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Maritime issues are increasingly at the heart of security issues between the United States and China. Historically, the Taiwan issue had dominated the relationship, but increasingly issues such as close in reconnaissance, the South China Sea, and different views on exclusive economic zone rights are shaping the security agenda. In each of these areas, the two sides are far apart. U.S. routine practices of air and sea-based reconnaissance well outside territorial waters is met with indignation by Chinese leaders. Chinese assertive policy regarding its claims of the Spratly islands has provoked several Southeast Asian nations and drawn U.S. diplomatic attentions to the region. Chinese claims on EEZ rights are outliers internationally, however the United States stands outside the key international treaty that governs such rights.

Overlaying these potentially conflicting national interests, both sides have engaged in military shifts. China has maintained double-digit growth in its military budget for nearly 20 years, with substantial attention to the naval realm. Chinese diesel submarines and advanced combat aircraft have brought the People’s Liberation Army to modern levels. New types of systems such as ballistic missile launching submarines and anti-ship ballistic missiles are changing the vary nature of China’s maritime capabilities. As the United States winds down two wars in the Middle East, its military remains attentive to these changes and includes doctrinal and force posture changes. New deployments in Singapore, Guam, and Australia supplement enhanced partnerships with the Philippines and Vietnam, and a reinvigoration of traditional alliances.

The interaction between potentially conflictual national interests and a dynamic military situation raises concerns about the future between the two giants astride the Pacific.

About the panelists

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Adm. Gary Roughead
Admiral Gary Roughead is a 1973 graduate of the U.S. Naval Academy. Among his six operational commands, Admiral Roughead was the first officer to command both classes of Aegis ships, having commanded USS Barry (DDG 52) and USS Port Royal (CG 73). As a flag officer, he commanded Cruiser Destroyer Group 2, the George Washington Battle Group; and U.S. 2nd Fleet/NATO Striking Fleet Atlantic and Naval Forces North Fleet East. Ashore, he served as Commandant, United States Naval Academy, the Department of the Navy’s Chief of Legislative Affairs, and as Deputy Commander, U.S. Pacific Command. He is one of only two officers to have commanded the fleets in the Pacific and Atlantic, commanding the U.S. Pacific Fleet and Joint Task Force 519, as well as U.S. Fleet Forces Command, where he was responsible for ensuring Navy forces were trained, ready, equipped and prepared to operate around the world, where and when needed.

Roughead’s awards include the Defense Distinguished Service Medal, Navy Distinguished Service Medal, Defense Superior Service Medal, Legion of Merit, Meritorious Service Medal, Navy and Marine Corps Commendation Medal, Navy and Marine Corps Achievement Medal, and various unit and service awards.

Roughead became the 29th Chief of Naval Operations Sep. 29, 2007. He retired from active duty, Sept. 23, 2011.

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Christopher Twomey
Christopher P. Twomey is an associate professor of national security affairs (with tenure) at the U.S. Naval Postgraduate School (NPS) in Monterey, Calif. In 2004, he received his PhD in politcal science from MIT and joined the NPS faculty, later serving as associate chair for research and as director of the Center for Contemporary Conflict from 2007 to 2009. Today, he works closely with the Departments of Defense and State on a range of diplomatic engagements across Asia and regularly advises PACOM, STRATCOM, and the Office of Net Assessment. His book—The Military Lens: Doctrinal Differences and Deterrence Failure in Sino-American Relations (Cornell, 2010)—explains how differing military doctrines complicate diplomatic signaling, interpretations of those signals, and assessments of the balance of power. He edited Perspectives on Sino-American Strategic Nuclear Issues (2008), and his work has appeared in journals such as Asian Survey, Security Studies, Arms Control Today, Contemporary Security Policy, Asia Policy, Current History, and Journal of Contemporary China. He has previously taught or researched at Harvard, Boston College, RAND, the Chinese Academy of Social Sciences, and IGCC, and is currently a research fellow at the National Bureau of Asian Research. He has lived in China several times, speaks and reads Chinese, and regularly travels to Asia.

His research interests center on security studies, Chinese foreign policy, general nuclear strategy, strategic culture, statecraft, and East Asian security in theory and practice.

Additional information about his research and teaching can be found here.


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Freeman Spogli Institute for International Studies
Stanford University
Encina Hall, C-327
Stanford, CA 94305-6055

(650) 723-9149 (650) 723-6530
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Shorenstein APARC Fellow
Affiliated Scholar at the Stanford Center on China's Economy and Institutions
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Thomas Fingar is a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the inaugural Oksenberg-Rohlen Distinguished Fellow from 2010 through 2015 and the Payne Distinguished Lecturer at Stanford in 2009.

