Shorenstein Asia-Pacific Research Center faculty and scholars have published a variety of publications in early 2014, covering topics from the Japanese fiscal condition to disability policy in North Korea. 

Publications are often products of long-standing research projects led by Center affiliates. New Challenges for Maturing Democracies in Korea and Taiwan, coedited by Shorenstein APARC Director Gi-Wook Shin and Center on Democracy, Development and Rule of Law Director Larry Diamond, emerged from the Stanford Korea Democracy Project, which seeks to understand social movements in South Korea.

Postdoctoral fellows who reside at Shorenstein APARC for a year of vigorous study and engagement in Center activities also support research publications. Former visiting scholar Dominik Müller, now at Goethe-University Frankfurt, published Islam, Politics and Youth in Malaysia: The Pop-Islamist Reinvention of PAS. Müller examined the religious bureaucracy of Malaysia at Shorenstein APARC in 2013.

Shorenstein APARC manages an active publishing program with Stanford University Press and the Brookings Institution Press. Center affiliates also publish extensively in external peer-reviewed academic journals and books, as well as in a working paper series led by the Asia Health Policy Program.

Publications released in recent months include: 

Comparative Institutional Analysis: Theory, Corporations and East Asia. Selected Papers of Masahiko Aoki, Masahiko Aoki, Edward Elgar Publishing, 2014

The volume is a collection of 22 articles that span the course of Aoki’s 45-year academic career. The essays cover a wide range of topics from the comparative perspective including corporate governance, institutional change and mechanism design in Japan, China and South Korea. The articles suggest policy responses for industry and governments.

Confronting Memories of World War II: European and Asian Legacies, Eds. Daniel Chirot, Gi-Wook Shin, Daniel C. Sneider, University of Washington Press, 2014

Comparing the European and Asian legacies, the book provides insight into the influence that World War II continues to have on contemporary politics and attitudes. The collection gathers a variety of perspectives that compare how Europe and Asia handle memories and reflections of guilt, and how wartime experiences are reinterpreted and used for domestic and international purposes.

“Defying Gravity: How Long Will Japanese Government Bond Prices Remain High?” Takeo Hoshi, Takatoshi Ito, Economic Policy, January 2014

The article examines the fiscal regime of Japan and considers if the country can withstand its high debt to GDP ratio. The paper shows that Japan’s fiscal situation is unsustainable through various simulations, and suggests that sufficiently large tax increases and/or expenditure cuts would put government debt on a sustainable path.

“Facts, Minds, and Formats: Scholarship and Political Change in Indonesia,” Donald K. Emmerson, Cornell University Press, March 2014

Indonesia has changed dramatically in recent decades, and a wealth of literature highlights divergent interpretations and perspectives surrounding those dynamics. The article considers the demise of liberal democracy, the rise of President Sukarno in 1959, and the latter’s replacement by General Suharto in 1965. The essay is part of the larger volume, Producing Indonesia: The State of the Field of Indonesian Studies.

“The Fukushima Nuclear Disaster and the DPJ: Leadership, Structures, and Information Challenges During the Crisis,” Kenji E. Kushida, Japanese Political Economy, Spring 2014

The Fukushima nuclear disaster was a critical event that shook Japan’s political economy, society and national psyche, as well as the world’s perspectives on nuclear energy policy. The article examines how the nuclear disaster unfolded and analyzes the response undertaken by the Democratic Party of Japan under Prime Minister Naoto Kan. Kushida is the Takahashi Research Associate at Shorenstein APARC.

“Japan-Korea Relations: Time for U.S. Intervention?” Daniel C. Sneider, National Bureau of Asian Research, January 2014

The paper describes current relations between South Korea and Japan, recognizing that their relationship has noticeably deteriorated in recent months. While the United States has attempted to promote dialogue, its hesitant intervention is unlikely to change the overall dynamic of the Japan-Korea relationship. Sneider suggests that a more active U.S. mediation role could encourage reconciliation and normalization of relations.

