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Shorenstein Postdoctoral Fellow on Contemporary Asia, 2024-2025
shilin_jia_2024_headshot.jpg Ph.D.

Shilin Jia joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as Shorenstein Postdoctoral Fellow on Contemporary Asia for the 2024-2025 academic year.  He was previously a postdoctoral teaching fellow in computational social science at the University of Chicago, where he received his Ph.D. degree in sociology. He received an M.A. degree in sociology from National Chengchi University, Taiwan and a B.A. degree in Philosophy from the University of California at Berkeley. His scholarly interest lies in applying computational methods to the study of political culture and organizations, with a special focus on post-reform China.

Jia has spent years analyzing job transfers of communist party elites in China. It is a project that he built up from scratch by using machines to code party elites’ CVs. His goal is to understand how the party-state has evolved through the division of labor and circulation of its elite members. He is also working on a computational content analysis project tracking ideological changes in the full text of 60 years of the People’s Daily, the official mouthpiece of the Communist Party of China. The aim of that project is to understand how incompatible ideas in an ideological system can be gradually reconciled and how the concept of “market” was unfettered in that process. More recently, He has started a new project building word-embedding models based on multiple languages of Google N-grams and studying identity formation across language communities.

At APARC, while continuing to work on his existing projects, Jia began a book manuscript that provides a comprehensive analysis of the changing career patterns of CCP elites over 30 years of China’s economic reform. 

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Cover of book "Beyond Power Transitions" showing a Chinese painting of officials

Questions about the likelihood of conflict between the United States and China have dominated international policy discussion for years. But the leading theory of power transitions between a declining hegemon and a rising rival is based exclusively on European examples, such as the Peloponnesian War, as chronicled by Thucydides, as well as the rise of Germany under Bismarck and the Anglo-German rivalry of the nineteenth and early twentieth centuries. What lessons does East Asian history offer for both the power transitions debate and the future of U.S.-China relations?

Examining the rise and fall of East Asian powers over 1,500 years, Beyond Power Transitions offers a new perspective on the forces that shape war and peace. Xinru Ma and David C. Kang argue that focusing on the East Asian experience underscores domestic risks and constraints on great powers, not relative rise and decline in international competition. They find that almost every regime transition before the twentieth century was instigated by internal challenges, and even the exceptions deviated markedly from the predictions of power transition theory. Instead, East Asia was stable for a remarkably long time despite massive power differences because of common understandings about countries’ relative status. Provocative and incisive, this book challenges prevailing assumptions about the universality of power transition theory and shows why East Asian history has profound implications for international affairs today.


About the Authors


Xinru Ma is a Research Fellow on the Stanford Next Asia Policy Lab research team at Stanford University’s Walter H. Shorenstein Asia-Pacific Research Center. Her scholarship focuses on nationalism, great power politics, and East Asian security.

David C. Kang is Maria Crutcher Professor of International Relations at the University of Southern California, where he also directs the Korean Studies Institute. His Columbia University Press books include East Asia Before the West: Five Centuries of Trade and Tribute (2010) and, with Victor D. Cha, Nuclear North Korea: A Debate on Engagement Strategies (revised and updated edition, 2018).


Book Review

 

By Stefan Messingschlager, Helmut-Schmidt-University Hamburg, Germany
International Studies Review, Volume 28, Issue 1, March 2026

 

"Beyond Power Transitions distinguishes itself through its theoretical originality, empirical rigor, and incisive critique of dominant IR paradigms. By adeptly integrating meticulous historical scholarship with critical theoretical insights, Ma and Kang not only challenge entrenched Eurocentric perspectives but significantly advance discourse on the normative underpinnings of international stability."

 

Extract


Amid escalating geopolitical tensions between the USA and China, Xinru Ma and David C. Kang’s Beyond Power Transitions thoughtfully engages one of the most pivotal contemporary debates in International Relations (IR): How can shifts between established and rising powers be conceptualized without presuming an inevitable conflict? Critically examining “power transition theory”—a paradigm famously articulated by A.F.K. Organski and recently popularized through Graham Allison’s concept of the “Thucydides Trap,” which contends that rapid shifts in relative power between a declining hegemon and an ascending challenger significantly heighten the risk of war—Ma and Kang persuasively argue that the theory’s predominantly materialist and Eurocentric foundations severely limit its explanatory power beyond Western historical contexts. By disproportionately emphasizing cases such as the Anglo-German rivalry of the late nineteenth century, traditional analyses systematically obscure alternative historical experiences and non-Western mechanisms for managing power shifts.

To redress this imbalance, Ma and Kang propose a theoretical recalibration that emphasizes the crucial role of normative and culturally embedded structures in managing interstate relations (Chapter 1). Central to their reconceptualization is the innovative notion of the “common conjecture,” defined as a socially constructed consensus among East Asian states regarding legitimate leadership roles, recognized hierarchies, and accepted status positions within the regional order (p. 5). Significantly, the authors stress that this normative consensus was not merely an abstract ideal but rather a concretely institutionalized system maintained through culturally embedded diplomatic rituals and tributary practices. Korea’s regular tribute missions to the Ming and Qing courts, involving highly formalized ceremonies, exemplify how these normative practices symbolically enacted legitimacy and mutual recognition, thereby actively reinforcing and stabilizing regional hierarchies. Ma and Kang convincingly argue that these normative frameworks functioned as “snap-back mechanisms,” effectively restoring regional stability after major disruptions, such as dynastic transitions or external invasions. Additionally, they underscore the strategic agency exercised by smaller states within these normative orders, demonstrating how such actors carefully balanced hierarchical obligations with their own political autonomy—thus highlighting the tangible political significance and practical effectiveness of normative diplomacy.

