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On November 29, 2018, a working group, co-chaired by Larry Diamond, senior fellow at the Freeman Spogli Institute for International Studies and at the Hoover Institution, and Orville Schell, Arthur Ross director of the Asia Society’s Center on U.S.-China Relations, released the report “Chinese Influence and American Interests: Promoting Constructive Vigilance," which documents the extent of China’s influence-seeking activities in American society. The report details a range of assertive and opaque “sharp power” efforts that China has stepped up within the United States in multiple sectors. These, argue members of the working group, penetrate deeply the social and political fabric of our democratic society and exploit its openness. 

APARC’s Donald K. Emmerson and Thomas Fingar provided the Chinese international affairs website Dunjiaodu with their own commentaries on the report. English language versions of both pieces were published by IPP Review (here and here), and are provided below.

APARC also hosted a special roundtable discussion of the report's findings and recommendations, featuring Diamond and Schell. You can listen to the event's audio recording on our website.


Comment on "Chinese Influence and American Interests"
By Donald K. Emmerson
December 24, 2018

Chinese Influence and American Interests: Promoting Constructive Vigilance is an important and timely report. It deserves translation into Chinese and wide circulation inside the PRC. It should be made available on-line for free downloading by people in China from all walks of life, including scholars, teachers, authors, entrepreneurs, and officials from Beijing down to the lowest levels of administration throughout the country. Relations between the US and China are far too important to the citizenries of our two countries to restrict access to the report to a miniscule proportion of China’s population—the elite English-reading few who enjoy privileged (uncensored) exposure to critical facts and comments regarding the Chinese government’s behavior abroad.

I willingly attended a meeting of the Working Group on Chinese Influence Activities in the United States. My academic specialty is Southeast Asia, including its relations with China, so I chose not contribute text to the report. Understandably, not every sentence in its the 199 pages exactly matches what I might have preferred to read or decided to write. (Relevant is my “Singapore and Goliath?” in the April 2018 Journal of Democracy.) But I supported the Working Group’s work and I agree with its outcome.

Included in the report is a dissenting opinion by Susan Shirk. I respect her view. But I am less concerned than she that the report risks “putting all ethnic Chinese under a cloud of suspicion.” The word “constructive” in the report’s subtitle explicitly conveys the Working Group’s desire neither to stereotype nor denigrate people of Chinese descent. At the meeting I attended, this wish was repeatedly expressed. I endorse and appreciate the editors’ caution that, alongside our critique, we “must be mindful to do no harm,” and that the report should not be misused to disparage ethnically Chinese people, who have indeed, as the editors state, made “enormous” contributions to American progress. I would merely enlarge that gratitude to include the economic, political, and cultural benefits attributable to ethnic Chinese individuals, historically and now, throughout the world—my own specialty, Southeast Asia, notably included.


"Flies and Barriers": On the China-U.S. Relationship
By Thomas Fingar
December 20, 2018

The recent report of the Working Group on Chinese Influence Activities in the United States was not timed to coincide with the 40th anniversary of Reform and Opening and the restoration of US-China diplomatic relations but it provides “teaching moment” opportunities for reflection on the ways in which China and the United States have managed the challenges of deeper engagement. I hope that the full report will be available in China and urge readers of this commentary to read it and to think about the issues it raises. I had no role in the preparation of the report but concur with the views expressed by Susan Shirk in her dissenting opinion.

One cluster of issues centers on important asymmetries in the US-China relationship. The report describes numerous ways in which Chinese entities interact with institutions and individuals in the United States and correctly notes the almost complete absence of legal and procedural impediments to such interaction. One cannot say the same about China. Four decades into the era of reform and opening, China remains far less open to foreign ideas, interaction, and influence than is the United States. I encourage readers to ask why that is the case and to consider the consequences and implications for China’s future development. To paraphrase Deng Xiaoping, the concerns raised in the Working Group report represent “flies” that entered the United States through the window of extensive engagement with China. The report calls for dealing with the flies, not closing the window. China seems increasingly determined to prevent the intrusion of foreign “flies” by erecting (or failing to lower) barriers.