“People with Disabilities in a Changing North Korea,” Katharina Zellweger, Shorenstein APARC, 2014 

The working paper details the environment that people with disabilities face in the Democratic People’s Republic of North Korea. Despite its reputation as a repressive, closed society where human rights are routinely abused, there are in fact a number of institutions that work to address the needs of the disabled. Zellweger writes from a perspective of a senior aid worker with over thirty years of experience in Asia; she was the Pantech Fellow at Shorenstein APARC from 2011­–13.

To view the full listing of publications, as well as reviews and purchasing information, please consult the Publications page on Shorenstein APARC's website.

Ambassador Kathleen Stephens, the Koret Fellow at the Walter H. Shorenstein Asia-Pacific Research Center in the Freeman Spogli Institute for International Studies, has been named the United States’ chargé d’affaires to India. Stephens was asked to step in to replace retiring Ambassador Nancy Powell at a critical moment, with the formation of a new government in India following the sweeping election victory of the Bharatiya Janata Party led by Narendra Modi.

Stephens will assume the position in June and remain until a new ambassador is nominated and confirmed by the U.S. Senate, the State Department said in a press briefing.

“I look forward to being in India during a momentous and promising time, and to working to deepen the relationship between the United States and India. My time at Stanford allowed me to engage with extraordinary colleagues and students at APARC and beyond, and will stand me in good stead as I take on new challenges in India,” Stephens said.

Stephens served as acting under secretary of state for public diplomacy and public affairs in 2012. She was the U.S. ambassador to South Korea from 2008 to 2011, and principal deputy assistant secretary of state for the Bureau of East Asian and Pacific Affairs between 2005 and 2007. Her connection to Asia began in the 1970s when she was a Peace Corps volunteer in South Korea.

She has been in residence at Shorenstein APARC for the academic year, conducting research and participating in projects related to U.S.-Korea relations and greater Asia. Stephens also taught a course for Stanford students while here.

Shorenstein APARC Director Gi-Wook Shin said Stephens’ appointment reinforces the Center’s tradition of scholarship and promotion of bipartisan interaction with governments.

“We’re delighted by the news of Kathy’s appointment. Her long-standing ties with Asia and foreign affairs experience will serve her well in this important position. Kathy’s presence greatly enhanced our Center’s work and research agenda, and we wish her well as she heads to India,” Shin said.

The China-U.S. relationship requires the attention of each country’s leadership and can be improved by a shared approach of building new public goods, said Kevin Rudd, Australia’s prime minister (from 2007 to 2010, 2013) and scholar on Chinese relations.

“The future use of Chinese power, either inside or outside the international rules based system, that is either used multilaterally or unilaterally, is the critical question which both presidents Xi Jinping and [Barack] Obama must address for the future,” Rudd said at a lecture delivered on April 16 in the Bechtel Conference Center.

“It is possible to carve out a common future for these countries based on constructing what I describe as new global public goods together,” he said, proposing a relationship focused on mutual advancement of international goals.

Rudd said the United States and China could develop “new rules of the road,” in theory effectively deescalating tensions and adding to the net interests of both countries. He highlighted cybersecurity, climate change and regional security as communal problems they could address together.

Rudd suggested regional tensions in Asia may also be improved by building a culture of common security and changing institutions, including transforming the East Asia Summit into a wider Asia Pacific Community.

The lecture was part of the Asia-Pacific Leaders Forum at the Shorenstein Asia-Pacific Research Center in the Freeman Spogli Institute for International Studies, a series that convenes senior policymakers, business executives and others to share experiences and vision on critical issues facing Asia and the United States.

The full video and written remarks from this event are available below.