Continue reading via International Studies Review >

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The Lessons of East Asian History and the Future of U.S.-China Relations

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Xinru Ma
David Kang
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3d mockup of book "Manipulating Authoritarian Citizenship"

The redistribution of political and economic rights is inherently unequal in autocratic societies. Autocrats routinely divide their populations into included and excluded groups, creating particularistic citizenship through granting some groups access to rights and redistribution while restricting or denying access to others. This book asks: why would a government with powerful tools of exclusion expand access to socioeconomic citizenship rights? And when autocratic systems expand redistribution, whom do they choose to include?

In Manipulating Authoritarian Citizenship, Samantha A. Vortherms examines the crucial case of China—where internal citizenship regimes control who can and cannot become a local citizen through the household registration system (hukou)—and uncovers how autocrats use such institutions to create particularistic membership in citizenship. Vortherms shows how local governments explicitly manipulate local citizenship membership not only to ensure political security and stability, but also, crucially, to advance economic development. Vortherms demonstrates how autocrats use differentiated citizenship to control degrees of access to rights and thus fulfill the authoritarian bargain and balance security and economic incentives. This book expands our understanding of individual-state relations in both autocratic contexts and across a variety of regime types.

About the author

Samantha A. Vortherms is an assistant professor at the University of California, Irvine's Department of Political Science. She is also a faculty affiliate at the Long U.S.-China Institute and a non-resident scholar at UC San Diego's 21st Century China Center. She was a 2017-18 Shorenstein postdoctoral fellow on contemporary Asia at Shorenstein APARC.

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Security, Development, and Local Membership in China

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Samantha Vortherms
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Stanford University Press
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Cover of the book "Walking Out," showing a group of Asian flags, with the American flag set apart from them.

About the Book

From tariff wars to torn-up trade agreements, Michael Beeman explores America's recent and dramatic turn away from support for freer, rules-based trade to instead go its own new way. Focusing on America's trade engagements in the Asia-Pacific, he contrasts the trade policy choices made by America's leaders over several generations with those of today–decisions that are now undermining the trading system America created and triggering new tensions between America and its trading partners, allies and adversaries alike.

With keen insight as a former senior U.S. trade official, Beeman argues that America's exceptionally deep political divisions are driving its policy reversals, giving rise to a new trade policy characterized by zero-sum beliefs about the kind of trade America wants with the world and about new rules for trade that it wants for itself. With enormous implications for the future of regional and global trade, this timely analysis unravels the implications of America's seismic shift in approach for the future of the rules-based trading order and America's role in it.

Walking Out is essential reading for anyone interested in the domestic and international political economy of trade, international relations, and the future of America's role in the global economy.

See also New Book Unravels the Shift in America's Trade Policy and Its Global Consequences 
APARC website, October 1, 2024

About the Author

Michael L. Beeman is a visiting scholar at the Walter H. Shorenstein Asia-Pacific Research Center and has taught international policy as a lecturer at Stanford University. From 2017–23, he was the Assistant U.S. Trade Representative for Japan, Korea, and APEC at the Office of the U.S. Trade Representative (USTR), where he led negotiations for the U.S.-Japan Trade Agreement and for the updated U.S.-Korea Free Trade Agreement, among other initiatives. Prior to this, he served for over a decade in other positions at USTR, including as Deputy Assistant U.S. Trade Representative for Japan. He holds a DPhil in politics (University of Oxford) and an MA in international relations (Johns Hopkins University).

Desk, examination, or review copies can be requested through Stanford University Press.

"Beeman's timely volume Walking Out helps us understand how and why the US has retreated from this system. A practitioner who spent considerable time in the trenches negotiating US trade deals with several Asian partners during the first Trump and the Biden administrations, Michael Beeman brings to the topic of American trade policy the unique combination of scholarly analysis and policy-making experience. With this potent combination, he unpacks two core questions: why has the US retreated from the global free trade agenda, and what are the implications of this turn for US influence? In addition to helping the reader understand these two central issues, Beeman's scholar-practitioner experience shows itself to be invaluable in helping to demystify how rules, schedules, and side letters work in the world of trade negotiations, and why details like dispute settlement and rules of origin matter greatly."