Asymmetries in access are not limited to the dimensions of US-China relations discussed in this report. The US economy remains far more open to goods, investment, and ownership from China than China is to comparable forms of engagement by Americans. For decades, US laws, policy, and citizens accepted — even fostered — such asymmetries to strengthen our allies and partners. China has benefitted from this asymmetry, as have dozens of other countries. Policies to make our partners and allies stronger and more prosperous were designed to — and did — enhance American security and prosperity, but almost three decades after the end of the Cold War, many Americans understandably ask why we continue to accept such a high degree of inequality. What made sense during the Cold War and before our partners became stronger and more prosperous now seems unfair and unwise. As a result, American thinking about the ways we interact with other nations is shifting from acceptance of asymmetries to demands for reciprocity and equal treatment.

Some Chinese commentaries on the Working Group report have asserted that it reflects waning self-confidence and fear of China’s rise. Such assessments are wrong. Belief that we should receive essentially the same treatment from other countries as they accord to the United States and American citizens, firms, NGOs, and other entities reflects the strength of our commitment to fairness, not fear of competition. The long-held consensus that US policy should treat all countries (except explicit enemies, which China was from 1950 until the late 1960s) equally regardless of how they treated the United States has eroded significantly. That consensus is being replaced by calls for stricter reciprocity and treating other countries in the same way that they treat us. This sentiment is not limited to engagement with China but the Working Group report captures the emerging consensus by noting that Chinese media have far greater access to the United States than American reporters, newspapers, and broadcasts have to Chinese audiences. That is a fact, not an expression of paranoia or lack of confidence. Indeed, readers of this commentary might reflect upon why it is that China seems to lack confidence in the ability of its people to make their own judgments about foreign ideas and compete with foreign firms.

I was in China when the report was published and many Chinese interlocutors depicted its findings and recommendations as “proof” that the United States had abandoned engagement and reverted to containment policies designed to thwart China’s rise. Both their characterization of the report and their assertions about American policy are wrong. None of these interlocutors had read the report (their opinions were based on negative commentary), and I suspect that many would change their assessment if they had a chance to do so. I also suspect that many in China would change their minds about whether the United States is attempting to “contain” China if they had access to more — and more accurate — information about American willingness to acknowledge and manage the “flies” of engagement and Chinese efforts to erect barriers to Western ideas.

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Thomas Fingar and Donald Emmerson, aong with cover of Chinese Influence Report
Rod Searcey
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This third volume in the Japan Decides series remains the premier venue for scholarly research on Japanese elections. Spotlighting the 2017 general election, the contributors discuss the election results, party politics, coalition politics with Komeito, the cabinet, constitutional revision, new opposition parties, and Abenomics. Additionally, the volume looks at campaigning, public opinion, media, gender issues and representation, North Korea and security issues, inequality, immigration and cabinet scandals. With a topical focus and timely coverage of the latest dramatic changes in Japanese politics, the volume will appeal to researchers and policy experts alike, and will also make a welcome addition to courses on Japanese politics, comparative politics and electoral politics.

Chapter 15, Abenomics' Third Arrow: Fostering Future Competitiveness?, was written by Shorenstein APARC Research Scholar, Kenji Kushida.

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Kenji E. Kushida
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On November 24, 2018, Taiwan's electorate will go to the polls to select thousands of ward chiefs, hundreds of council members, and dozens of mayors and county executives. This talk will cover the results of the election and discuss the implications for Taiwan's future, including party politics and cross-Strait relations.

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Kharis Templeman
Kharis Templeman is the Project Manager of the Taiwan Democracy and Security Project in the U.S.-Asia Security Initiative, and a social science research scholar at the Shorenstein Asia-Pacific Research Center (APARC) at Stanford University. His current research includes projects on party system institutionalization and partisan realignments, electoral integrity and manipulation in East Asia, the politics of defense spending in Taiwan, and the representation of Taiwan’s indigenous minorities.
 
His most recent publication is “When Do Electoral Quotas Advance Indigenous Representation?: Evidence from the Taiwanese Legislature,” in Ethnopolitics. He is also the editor (with Larry Diamond and Yun-han Chu) of Taiwan’s Democracy Challenged: The Chen Shui-bian Years (2016, Lynne Rienner Publishing). Other work has appeared in the Taiwan Journal of Democracy, Comparative Political Studies and APSA Annals of Comparative Democratization.
 

