
• US Role in the Trilateral Relationship. Raymond Burghardt (former chairman, American Institute in Taiwan)

1:15am-2:15pm LUNCH

March 5: Koret-Taube Conference Center, Gunn–SIEPR Building, 366 Galvez Street, Stanford, CA 94305

March 6: McCaw Hall, Frances C. Arrillaga Alumni Center, 326 Galvez St, Stanford, CA 94305

Conferences
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Stanford Conference on "The Political Economy of Japan under the Abe Government"

February 8 - February 9, 2018

Philippines Conference Room

Sponsored by: Japan Society for Promotion of Science, Freeman Spogli Institute for International Studies (Stanford University), and Shorenstein Asia Pacific Research Center (Stanford University)

Organizers: Takeo Hoshi and Phillip Lipscy

 

 

Program

2/8/2018

8:30am     Breakfast
 

9:15am     Welcome remarks
                 Gi-Wook Shin (Stanford University)
                Toru Tamiya (Japan Society for Promotion of Science)

 

9:30am  "Transformation of the Japanese Political System: Expansion of the Power of the Japanese Prime Minister", Harukata Takenaka (National Graduate Institute for Policy Studies)

Discussant:
Saori Katada (University of Southern California)
 

10:30am  Break
 

10:50am  "Constitutional Revision Under the Abe Administration", Kenneth McElwain (University of Tokyo)

Discussant:
Yu Jin Woo (Stanford University)

 

11:50am  Lunch
 

1:00pm    "Do election results reflect voters' policy preferences? Evidence from the 2017 Japanese general election", Yusaku Horiuchi (Dartmouth College), Shiro Kuriwaki (Ph.D, Harvard University), Daniel Smith (Harvard University)

Discussant:
Rob Weiner (Naval Postgraduate School)

 

2:00pm   "Japan's Security Policy in 'the Abe Era': Radical Transformation or Evolutionary Shift?", Adam Liff (Indiana University)

Discussant:
Ashten Seung Cho (Stanford University)

 

3:00pm  Break
 

3:20pm   "Abenergynomics: The Politics of Energy and Climate Change under Abe", Trevor Incerti (Yale University) and Phillip Lipscy (Stanford University)

Discussant:
Kent Calder (Johns Hopkins SAIS)

 

4:20pm   "Innovation Policy", Kenji Kushida (Stanford University)

Discussant:
John Zysman (University of California, Berkeley)
 

5:20pm     Adjourn
 

6:30pm     Group Dinner

 

2/9/2018

9:00am   Breakfast
 

9:30am   "Abenomics, Monetary Policy, and Consumption", Joshua Hausman (University of Michigan), Takashi Unayama (Hitotsubashi University), and Johannes Wieland (University of California, San Diego)

Discussant:
Huiyu Li (Federal Reserve Bank of San Francisco)
 

10:30am  Break

10:50am "The Great Disconnect: The Decoupling of Wage and Price Inflation in Japan", Takeo Hoshi (Stanford University) and Anil Kashyap (University of Chicago)

Discussants:
Joshua Hausman (University of Michigan)
Johannes Wieland (University of California, San Diego)

 

11:50pm  Lunch
 

1:00pm  "Corporate Governance Reform", Hideaki Miyajima (Waseda University)

Discussant:
Curtis Milhaupt (Stanford University)
 

2:00pm   "Womenomics", Nobuko Nagase (Ochanomizu University)

Discussant:
Steve Vogel (University of California, Berkeley)
 

3:00pm  Break
 

3:20pm  "Japanese Agricultural Reform Under Abe Shinzo: Two Steps Forward, A Half-Step Back?", Patricia Maclachlan (University of Texas at Austin) and Kay Shimizu (University of Pittsburgh)

Discussant:
Takatoshi Ito (Columbia University and National Graduate Institute for Policy Studies)
 

