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Center members are cordially invited to the Shorenstein APARC 2019 - 2020 Orientation Luncheon on Tuesday, October 1, 2019. Please come join us to meet new colleagues and learn about research and projects taking place this year, while enjoying lunch together.

Please also join us on the morning of October 1 for a professional photoshoot. Photos will be used for the Shorenstein APARC directory board and website
 
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From political power in Britain, China, and New York City to robots and morality, APARC faculty draw inspiration for their work from a wide range of sources. Several of them share here what’s on their nightstand or e-book device this summer.


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Cover of the book The May Fourth Movement.

Thomas Fingar, Shorenstein APARC Fellow

I've decided to devote a portion of my summer reading to books on landmark developments in China being celebrated (or not), because 2019 is a major anniversary year. It marks the 100th anniversaries of the May Fourth Movement and of the establishment of the Kuomintang; the 70th anniversary of the establishment of the People’s Republic of China; the 40th anniversary of Reform and Opening plus normalization of U.S.-China relations; and the 30th anniversary of Tiananmen Square.

To mark the centennial of the May Fourth Movement, I will reread the pioneering book by Chow Tse-tung, The May Fourth Movement: Intellectual Revolution in Modern China.

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Cover of the book Working, by Robert Caro

 

David M. Lampton, Oksenberg-Rohlen Fellow

My recommendation is Working, by Robert Caro. A gem on the art of political interviewing and the study of political power. It is also substantively interesting on Robert Moses who literally built New York City. Short and good on many levels.

 

 

 


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Collage of the covers of four books recommended by Yong Suk Lee for summer 2019

Yong Suk Lee, SK Center Fellow at FSI and Deputy Director of the Korea Program at APARC

Here are a few books on my Kindle/nightstand for the summer:

I, Robot, by Isaac Asimov. 
Some of the futuristic novels of the early twentieth century are surprising relevant today. As robots and artificial intelligence have resurfaced in popular media and are the main subject of my current research, I wanted to read this iconic science fiction on robots.

Churchill: The Power of Words, by Winston Churchill and Martin Gilbert 
Churchill’s own account on the power of words. I wanted to revisit Churchill as words have become potentially more powerful and dangerous in today's social media-infused, polarized world.

Loving Frank, by Nancy Horan, and The Vision of Frank Lloyd Wright, by Thomas Heinz 
My more entertaining summer reads: a novel about Frank Lloyd Wright that takes the reader through his personal life, accompanied by one of the most thorough volumes on Wright's architecture.


Happy Summer from APARC!

 

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This special issue of The Journal of the Economics of Ageing, edited by Anita Mukherjee and APARC's Asia Health Policy Program Director Karen Eggleston, focuses on a key challenge around the world: financing the many needs that come with longer lives, lower fertility, and older population age structures. The triumph of longevity can pose a challenge to the fiscal integrity of public and private pension systems and other social support programs disproportionately used by older adults. This challenge is a formidable but ultimately happy one, as people around the world today can expect to live longer and healthier lives.

The countries and regions studied in this special issue include many that are leading the world in this longevity transition with relatively old population age structures, especially in Europe and Japan. Other areas such as Latin American countries and especially China are rapidly catching up, or have large total populations of older adults at relatively low per capita income and little formal social security, such as India. 

The two special contributions and eight research papers with their accompanying perspective pieces collected in this issue cover comparative research on over 30 European countries and 17 Latin American countries, as well as studies on Australia, the Netherlands, the United States, India, China and Japan. The contributions analyze a variety of topics within the broad rubric of financing longevity, including the ways in which the elderly cope with caregiving and cognitive decline; how pension structures may exacerbate existing inequalities; and innovative ways to extend old-age financial security to those working outside the formal sector in developing countries. The variety of topics covered in these papers reflects the many angles from which research is needed to inform policies intended to improve the financial well-being for the world’s ageing population.
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“For seven decades our thinking about Indo-Asia-Pacific security and international cooperation issues has been underpinned by the narratives of a U.S.-led international order centered around the rule of law, economic openness, and multilateralism. Now this post-WWII order is being challenged.”