— Joseph Chinyong Liow, Dean and Wang Gungwu Professor of East Asian Affairs, Lee Kuan Yew School of Public Policy, National University of Singapore

Read the full review article via Asian Security >

In the Media


Trump Second Term May Consider Deleting KORUS FTA Government Procurement Chapter 
The Korea Herald Business, January 24, 2025 (interview)

Trump to Push for Universal Tariffs through Legislation, Not Executive Order: Ex-USTR Official
Korea Economic Daily, November 27, 2024 (interview)

On Korea-U.S. Economic Cooperation in the Era of Walking Out
Yonhap News, November 20, 2024 (featured)

Trump Administration to "Reset Relations on the Assumption of Tariffs," Former USTR Official Says
Nikkei, November 15, 2024 (interview)
English version/ Japanese version

If Trump Is Re-elected, It Will be Impossible to Avoid Re-revision of the Korea-US FTA
JoongAng, October 31, 2024 (interview)

Can Democrats Win Back Voters from Trump on Trade Policy?
The New York Times, October 30, 2024 (quoted)

Multimedia from Book-Related Talks


US-South Korea Economic Cooperation in the Era of Walking Out
Korea Economic Institute, November 19, 2024
Watch > 

Book Talk: Walking Out
Wilson Center, October 28, 2024
Watch >

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The War for Chinese Talent in America: The Politics of Technology and Knowledge in Sino-U.S. Relations

This event is no longer accepting registrations. Thank you for your interest!

In 2018, the Trump Administration launched the "China Initiative," a campaign aimed at curbing China's efforts to access U.S. technology. Dr. Zweig’s new book documents the U.S. government's measures to limit technology transfer to China and features case studies of several unknown victims of this campaign. It also explores the detrimental effects on Sino-American scientific collaboration and the education of Chinese students in America. Join the China Program at Stanford's Shorenstein APARC for a presentation by the book's author on this critical topic in U.S.-China relations.

Click here for information about the book >

David Zweig

Dr. David Zweig (Ph.D., The University of Michigan, 1983) is Professor Emeritus, Hong Kong University of Science and Technology, Distinguished Visiting Professor of Taipei School of Economics and Political Science, National Tsinghua University, Taiwan, and Vice-President of the Center for China and Globalization (Beijing). He was a Postdoctoral Fellow at Harvard in 1984-85, and in 2013-2015 received the Humanities and Social Sciences Prestigious Fellowship, Research Grants Council of Hong Kong. For 15 years, he directed the Center on China’s Transnational Relations at HKUST.

Dr. David Zweig Professor Emeritus, Hong Kong University of Science and Technology
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The Stanford Next Asia Policy Lab (SNAPL) has received two grants to offer guidance for more effective U.S. foreign policy strategies in Asia and propose structural reforms that propel the region toward growth, innovation, and democratic resilience. The first grant, from the Freeman Spogli Institute for International Studies (FSI), supports SNAPL's policy engagements with stakeholders in Washington, D.C., forthcoming this September. The second grant, from Stanford Global Studies, funds a series of SNAPL-hosted research workshops throughout the 2024-25 academic year.

Both funded initiatives underscore SNAPL's commitment to generating evidence-based policy recommendations and promoting transnational collaboration with academic and policy institutions to advance the future prosperity of Asia and U.S.-Asia relations.

Housed at the Walter H. Shorenstein Asia-Pacific Research Center (APARC), SNAPL is led by Stanford sociologist Gi-Wook Shin, the William J. Perry Professor of Contemporary Korea, a senior fellow at FSI, and the director of APARC and the Korea Program. The lab’s mission is to address emergent social, cultural, economic, and political challenges facing Asia-Pacific countries and guide effective U.S. Asia policies through interdisciplinary, comparative research and collaboration with academic and policy research institutions in Asia and the United States.  

“We are grateful to FSI and Stanford Global Studies for supporting SNAPL's interdisciplinary, policy-relevant research,” says Shin. “The two grants provide a tremendous boost as we work to contribute evidence-based recommendations to advance a more nuanced understanding of Asia's role in global affairs and informed new directions for U.S. Asia policies.”

Policy Considerations for U.S.-China and U.S.-Asia Relations


With a grant from FSI to support policy engagement, SNAPL team members will share research findings from several of the lab’s flagship projects. The SNAPL team — including Shin, Research Fellow Xinru Ma, and Postdoctoral Fellows Gidong Kim and Junki Nakahara — will travel to Washington, D.C. in September 2024 to present these findings at forums and meetings with academic and policy communities. The trip includes a joint symposium with the Center for Strategic and International Studies (CSIS), a presentation at George Washington University’s Elliott School of International Affairs, and meetings with think tanks and Congress members.

Three core projects the team will share guide U.S. policies in Asia, particularly toward China. The first project challenges many pundits’ framing of the U.S.-China competition as a “new Cold War.” In contrast to this narrative, a recent SNAPL study reveals that contemporary U.S.-China relations are markedly different from the U.S.-Soviet Cold War dynamics. “Our analysis of over 41,000 Congressional speeches spanning 36 years suggests that current U.S. discourses on China mirror those on the past economic competition with Japan rather than the ideological or military conflicts with the USSR in the Cold War era,” says Ma. “Applying Cold War analogies to today's geopolitical landscape would thus misguide efforts to navigate current U.S.-China tensions.”

The research findings from a second SNAPL study offer a better understanding of how U.S. alliance relationships and U.S.-China tensions shape public attitudes toward China in the Asia-Pacific region. Furthermore, another study challenges the conventional wisdom that democracy promotion gives the U.S. a competitive edge in its foreign policy over China. “Our research indicates that liberal values do not serve as a key lens through which Asia-Pacific citizens view recent geopolitical developments,” notes Kim. “The United States should therefore pivot from focusing on liberal rhetoric to emphasizing its role in promoting shared benefits with Asia-Pacific citizens in economic, trade, and military security areas.”

These studies are part of SNAPL’s U.S.-Asia Relations research track.