4:20pm   "Yen Depreciation and Competitiveness of Japanese Firms", Kyoji Fukao (Hitotsubashi University) and Shuichiro Nishioka (West Virginia University)

Discussant:
Katheryn Russ (University of California, Davis)
 

5:20pm  "Next Step", Takeo Hoshi (Stanford University) and Phillip Lipscy (Stanford University)
 

5:50pm  Adjourn

Conferences
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Improving the quality of primary care may reduce avoidable hospital admissions. Avoidable admissions for conditions such as diabetes are used as a quality metric in the Health Care Quality Indicators of the Organization for Economic Cooperation and Development (OECD). Using the OECD indicators, we compared avoidable admission rates and spending for diabetes-related complications in Japan, Singapore, Hong Kong, and rural and peri-urban Beijing, China, in the period 2008–14. We found that spending on diabetes-related avoidable hospital admissions was substantial and increased from 2006 to 2014. Annual medical expenditures for people with an avoidable admission were six to twenty times those for people without an avoidable admission. In all of our study sites, when we controlled for severity, we found that people with more outpatient visits in a given year were less likely to experience an avoidable admission in the following year, which implies that primary care management of diabetes has the potential to improve quality and achieve cost savings. Effective policies to reduce avoidable admissions merit investigation.

 

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Journal Articles
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Health Affairs
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Karen Eggleston
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Confronting a declining population and increased aging, the government of Japan currently implements measures for Regional Revitalization (chiho sosei), a policy to vitalize local economies by shaping “a social framework more amenable to bearing and raising children.” One of the most important policy issues to shape such a framework is to secure employment opportunities in regional economies, and establishment of new firms, or startups, plays a significant role in providing new employment opportunities.

For the success of startups, money (fund raising) is the chief obstacle because startups are rarely creditworthy and have significant asymmetry of information on its repayment ability with lenders. Such firms have difficulty in raising funds, or financial constraint, and cannot help but depend on internal funds from their CEOs or families. Whether and to what extent do startups confront with financial constraint? How does finance matter for the performance of startups? And first of all, how do various types of startups raise funds?

To answer these questions, Uchida currently leads a research project on startup finance in Japan with support from a large-scale research grant in Japan (JSPS Kakenhi). In this seminar, he reports findings from this ongoing project. He presents an overview of, and some empirical results on, the current statu of startups firms and startup finance in Japan using publicly available data and data from original surveys that his research team has conducted. He also provides some findings from international comparisons with findings from the U.S., which he currently undertakes as a visiting scholar at APARC (with support from Abe Fellowship).

 

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hirofumi uchida   rsd17 080 0070a copy
Hirofumi Uchida joins the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) during the 2017-2018 academic year from the Kobe University’s Graduate School of Business Administration where he serves as a professor of Banking and Finance.

Uchida’s research interests focus on banking, financial institutions, and financial system architecture. During his stay at Shorenstein APARC, Uchida will conduct research on startup finance in the U.S. from the perspective of an international comparison with Japan. For this research, he receives Abe Fellowship (Social Science Research Council).

Uchida's research has been published in International Economic Review, Journal of Money, Credit and Banking, Journal of Financial Intermediation, Economica, and Journal of Banking and Finance, among others. He is also an associate editor of Journal of Money, Credit, and Banking, and a member of the Study Group for Earthquake and Enterprise Dynamics (SEEDs) and the Money & Finance Research Group (MoFiR). 

Uchida received his M.A. in Economics in 1995 and his Ph.D. in Economics in 1999, both from Osaka University. Prior to joining Kobe University in 2009, Uchida was with the Kyoto Institute for Economic Research at Kyoto University, and the Faculty of Economics at Wakayama University. He was also a visiting scholar at the Kelley School of Business, Indiana University as a 2003 Fulbright Scholar.

 

616 Serra StreetEncina Hall E301Stanford, CA94305-6055
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hirofumi_uchida Ph.D.