With that summation, APARC Director Gi-Wook Shin opened the symposium The Past, Present, and Future International Order in East Asia. Sponsored and organized by the Japan Institute for International Affairs (JIIA) and APARC’s Japan Program and U.S.-Asia Security Initiative , the day-long event gathered 20 experts across multiple fields, including international relations, political and diplomatic history in Asia, American foreign policy and history, Japan-PRC relations and politics, security interests in the Indo-Pacific region, and U.S.-Asia regional engagement.

 

Japan Program Director, Takeo Hoshi (above, one of the Symposium leaders, launches the panel discussions

Japan Program Director, Takeo Hoshi (above, one of the Symposium leaders, launched the panel discussions by first expressing his gratitude to the participants and sponsors on behalf of the organizers and then by encouraging the audience to engage in the discussions following each panel.

At the Symposium, the participants explored the circumstances that shaped the establishment of the security architecture in East Asia; considered the forces that propelled its evolution; and debated possible futures for East Asia and the greater Indo-Pacific region.

A Wilsonian Dream

Ambassador Kenichiro Sasae , JIIA President, at podium

“Is the international order crumbling? Or, are the challenges it is undergoing a tentative deviation that can be fixed?” - Ambassador Kenichiro Sasae , JIIA President (pictured above).

The symposium’s first panel reviewed the evolution of diplomatic and security arrangements in East Asia, starting with the Versailles-Washington System, the international settlement inaugurated after World War I through the treaties signed in Paris in 1919-20 along with those signed in Washington in 1921-2. After World War II, the “San Francisco System,” the process of alliance formation and security cooperation that was initiated at the San Francisco Conference in September 1951, became the foundation of the U.S.-led regional order through the remainder of the twentieth century and continued to dominate international relations through the first two decades of the twenty-first.

Stanford historian David Kennedy explained that both systems are the products of Wilsonianism—a liberal internationalist ideology that has anchored the tradition of American diplomacy over the past century.  The spirit of “Wilsonianism” is reflected in President Woodrow Wilson’s proclamation that “the world must be made safe for democracy,” a statement that he delivered in remarks presented in 1917 as he appeared before a joint session of Congress to ask for a declaration of war against Germany. The global cataclysm of World War II, said Kennedy, afforded the United States the capacity to shape the political will that would make the Wilsonian dream of an international order possible. This pivotal point in American history is referred to as a “Grotian moment” (named after Dutch jurist Hugo Grotius), a time when “new rules and doctrines emerged in rapid succession and with greater acceptance than previously possible.”

China figured prominently in both the Versailles-Washington System and the San Francisco System. Shin Kawashima of the University of Tokyo spoke about the Nine-Power Treaty, part of the 1922 Washington Conference, that affirmed China’s sovereignty, independence, and territorial integrity. Hsiao-ting Lin of the Hoover Institution stated that the treaty marked an internationalization of the U.S. open door policy regarding China, but that many in China viewed it and the broader framework of the Versailles-Washington System as Western imperialism.

In the aftermath of World War II, and particularly following the establishment of the People’s Republic of China and the outbreak of the Korean War, the United States became increasingly involved in East Asia. The signing of the peace treaty with Japan at the San Francisco Conference marked the beginning of the U.S. network of bilateral alliances, agreements, partnerships, and commitments in the region. The San Francisco System (also known as “hub and spokes” architecture) allowed the United States to develop exclusive relationships with the Republic of Korea, Japan, Taiwan (the Republic of China), and other Asian nations in the face of Communist forces.  As Dr. Lin noted in his remarks, the U.S. regional security agreements and security cooperation arrangements also enabled the Republic of China (Taiwan) to gain independence and international recognition.

The Return of the Quad

In his keynote address, Shorenstein APARC Fellow Michael Armacost , who previously served as U.S. ambassador to Japan and the Philippines, spoke of the promise that the possible resurgence of the “Quad” might bring to increasing the stability of the Indo-Pacific region. The “Quad” is an informal grouping of maritime democracies that includes Australia, India, Japan, and the United States. The four countries collectively provided relief following the Indian Ocean tsunami in 2004 and met for a summit in 2007 only to dissolve a year later, due to Australia’s abrupt departure after the PRC expressed displeasure about the partnership.