Racism in Global Context


At George Washington University, the SNAPL team will discuss findings from a project the lab explores as part of another research track, Nationalism and Racism. Recognizing that racism is a global problem with diverse roots and manifestations, this research track examines how nationalism and racism intertwine to create forms of exclusion and marginalization in Asia and provides policy recommendations to advance more inclusive societies in the region and beyond.

At this discussion, to be hosted by the Elliott School of International Affairs’ Sigur Center for Asian Studies, the team will present findings from a study that analyzes how 16 Northeast, Southeast, and South Asian nations discuss and justify their positions on race and racial discrimination. “Our study reveals various forms of racism ‘denial’ rooted in nationalist and religious ideologies, hindering efforts to address ongoing inequalities,” says Nakahara. “Addressing these forms of denial is crucial for promoting critical dialogue on race and racism in Asia and dismantling systems of oppression in the region and elsewhere.”

A Platform for Interdisciplinary Research on Contemporary Asia


SNAPL’s second grant, awarded by Stanford Global Studies, will enable the lab to host throughout the 2024-25 academic year a research workshop series focused on projects from the two research tracks above. Involving scholars and students from Stanford and Asia, the six-part series will foster cross-disciplinary dialogue and share policy-relevant findings grounded in the lab’s research.

The four workshop installments in fall and winter quarters 2024 will be dedicated to the projects discussed above. The spring quarter 2025 workshops will focus on two additional projects: one that examines the discursive construction of U.S. rivals and the respective roles of the media, executive, and legislative branches in this process, and the second that investigates elite articulation of “multiculturalism” in four Asia-Pacific nations.

“These workshops will be invaluable to advancing exchange and partnerships with academics and experts from Stanford and across Asia,” says Shin. “They directly promote SNAPL’s mission to serve as a platform that facilitates trans-Pacific, network-based collaboration."

Visit SNAPL's website for information about the workshops’ schedule and discussion topics.

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Stanford’s Asia-Pacific Research Center Invites Applications for Fall 2025 Asia Studies Fellowships

The Center offers multiple fellowships for Asia researchers to begin in Autumn quarter 2025. These include postdoctoral fellowships on Asia-focused health policy, contemporary Japan, and the Asia-Pacific region, postdoctoral fellowships and visiting scholar positions with the Stanford Next Asia Policy Lab, a visiting scholar position on contemporary Taiwan, and fellowships for experts on Southeast Asia.
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(Clockwise from top left) Michael McFaul, Oriana Skylar Mastro, Gi-Wook Shin, Kiyoteru Tsutsui
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Gidong Kim
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Popular Political Sentiments: Understanding Nationalism and Its Varied Effects on Liberal Democracy

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New grants to inform U.S. Asia policy and fuel cross-disciplinary research on Asia’s role in the global system of the 21st century.

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This opinion piece originally appeared in The New York Times



Over the past 15 years, China has expanded its once-minimal military presence in the South China Sea into a significant one. Beijing has laid claim to nearly all of the strategic waterway, a vital shipping lifeline for the global economy that is rich in energy and fishery resources. China has used nonmilitary assets such as its Coast Guard, fishing vessels and maritime militia to bully its neighbors, blockade their ships and build Chinese military bases on disputed islands.

America is partly to blame. It has condemned China’s behavior, but, eager to avoid escalation, has consistently refrained from standing up militarily, which has only further emboldened Beijing. A new approach is needed. The United States must take real action to strengthen alliances and confront China before it eventually takes control of this hugely important body of water without firing a shot. 

Like any unchallenged bully, China has become increasingly aggressive. Last month, Chinese Coast Guard personnel attacked a Philippine supply vessel with axes and other crude weapons — Manila says a Filipino sailor and several others were injured — in one of the worst acts of violence between China and its rivals in the South China Sea in years. The incident took place near the Sierra Madre, a rusting World War II-era ship that the Philippines had beached 25 years ago at Second Thomas Shoal to assert its territorial claim. The shoal lies about 120 miles off the Philippine island of Palawan and is well within the nation’s exclusive economic zone.

China also had past territorial confrontations in the South China Sea or other waters on its periphery with Vietnam, the United States, Australia, Japan and Taiwan. In 2012, China took control of the disputed Scarborough Shoal from the Philippines, and run-ins between China and the Philippines have grown in number and intensity in recent years. In late May, President Ferdinand Marcos Jr. of the Philippines warned that any Filipino deaths caused by a “willful act” by a foreign force in the South China Sea would be “very close to what we define as an act of war.”

Concern has grown in Manila, Beijing and Washington that tensions in the South China Sea — perhaps even more than Taiwan — could trigger a conflict with China. These fears are overblown. I study Chinese military strength and strategy, and I’m convinced that if the United States were to take a more assertive stance in the South China Sea, Beijing would be likely to back down to avoid a war it knows it would lose.

China may enjoy military advantages in a potential conflict with Taiwan, which is just off the mainland. But its position is less secure in the South China Sea. Over the past 15 years China has built more than two dozen military outposts on disputed islands. Among the largest — at Mischief Reef, Fiery Cross Reef and Subi Reef — there are air strips, fighter jets, radar systems, and laser and jamming equipment. But so far China lacks sufficient antiaircraft and anti-ship missile systems in the region to deny U.S. forces the ability to operate, which leaves the Chinese bases vulnerable to air and naval bombardment.