Hirofumi Uchida joins the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) during the 2017-2018 academic year from the Kobe University’s Graduate School of Business Administration where he serves as a professor of Banking and Finance.

Uchida’s research interests focus on banking, financial institutions, and financial system architecture. During his stay at Shorenstein APARC, Uchida will conduct research on startup finance in the U.S. from the perspective of an international comparison with Japan. For this research, he receives Abe Fellowship (Social Science Research Council).

Uchida's research has been published in International Economic Review, Journal of Money, Credit and Banking, Journal of Financial Intermediation, Economica, and Journal of Banking and Finance, among others. He is also an associate editor of Journal of Money, Credit, and Banking, and a member of the Study Group for Earthquake and Enterprise Dynamics (SEEDs) and the Money & Finance Research Group (MoFiR). 

Uchida received his M.A. in Economics in 1995 and his Ph.D. in Economics in 1999, both from Osaka University. Prior to joining Kobe University in 2009, Uchida was with the Kyoto Institute for Economic Research at Kyoto University, and the Faculty of Economics at Wakayama University. He was also a visiting scholar at the Kelley School of Business, Indiana University as a 2003 Fulbright Scholar.

Visiting Scholar
Seminars
616 Serra StreetEncina Hall E301Stanford, CA94305-6055
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song_yuan.jpg Ph.D
Song Yuan joins the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) during the 2018-2019 academic year from the college of Law and Political science at Zhejiang Normal University.  His research interests focus on the transformation of rural politics and peasants’ daily lives in the urbanization process of China. Yuan will conduct a comparative study of rural governance in different regions and locations of China against the background of urbanization and land development.   Yuan conducted fieldwork investigating various regions in China including Henan, Hubei, Guangxi, Sichuan, Hunan, Jiangxi, Shandong, Anhui, Guangdong and Zhejiang province since 2008. The accumulative time that he stayed in villages has exceeded 400 days.Yuan holds a PhD and a MA in Sociology from the Center for Research on Rural Governance (CRRG) at Huazhong University of Science & Technology, where the Central China School of Rural Studies is mainly based, and a dual BA in Engineering and Journalism from Wuhan University.
Visiting Scholar at APARC
616 Serra StreetEncina Hall E301Stanford, CA94305-6055
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huashan_chen.jpg Ph.D

Huashan Chen joins the Walter H. Shorenstein Asia-Pacific Research Center as visiting scholar.  He currently serves as Associate Professor at the National Institute of Social Development, Chinese Academy of Social Sciences.  He is also the Director of Social Development and Evaluation Lab and Vice Director of the Research Center for Social Climate.  He will be conducting research on Chinese state bureaucracy and personnel flows.

Visiting Scholar
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Japan is commonly regarded as a country that is closed against migrants. It does not allow their entries in a large size, granting restricted rights. As an attempt to understand this tendency, this research claims that Japan’s citizenship law, jus sanguinis (by ancestry) principle, sets a fundamental frame for its migration policymaking. To test this claim, it examines how the citizenship law influences attitudes of the general public as well as those of politicians. Specifically, Japan under a strong emphasis on blood ties is more likely to impose a restrictive migration policy, because (1) the general public tends to reveal a greater distance toward migrants (societal nature); and (2) migrant groups are excluded from electorate, and thus, politicians are less inclined to impose generous policies for them (electoral nature).  In order to demonstrate these mechanisms, this research traces Japanese public attitude and political incentives, which have governed its migration policy until today.


 

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Yu Jin Woo is a Japan Program Research Scholar at the Shorenstein Asia-Pacific Research Center (APARC). Woo’s research interests are in the fields of international and comparative political economy, particularly migration policies and citizenship laws.  Woo holds a doctorate in political science from the University of Virginia. She received her first master’s degree in international cooperation at Seoul National University and her second master’s degree in political economy at New York University. She obtained her Bachelor of Arts in East Asian Studies at Smith College.

 

Research Scholar, Shorenstein APARC, Stanford University
Seminars
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