FOR MORE INFORMATION, CONTACT: Daniel C. Sneider; Lisa Griswold

STANFORD, California – Stanford University’s Walter H. Shorenstein Asia-Pacific Research Center (APARC) will convene a Track II dialogue of academic experts from Asia, the United States and Europe to discuss the issues of wartime history that continue to impact relations in the region. The dialogue, “Wartime History Issues in Asia: Pathways to Reconciliation,” is being held on May 11-13 on a closed-door and confidential basis with the goal of offering practical ideas to help resolve tensions surrounding those issues. Shorenstein APARC has been a leader in academic research on the formation of wartime historical memory through its Divided Memories and Reconciliation project, including a ground breaking comparative study of the treatment of the war in the high school history textbooks of China, Japan, the Republic of Korea (South Korea), Taiwan and the United States.

The core participants in this dialogue will be scholars from China, Japan, the Republic of Korea (ROK) and the United States, along with Stanford University scholars. Most of these participants have significant experience in previous efforts to foster dialogue and reconciliation on wartime history issues. In addition, select experts on the European experience in dealing with wartime historical memory will contribute.

The dialogue takes place under the co-sponsorship of the Trilateral Cooperation Secretariat (TCS), based in Seoul. TCS is an international organization established by the governments of China, Japan and the Republic of Korea (ROK) in 2011 to promote peace and prosperity among the three countries. Through various initiatives, the TCS strives to serve as a vital hub for cooperation and integration in Northeast Asia.

TCS representatives will attend the dialogue as observers; any expression of opinions will be in their personal capacities. It is expected that the outcome of this dialogue will include a set of forward-looking recommendations to civil society, researchers, and governments. TCS may adopt them for consideration by the governments of China, Japan and the ROK.

“It is my sincere hope that through this joint scholarly endeavor, TCS will be provided with the necessary direction and guidance to follow-up on bilateral efforts at historical dialogue over the past years,” Mr. Iwatani Shigeo, Secretary-General of TCS said in his letter of invitation. “I look forward to your insight and wisdom on ways to promote peace and reconciliation in this region.”

The Stanford dialogue could launch a new effort to resolve wartime history issues in the region. “Our further hope is that this will be an ongoing process, building on previous efforts at bilateral dialogue on history issues that will go beyond this initial meeting,” Shorenstein APARC Director Professor Gi-Wook Shin said in his invitation to participants.

Media reports suggest that China is moving its allegiance away from North Korea, following a series of recent provocative acts by Pyongyang. But Dr. Sunny Seong-Hyon Lee, a fellow at the Shorenstein Asia-Pacific Research Center, says there will be no real shift in the relationship anytime soon.

China harshly rebuked North Korea’s third nuclear test in words, yet stopped short of translating words into action. China quickly distanced itself when North Korea executed the young leader’s guardian Jang Song-thaek, saying that was an “internal affair” of North Korea. President Barack Obama said China was “recalculating” its policy toward North Korea. Looking at these signals, Lee asks: does this narrative match reality?

Lee, this year’s Pantech Fellow on Korean Affairs at Shorenstein APARC in the Freeman Spogli Institute, has been conducting research on Chinese perspectives on North Korea using primary and secondary sources. He has a lengthy career as a foreign correspondent at the Korea Times based in China for 11 years, reporting primarily on North Korea. Lee sat down with Shorenstein APARC to answer a few questions about his research and forthcoming book.

How important a role does media play in assessing North Korea?

News media are a central channel for understanding North Korea’s current affairs. Quite often, media are the only channel for the public. Journalists are challenged to deduce the on-the-ground situation in North Korea by examining various signals that North Korea chose to reveal to the outside. Journalists also turn to diplomats, academics and intelligence officials. Media allows us to piece together a telling picture of the DPRK’s current state of affairs. That doesn’t necessarily mean that the audience can take the media reports without critical attitudes either, especially when it comes to North Korea’s elite politics, which could be quite enthralling.

Lee describes the gap in perception among outside observers concerning the China-North Korea relationship. Photo Credit: Sunny Seong-Hyon Lee

How does your journalism background influence your research approach?