And the South China Sea is vast — about half the size of the continental United States. The Sierra Madre is around 800 miles from the Chinese mainland. A conflict there would require the People’s Liberation Army to mount joint air and naval resupply operations and to refuel its fighters across great distances — something it has never done and is not equipped for.

If the Philippines is in the fight, treaty obligations would trigger the participation of the United States, which would have access to nine Philippine air and naval bases, greatly enhancing its already considerable ability to project military power in the region. China does have “carrier-killer” ballistic missiles based on its mainland. But U.S. carriers could still send fighters into parts of the South China Sea from outside the range of those missiles. In conjunction with land-based fighters operating from the Philippines, the United States could gain crucial air superiority over a Chinese surface fleet.

China has spent huge sums on its aircraft carrier program and has two in operation, with two more in development. But those still cannot rival the number or capabilities of nuclear-powered U.S. carriers, which are larger, support more aircraft and need to refuel only about every 20 years. China’s carriers need to be refueled about every six days. And learning how to effectively conduct carrier operations takes time; the Chinese have only just begun.

It’s telling that China has been careful to use Coast Guard and civilian vessels in its encounters with neighbors rather than hard military assets — the latter would signal an escalation that Beijing is not yet willing to embark on.

But there is another very good reason China is unlikely to risk war with the United States: It doesn’t need to. Its brinkmanship and use of nonmilitary assets to intimidate its Asian neighbors has been more than enough to take China from almost no military presence in the South China Sea in the late 2000s to a significant force today.

America should call China’s bluff and press its military advantage. This could include escorting Philippine resupply vessels headed to Second Thomas Shoal or even conducting some supply missions itself or with allies like Australia and Japan. This would send China the powerful message that its intimidation will no longer go unchallenged, while allowing Manila to remain visibly in the lead but part of a more enduring coalition. To save face for China, Washington could present operations like these as exercises or training to minimize pressure on Beijing to respond.

Manila is a strategically vital player in America’s regional competition with China. The United States and the Philippines should strengthen their alliance to allow for more U.S. bases in the Philippines and a stronger U.S. commitment to help defend against Chinese incursions into Philippine waters. Closer relations could also make it easier for the United States to resupply Taiwan from Philippine bases during a conflict with China and open the door for enhanced military cooperation with other South China Sea nations, whose fear of an unrestrained Beijing may be deterring them from taking that step. If China determines that its provocations are likely to draw in the United States, it might begin to moderate its behavior .

Of course, anything is possible — Beijing may respond with a full-on military escalation, a daunting prospect that should not be taken lightly. But that risk is low for a Chinese military whose own doctrine is to avoid any war in which victory is not ensured.

Neither U.S. option — standing up to China or backing down — is attractive. But unless the United States asserts itself, China will continue chipping away with its tactics of bluster and intimidation until its military presence in the South China Sea becomes so dominant that it no longer fears war.

The United States can re-establish a favorable balance of power, but it must act now.

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Stanford Experts Assess the Future of the Liberal International Order in the Indo-Pacific Amid the Rise of Autocracy, Sharp Power

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Members of the Philippine Coast Guard take part in a simulation during a trilateral maritime exercise with Japan and US coast guard on June 6, 2023. The drills that took place in waters facing the South China Sea included maneuverings, maritime law enforcement, and search and rescue at sea. (Photo by Jes Aznar/Getty Images)
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China could seize control of a strategically vital waterway without firing a shot.

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The Indo-Pacific, the world’s fastest-growing region in the global economy, faces complex geopolitical and geo-economic risks. Amid Russia’s unrelenting war in Ukraine and its strengthening ties with a bellicose North Korea, China continues to exert its power through economic coercion and diplomatic pressures. Meanwhile, Asia's established and aspiring democracies must rise to the challenge of preventing further democratic decline and revitalizing their institutions. These trends dominated the agenda at the recent Nikkei Forum, The Liberal International Order in the Indo-Pacific.

Cohosted by Shorenstein APARC, the Keio Center for Strategy at the Keio University Global Research Institute, and Nikkei Inc., the forum was held on June 24, 2024, at Keio University and featured Freeman Spogli Institute (FSI) and Keio experts. Its first session, moderated by Akio Fujii, executive chair of the editorial board at Nikkei Inc., included panelists Oriana Skylar Mastro, FSI center fellow at APARC, and Michael McFaul, the director of FSI. They examined the geopolitical effects of the war in Ukraine, deterrence and provocation in Taiwan, and their implications for security in the Indo-Pacific. The second session, moderated by Nikkei commentator Hiroyuki Akita, included Gi-Wook Shin, the director of APARC and director of the Korea Program, and Kiyoteru Tsutsui, the deputy director of APARC and director of the Japan Program. Panelists considered the connectivity of European and Indo-Pacific security, the rise of authoritarianism and global populism, international partnerships, and various ongoing efforts to protect the liberal international order in the Indo-Pacific. The session recordings in English and Japanese are available on the Nikkei Global Events YouTube channel. 

Conflict, Deterrence, and Provocation

Opening the first session, McFaul underscored the broader geopolitical implications of the invasion of Ukraine. Emphasizing the significance of Russian President Vladimir Putin's recent visit to North Korea, he highlighted the intertwined nature of European and Asian security. McFaul argued against the notion that global security should solely focus on China, stressing that Putin's actions demonstrate a critical link between European security concerns and global stability.

