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This event is Co-Sponsored by the Center for South Asia (CSA)

How are India and the United States responding to the growing political and military power of China in the Indian Ocean region? India has traditionally sought to maintain strategic preeminence in the region and sees its influence as being increasingly contested. The United States sees the region as an integral part of the wider “Indo-Pacific,” defined by intensifying strategic competition with China. Military planners at U.S. Indo-Pacific Command are refining their strategy in the region, including their approach to mitigating security risks and deepening the U.S. Major Defense Partnership with India, alongside other allies and partners. In this off-the-record webinar, the Command’s senior policy advisor and two leading experts on the Indian Ocean will share their assessments of the key strategic challenges facing India and the United States in the region.

Speakers:

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David Brewster
David Brewster is a Senior Research Fellow at the National Security College at the Australian National University, where he focuses on security in India and the Indian Ocean region, and Indo-Pacific maritime affairs. His books include India as an Asia Pacific Power, about India’s strategic role in the Asia Pacific, India’s Ocean: the Story of India’s Bid for Regional Leadership, which examines India’s strategic ambitions in the Indian Ocean, and the edited volume, India and China at Sea: Competition for Naval Dominance in the Indian Ocean. He is the author of several reports, including The Second Sea, which examines Australia’s role in the Indian Ocean proposes a new roadmap for Australia’s strategic engagement in that region. Brewster holds a PhD from the Australian National University.
 

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Shezi Khan
Shehzi Khan is the Senior Policy Advisor in the Strategic Planning and Policy Directorate at Indo-Pacific Command, supporting senior leadership on key regional policy initiatives.  Ms. Khan served on the Secretary of State’s Policy Planning Staff, as Executive Officer to the Principal Deputy Director of National Intelligence, and as senior South Asia analyst at the State Department.  Ms. Khan briefed the President of the United States in 2013.  She has been posted in Pakistan, China, and New Zealand and also lived and worked in India, Egypt, and France. Ms. Khan speaks five foreign languages and holds an MBA in International Finance and an MA in International Relations.  She is a recipient of the National Intelligence Superior Service Medal and was named State Department’s Analyst of the Year in 2014.

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Nilanthi Samaranayake
Nilanthi Samaranayake directs the Strategy and Policy Analysis Program at CNA. She has led several studies on Indian Ocean and South Asia security. Recently Samaranayake has worked on U.S.-India naval cooperation, water resource competition in the Brahmaputra River basin, and Sri Lankan foreign policy. She also has conducted research on the navies of Bangladesh and Pakistan, the Maldives Coast Guard, security threats in the Bay of Bengal, and relations between smaller South Asian countries and China, India and the United States. Prior to joining CNA, Samaranayake held positions at the National Bureau of Asian Research and the Pew Research Center. Samaranayake holds an M.Sc. in International Relations from the London School of Economics and Political Science and a B.A. in International Studies from American University.


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Arzan Tarapore
Arzan Tarapore (Moderator) is the South Asia research scholar at the Shorenstein Asia-Pacific Research Center at Stanford University, where he leads the newly-restarted South Asia research initiative. He is also a senior nonresident fellow at the National Bureau of Asian Research. Tarapore’s research focuses on Indian military strategy and contemporary Indo-Pacific security issues. This includes a forthcoming paper on “Building Strategic Leverage in the Indian Ocean Region.” He previously held research positions at the RAND Corporation, the Observer Research Foundation, and the East-West Center in Washington. Prior to his scholarly career, he served as an analyst in the Australian Defence Department. Tarapore holds a PhD in war studies from King’s College London.

 