From 2005 through 2008, he served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. Fingar served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2000-01 and 2004-05), principal deputy assistant secretary (2001-03), deputy assistant secretary for analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94), and chief of the China Division (1986-89). Between 1975 and 1986 he held a number of positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Fingar is a graduate of Cornell University (A.B. in Government and History, 1968), and Stanford University (M.A., 1969 and Ph.D., 1977 both in political science). His most recent books are From Mandate to Blueprint: Lessons from Intelligence Reform (Stanford University Press, 2021), Reducing Uncertainty: Intelligence Analysis and National Security (Stanford University Press, 2011), The New Great Game: China and South and Central Asia in the Era of Reform, editor (Stanford University Press, 2016), Uneasy Partnerships: China and Japan, the Koreas, and Russia in the Era of Reform (Stanford, 2017), and Fateful Decisions: Choices that will Shape China’s Future, co-edited with Jean Oi (Stanford, 2020). His most recent article is, "The Role of Intelligence in Countering Illicit Nuclear-Related Procurement,” in Matthew Bunn, Martin B. Malin, William C. Potter, and Leonard S Spector, eds., Preventing Black Market Trade in Nuclear Technology (Cambridge, 2018)."

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Thomas Fingar Oksenberg-Rohlen Distinguished Fellow, Freeman Spogli Institute for International Studies Moderator Stanford University
Gary Roughead Admiral, 29th Chief of Naval Operations, (Retired) Panelist United States Navy
Christopher Twomey Associate Professor of National Security Affairs Panelist Naval Postgraduate School
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In this session of the Shorenstein APARC Corporate Affiliate Visiting Fellows Research Presentations, the following will be presented:

 

Minoru Aosaki, "Banking System and Sovereign Risk in Japan"

After the financial crisis of 2008, European financial markets have experienced sharp increases of sovereign risk. This adversely affected the solvency of banking institutions as they suffered losses from their sovereign holdings and deterioration in their funding conditions. Meanwhile, Japan's sovereign market remained stable, but market participants were cautious as the country’s debt-to-GDP ratio is the highest in the world, and its banking sector holds as much as 44% of domestic sovereign debt. The question is how Japanese policy makers should address the sovereign risk in the banking system. In pursuit of this question, Aosaki compares the market environment in Japan and the Euro Area, examining the reasons banks hold sovereign bonds and the channels that connect sovereign risk with the banking system.

Prashant Pandya, "Cell-based Therapies -- Current Trends and Future Prospects"

Stem cells have been the subject of considerable excitement and debate over the last decade. Stem cell therapy is emerging as a potentially revolutionary new way to treat disease and injury, with wide-ranging medical benefits. Stem cell research provides the opportunity to advance our understanding of human biology and treatment of various diseases. In Pandya’s research, he shares his experience about major challenges related to the commercial development of stem cell therapies and key technology drivers. This research is based on consultations with several prestigious regulatory agencies—including the U.S. Food and Drug Administration, European Medicines Agency, and Therapeutic Goods Administration of Australia—as well as interviews with 45 CEOs and senior scientists of large and small biotech companies and professors from leading universities across five countries. Pandya’s research reveals that there are many intriguing aspects of stem cells still remaining to be elucidated. Stem cells have the potential to treat an enormous range of diseases and conditions that plague millions of people and offer exciting promise for future therapies. But significant technical hurdles remain that will only be overcome through years of intensive research, and successful commercialization of cell-based therapies requires more than proving safety and efficacy to regulators. Ultimately the therapy must be commercially viable.

Ramnath Ramanathan, "Designing Toxicology Studies for Small Interfering Ribo Nucleic Acid"

The field of medicine has improved drastically over the period of time. Medical treatment has evolved from using plant extracts to chemical drugs to stem cell and gene therapies. Discovery of small interfering Ribo Nucleic Acid (siRNA) was one of the most important recent breakthroughs in the field of medicine. This was due to siRNA’s capability of posttranscriptional gene silencing by destruction of mRNA and thereby reducing the protein synthesis. Though the efficacy studies conducted in vitro and in animal models are promising, there have also been circumstances where there were adverse effects including mortality of animals treated with siRNA. Since RNA interference is a relatively new technique, it is very important to understand the toxicity involved before using it as a therapy. For this purpose, toxicology studies have to be designed in order to address all questions on the safety aspects of siRNA. In addition to the traditional toxicity studies, several other tests will have to be conducted. These additional studies will have to address issues specific to siRNA therapy such as immune activation, formation of tetraplex DNA, down regulation of non-target mRNA, interaction with cellular proteins, etc. Through Ramanathan’s work, he has designed a battery of toxicology studies to understand the side effects so that only relatively safe therapy is tried on humans during clinical trials. Ramanathan will present his findings.