McFaul offered a mixed assessment of the war in Ukraine. He praised the international community's response in providing military support and economic aid to Ukraine, stating, “I have been mostly impressed with how the liberal free world, including Japan, came together to provide weapons first and foremost, to provide economic assistance secondarily, and to put in place sanctions [agsint Russia].” Yet he also criticized delays in Western responses, attributing them partly to internal political dynamics, including actions taken during the Trump administration.

What I see, tragically, is the breakdown of the liberal International order.
Michael McFaul
Director of FSI

McFaul expressed concern that Russian defensive positions now hinder prospects for a breakthrough on the Ukrainian side, with future developments tied to the outcome of the next U.S. presidential election. He underscored the importance of democratic nations organizing against autocratic regimes, framing the conflict in Ukraine as a critical battleground for liberal democratic values amidst global power struggles. McFaul described that “what I see, tragically, is the breakdown of the liberal International order. We're going back to an earlier period where there was not one order, but two, and maybe many orders, and one of those divisions is between autocrats and democrats.”

Center Fellow Oriana Skylar Mastro addressed the moderator's query about Ukraine’s implications for East Asia by delving into the complexities of deterrence and provocation in relations with China. She highlighted three main concerns: the blurred distinction between actions that deter China versus those that provoke it, the conflicting priorities of reassuring allies versus deterring adversaries post-Ukraine, and the delicate balance between showcasing military capabilities and demonstrating resolve. Mastro argued that while military build-up might deter China, political gestures, such as enhancing Taiwan's international stature, could provoke tensions.

She emphasized the challenges in aligning U.S. and Japanese strategies, especially regarding Taiwan, where differing interpretations of deterrence and provocation persist. “Attempts to signal resolve can be much more provocative than attempts to demonstrate capabilities [...] It seems that the United States and Japan at least have to be on the same page about what is reassuring versus what deters China, what deters China versus what provokes China, and what is more important, capabilities or resolve,” she explained

Mastro stressed the importance of nuanced policy decisions considering how actions perceived as deterrence in one context might provoke, in another, thus impacting regional stability. “I prefer for the United States to speak softly and carry a big stick, meaning we have a lot of capability but we should stop talking about it so much,” she said. She underscored the U.S. and Japan must coordinate closely on strategic messaging to ensure a cohesive approach to managing China's responses and maintaining regional security.

FSI and APARC scholars meet with Yoshimasa Hayashi FSI and APARC scholars meet with Yoshimasa Hayashi.

During their visit to Tokyo, the Stanford delegation met with Japanese government officials, including Chief Cabinet Secretary Yoshimasa Hayashi.

Michael McFaul gave an interview to the Japan Broadcasting Corporation's (NHK) prime-time news show News 7, which you can view here >

Manifold Pressures on Liberal Democracy

During the second panel, Gi-Wook Shin discussed the contemporary challenges facing liberal democracy, citing instances of foreign influence from authoritarian states like Russia and China. He began with a personal anecdote from Mongolia, where a friend running for parliament reported intimidation by authorities allegedly supported by Russia. Shin drew parallels to previous instances of interference, such as Russia's involvement in the 2016 U.S. election and China's actions in Taiwan and Korea.

In contrast to the American and British leadership against fascism and communism in the 1930s and 1940s, Shin described the current crisis in global leadership to safeguard liberal values. He questioned whether any country could now step up to combat rising authoritarianism, citing Modi’s India and alliances forming between leaders like Putin, Kim Jong-Un, and Xi Jinping. “I don't think I can say with confidence that the U.S. can defend liberal democracy, I don't see any leader in Europe either, and I don't see anyone in Asia,” he lamented.

He called for strategies to restore and strengthen global leadership in promoting and defending liberal democracy against mounting authoritarian challenges from China, Russia, and others.

Japanese democracy is functioning quite well. Apart from that, Japanese Society is peaceful, safe, and stable. Although the economic growth rate is low, people's discontent is not gushing out
Kiyoteru Tsutsui
Deputy Director of APARC

In his remarks, Kiyoteru Tsutsui addressed these global challenges to democracy and emphasized Japan's role in safeguarding it. Tsutsui noted Japan's relatively stable democratic environment compared to nations experiencing greater political divisions. Despite recent economic fluctuations in the country,, “Japanese democracy is functioning quite well,” he argued. “Apart from that, Japanese society is peaceful, safe, and stable. Although the economic growth rate is low, people's discontent is not gushing out and they can live quite a good life.”

Tsutsui emphasized Japan's economic and diplomatic contributions to promoting democracy, citing its trusted role in assisting Asian countries through the Japan International Cooperation Agency (JAICA). He suggested Japan could assert its influence not only through traditional democracy promotion but also by establishing standards in areas like infrastructure and public health. “If we look at the global rankings, Japan has quite a big influence.” He underscored the importance of Japan's discreet but impactful diplomacy in upholding democratic values globally, including its involvement in initiatives like the Free and Open Indo-Pacific Strategy, The Quad, and CPTPP. Through practical actions and international cooperation, he said, Japan  demonstrates its commitment to democratic values and counters global trends of democratic decline. Throughout the forum, the panelists agreed that the Indo-Pacific remains at the center of the global struggle between democracy and autocracy. They emphasized the need for collaborative action to bolster democratic institutions worldwide and urged nations to unite quickly to prevent further escalation of tensions in the region and beyond.