But much has changed in the ensuing decade, Armacost observed, with the argument in favor of the Quad now more compelling than ever. Armacost said that in bringing together the four democracies with their naval capabilities and convergence around norms of freedom of navigation, maritime law, international security, and nuclear cooperation, there could be a path forward towards more comprehensive cooperation in the Indo-Pacific region at a time of increased geopolitical uncertainty and as a counterpoint to China’s aggressive expansion throughout this region. Armacost also wondered, however, if Japan was in fact ready to take a greater leadership role, and who could sustain leadership beyond Prime Minister Abe’s time in office.

 

Ken Jimbo, Keio University, speaks to audience

Ken Jimbo, Keio University

Alliances and Anchor Lines

The afternoon sessions shifted focus to current Japanese, American, and Chinese interests and security concerns. APARC’s Oksenberg-Rohlen Fellow David M. Lampton discussed the intensifying U.S.-China rivalry, noting that the deterioration of the security relationship between the two countries is metastasizing into the economic, educational, and diplomatic spheres. Alliance management is bound to become increasingly important to the United States, he concluded, should the tension with the PRC intensifies further.

Tetsuo Kotani of JIIA described some ambivialence in Japan regarding the recently revised U.S. policies towards China.  On the one hand, Japan welcomes America’s tougher approach to the People’s Republic of China; on the other hand, it is not pleased by the trade war between the two countries. Even while Japan recognizes that China is challenging the established international order, argued Kotani, it was still necessary for Japan to maintain engagement with its neighbor. He expressed his hope that the United States and Japan could reconcile their expectations of the PRC in East Asia and collaborate with other nations to strengthen regional stability.

James Schoff of the Carnegie Endowment for International Peace noted that United States had ample opportunity to address some of the more negative elements related to China’s rise, but that it chose instead to prioritize other issues and benefit from China’s economic growth. The United States ought to strengthen its alliances with Asian nations, said Schoff.  Comparing alliance management to an anchor and chain, the U.S. national policies, he claimed, should be crafted and deployed in a manner that best fits the issue – i.e., an anchor and chain of different lengths for different areas.  For instance, longer alliance anchor lines should be extended in the spheres of economy and diplomacy, while shorter lines are set in the areas of security and the intersection of economy, new technologies, and warfare.

 

Tom Christensen, Columbia University, speaks on panel

Tom Christensen, Columbia University

Possible Futures

The Symposium concluded with an examination of alternative East Asia and Indo-Pacific security systems. Ryo Sahashi of the University of Tokyo presented four models that could replace the current arrangement: an enhancement of the San Francisco System, with U.S. continued commitment to the region, but with Japanese and Australian increased security roles; a “group of hedging nations,” where the U.S.-based architecture was not dissolved but lesser powers operated with greater autonomy; an “emerging Japan-China rivalry,” where, following U.S. retrenchment, Japan was to defend its vital interests through defense; and “Sinicization and resistance,” where a U.S. retrenchment coupled with Japan’s backing down resulted in China’s leadership prevailing in its illiberal order-building.

The panelists agreed that China’s regional economic dominance for the foreseeable future was undeniable. However, they noted that the implications of its continued influence were up for debate. Ambassador Sasae conveyed his hope that the region might yet see positive outcomes, while other panelists expressed their concern that the present trend of turbulence and threats to multilateralism would likely continue.

U.S.A.S.I. Director Karl Eikenberry provided closing remarks, taking time not only to underscore the significance of the current situation in Indo-Pacific security, but to reflect as well on the value of events like the Symposium to increase understanding of the region's possible futures.

"Whether or not we’re at the Grotian moment [i.e., a point of transformatio in wrold relations]," Ambassador Eikenbery said, "we do know there’s been some very significant changes over the last several decades—especially regarding the distribution of power in the Indo-Pacific and throughout the world. We are seeing a steady erosion of values and norms that we took for granted…”

“It is not clear if the San Francisco System will endure. I think it’s incumbent upon us to bring people like [the Symposium panelists] together…and consider possible alternatives.”

A complete symposium report will be made available in the coming months.

 

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“But as I read what the communist party, what President Xi says, I don't see the same fervor to the ideological dimension of what China is doing around the world...[compared to what] the Soviets were doing.”