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David Brewster <br><i>Senior Research Fellow at National Security College, Australian National University</i><br><br>
Shehzi Khan <br><i>Senior Policy Advisor in the Strategic Planning and Policy Directorate, Indo-Pacific Command</i><br><br>
Nilanthi Samaranayake <br><i>Director of Strategy and Policy Analysis Program, CNA</i><br><br>
Arzan Tarapore - Moderator <br><i>South Asia Research Scholar, Stanford University</i><br><br>
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Reports of Chinese espionage, IP theft and military-civil fusion strategy have all fueled concerns regarding U.S. universities’ open research ecosystem, especially in STEM.  Many of the concerns focus not only on research integrity but also on potential adverse consequences to U.S. military and economic security.  This panel intends to deepen discussion on open access to U.S. universities, security risks involved, as well as the potential adverse consequences of limiting international access in science and technology (S&T) research.  Questions that panel members will be asked to address include:  What is our best estimate regarding the scale and scope of adverse influence in U.S. universities attributable to S&T collaboration with PRC personnel?  Scientific collaboration and higher education have traditionally been immune to the ups-and-downs of U.S.-China politics.  How did we get to where we are, and why?  What are remedial measures that universities can consider, optimized to balance security and ethical concerns while ensuring pre-eminent scientific advancements and continued U.S. innovation? 

 

Speakers 

Photo of Arthur BienenstockArthur Bienenstock is co-chair, with Peter Michelson, of the American Academy of Arts and Sciences’ Committee on International Scientific Partnerships.  He has also been a member of the National Science Board, the governing body of the National Science Foundation, since 2012.  From November 1997 to January 2001, he was Associate Director for Science of the White House Office of Science and Technology Policy.  At Stanford, he is Special Assistant to the President for Federal Research Policy, Associate Director of the Wallenberg Research Link and a professor emeritus of Photon Science, having joined the faculty in 1967.  He was Vice Provost and Dean of Research and Graduate Policy during the period September 2003 to November 2006, Director of the Stanford Synchrotron Radiation Lightsource from 1978 to 1977 and Vice Provost for Faculty Affairs from 1972 to 1977. 
 

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Photo of Elsa B. Kania
Elsa B. Kania is an Adjunct Senior Fellow with the Technology and National Security Program at the Center for a New American Security. Her research focuses on Chinese military strategy, defense innovation, and emerging technologies. Ms. Kania also works in support of the U.S. Air Force’s China Aerospace Studies Institute through its Associates Program and is a Non-Resident Fellow in Indo-Pacific Security with the Institute for the Study of War. She has been invited to testify before the House Permanent Select Committee on Intelligence, the U.S.-China Economic and Security Review Commission, and the National Commission on Service. Kania was named an official “Mad Scientist” by the U.S. Army’s Training and Doctrine Command and was a 2018 Fulbright Specialist with the Australian Strategic Policy Institute. Her first book, Fighting to Innovate, should be forthcoming with the Naval Institute Press in 2021. Currently, she is a PhD candidate in Harvard University's Department of Government.
 

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Portrait of Susan Shirk

Susan Shirk is the chair of the 21st Century China Center and a research professor at the School of Global Policy & Strategy at UC San Diego. She is also director emeritus of the University of California’s Institute on Global Conflict and Cooperation (IGCC), serving from 1992 to 1997, and again from 2007 to 2012. 

From 1997 to 2000, Shirk served as deputy assistant secretary of state in the Bureau of East Asia and Pacific Affairs, with responsibility for China, Taiwan, Hong Kong, and Mongolia. Shirk founded in 1993 the Northeast Asia Cooperation Dialogue (NEACD), an unofficial “track-two” forum for discussions of security issues among defense and foreign ministry officials and academics from the United States, Japan, China, Russia, and the Koreas.

Shirk’s book China: Fragile Superpower helped frame the policy debate on China in the U.S. and other countries. Her other publications include The Political Logic of Economic Reform in China; How China Opened its Door; Competitive Comrades: Career Incentives and Student Strategies in China; and her edited book, Changing Media, Changing China. Her current book project is Overreach: How China’s Domestic Politics Derailed its Peaceful Rise


Portrait of Tim SternsTim Stearns holds the Frank Lee and Carol Hall Professorship in the Department of Biology at Stanford University and is Senior Associate Vice Provost of Research. He also holds appointments in the Department of Genetics, is a member of the Stanford Cancer Institute and Bio-X, is a Faculty Fellow in Chem-H, and is an affiliated faculty member of the Center for International Security and Cooperation (CISAC). He is a member of JASON, a national organization that advises the government on matters of science, technology and national security. He has also been an advisor to the National Academies of Science and the President's Council of Advisors on Science and Technology (PCAST). Dr. Stearns received a B.S. from Cornell University, a Ph.D. from MIT, and did his postdoctoral fellowship at the University of California, San Francisco. His research concerns the mechanism and regulation of cell division, the organization of signaling pathways within cells, and cell biology of fungal pathogens. Stearns was named an HHMI Professor in 2002 for his work in science education, and has taught international workshops in South Africa, Chile, Ghana, and Tanzania. He is the chair of the NCSD Study Section at the NIH and has served on the editorial boards of several journals.