Nikkei newspaper report on the Nikkei Forum – July 3, 2024
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Oriana Skylar Mastro and a cover of her book, "Upstart"
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China's Strategic Path to Power

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(Clockwise from top left) Michael McFaul, Oriana Skylar Mastro, Gi-Wook Shin, Kiyoteru Tsutsui
(Clockwise from top left) Michael McFaul, Oriana Skylar Mastro, Gi-Wook Shin, Kiyoteru Tsutsui.
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At the Nikkei Forum, Freeman Spogli Institute scholars Oriana Skylar Mastro, Michael McFaul, Gi-Wook Shin, and Kiyoteru Tsutsui considered the impacts of the war in Ukraine, strategies of deterrence in Taiwan, and the growing tension between liberal democracy and authoritarian populism.

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China's ascent in the economic, technological, and military spheres and its assertive foreign policy have disrupted geopolitical paradigms, prompting intensified discussions of great power competition and rivalry. But how did China achieve great power status and build it from a weaker resource position in a U.S.-dominated international system?

Stanford political scientist Oriana Skylar Mastro, an expert on Chinese military and security policy, sets out to answer this question in her new book, “Upstart” (Oxford University Press), which offers a novel framework for understanding how China chose to compete on the international stage. A center fellow at the Freeman Spogli Institute for International Studies and faculty at the Shorenstein Asia-Pacific Research Center (APARC), Mastro draws on the political science and business literature to explain China’s thinking that allowed it to enter the great power club.

Mastro joined APARC Publications Manager George Krompacky to discuss her new book. Listen to the conversation on our SoundCloud or YouTube channels. A transcript is also available to download.

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The Startup Approach

In debating about China’s rise, one might fall into the trap of assuming that China would pursue its ambitions like the United States has. Mastro, however, argues that China does not act the same way as the United States or other would-be superpowers and does not have to compete everywhere and in the same manner to yield influence or dictate outcomes.

Acknowledging the highly politicized nature of China’s rise and U.S. competition with China, Mastro emphasizes a pragmatic approach in her book. “For the United States to compete effectively, we have to understand first what the situation is,” she says, ascribing her pragmatic outlook, at least partially, to her military career. Mastro continues to serve in the U.S. Air Force Reserve, currently as the deputy director of reserve global China strategy at the Pentagon.

Mastro shows that China’s buildup of power over the past three decades stems from pursuing a “startup approach,” that is, a careful mix of three strategies: emulation (mirroring U.S. activities in similar areas), exploitation (adopting U.S. strategies, but in different areas of competition, where the United States isn't strongly present), and entrepreneurship (applying innovative approaches to new and existing areas of competition). Throughout her book, she provides 22 case studies in the economic, military, and political realms to illuminate when China has used each of the three components of the startup strategy and explain why it has chosen a certain pathway at a given time.
 

It’s indisputable that what China has accomplished over the past 30 years is impressive.

Emulation, for example, is manifested in China's approach to mediation diplomacy, as it attempts to present itself as an international mediator to gain power and influence; in its pursuit of humanitarian aid, disaster relief, and peacekeeping operations; and its attempts to internationalize the renminbi.

Instances of exploitation include China’s use of arms sales to countries that can't buy them from the United States due to factors like treaty obligations or embargoes; its approach to free trade and industrial policy; and its ability to keep most U.S. forces out of Asia and disrupt those operating there (known as its anti-access/ area denial capability.

Examples of China’s entrepreneurial approach include its reliance on strategic partnerships instead of alliances; its nuclear strategy and protection of overseas interests (unlike the United States, China has no overseas bases and has not relied on a large nuclear arsenal); and its Belt and Road Initiative.  

By no means is China always successful. Mastro lists various examples indicating, she argues, that China chose the wrong strategy in its pursuit of power buildup, such as its attempts to emulate U.S. soft power or aircraft carrier capabilities. ”But I don't want us to be blind to the realities that a lot of what China does has been effective,” says Mastro. “It’s indisputable that what China has accomplished over the past 30 years is impressive.”

Had there been a more nuanced understanding of China's strategic intentions, the United States might have reinforced certain norms and established new rules to limit China's influence more effectively.

Emulation and Exploitation in Foreign Policy

One salient example of the United States’ misunderstanding of China's strategic approach pertains to China’s participation in international organizations. It is also a lesson in the importance of reevaluating and reinforcing the frameworks that govern international institutions.

International institutions, Mastro explains, have been a key mechanism for the United States to build and exercise power in a flexible, innovative manner. Confident in these institutions' ability to regulate state power in alignment with American interests, many in the United States believed that integrating China into the global order would push Beijing towards political and economic liberalization. This belief underpinned the U.S. support for granting China a most-favored-nation status in the 1990s and its entry into the World Trade Organization.

By the early 21st century, China had joined 50 international governmental organizations and more than a thousand international non-governmental organizations. Within these bodies, China sought to assume a leadership role comparable to that of the United States and its allies, aiming to steer agendas and influence outcomes. Not only did China turn out to be adept at working within the rules to shift institutional directions but also at exploiting loopholes, as, for example, in trade organizations, where its compliance with the established norms has been selective. The U.S. expectations about China’s economic liberalization and democratic reform, however, proved to be distorted.