Diplomacy surrounding North Korea is a murky topic with its share of secrecy. Figuring out North Korea’s moves is like a religious experience. You often fail to comprehend why it happens. But as a journalist, you encounter so many “false prophets” who claim to know. (To illustrate this point, I wore religious attire during my lecture). It’s also the work of diplomats and you don’t normally strike a conversation with North Korean nuclear negotiator. Journalists, due to the nature of their work, have some access. We chase after these people, wait for them at the airport to get quotes, and attend their press conferences. Some of us get to develop personal relationships with them. In general, journalism allows you to get a glimpse of what is really happening. But the public often doesn’t know how journalism surrounding North Korea works either, for example, the delicate journalist-source relationship, as well as how journalists struggle to connect the dots when he or she hears a fragmented piece of information from an intelligence official. I was shocked when a very senior-level diplomat told me “90% of the media reports about North Korea are inaccurate.”  I think he was frank with me. So, I interviewed journalists who cover North Korea, asking them how they write the stories they write. I also interviewed diplomats, academics, and intelligence officials whom journalists turn to for their story quotes. To protect my sources, I have kept most of them anonymous in my upcoming book, which I hope to finish this summer.

How would you characterize Chinese public opinion toward North Korea?

It’s important to keep in mind that the Chinese government portrays a different position than the average citizen. We do see ebb and flow in the freedom to critically evaluate North Korea in China. On an individual level, many Chinese now use personal blogs and social media sites such as Weibo as forums for freer conversation on sensitive topics. A video clip depicting two boxers fighting in a ring, thought to be a metaphor for U.S.-North Korea relations, went ‘viral’ on social media and stirred up a great deal of conversation. Many Chinese are dissatisfied with the government’s tepid response to North Korea’s nuclear provocations. But the Chinese government approaches the issue from the point of national interest. A socialist political system is also pronounced in making rhetorical statements that don’t necessarily square with its actions. So, when it comes to the North Korean narrative, you see a state versus public sentiment divide, and also rhetoric versus action divide. It can be quite confusing to outside analysts. It’s hard to pin down China. China sees North Korea as a strategic benefit. Today, a very real perception gap exists among outside observers where China exactly stands on North Korea.

Will the Chinese government ever be persuaded by its citizens to change its policy toward North Korea?

Public discontent is unlikely to garner a reaction from the government. China is not structurally organized to respond to public opinion like the United States, nor does it want to. The Communist Party decision-making is insulated in many ways, and has been quite successful in closely monitoring activism. Even so, analysts do argue that a ‘threshold’ exists by which the government may be required to respond.

What factors suggest China’s policy has changed in style but not in substance?

Many factors exist that suggest China’s stance toward North Korea has changed. Most notably was Deng Yuwen’s Financial Times op-ed. Yuwen was the deputy editor of the Chinese Communist Party’s Central Party School; he wrote that China should “abandon” North Korea in Feb. 2013. His critical stance drew international interest since he was a government-associated leader pushing a counter-argument. A few weeks later, Chinese premier Xi Jinping also said, “no country should be allowed to throw the region or the whole world into chaos.” While North Korea was not pinpointed, analysts believe Xi was reprimanding Pyongyang in response to its nuclear brinkmanship. Those signals, coupled with severance of some trade and financial ties, provide leverage to the argument that China is changing its tolerance of ‘misbehavior’ from North Korea. But, those signals are not as substantive as the media has led many to believe.

Should we be optimistic that China-North Korea relations will improve?

I happen to be a bit of a pessimist. The phrase huan tang bu huan yao – a change in name but not in substance – illustrates my thesis. No tangible shift in China’s policy has occurred and the prospects for genuine change in the future are slim. A key point to remember is China determines its position based on America’s involvement. North Korea is effectively China’s ‘policy darling,’ ultimately used as a buffer (physical and psychological) against the American sphere of influence in East Asia, which China believes is meant to contain China. I believe the ‘pivot to Asia’ has created in some Chinese policymakers a certain paranoia. Thus, China still values North Korea and is unlikely to sever ties with its neighbor, as long as the strategic rivalry, competition for leadership, deep-rooted mutual mistrusts and suspicions of intentions between Washington and Beijing persist. Against that backdrop, for the short-term and medium-term, China-North Korea relations will not change because they need each other strategically in East Asia. Maybe in the long-term there is hope.