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Kharis Templeman <i>Project Manager, Taiwan Democracy & Security Project, U.S.-Asia Security Initiative, Stanford University</i>
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In March 2018 the Taiwan Democracy and Security Project, a part of the U.S.-Asia Security Initiative at Stanford University’s Shorenstein Asia- Pacific Research Center, convened a workshop that examined Taiwan’s place in the evolving security environment of East Asia. Participants from the United States, Taiwan, and elsewhere in Asia were experts on a wide array of economic, diplomatic, and security topics. The discussions at the workshop were intended to place Taiwan’s security challenges in a broader regional context, to consider possible obstacles to and opportunities for greater multilateral cooperation on security issues, and to devise a set of recommendations for steps that Taiwan and its friends and partners could take to enhance regional security relationships.

This workshop report provides an executive summary, policy recommendations for both the United States and Taiwan, and a summary of workshop sessions.

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Kharis Templeman, Ph.D.
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Although democracy is, in principle, the antithesis of dynastic rule, families with multiple members in elective office continue to be common around the world. In most democracies, the proportion of such "democratic dynasties" declines over time, and rarely exceeds ten percent of all legislators. Japan is a startling exception, with over a quarter of all legislators in recent years being dynastic. In Dynasties and Democracy, Daniel M. Smith sets out to explain when and why dynasties persist in democracies, and why their numbers are only now beginning to wane in Japan—questions that have long perplexed regional experts.

Smith introduces a compelling comparative theory to explain variation in the presence of dynasties across democracies and political parties. Drawing on extensive legislator-level data from twelve democracies and detailed candidate-level data from Japan, he examines the inherited advantage that members of dynasties reap throughout their political careers—from candidate selection, to election, to promotion into cabinet. Smith shows how the nature and extent of this advantage, as well as its consequences for representation, vary significantly with the institutional context of electoral rules and features of party organization. His findings extend far beyond Japan, shedding light on the causes and consequences of dynastic politics for democracies around the world.
 
Daniel M. Smith is an associate professor in the Department of Government at Harvard University. During the 2012-13 academic year, he was a Shorenstein Postdoctoral Fellow at Shorenstein APARC.
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The Republic of China on Taiwan spent nearly four decades as a single-party state under dictatorial rule (1949-1987) before transitioning to liberal democracy. This talk is based on an ethnographic study of street-level police practices during the first rotation in executive power following the democratic transition (i.e. the first term of the Chen Shui-bian administration, 2000-2004). Summarizing the argument of a forthcoming book, Dr. Jeffrey T. Martin focuses on an apparent paradox, in which the strength of Taiwan's democracy is correlated to the weakness of its police powers. Martin explains this paradox through a theory of "jurisdictional pluralism" which, in Taiwan, is  organized by a cultural distinction between sentiment, reason, and law as distinct foundations for political authority. An overt police interest in sentiment (qing) was institutionalized during the martial law era, when police served as an instrument for the cultivation of properly nationalistic political sentiments. Martin's fieldwork demonstrates how the politics of sentiment which took shape under autocratic rule continued to operate in everyday policing in the early phase of the democratic transformation, even as a more democratic mode of public reason and the ultimate power of legal right were becoming more significant.


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Jeffrey T. Martin is an assistant professor in the Departments of Anthropology and East Asian Languages and Cultures at the University of Illinois at Urbana Champaign. He specializes in the anthropological study of modern policing, and has conducted research in China, Taiwan, Hong Kong, and the USA. His research interests focus on historical continuity and change in police culture, especially as this culture reflects specific changes in the legal, bureaucratic, or technical dimensions of police operations. Prior to joining the University of Illinois, Dr. Martin taught in the Sociology Department at the University of Hong Kong, and in the Graduate Institute of Taiwan Studies at Chang Jung Christian University.
 