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Arthur Bienenstock <br><i>Co-chair, American Academy of Arts and Sciences’ Committee on International Scientific Partnerships; Professor of Photon Science, Emeritus, Stanford University</i><br><br>
Elsa B. Kania <br><i>Adjunct Senior Fellow, Technology and National Security Program, Center for a New American Security</i><br><br>
Susan Shirk <br><i>Chair of the 21st Century China Center, UC San Diego; Research Professor, School of Global Policy & Strategy, UC San Diego</i><br><br>
Tim Stearns <br><i>Frank Lee and Carol Hall Professorship, Department of Biology, Stanford University; Senior Associate Vice Provost of Research</i><br><br>
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Oriana Skylar Mastro
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This article by Oriana Skylar Mastro originally appeared in The Interpreter, a daily publication of the Lowy Institute.


There is no end in sight for the ongoing China-India border crisis. In June, China and India’s border dispute along the LAC (Line of Actual Control) resumed after a decades-long halt to the fighting, with the deaths of 20 Indian soldiers and an unspecified number of casualties on the Chinese side. After a few months of relative calm, tensions erupted in late August with “provocative military movements” near Pangong Tso Lake and a Tibetan soldier’s death in India’s Special Frontier Forces. Only a few weeks ago, both sides accused each other of firing warning shots, the first use of live fire in 45 years.

Although China and India’s foreign ministers recently agreed to disengage at talks in Moscow during the Shanghai Cooperation Organisation meeting, troops remain massed at the border. China is reportedly building military infrastructure. Many worry that increased tensions could lead to war, especially given India’s limited options.

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As the second- and fourth-largest militaries in the world – and two nuclear powers at that – soon enter the fifth month of a standoff, the world has been relatively silent. All countries, especially the United States, should help China and India avoid an armed confrontation. Wars happen, especially over territory. And it wouldn’t be the first time the two countries have fought over this issue. Fifty-eight years ago, the two countries found themselves at war when massed Chinese artillery opened fire on a weak Indian garrison in Namka Chu Valley, in an eastern area China considers Southern Tibet and India calls Arunachal Pradesh. China launched a simultaneous assault against the western sector, clearing Indian posts north of Ladakh. After 30 days of sporadic fighting, the war came to an end with a unilateral Chinese withdrawal from much of the territory it had seized.

But such a unilateral ceasefire is extremely rare. Most contemporary conflicts end through a negotiated settlement. This means getting the two countries to talk to each other face-to-face during a war can be necessary for war termination. But my research shows this does not come easily – states are often concerned that a willingness to talk will communicate weakness to their adversary, who, in turn, will be encouraged to continue the fighting. Only when states are confident their diplomatic moves will not convey weakness, and their adversary does not have the will or capabilities to escalate is a belligerent willing to come to the negotiating table.

Continue reading Mastro's comments in The Interpreter >>

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An Indian army soldier watches a fighter plane from a convoy of trucks in Gagangir, India.
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India and China are Taking New Risks Along Their Border

Will diplomacy help defuse the current tensions brewing along the India-China border? Arzan Tarapore analyzes why restoring peace between the two countries may prove difficult.
India and China are Taking New Risks Along Their Border
A regiment of the Indian Army practices in dress uniform for Republic Day
Commentary

Rethinking the Defense Doctrine of India

The security threats India faces along its borders require new strategies, and in order to manage and prevent future risks, the military needs to overhaul its traditional playbook of deterring and defending against conventional attacks says Arzan Tarapore.
Rethinking the Defense Doctrine of India
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Chinese President Xi Jinping (R) talks with India's Prime Minister Manmohan Singh (L) during a meeting at the Diaoyutai State Guesthouse in 2013.
Chinese President Xi Jinping (R) talks with India's Prime Minister Manmohan Singh (L) during a meeting in 2013.
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Nations often hesitate to negotiate with opponents during conflict. But Oriana Skylar Mastro urges that this is precisely what India and China need to do in order to curb the potential for a protracted, costly war with devastating geopolitical implications.