It was during the 2019 Oksenberg Conference that FSI Director Michael McFaul made the preceding assessment. Titled On the Brink: A New Cold War with China, the conference sought to explore the causes underlying today’s intensified conflict between the United States and China. McFaul was joined on stage by APARC's Oksenberg-Rohlen Fellow David M. Lampton and China Program Director Jean Oi. Their panel followed an earlier fireside chat featuring keynote speaker Dr. Condoleezza Rice.

Rice, the 66th U.S. Secretary of State, opened the program with a wide-ranging conversation with Oi regarding our rapidly deteriorating trade relations with China. Among other topics, Secretary Rice drew contrasts between our current tensions with China and the Soviet-era Cold War; the potential sources of China’s increasing nationalism; and what the appropriate U.S. policy responses could be.

Condoleezza Rice (right) listens on as Jean Oi addresses the audience

Dr. Jean Oi (left) and Dr. Condoleezza Rice

Audio recordings and transcripts of the formal remarks by McFaul and Lampton are available below:


The annual Oksenberg Conference honors the legacy of Professor Michel Oksenberg. A renowned China scholar and senior fellow at Shorenstein APARC, Professor Oksenberg served as a key member of President Jimmy Carter’s National Security Council, guiding the United States towards normalized relations with China and consistently urging that the U.S. engage with Asia in a more considered manner.

 

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Oksenberg-Rohlen Fellow David M. Lampton (right) responds to an audience question, as China Program Director Jean Oi (left) and FSI Director Mike McFaul listen on. | Rod Searcey
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People today can generally expect to live longer and, in some parts of the world, healthier lives. The substantial increases in life expectancy underlying these global demographic shifts represent a human triumph over disease, hunger, and deprivation, but also pose difficult challenges across multiple sectors. Population aging will have dramatic effects on labor supply, patterns of work and retirement, family and social structures, healthcare services, savings, and, of course, pension systems and other social support programs used by older adults. Individuals, communities, and nations around the world must adapt quickly to the demographic reality facing us and design new approaches to financing the many needs that come with longer lives.

This imperative is the focus of a newly published special issue of The Journal of the Economics of Ageing, entitled Financing Longevity: The Economics of Pensions, Health and Long-term Care. The special issue collects articles originally written for and discussed at a conference that was dedicated to the same topic and held at Stanford in April 2017 to mark the tenth anniversary of APARC’s Asia Health Policy Program (AHPP). The conference convened top experts in health economics and policy to examine empirical and theoretical research on a range of problems pertinent to the economics of aging from the perspective of sustainable financing for long lives. The economics of the demographic transition is one of the research areas that Karen Eggleston, APARC’s deputy director and AHPP director, studies. She co-edited the special issue with Anita Mukherjee, a Stanford graduate now assistant professor in the Department of Risk and Insurance at the Wisconsin School of Business, University of Wisconsin-Madison.

The Financing Longevity conference was organized by The Next World Program, a Consortium composed of partners from Harvard University, Fudan University, Stanford University, and the World Demographic and Aging Forum, and was cosponsored by AHPP, the Stanford Institute for Economic Policy Research, and the Stanford Center on the Demography and Economics of Aging.

The contributions that originated from the conference and are collected in the Journal’s special issue cover comparative research on more than 30 European countries and 17 Latin American countries, as well as studies on Australia, the United States, India, China, and Japan. They analyze a variety of questions pertinent to financing longevity, including how pension structures may exacerbate existing social inequalities; how formal and informal insurance interact in securing long-term care needs; the ways in which the elderly cope with caregiving and cognitive decline; and what new approaches might help extend old-age financial security to those working outside the formal sector, which is a major concern in low-income countries.

Another challenge of utmost importance is the global pension crisis, caused due to committed payments that far exceed the saved resources. It is a problem that Eggleston and Mukherjee highlight in their introduction to the special issue. By 2050, they note, the pension gap facing the world’s eight largest pension systems is expected to reach nearly US $400 trillion. The problem cannot be ignored, as “the financial security of people leading longer lives is in serious jeopardy.” Indeed four of the eight research papers in the special issue shed light on pensions and inequality in income support for older adults. The other four research papers focus on health and its interaction with labor force participation, savings, and long-term care.