 

 

 

 

 

 

 

 

 

Jeffrey T. Martin <i>Assistant Professor, Anthropology and East Asian Languages and Cultures, University of Illinois at Urbana Champaign</i>
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Over the last dozen years, Taiwan’s democracy has deepened in important ways. Executive power has rotated twice, from the DPP’s Chen Shui-bian to the KMT’s Ma Ying-jeou in 2008, and from Ma to the DPP’s Tsai Ing-wen in 2016. The majority in the legislature also changed for the first time in 2016, from the KMT to the DPP. Taiwan’s most recent overall Freedom House ranking is 93/100, significantly higher than the United States. Its freedom of the press ranking is the highest in all of Asia, ahead of Korea and even Japan, and its rule of law and anti-corruption scores are trending in a positive direction as well.

To be sure, serious concerns remain about the practice of democracy in Taiwan, including a poorly institutionalized and often chaotic lawmaking process, incomplete legislative oversight of executive branch actions, and a partisan and increasingly fragmented media environment. Nevertheless, the greatest threat to Taiwan’s continued place among the world’s liberal democracies now appears to be external, not internal. The People’s Republic of China (PRC) has always posed an existential threat to Taiwan, but its growing economic influence, rapid military modernization, assertive territorial claims in the region, and aggressive global efforts to isolate Taiwan have accelerated in recent years. Put simply, Taiwan’s long-term future as a democracy is imperiled by China’s rise.

The PRC’s growing power presents difficult security challenges for most of the countries in the Asia-Pacific region, not just for Taiwan. But these challenges are rarely considered from a multi-lateral perspective—most analyses of regional security issues instead tend to focus on bilateral or trilateral (US-China-Country X) relationships. This pattern is particularly common in discussions of Taiwan’s security, where the dominant focus is on Cross-Strait and US-Taiwan relations to the neglect of Taiwan’s other relationships in the region.

The goals of this workshop, then, are to place Taiwan’s security challenges in a broader, regional context, to consider possible obstacles to and opportunities for greater regional cooperation on security issues, and to devise a set of recommendations for Taiwan and its partners and allies. Workshop participants will include experts on a wide array of economic, diplomatic, and security topics from Taiwan, the United States, and elsewhere in the Asia-Pacific region.


Remarks are Off-the-Record.  Recording, reporting and citation of remarks is strictly prohibited.

AGENDA

Monday, March 5 - Koret-Taube Conference Center, John A. and Cynthia Fry Gunn Building

9:00-9:30am CONTINENTAL BREAKFAST

9:30-9:45am OPENING REMARKS
Larry Diamond, Senior Research Fellow, Center on Democracy, Development, and the Rule of Law
Karl Eikenberry, Director, U.S.-Asia Security Initiative, Asia-Pacific Research Center

9:45am – 11:30am: PANEL I.
Assessment of US Alliances and the Political and Military Situation in the Western Pacific
Chair: Tom Fingar (APARC, Stanford)
• Overview of Military Trends and US Strategy in Region. Karl Eikenberry (APARC, Stanford)
• US-Taiwan Relations. Robert Wang (Center for Strategic and International Studies)
• US-Japan Relations. TJ Pempel (UC Berkeley)
• US-Korea Relations. Kathy Stephens (APARC, Stanford)

11:30am-1:00pm LUNCH
Keynote Speaker: Robert Sutter (George Washington University) - "Will Trump administration advance support for Taiwan despite China's objections?"

1:15pm-3:00pm: PANEL II.
Trade and Economic Relations in the Western Pacific
Chair: Phillip Lipscy (APARC, Stanford)
• Regional Trade Agreements after TPP: RCEP vs TPP-11. Barbara Weisel (former Assistant US Trade Representative for SE Asia and the Pacific)
• China’s Institution-Building: OBOR, Maritime Silk Road, AIIB. Amy Searight (Center for Strategic and International Studies)
• Taiwan’s New Southbound Policy. Russell Hsiao (Global Taiwan Institute)

3:15-5:00pm: PANEL III.
Maritime Security Issues: The South and East China Seas
Chair: Karl Eikenberry (APARC, Stanford)
• Interpreting Chinese Maritime Strategy in the South China Sea, Don Emmerson (APARC, Stanford)
• China’s Maritime Militia. Andrew Erickson (Naval War College)
• Evolution of US Policy: FONOPS and Beyond. Dale Rielage (Captain, US Navy)
• Taiwan’s Role in Maritime Security Issues. Yeong-Kang Chen, (Admiral (Ret.), ROC Navy)