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Most people attribute the Belt and Road Initiative (BRI) to Beijing’s imperialist ambitions. In her talk, Professor Min Ye will go beyond top-level rhetoric, however, and investigate BRI’s origins, its implementation, and its on-the-ground effects inside China. She will unpack different local governments' approaches to the BRI by discussing how subnational entities have leveraged Beijing’s grand strategy and how the implementation of projects and programs related to the BRI facilitate local economic agendas. China’s local developmentalism, which has undergirded not only the BRI but also other national-level strategies (like the Western Development Program and China Goes Global policy), has propelled the Chinese economy from a middle power in 1998 to a superpower in 2018. The talk will conclude with a discussion of COVID-19’s impact on China’s BRI as well as preliminary findings from Professor Ye’s current research into other state-mobilized development initiatives in China.
 

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Portrait of Professor Min Ye
Min Ye is an Associate Professor at the Pardee School of Global Studies, Boston University. Her research lies in the nexus between domestic and global politics and economics and security, focusing on China, India, and regional relations. Her publications include The Belt, Road, and Beyond: State-Mobilized Globalization in China 1998 -- 2018 (Cambridge University Press, 2020), Diasporas and Foreign Direct Investment in China and India (Cambridge University Press, 2014), and The Making of Northeast Asia (with Kent Calder, Stanford University Press, 2010). She has received a Smith Richardson Foundation grant (2016-2018), the East Asia Peace, Prosperity, and Governance Fellowship (2013), Princeton-Harvard China and the World Program post-doctoral fellowship (2009-2010), and Millennium Education Scholarship in Japan (2006). In 2014-2016, Min Ye was an NCUSCR Public Intellectual Program fellow. Ye is currently the 2020 Rosenberg Scholar of East Asian Studies at Suffolk University.

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Min Ye Associate Professor, Pardee School of Global Studies, Boston University
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Oriana Skylar Mastro
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This essay by Oriana Skylar Mastro originally appeared in Cato Unbound.



In his lead essay, Eric Gomez cites profound technological changes as the main reason why the United States should rethink its nuclear policy. However, there is one drastic change he does not adequately take into account: the rise of China. This response essay, therefore, focuses on the China factor in U.S. nuclear policy.

Chinese Nuclear Modernization

Since the turn of the century, China has been modernizing its nuclear forces in earnest. Currently, Beijing’s nuclear arsenal is estimated to number in the 200s. From 2017 to 2018, warheads increased by ten, and the Pentagon anticipates that the stockpile will double over the next ten years. These modernization efforts, such as moving from silo-based liquid-fueled ICBMs to mobile solid-fueled delivery vehicles, have focused mainly on improving force survivability. China also added a sea leg to its nuclear deterrent in 2016 with the introduction of submarine-launched ballistic missiles (JL-2) on its Jin-class ballistic missile submarine.

Additionally, China is producing ballistic missile systems with multiple independently targetable reentry vehicle (MIRV) and maneuverable reentry vehicle (MaRV) technologies that enhance missiles’ effectiveness. To this end, China has launched more ballistic missiles for testing and training in 2019 than the rest of the world combined. Meanwhile, the PLA’s new hypersonic cruise missiles supposedly are capable of piercing existing missile defense systems. Furthermore, structural reforms in China’s military reveal the critical role nuclear weapons play in Chinese strategy. In 2016, the branch in charge of China’s nuclear deterrent, the Second Artillery, was upgraded to a service, the People’s Liberation Army Rocket Force. Its commander was added to China’s highest military body, the Central Military Commission.

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China’s drive to modernize, diversify, and expand its nuclear forces may cause some to argue with Gomez’s essential premise that new thinking is needed. This week, U.S. Strategic Commander Adm. Charles Richard remarked that China’s nuclear weapons buildup is “inconsistent” with their long-held no-first-use policy, emphasizing the need for the United States to pursue nuclear modernization. Indeed, there has been a resurgence in Cold War thinking about nuclear deterrence. For example, Former Senator Jon Kyl and Michael Morell argued for more low-yield nuclear warheads as part of an “escalate to deescalate” strategy. Similarly, Bret Stephens raised concerns that the U.S. arsenal is insufficient to prevent Chinese aggression.

