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As a 2018-19 Postdoctoral Fellow in Contemporary Asia at the Shorenstein Asia-Pacific Research Center, I have been working on my book manuscript Pathways to Power: Opposition Party and Coalition Building in Multiethnic Malaysia. The book examines the dilemmas faced by opposition parties in authoritarian regimes as they try to build electoral and political power. In this brief blog post, I’ll discuss the motivation for the book project, the main argument, and some of its findings.
 
Competitive authoritarian regimes, where opposition parties compete against powerful incumbents that skew political and electoral institutions in their favor, are the most common type of non-democratic regime today. As conceptualized by political scientists Steven Levitsky and Lucan Way, competitive authoritarian regimes feature the trappings of democracy, including regular elections and multiparty political competition, but with an electoral playing field that heavily favors the ruling government. Ruling powers in these regimes use a variety of tools to stay in power, including electoral fraud, targeted arrests or harassment of opposition leaders, and subtler strategies to divide and coopt potential opposition.
 
Nevertheless, opposition parties in such regimes sometimes succeed in growing substantial electoral support against the authoritarian odds. My book analyzes how and why some opposition parties are able to do so – and provides a novel explanation for the conditions under which opposition parties build broad-based and coordinated electoral challenges. I examine two key electoral strategies used by opposition parties: Individual strategies used by parties to win over new voters from the ruling government, and collective strategies, where opposition parties coordinate or build coalitions with each other in elections. Even as these two strategies allow parties to win over new blocs of voters away from the ruling government, I focus on the dilemmas that these strategies create for the opposition. First, parties face different constraints in trying to appeal to new voters while maintaining the issues and identities around which they mobilize core support. Second, individual and collective electoral strategies are in fundamental tension with each other. When parties coordinate with each other in elections, I argue that they are less likely to broaden their individual base of support. As a result, coordination and coalition building constrains the ability of individual parties to develop a broad base of support across territory and among new demographics.
 
The manuscript examines these dilemmas through tracing opposition party emergence and growth in Malaysia. Malaysia is an interesting and important case for several reasons. First, a single party, the United Malays National Organization (UMNO), dominated the country’s ruling coalitions from the country’s independence in 1957 until 2018. But against this backdrop of extraordinary stability, Malaysia’s opposition parties gradually built up electoral power to the point of unseating UMNO from national power for the first time in 2018. Second, Malaysia is a country of incredible diversity: Its largest ethnic group, the Malays, makes up about half of the population, and it contains significant ethnic minority populations of Chinese, Indian, and other indigenous groups. This made the challenges faced by the opposition even more pronounced as they sought to expand support across ethnoreligious lines while also building cross-cleavage coalitions. I draw on diverse evidence from my fieldwork in Malaysia, including in-depth interviews with party elites and leaders from all major parties, data on elections at the subnational and national level, as well as evidence from political campaigns, party congresses, and archival research.
 
The empirical chapters trace the strategies of four opposition parties: The Democratic Action Party (DAP), Pan-Malaysian Islamic Party (PAS), The People’s Justice Party (PKR), and The United Indigenous Party of Malaysia (Bersatu) in the period of 1999-2018 as they sought to respond to new electoral opportunities to scale up their support. I examine their varying attempts to expand their individual appeal, while showing how their increasingly coordinated electoral challenges paradoxically strengthened their reliance on existing ethnoreligious bases of support. I analyze how these strategies set the stage for their success in the 2018 elections, where three of these four parties won power and formed a new national government. Another empirical chapter brings the theoretical argument to bear on additional cases, providing an in-depth examination of three other cases of authoritarian regimes to demonstrate the generalizability of the argument beyond Malaysia. 
 
The book seeks to make three contributions to the academic literature. First, it brings a new theoretical perspective to the study of political competition under authoritarianism that sheds light on the determinants of opposition party success and failure. Second, it provides evidence and analysis of the factors leading to Malaysia’s unprecedented transition of government in 2018. Finally, it provides new insights into a broader literature on party adaptation in multiethnic societies and the study of the relationship between opposition parties and democratic transition.
 

 

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Supporters of Mahathir Mohamad, chairman of Malaysia's opposition 'Pakatan Harapan' (The Alliance of Hope) attend an election campaign rally on May 6, 2018 in Kuala Lumpur, Malaysia.
Supporters of Mahathir Mohamad, chairman of Malaysia's opposition Pakatan Harapan (The Alliance of Hope) attend an election campaign rally on May 6, 2018 in Kuala Lumpur, Malaysia. In a stunning election upset, the 92-year-old Mahathir Mohamad defeated incumbent Najib Razak's ruling coalition to become the world's oldest elected leader. | Ulet Ifansasti / Stringer via Getty Images
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Prior to departing for Singapore and the second half of her Lee Kong Chian Visiting Fellowship on Southeast Asia , we sat down with Sophie Lemière , a specialist in Malaysian politics, to discuss the origins of her interest in Malaysia, the country's May 2018 electoral revolution and the prospects of its new governing coalition, what it was like to follow the Mahathir's election campaign, and some of her current projects.

A political anthropologist in the Ash Center for Democracy at Harvard University, Lemière is working on a political biography of Malaysia’s current prime minister Mohamad Mahathir that features his recent election campaign. She is the editor of a series of books on politics and people in Malaysia, including Gangsters and Masters (forthcoming 2019), Illusions of Democracy (2017), and Misplaced Democracy (2014). She has held visiting research positions at universities in Singapore, Australia, and the United States. Her PhD is from Sciences-Po in Paris.

The Lee Kong Chian Visiting Fellowship on Southeast Asia is part of a joint initiative by the National University of Singapore (NUS) and Stanford, whose aim is to raise the visibility, extent, and quality of research on contemporary Southeast Asia. Here at Stanford, the infrastructures for research is supported by our Southeast Asia Program .