Tuesday, March 6 - McCaw Hall, Stanford Alumni Center

9:00-9:30am CONTINENTAL BREAKFAST

9:30-11:15am: PANEL IV.
Taiwan’s Key Asian Relations
Chair: Kharis Templeman (APARC, Stanford)
• A Taiwanese Perspective on Asian Relations. Lai I-chung (Prospect Foundation)
• NE Asia, Yeh-chung Lu (National Chengchi University)
• SE Asia, Jiann-fa Yan (Chien Hsin University of Science and Technology)

11:30-1:15pm: PANEL V.
Cross-Strait Relations
Chair: Larry Diamond
• The Domestic Politics of Security in Taiwan. Kharis Templeman (APARC, Stanford)
• Beijing’s Taiwan Policy after the 19th Party Congress. Alice Miller (Hoover Institution)
• US Role in the Trilateral Relationship. Raymond Burghardt (former chairman, American Institute in Taiwan)

1:15am-2:15pm LUNCH

March 5: Koret-Taube Conference Center, Gunn–SIEPR Building, 366 Galvez Street, Stanford, CA 94305

March 6: McCaw Hall, Frances C. Arrillaga Alumni Center, 326 Galvez St, Stanford, CA 94305

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While much of the existing literature examines vote buying in the context of party systems, including both competitive and hegemonic party systems, this talk, based on a study coauthored by Professor Susan Whiting, addresses vote buying in a context in which no political party effectively structures electoral competition—village elections in China. This study argues that the lure of non-competitive rents explains variation over time and space in the phenomenon of vote buying. It tests this hypothesis, derived from an in-depth case study, in a separate sample of 1200 households in 62 villages in five provinces, using villagers’ reports of vote buying in elections and survey data on land takings as an indicator of available rents. While the literature views the introduction of elections as increasing accountability of village leaders to voters, vote buying likely undermines accountability. This study suggests that the regime has tolerated vote buying as a means of identifying and coopting influential economic elites in rural communities.


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susan whiting
Susan Whiting is Associate Professor of Political Science and Adjunct Associate Professor of Law and International Studies at the University of Washington in Seattle.  She specializes in Chinese and comparative politics, with particular emphasis on the political economy of development.  Her first book, Power and Wealth in Rural China: The Political Economy of Institutional Change, was published by Cambridge University Press in 2001.  She has contributed chapters and articles on property rights, fiscal reform, governance, contract enforcement and dispute resolution to numerous publications. She has done extensive research in China and has contributed to studies of governance, fiscal reform, and non-governmental organizations under the auspices of the World Bank, the Asian Development Bank, and the Ford Foundation, respectively.  She, along with colleagues in the law school, is participating in a project on access to justice and legal aid provision in rural China.  Professor Whiting’s current research interests include property rights in land, the role of the courts in economic transition, as well as the politics of fiscal reform in transition economies. Among her courses, she teaches Comparative Politics, Chinese Politics, Qualitative Research Methods, and Law, Development, & Transition, a course offered jointly in the Department of Political Science, the Jackson School of International Studies, and the Law, Societies and Justice Program.


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China Toolkit
This event is part of the 2018 Winter Colloquia; An Expanding Toolkit: The Evolution of Governance in China

China has undergone historic economic, social and cultural transformations since its Opening and Reform. Leading scholars explore expanding repertoires of control that this authoritarian regime – both central and local – are using to manage social fissures, dislocation and demands. What new strategies of governance has the Chinese state devised to manage its increasingly fractious and dynamic society? What novel mechanisms has the state innovated to pre-empt, control and de-escalate contention? China Program’s 2018 Winter Colloquia Series highlights cutting-edge research on contemporary means that various levels of the Chinese state are deploying to manage both current and potential discontent from below.