 


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Corporate Affiliate Visiting Fellow
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Minoru Aosaki is a corporate affiliate visiting fellow at the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) for 2010–11 and 2011–12. Prior to joining Shorenstein APARC, he was deputy director for international banking regulations at the Government of Japan's Financial Services Agency, where he was responsible for developing bank regulatory standards as a member of groups of the Basel Committee on Banking Supervision. Before 2008, he worked for Japan's Ministry of Finance and drafted the ministry's policy-position papers on the International Monetary Fund and also participated in the communiqué drafting processes at the G7 and G20 meetings.

During his time at Shorenstein APARC, Aosaki researches policy responses to the recent financial crisis with the support of Dr. Michael Armacost, and discussed at seminars and conferences at Stanford University, Cornell University, and Harvard University.  He received a bachelor of law degree (LL.B.) from Hitotsubashi University in 2001, a master of public administration degree (MPA) from Syracuse University in 2004, and a master of law degree (LL.M.) from Cornell Law School in 2005.
 

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Minoru Aosaki Speaker Ministry of Finance, Japan
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Corporate Affiliate Visiting Fellow
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Prashant Pandya is a corporate affiliate visiting fellow at Shorenstein APARC for 2011-12.  Prior to joining Shorenstein APARC, he has worked for Reliance Life Sciences at Navi Mumbai (India) as a Deputy General Manager.

He has over 12 years of experience in various fields such as first in human studies, stem cell research, phase-II-IV, bioequivalence and QTC studies. He has monitored and conducted more then 100 national and global studies and has hands-on experience in the complete drug development process. He is a qualified Pharmacist, certified Project Manager & clinical research professional with post-graduate work in pharmaceutical & business management. Prior to joining Reliance Life Sciences, he was associated with India’s leading pharmaceutical and Contract Research Organizations such as Ranbaxy & Cadila.

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Prashant Pandya Speaker Reliance Life Sciences
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Corporate Affiliate Visiting Fellow
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Ramnath Ramanathan is a corporate affiliate visiting fellow at Shorenstein APARC for 2011-12. He works for Reliance Life Sciences Pvt. Ltd. (India). For more than 6 years with Reliance, he has been working on various branches of laboratory animal research. He started his carrier with monitoring quality of laboratory animals. Currently, his major field of work is toxicology. His interests include creation and research on animal models of human diseases.  

Ramanathan received his Masters degree in biotechnology from the Univeristy of Madras and is currently pursuing his Ph.D. in biochemistry at Mumbai University.

 

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Ramnath Ramanathan Speaker Reliance Life Sciences
Seminars
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After the submission of the Sachar Committee Report, several studies have undertaken data-based analysis of the socioeconomic and educational conditions of Muslims in India. Many researchers, policy makers, and Muslims believe that education can be the only mechanism to enhance their socioeconomic status and enter into better-paid jobs, businesses, and professions. This seminar will review the available evidence on the patterns of Muslim participation in education and workforce outcomes. Comparing the estimates derived from the most recent round of the National Sample Survey for the year 2009–2010 with the earlier years, it will assess how these patterns have changed in recent years. To the extent feasible the correlates of these changes will also be explored.

Rakesh Basant's current teaching and research interests focus on firm strategy, innovation, public policy, and regulation. His recent work has focused on capability building processes in industrial clusters; FDI in R&D; innovation-internalization linkages; competition policy; inter-organizational linkages for technology development (especially academia-industry relationships); strategic and policy aspects of intellectual property rights; linkages between public policy and technological change; economics of strategy; and the small-scale sector in India. His sectoral focus of research in these areas has been on the pharmaceutical, IT, electronics, and suto-component industries. Basant was a member of the Indian Prime Minister’s High-Level Committee (also known as Sachar Committee) to write a report on the social, economic, and educational conditions of Muslims in India. In continuation of this work, part of his current research focuses on issues relating to affirmative action, especially in higher education. Basant has also been a recipient of the of the Ford Foundation Post-Doctoral Fellowship in Economics, and has spent two years at the Economic Growth Center at Yale University as a visiting research fellow. In addition, he has worked as a consultant to several international organizations.

This seminar series is co-sponsored by the South Asia Initiative,

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Rakesh Basant Professor of Economics & Chairperson Speaker Center for innovation, Incubation & Entrepreneurship, Indian Institute of Management, Ahmedabad
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“A postdoctoral program is crucial to the intellectual development of any strong academic institution. I am proud the Shorenstein Asia-Pacific Research Center will serve as a home next year for these four talented emerging Asia scholars. Not only will they benefit from taking part in our vibrant research and publishing activities, but they will also bring new expertise and perspectives to our Center.”