The issue also features two special contributions. The first is an interview with Olivia S. Mitchell, a professor at the University of Pennsylvania’s Wharton School and worldwide expert on pensions and ageing. Mitchell explains the areas offering the most promise and excitement in her field; discusses ways to encourage delayed retirement and spur more saving; and suggests several priority areas for future research. The latter include applying behavioral insights to questions about retirement planning, improving financial literacy, and advancing innovations to help people imagine themselves at older ages and save more for their future selves.

The second unique contribution is a perspective on the challenges of financing longevity in Japan, based on the keynote address delivered at the 2017 Stanford conference by Mr. Hirotaka Unami, then senior Director for policy planning and research of the Minister’s secretariat of the Japan Ministry of Finance and currently deputy director general with the Ministry’s Budget Bureau.

In Japan, decades of improving life expectancy and falling birth rates have produced a rapidly aging and now shrinking population. Data released by Japan’s Statistics Bureau ahead of Children's Day on May 5, 2019 reveal that Japan’s child population (those younger than 15) ranks lowest among countries with a total population exceeding 40 million. In his piece, Unami focuses on the difficult tradeoffs Japan faces in responding to the increase in oldest-old population (people aged 75 and over) and the overall population decline. Japan aspires to do so through policies that are designed to restore financial sustainability for the country’s social security system, including the medical care and long-term care insurance systems.

Unami argues that Japan must simultaneously pursue a combination of increased tax revenues, reduced benefit growth, and accelerated economic growth. He notes that these three-pronged efforts require action in five areas: review Japan’s pension policies; reduce the scope of insurance coverage in low-risk areas; increase the effectiveness of health service providers; increase a beneficiary’s burden according to their means; and enhance policies for preventive health care for the elderly.

The aging of our world’s population is a defining issue of our time and there is pressing need for research to inform policies intended to improve the financial well-being of present and future generations. The articles collected in the Financing Longevity special issue and the ongoing work by APARC’s Asia Health Policy Program point to multiple areas ripe for such future research.

View the complete special issue >>

Learn more about Dr. Karen Eggleston’s work in the area of innovation for healthy aging >>

 

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SCHWEDT, GERMANY: Medical doctor Amin Ballouz chats with local residents while making housecalls on April 30, 2013 in the village of Gartz an der Oder near Schwedt, Germany. Ballouz was born in Lebanon and moved to Germany as a child, and has had a general practitioner's practice in the small, east German town of Schwedt since 2010. Many of his patients are elderly and live in small villages in the region around Schwedt and Ballouz travels daily in one of his five Trabant cars to pay housecalls. Eastern Germany faces a chronic shortage of country doctors to serve rural communities. | Getty Images — Theo Heimann / Stringer
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This presentation distinguishes left-wing authoritarianism from right-wing authoritarianism, and further disaggregates left-wing authoritarian regimes into Marxist and Machiavellian subtypes. The central argument is that left-wing regimes exhibit a core psychological orientation toward securing collective gains, while right-wing regimes predominantly draw support from a shared desire to crush collective threats. Although left-wing regimes always evolve and typically decay over time, their origins in desperate popular struggles to overturn entrenched hierarchies make them lastingly different from regimes with right-wing or non-ideological origins. Examples are offered from across the globe and from before the Cold War to the present, but primarily from Asia, Latin America, and sub-Saharan Africa.