Susan Whiting <i>Associate Professor of Political Science, Adjunct Associate Professor of Law and International Studies, University of Washington</i>
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After twelve years at Stanford’s Center on Democracy, Development, and the Rule of Law, the Taiwan Democracy Project will be returning to its original home at the Walter H. Shorenstein Asia-Pacific Research Center (APARC) this fall. During its tenure at CDDRL, the Taiwan Democracy Project was led by FSI Senior Fellow Larry Diamond, who expanded the research agenda to examine the political, social and regional dynamics confronting democracy in Taiwan. A particular focus for the Program was cross-Strait relations and the increasing threats from regional neighbors. 

The Taiwan Democracy Project hosted an annual conference on Taiwan democracy at Stanford bringing together Taiwanese scholars and experts, as well a very active speaker series that ran through the course of the academic year. Several publications also emerged from the program, most recently, Taiwan's Democracy Challenged: The Chen Shui-bian Years, edited by Yun-han Chu, Larry Diamond and Kharis Templeman, which provides a sweeping account of Taiwan’s democratic performance from 2000-2008.

Other edited books of the project compared political trajectories in Taiwan and mainland China, and assessed the policy and institutional challenges confronting the maturing democracies of Taiwan and Korea. A fourth book, assessing the recently concluded presidency of Ma Ying-jeou, is now in preparation. The program also hosted a fellowship program for senior public administrators in the Taiwan government who spent an academic quarter in residence at CDDRL. An undergraduate student fellowship allowed Stanford students to spend a summer in Taiwan to examine different dimensions of its democratic transition. 

"We are very proud of what we were able to accomplish during these last twelve years," said Larry Diamond at the conclusion of CDDRL's hosting of the project. "Taiwan is one of the most vibrant and successful democracies of the Third Wave of global democratization, and what we have learned has significant implications not only for Taiwan's democratic future, but for the possible - and I believe eventual - emergence of democracy on the mainland as well. We are especially grateful to our partners at the Taipei Economic and Cultural Office in San Francisco, which has provided generous support while always respecting the core principle of academic freedom."

In returning to APARC, the Taiwan Democracy Project’s focus will shift to examine the challenges of democracy and security and will be renamed the Taiwan Democracy and Security Project under the leadership of Karl Eikenberry, the Oksenberg-Rohlen Fellow and the director of the U.S.-Asia Security Initiative at APARC. Kharis Templeman, who has been at CDDRL for over four years managing the project, will continue in this capacity as the project's director at APARC. 

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[[{"fid":"228881","view_mode":"crop_870xauto","fields":{"format":"crop_870xauto","field_file_image_description[und][0][value]":"","field_file_image_alt_text[und][0][value]":false,"field_file_image_title_text[und][0][value]":false,"field_credit[und][0][value]":"","field_caption[und][0][value]":"","thumbnails":"crop_870xauto","alt":"","title":""},"type":"media","field_deltas":{"1":{"format":"crop_870xauto","field_file_image_description[und][0][value]":"","field_file_image_alt_text[und][0][value]":false,"field_file_image_title_text[und][0][value]":false,"field_credit[und][0][value]":"","field_caption[und][0][value]":"","thumbnails":"crop_870xauto","alt":"","title":""}},"link_text":null,"attributes":{"style":"margin-left: 0px; margin-right: 15px; padding: 0px; float: left; width: 140px; height: 187px;","class":"media-element file-crop-870xauto","data-delta":"1"}}]]Hak-kyu Sohn, a career politician and the former chairman of the South Korea's Democratic Party, will share his insights into Korean democracy based on his decades of experience in politics.

As a student activist, Sohn participated in Korea's democratization movement, which rose up against the nation's military dictatorship, and he also led labor and human rights movements. As a result of his activities under South Korea's oppresive military rule, Sohn was imprisoned. Later, he went on to be appointed minister of health and welfare, became governor of Gyonggi Province, and served four terms as a member of the National Assembly.

Sohn received a PhD in politics from University of Oxford, England, and BA in political science from Seoul National University.

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Encina Hall, 3rd floor
616 Serra Street
Stanford University
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Hak-kyu Sohn <i>Visiting Scholar, Shorenstein APARC; former Chairman of Democratic Party, South Korea</i>
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