Lee presented his research at a seminar entitled, “Uncomfortable Relationship: Will China Abandon North Korea?” on April 18. The presentation slides from the event are available below.

In conversation with Shorenstein APARC, Karen Eggleston, center fellow and director of the Asia Health Policy Program, reflects on her initial draw to Asian studies and eventual focus on comparative Asia health policy. She also shares perspectives on health reform in China and demographic change across East Asia, and talks about related upcoming activities.

How did you begin in Asia health policy?

I have long been interested in Asia in general. My initial appeal to the region came from my family’s roots (my grandfather taught Korean history at Berkeley) and early international travel. Only much later in graduate school did I come to the area of economics as a discipline and health policy as my specialty; however, I had been attracted to economic development and social policy in Asia earlier on. I started with an undergraduate degree in Asian studies, which followed with a Masters degree in Asian studies specifically focused on China and Korea. During graduate school, my father-in-law introduced me to unique perspectives, as he was a physician in China. When he visited the United States to present his work, I helped translate his findings. As my career developed, I had the privilege of working with many inspiring health economists, and economists interested in health policy, some of whom acted as my mentors at Harvard and here at Stanford - János Kornai, Victor Fuchs, Joseph Newhouse, Richard Zeckhauser, and Jay Bhattacharya, to name a few. These experiences helped to further narrow my focus and interests.

What led you to Stanford?

It was extremely exciting when the opportunity arose to come to Stanford. The university is a world-class learning environment and is unique in having a health policy program focused on Asia. I was recruited to the Shorenstein Asia-Pacific Research Center at the founding of the Asia Health Policy Program. The Program is distinctive given its comparative approach focusing on the Asia-Pacific region, which differs from most other institutions. The west coast is also geographically closer to Asia, so you get a ‘flavor’ and infusion of Asian studies here more so than on the east coast. Not to mention, it was a delight to come back to my home state of California after many long years of New England winters.

To be a successful scholar of global health policy, what tools or perspectives should one be informed about?

Global health policy is a very complex field, and can be approached many ways. This, of course, makes it both exciting and challenging. My own approach is through the lens of economics. If you are looking at research and evidence-based policy, it can be beneficial to have either a social science background or a medical-clinical discipline (or both), perhaps combined with a specific geographic focus. Knowing about the history, culture, and institutions are very important for understanding health policy challenges. It also helps to build capacity within that region of focus. Partnering with practitioners and scholars in the country or region allows you to know what is really happening on-the-ground, and feed the research back into local policy decisions. I also think it is important to emphasize evidence over ideology – for example, to keep clear in your mind whether you are more of a policy advocate or academic. A scholar can play varying roles at different times in their careers, but it isn’t easy to do both fully at once. 

As China’s population and social inequalities continue to grow, are its current governance structures sustainable?

Even though political economy is not my expertise, institutions and how they adapt to a society’s needs is pertinent to anyone looking at health reform. For example, in China, there has been a lot of debate since the leadership transition and its implications for national health administration. Should health policy be led solely by the Ministry of Health, now the Health and Family Planning Commission? The Ministry runs the hospitals but is not in charge of the urban insurance system – this falls to Labor and Human Resources. Other branches of government administer regulation, pricing and other aspects of health policy. And of course the Ministry of Finance, and National Development and Reform Commission, play key roles. Like many countries, China has over 14 different ministries and agencies that are involved in the organization of its health system. Thus a relevant question is: who is in charge of taking the next step and coordinating between those entities? A health reform office was established directly under the State Council. Population aging is another issue that spans multiple sectors and policymaking entities. The Chinese government will be impelled to adapt its policies to face new challenges.