-Gi-Wook Shin, Director, Shorenstein APARC

 
In the coming academic year, the Shorenstein Postdoctoral Fellowship program will double in size.

The four incoming fellows represent the best of the next generation of contemporary Asia scholars. Their research ranges from civil society and authoritarian governance in China to ethnic conflict in South Asia, and Korean migration and identity to election politics in Japan.

During their time at the Shorenstein Asia-Pacific Research Center (Shorenstein APARC), the fellows will conduct their own research and writing, present their work at public seminars, and take part in the research and publishing activities of the Center. Postdoctoral fellows will also have the chance to exchange ideas with Shorenstein APARC experts and interact with the many distinguished visitors who visit each year from throughout the Asia-Pacific region.

In addition, the Asia Health Policy Program at Shorenstein APARC will welcome two postdoctoral fellows in the 2012–13 academic year: an Asia Health Policy Fellow and a Developing Asia Fellow.

Postdoctoral fellows are a vital part of the academic life of the Center, and their relationships with Shorenstein APARC will continue throughout their entire careers.

The Shorenstein Postdoctoral Fellowship Program is made possible through the generosity of Walter H. Shorenstein.

“This fellowship has changed the trajectory of my academic career. It has given me the intellectual space to be highly productive and the freedom to expand my understanding of world events in order to enhance my future teaching and research. Thanks in large part to the fellowship, I was able to obtain an appointment as an assistant professor in the Department of International Relations at Boston University.”

-Jeremy Menchik, 2011–12 Shorenstein Postdoctoral Fellow


2012–13 Shorenstein PostDoctoral Fellows

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Diana Fu

Diana Fu will be joining Shorenstein APARC from Oxford University’s Department of Politics and International Relations, and from the Massachusetts Institute of Technology where she recently served as a political science research fellow. Her research interests encompass state-society relations in authoritarian regimes, civil society, governance, and labor contention. She will be completing a series of journal articles about civil society and authoritarian governance in China. Fu holds an MPhil in international development from Oxford University where she studied as a Rhodes Scholar, and a BA in global studies and political science from the University of Minnesota.

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Jaeeun Kim
Jaeeun Kim is a postdoctoral research associate at the Center for the Study of Religion at Princeton University. She is interested in issues of identity within the context of international migration, which she explores in her dissertation Colonial Migration and Transborder Membership Politics in Twentieth-Century Korea. She is also developing a project focusing on ethnic Korean migrants from northeast China to the United States, including issues such as legalization strategies and conversion patterns. Kim holds an MA and a PhD in sociology from the University of California, Los Angeles, and a BA in law from Seoul National University.

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Daniel M. Smith
Daniel M. Smith, a PhD candidate with the Department of Political Science at the University of California, San Diego (UCSD), is completing his dissertation on the causes and consequences of political dynasties in developed democracies, with particular focus on Japan. He has conducted research in Japan as a Japanese Ministry of Education research scholar (2006–2007), and as a Fulbright dissertation research fellow (2010–2011). Smith holds an MA in political science from UCSD, and a BA in political science and Italian from the University of California, Los Angeles. After completing his fellowship at Shorenstein APARC, he will join the Department of Government at Harvard University as an assistant professor.

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Ajay Verghese
Ajay Verghese is a PhD candidate in the Department of Political Science at The George Washington University. His work focuses on comparative politics and international relations, and his research interests include South Asia, ethnicity, ethnic conflict, historical analysis, and qualitative methods. Verghese has conducted language training and fieldwork in India, with support from organizations such as the American Institute of Indian Studies and the U.S. State Department Critical Language Scholarship Program. He will be turning his dissertation into a book entitled The Colonial Origins of Ethnic Violence: India and the Indian Ocean Region. Verghese holds a BA in political science and French from Temple University.

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Muslim minorities in China are often depicted as either forces for integration (i.e., sinicization and assimilation) or disintegration (as separatists, radical Islamists, or ethnic nationalists). Yet, many of the challenges China’s Muslims confront remain the same as they have for the last 1400 years of continuous interaction with Chinese society, though clearly many are new as a result of China's transformed and increasingly globalized society, and especially since the watershed events of the Sept. 11 terrorist attacks with the subsequent Sino-U.S. cooperation on the “war on terrorism.”