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Dan Slater
is Professor of Political Science, Ronald and Eileen Weiser Professor of Emerging Democracies, and Director of the Weiser Center for Emerging Democracies (WCED) at the University of Michigan. He
specializes in the politics and history of democracy and dictatorship, with a regional focus on Southeast Asia. He is the author of Ordering Power: Contentious Politics and Authoritarian Leviathans in Southeast Asia (Cambridge Studies in Comparative Politics, 2010) and coauthor of Coercive Distribution (Cambridge Elements Series on the Politics of Development, 2018). His published articles can be found in disciplinary journals such as the American Journal of Political Science, American Journal of Sociology, Comparative Politics, Comparative Political Studies, International Organization, Journal of Democracy, Perspectives on Politics, Studies in Comparative International Development, and World Politics.
Dan Slater Professor of Political Science, Ronald and Eileen Weiser Professor of Emerging Democracies, and Director of the Weiser Center for Emerging Democracies (WCED), the University of Michigan
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Ketian Zhang
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Although there is progress regarding the code of conduct (COC) for the South China Sea between ASEAN and China, the South China Sea is not without tensions. China’s first aircraft carrier took part in a naval review, along with latest-generation nuclear submarines, destroyers, and fighter jets in late April, marking the People’s Republic navy’s 70th anniversary. Despite warming up with China, Philippine president Rodrigo Duterte recently threatened a "suicide mission" if Beijing does not back off from a Manila-occupied island in the South China Sea. The United States and Japan held a 2+2 meeting reaffirming the “Free and Open Indo-Pacific” approach with primary emphasis on the South and East China Seas. In March, the US Navy sent the assault ship USS Wasp — a small aircraft carrier operating 20 F-35B Joint Strike Fighters and a Marine Expeditionary Force — to exercise with the Filipino Navy. In addition to the freedom of navigation operations (FONOPs) conducted by the US Navy, the US Coast Guard also turned increasingly towards the Asia-Pacific, dispatching its service members to countries such as Vietnam. In this commentary, I focus on US policies toward Southeast Asia, above all the South China Sea: What is unchanged? How is policy oscillating? And what has been gradually shifting?...

Read the full article on The Asan Forum.

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Patricia (Tish) Robinson joined the Walter H. Shorenstein Asia-Pacific Research Center as a visiting scholar from Hitotsubashi University in Tokyo, Japan from May 2019 - April 2020.

Robinson’s research and teaching focus on managerial mediation and managerial coaching. She has published in Administrative Science Quarterly, Academy of Management Perspectives, and Human Resource Management Review, among others, and her research has received the Academy of International Business Farmer Award and the Academy of Management Richman Award. Other awards include a Fulbright Fellowship, a Fulbright Hayes Fellowship, a Fulbright Faculty Fellowship, a Carnegie Bosch grant, a Japan Foundation Faculty Fellowship, and a Shintaro Abe Fellowship, among others.

Robinson has served on the faculty at UC Berkeley, the NYU Stern School of Business and Harvard University, as well as at the Japan Institute of Labor Policy and Training.  She was appointed a Commissioner on the Fulbright Japan-US Educational Commission by Ambassador Caroline Kennedy, was an outside board director to Eisai Pharmaceuticals, elected an elected Governor to the American Chamber of Commerce Board of Governors, and served as a Founding Director of the Society of Organizational Learning Japan under the auspices of Peter Senge.

Robinson received her MBA and Ph.D. from the MIT Sloan School of Management at the Massachusetts Institute of Technology and her BA from Pomona College.

Visiting Scholar, May 2019-April 2020
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Bureaucrats become powerful when they stage emotionally calibrated performances as “servants” before state principals, earn their trust, and carve out space for action through “whispering,” “propagating,” cultivating patrons, and building coalitions behind the scenes and on the sidelines of official interaction. These servant performances involve what sociologist Arlie Hochschild calls “emotional labor,” that is, the management of feelings when fulfilling the requirements of a job. Prof. Nair will develop a theory of emotional labor in international bureaucracies that explains why bureaucrats perform such work and how, if skilfully done, it can empower them. He will test the theory with an ethnography of the Secretariat of the Association of Southeast Asian Nations (ASEAN) in Jakarta—a “hard” case that does not fit prevailing theorizations of bureaucratic power. Prof. Nair will also show how his theory can be applied to other, Euro-American bureaucracies.

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Deepak Nair researches the everyday practices and performances that produce international relations. His writings include ASEAN-related articles in journals such as International Political Sociology on topics that include golf, sociability, and diplomacy; on the practices of face-saving in diplomacy in the European Journal of International Relations; and on institutions, norms, and crisis in Asian Survey and Contemporary Southeast Asia. He earned his PhD and BA at the London School of Economics and Political Science and Delhi University, respectively.

Deepak Nair Assistant Professor of Political Science, National University of Singapore
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