What are the connections between health policy and demographic change? Can you tell us about your upcoming work?

One important connection between health policy and demographic change is that the burden of disease changes as the population changes. A country with a large young population (like India) will have a different burden of disease than a country with a large older population (like Japan). If fertility and mortality rates decline, the burden of disease shifts toward chronic, non-communicable disease incidence. Partly, this trend reflects a ‘triumph’ from control of infectious disease and the demographic transition (with longer lives and lower fertility), but then it presents a new set of challenges for society to deal with problems of that older population. Some of my work compares China and India, which have similarities in size and socio-economic diversity. This May, I am helping to organize a conference at the Stanford Center at Peking University in Beijing with my Stanford colleagues Jean Oi, Scott Rozelle and Xueguang Zhou, and our collaborators at the PRC National Development and Reform Commission. The conference will compare urbanization and demographic trends in China and India. It is envisioned that the conference will lead to two separate book projects – one on urbanization in China in comparative perspective and another on demographic change in China and India. We will also present findings that were an outcome of a three-year research project, with initial findings published in The Journal of Asian Studies.

Tell us something we don’t know about you.

In my youth, I was very much into equestrian vaulting and played the violin. As one of my mentors said to all his students, ‘you might not be the world’s best at any one category, but if you look at the overlap between different categories, you could be distinctive.’ So I might very well be one of the world’s only horse-vaulting, violin-playing health economists, for what it’s worth.

The Faculty Spotlight Q&A series highlights a different faculty member at Shorenstein APARC each month giving a personal look at his or her scholarly approaches and outlook on related topics and upcoming activities.

President Barack Obama’s trip to four Asian nations – Japan, South Korea, Malaysia and the Philippines – set out to address an ambitious agenda, including trade negotiations, territorial disputes, and the threat of North Korea. Scholars at the Shorenstein Asia-Pacific Research Center in the Freeman Spogli Institute provided commentary to local and international media about the state tour.

Ambassador Michael Armacost, a distinguished fellow at Shorenstein APARC, evaluated the goals of the trip, saying it aimed to deliver a message of reassurance to East Asia that the U.S. rebalance is intact. Armacost highlighted the efforts to negotiate a 12-nation trade pact, the Trans-Pacific Partnership (TPP) as the centerpiece of the Obama trip to Asia. He was interviewed by Weekly Toyo Keizi, a Japanese political economy magazine. An English version of the Q&A is available on Dispatch Japan.

Many foreign policy issues shadowed the outset of President Obama’s Asia trip, the crisis in Ukraine and Syria, among others. Daniel Sneider, associate director of research at Shorenstein APARC, said in Slate that Asian nations notice where the United States focuses its time. Obama’s commitment to the region may have come across as distracted given the breadth of his current foreign policy agenda.

Sneider also spoke with LinkAsia on Obama’s stop in Tokyo. President Obama met with Japanese Prime Minister Shinzo Abe; the two leaders addressed issues surrounding territorial disputes and attempted to reach an agreement on outside market access issues in the TPP negotiations.

Donald Emmerson, director of Shorenstein APARC’s Southeast Asia Forum, offered an assessment of America’s ‘pivot to Asia’ and on the significance of the Malaysia and Philippines visits. He said the trip most notably reinforced America’s efforts to upgrade security commitments and promote freer trade negotiation in that region. The Q&A was carried by the Stanford News Service.

Emmerson spoke with McClatchyDC on two occasions about the Philippines leg of the tour. He commented on Obama’s statement reaffirming the United States’ security commitment to Japan, which recognized Japan’s administrative control over the Senkaku Islands. Emmerson suggested the greater context of claims in the South China Sea must be considered, including Manila’s. He also said maintenance of the security alliance is a positive step, but trade is a an essential part of the the pivot's sustainablility.