However, I agree with Gomez that we need to rethink U.S. nuclear policy to ensure it can better meet contemporary challenges. Specifically, I argue that to best suit U.S. foreign policy interests, U.S. nuclear policy needs to minimize the role of nuclear weapons in U.S.-China great power competition and pave the way for arms control.

Continue reading Oriana Mastro's response essay in Cato Unbound >>

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Portrait of Oriana Skylar Mastro and a 3D cover of her book, 'The Costs of Conversation: Obstacles to Peace Talks in Wartime'
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FSI Center Fellow Wins Best Book in Security Studies Award

The American Political Science Association recognizes Oriana Skylar Mastro for her work on military strategy and mediation.
FSI Center Fellow Wins Best Book in Security Studies Award
Portrait of Oriana Mastro with text: "Q&A with Oriana Skylar Mastro"
Q&As

FSI’s Incoming Center Fellow Oriana Skylar Mastro Discusses Chinese Ambitions, Deteriorating U.S.-China Relations

Mastro, whose appointment as a Center Fellow at Shorenstein APARC begins on August 1, considers the worsening relations between the world’s two largest economies, analyzes Chinese maritime ambitions, and talks about her military career and new research projects.
FSI’s Incoming Center Fellow Oriana Skylar Mastro Discusses Chinese Ambitions, Deteriorating U.S.-China Relations
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A missile display in the Military Museum in Beijing, China.
A missile display in the Military Museum in Beijing, China.
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Oriana Skylar Mastro explains why U.S. nuclear policy needs to minimize the role of nuclear weapons in the U.S.-China great power competition and pave the way for arms control.

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This analysis by Arzan Tarapore was originally published at The Monkey Cage by The Washington Post.


Last week, the India-China border standoff came the closest it has yet to war. As Taylor Fravel explained, the long-standing border dispute dates from the 1962 Sino-Indian War. The dispute came to a boil in May when a large force of Chinese soldiers crossed the Line of Actual Control (LAC), the disputed border between the two countries since 1962. A deadly skirmish in June temporarily raised tensions, but it was the result of tragic happenstance rather than large and risky military maneuvers.

Tensions have escalated more seriously since late August because both sides have jostled for tactical advantage, creating incentives for each side to outflank or even fight the other.

Here’s where things stand in this crisis.

Aggressive tactical maneuvers led to rising tensions

A new phase of the four-month-long border crisis opened when Indian special forces quietly occupied several peaks in the mountainous Chushul sector of Ladakh during the night of Aug. 29-30. These peaks sit on India’s side of the LAC, just south of a divided lake — Pangong Tso — but had been left unoccupied in accordance with confidence-building agreements. They were the site of tenacious fighting in the 1962 border war and hold particular tactical significance because they overlook an important pathway through the mountains between India and China.

Occupying the high ground in Chushul was designed to prevent Chinese forces from establishing an even stronger position. India also may have calculated that it could negotiate a withdrawal from those tactically valuable peaks in return for a Chinese withdrawal from areas seized after May.

Tensions rose. Indian and Chinese troops also scrambled to secure high ground overlooking new Chinese fortifications on the north bank of Pangong Tso. They reinforced their positions with additional aircraft and armor and accused each other of firing the first gunshots on the LAC since 1975. Some Indian analysts warned that China might risk war to reverse India’s occupation of the Chushul peaks.

Continue reading Arzan's full analysis on Monkey Cage at The Washington Post >>

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A regiment of the Indian Army practices in dress uniform for Republic Day
Commentary

Rethinking the Defense Doctrine of India

The security threats India faces along its borders require new strategies, and in order to manage and prevent future risks, the military needs to overhaul its traditional playbook of deterring and defending against conventional attacks says Arzan Tarapore.
Rethinking the Defense Doctrine of India
An Indian Army soldier looking through a military monocular over hills in the background
News

U.S. Policymakers Cannot Assume the Fixity of Indian Strategic Preferences, Argues South Asia Research Scholar Arzan Tarapore

In a special report published by the National Bureau of Asian Research, Tarapore analyzes possible scenarios for India’s strategic future that expose risks and tensions in current U.S. policy.
U.S. Policymakers Cannot Assume the Fixity of Indian Strategic Preferences, Argues South Asia Research Scholar Arzan Tarapore
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An Indian army soldier watches a fighter plane from a convoy of trucks in Gagangir, India.
An Indian army soldier watches fighter plane from a convoy of trucks in Gagangir, India.
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Will diplomacy help defuse the current tensions brewing along the India-China border? Arzan Tarapore analyzes why restoring peace between the two countries may prove difficult.