Muslims in China live as minority communities amid a sea of people, in their view, who are largely pork-eating, polytheist, secularist, and kafir ("heathen"). Nevertheless, many of their small and isolated communities have survived in rather inhospitable circumstances for over a millennium. 

This seminar will examine Islam and Muslim minority identity in China. Through comparing the two largest Muslim minorities in China (Uyghur and Hui), it will be argued that successful Muslim accommodation to minority status in China can be seen to be a measure of the extent to which Muslims have been able to reconcile the dictates of Islamic identiy to their host culture. This goes against the opposite view that can be found in the writings of some analysts of Islam in China, that Islam in the region is almost unavoidably rebellious and that Muslims as minorities are inherently problematic to a non-Muslim state. The history of Islam in China suggests that both within each Muslim community, as well as between Muslim nationalities, there are many alternatives to either complete accommodation or separatism.

Dru C. Gladney is the author of over 50 academic articles, as well as Muslim Chinese: Ethnic Nationalism in the People's Republic (Harvard University Press, 1996, 2nd edition); Ethnic Identity in China: The Making of a Muslim Minority Nationality (Wadsworth, 1998); Making Majorities: Constituting the Nation in Japan, China, Korea, Malaysia, Fiji, Turkey, and the U.S. (Editor, Stanford University Press, 1998). Former president of the Pacific Basin Institute and dean of the Asia-Pacific Center for Security Studies in Honolulu, Gladney is also the author of  Dislocating China: Muslims, Minorities, and Other Sub-Altern Subjects  (Chicago: University of Chicago Press, 2004). He is currently working on a comparative study of Muslim adaptations in China as well as a study of new media in helping to build a Uyghur "virtual" nation. 

 This seminar series is co-sponsored by the South Asia Initiative,
 

   

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Dru C. Gladney Professor of Anthropology Speaker Pomona College
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More than two decades after the cold war ended elsewhere, it continues undiminished on the Korean Peninsula. The division of the Korean nation into competing North and South Korean states and the destructive war that followed gave rise to one of the great, and still unresolved, tragedies of the twentieth century.

Published for the first time in English, Peacemaker is the memoir of Lim Dong-won, former South Korean unification minister and architect of Nobel Peace Prize winner Kim Dae-jung’s Sunshine policy toward North Korea. Lim will present a talk at Stanford in conjunction with the book’s U.S. release, highlighting major themes from it and discussing them within the context of recent developments on the peninsula.

As both witness and participant, Peacemaker traces the process of twenty years of diplomatic negotiations with North Korea, from the earliest rounds of inter-Korean talks through the historic inter-Korean summit of June 2000 and beyond. It offers a fascinating inside look into the recent history of North-South Korea relations and provides important lessons for policymakers and citizens who seek to understand and resolve the tragic—and increasingly dangerous—situation on the Korean Peninsula.

About the Speaker

Following a thirty-year career in the South Korean military, Lim Dong-won’s government service began with his tenure as ROK ambassador to Nigeria and then Australia; under the Roh Tae-woo administration, he served as chancellor of the Institute of Foreign Affairs and National Security and director of arms control planning. During the Kim Dae-jung administration Lim held numerous key national-level posts, including head of the National Intelligence Service and minister of unification. He currently is chairman of the Korea Peace Forum and the Hankyoreh Foundation for Reunification and Culture.

This event is made possible by the generous support from the Koret Foundation.

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Dong-won Lim former Minister of Unification, South Korea Speaker
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China's defense budget has grown over the past two decades to become the second largest in the world, though still far below that of the United States. The steady growth of the People's Liberation Army's (PLA) capabilities and effectiveness influence not only Beijing's security policies, but the behavior of states within, and increasingly beyond, East Asia, including the United States. Ambassador Karl Eikenberry, whose experience with the Chinese military includes assignments as the U.S. defense attaché and assistant army attaché to the People's Republic of China (PRC), will discuss the PLA's modernization efforts and address the evolving role of the military in the PRC's comprehensive national security strategy.

Karl Eikenberry is the Payne Distinguished Lecturer at the Freeman Spogli Institute for International Studies at Stanford University (FSI). Within FSI he is an affiliated faculty member with the Center for International Security and Cooperation and the Shorenstein Asia-Pacific Research Center. He is also and an affiliated researcher with the Europe Center. Prior to his arrival at Stanford, he served as the U.S. ambassador to Afghanistan from May 2009 until July 2011, where he led the civilian surge directed by President Obama to reverse insurgent momentum and set the conditions for a transition to full Afghan sovereignty.


**Please note: All remarks are off the record.**

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Karl Eikenberry Payne Distinguished Lecturer, Freeman Spogli Institute for International Studies Speaker Stanford University
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