“The underlying issue was the assumption that China would adopt a worldview similar to the U.S. upon deeper integration,” Mastro says. “Had there been a more nuanced understanding of China's strategic intentions, the U.S. might have reinforced certain norms and established new rules to limit China's influence more effectively.”

While we might think there are all kinds of constraints to [China’s calculus on Taiwan], those are not actually in place.

Taiwan and a Changing Military Balance of Power

Just as the United States was mistaken in believing that international institutions would limit China's actions in foreign policy, it might also be wrong in assuming that China's integration into the global economy has changed its stance on the use of force or that China will consider the cost of attacking Taiwan too high.

According to Mastro, Taiwan is another case where Beijing measures costs and benefits differently from Washinton. “While we might think there are constraints on Chinese [calculus on Taiwan], those constraints are often not actually in place.”

For China, Mastro explains, Taiwan is of utmost importance and deeply connected to the legitimacy of the Chinese Communist Party. She stresses that her research indicates that, as part of China's use of economic power, there is good reason to suspect that international isolation and condemnation in response to a Chinese assault on Taiwan would be relatively mild. ”Most strategic partnerships include clauses where countries agree not to let political issues like Taiwan affect their economic relationships,” Mastro says. “This, combined with the changing military balance of power, is something I hope readers understand from my book.

Lessons for U.S. Strategy

In the last chapter of her book, Mastro discusses the implications of China’s upstart strategy for U.S. policy and offers guidance on how Wahington can address China’s rise. “The United States needs to target its approaches to build and maintain a competitive edge with its own version of an upstart strategy,” Mastro writes. Specifically, the United States should avoid emulating all of China's successes, promote emulation where it maintains competitive advantages, close the gaps China exploits to build power, and embrace its unique entrepreneurial approaches.

“The overall goal should be to move competition into areas where the United States has an advantage and reduce the impact of Chinese strategies where China enjoys advantages,” Mastro notes.

But how realistic is it for the United States to play the long game in this manner, given its four-year election cycle and current politically polarized environment?

Mastro recognizes that not only does the U.S. domestic political system make it difficult for policies to continue from one administration to another, but it also increases the cost of entrepreneurial thinking for any administration interested in implementing a new approach during its four-year term. Entrepreneurial actions require a degree of experimentation, but our politicians are averse to taking risks with actions and policies that might require course adjustment.  

Ultimately, Mastro concludes, it is a question of leadership. “I think the rise of China and the challenge of China is of such importance and urgency that you need leaders to put their political aspirations aside and think in a more calculated, strategic way. You need that kind of leadership and courage in our system for us to be able to compete with China.”

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A new book by Stanford political scientist Oriana Skylar Mastro offers a novel framework, the “upstart approach," to explain China's 30-year journey to great power status through strategic emulation, exploitation, and entrepreneurship.

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This article originally appeared on the Stanford Law School's website.


Curtis J. Milhaupt, the William F. Baxter-Visa International Professor of Law at Stanford Law School, recently received a “Best Paper” award from the European Corporate Governance Institute (ECGI) for his 2023 working paper, “The (Geo)Politics of Controlling Shareholders.” Milhaupt is also a senior fellow, by courtesy, at the Freeman Spogli Institute for International Studies and affiliated faculty at Shorenstein APARC.

Milhaupt’s paper “makes a substantial and novel contribution to the literature on corporate governance and controlling shareholders by analyzing how the features of firms with controlling shareholders enhance their geopolitical significance,” according to a press release from ECGI. His paper advocates for the study of corporate governance to extend beyond traditional economic analysis to incorporate geopolitical and political-economic dimensions.

“Corporate governance scholarship on controlling shareholders has focused almost exclusively on shareholder wealth diversion and creation,” said Milhaupt, who was appointed a Fellow of the ECGI in January 2024. The ECGI selects as fellows individuals who have demonstrated scientific excellence or other outstanding achievements in the area of corporate governance and stewardship.

“It is an honor to be recognized for my effort to analyze the complex interplay between corporate control and wide-ranging geopolitical and domestic political concerns,” he said.

Milhaupt focuses his research and teaching on comparative corporate governance, the legal systems of East Asia, and Chinese state capitalism. In addition to numerous scholarly articles, he has co-authored or edited seven books, including Regulating the Visible Hand? The Institutional Implications of Chinese State Capitalism (Oxford, 2016), Law and Capitalism: What Corporate Crises Reveal about Legal Systems and Economic Development Around the World (Chicago, 2008) and Transforming Corporate Governance in East Asia (Routledge, 2008).

The prize will be awarded at the ECGI Annual Conference in Brussels on October 8, 2024.

You can view Professor Milhaupt's presentation of his award-winning paper on the Stanford Law School's YouTube channel.

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The European Corporate Governance Institute (ECGI) honors Stanford Law School's Milhaupt for his 2023 paper, “The (Geo)Politics of Controlling Shareholders.” Milhaupt, who is a senior fellow, by courtesy, at the Freeman Spogli Institute and a faculty affiliate at Shorenstein APARC, has also been appointed a Fellow of the ECGI.

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