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Yuen Yuen Ang, a former postdoctoral student of China Program Director Jean Oi, has been awarded the Theda Skocpol Prize by the American Political Science Association in recognition of her “impactful empirical, theoretical and/or methodological contributions to the study of comparative politics.” The prize recognizes emerging academics up to ten years post-PhD for scholarly excellence in political science. Ang is a Stanford Ph.D. alumna and current associate professor of political science at the University of Michigan.

Her research examines how governments and governing organizations react to radical uncertainty and novel problems. She posits that such disruptions are an endemic condition of the twenty-first century, and that examining the political economies of adapting, or failing to adapt, to rapidly changing realities is a key to understanding current geopolitics.

At the center of Ang’s work is the study of China’s rise as a global superpower, which she characterizes as one of the greatest disruptions of the contemporary world. In her highly acclaimed and award-winning book, How China Escaped the Poverty Trap (2016), Ang challenges the conventional linear models of the political economy of development by applying the principles of complexity and system thinking to offer a new explanation of how China transformed itself from an impoverished planned economy into the world’s second-largest GDP.

Ang’s current work into debunking the myths surrounding the U.S.-China tech race, the misunderstanding of nuances of the Belt and Road Initiative, and the debates swirling around China’s handling of the COVID-19 pandemic continues to build on her record of excellent and innovative scholarship.

A big congratulations to Yuen Yuen for her latest recognition and ongoing contributions to the field of contemporary Asis studies!

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(Left) Congratulations Adam Yao Liu, Winner of the 2020 BRICS Economic Research Award; (Right) Portrait of Dr. Adam Liu
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Stanford Ph.D. Alumnus Wins BRICS Economic Research Award

Dr. Adam Yao Liu, a former doctoral student of APARC China Program Director Jean Oi, has been awarded the 2020 BRICS Economic Research Award for his research on how banking systems in China are developing.
Stanford Ph.D. Alumnus Wins BRICS Economic Research Award
Shiran Shen (left) and Lizhi Liu (right)
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Former Doctoral Students Win Prestigious Dissertation Awards

Interdisciplinary environmental scholar Shiran Victoria Shen is the recipient of the Harold D. Lasswell Award and political economist Lizhi Liu is the recipient of the Ronald H. Coase Award in recognition of their outstanding doctoral dissertations.
Former Doctoral Students Win Prestigious Dissertation Awards
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(Left) Yuen Yuen Ang; (Right) Congratulations Yuen Yuen Ang, Winner of the Theda Skocpol Prize from the American Political Science Association
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Former China Program postdoc and Stanford Ph.D alumna Yuen Yuen Ang has received the Theda Skocpol Prize for Emerging Scholars from the American Political Science Association for her scholarship on China’s transformation into a global superpower.

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APARC Predoctoral Fellow, 2020-2021
anna_zhang.jpg

Anna Zhang joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as APARC Predoctoral Fellow for the 2020-2021 academic year. She is a PhD candidate at the political science department. Her research interests include civil conflict, state building, and internal migration. Her dissertation studies China's institutional solution to the challenges of territorial control. 

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APARC Predoctoral Fellow, 2020-2021

Shan Huang joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as APARC Predoctoral Fellow for the 2020-2021 academic year and is currently a doctoral candidate in anthropology at Stanford University. He is broadly interested in urban studies and contemporary social movements with an area focus of Hong Kong and Mainland China. His dissertation examines how Hong Kong government’s developmental schemes are confronted by grassroots actions aimed at democratizing urban planning and promoting alternative urban futures. An ethnographic account of Hong Kong’s political culture in the post-Handover era, it also seeks to reflect on urbanism of our times.

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