Watch the video interview below. A transcript is also available.

 

 

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Sebastian Dettman joins the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as the 2018-2019 Shorenstein Postdoctoral Fellow in Contemporary Asia.  He researches party building, electoral competition, and political representation in newly democratic and authoritarian regimes, with a focus on Southeast Asia.  His dissertation examines the dilemmas faced by Malaysia’s opposition parties in expanding electoral support and building coalitions, and the implications for regime liberalization. His research has been supported by grants including the NSEP Boren Fellowship, the USINDO Sumitro Fellowship, and Foreign Language and Area Studies (FLAS) Fellowships.

At Shorenstein APARC, Seb will work on developing his dissertation into a book manuscript and make progress on his next project on regime-opposition policy interactions in authoritarian regimes.  He obtained his doctorate in the Department of Government at Cornell University.  Prior to his doctorate, Seb received an MA in Southeast Asian Studies from the University of Michigan. He has also worked as a consultant and researcher for organizations including the Asia Foundation, the International Crisis Group, and the Carter Center.

 

2018-2019 Shorenstein Postdoctoral Fellow in Contemporary Asia
616 Serra StreetEncina Hall E301Stanford, CA 94305-6055
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Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia, 2018-19
sophie_lemiere.jpg Ph.D.

Sophie Lemiere is a Political Anthropologist at the Ash Center for Democracy in the Democracy in Hard Places program. She has been awarded the Stanford-NUS 2018-2019 Lee King Chiang Fellow and will be at Stanford in the fall then Singapore in the spring.

Her research looks at the nexus between religion, politics and criminality in a comparative perspective, focussing upon the deep structure of political systems. She received her PhD from Sciences-Po, France, her thesis was the first study on the political role of gangs through umbrella NGOs in Malaysia. Her Masters research on the apostasy controversies and Islamic civil society was awarded the second prize for International Young Scholar from the ISIM, Leiden in 2007. She has held research positions at RSIS-NTU in 2011 then at ARI in 2012 and has been visiting fellow at the University of Sydney, Cornell, UC Berkeley and Columbia. Sophie believes it is essential for academics to disseminate their research to a wide audience, and primarily in the countries they study. With this idea in mind, she has oriented her efforts towards the publication of original scholarship addressing both a general and academic audience within and outside of Malaysia. With this in mind, Sophie Lemière is the editor of a series “Malaysian Politics and People”. The first volume Misplaced Democracy was released in 2014, the second volume Illusions of democracy was published in 2017 and will be re-published in 2018 by Amsterdam University Press; the third volume is expected for 2019. Her monograph “Gangsters and Masters: Complicit Militancy and Authoritarian Politics” will be published also 2019. Sophie currently works on a political biography of Mahathir campaign “The Last Game: Malaysian Politics in the Eye of Mahathir”.

She has made considerable efforts to give visibility to Malaysian Studies by publishing in both international academic and non-academic outlets, Sophie has a blog on Mediapart and regularly contributes to publications such as New Mandala, The Conversation, Le Monde, Libération.

Sophie has also started to develop several documentary projects with French production companies, including a series on the Arts and Politics. Her first film 9/43 featured the Malaysian cartoonist Zunar and was selected among the 25 best movies of the French short-film festival ‘Infracourt’ in 2016.

 

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In October 2017, twenty-two scholars from eight countries attended a workshop titled “ASEAN @ 50, Southeast Asia @ Risk: What should be done?” The workshop was designed to facilitate a frank and creative discussion of policy recommendations, with the intention of providing the resulting proposals to ASEAN member states and other regional powers. Following two days of discussion and debate, the attendees produced a series of specific policy recommendations (SPRs).

Four sets of Southeast Asia-related topics were covered during the workshop: regional security, regional infrastructure, regional economy, and improving ASEAN. The attending scholars—which included Director of the U.S.-Asia Security Initiative Karl Eikenberry and Director of the Southeast Asia Program Donald Emmerson—submitted 24 SPRs for discussion.

Over two-and-a-half days, the group evaluated each SPR for its effectiveness, significance, specificity, and feasibility. The intention was to produce specific proposals addressing some of the main challenges facing Southeast Asia. So as to encourage openness in the dialogue, the workshop was held under the Chatham House Rule.

The Southeast Asia Program and the U.S.-Asia Security Initiative in the Walter H. Shorenstein Asia-Pacific Research Center prepared this program and final publication in cooperation with multiple partners. Their final recommendations have been included in the 20-page report which is now available online.

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In October 2017, twenty-two scholars from eight countries attended a workshop titled “ASEAN @ 50, Southeast Asia @ Risk: What should be done?” The workshop was designed to facilitate a frank and creative discussion of policy recommendations, with the intention of providing the resulting proposals to ASEAN member states and other regional powers. Following two days of discussion and debate, the attendees produced a series of specific policy recommendations (SPRs).

 

Four sets of Southeast Asia-related topics were covered during the workshop: regional security, regional infrastructure, regional economy, and improving ASEAN. The attending scholars—which included Director of the U.S.-Asia Security Initiative Karl Eikenberry and Director of the Southeast Asia Program Donald Emmerson—submitted 24 SPRs for discussion.

 

Over two-and-a-half days, the group evaluated each SPR for its effectiveness, significance, specificity, and feasibility. The intention was to produce specific proposals addressing some of the main challenges facing Southeast Asia. So as to encourage openness in the dialogue, the workshop was held under the Chatham House Rule.

 

The Southeast Asia Program and the U.S.-Asia Security Initiative in the Walter H. Shorenstein Asia-Pacific Research Center prepared this program and final publication in cooperation with multiple partners. Their final recommendations have been included in the 20-page report which is now available online.

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Donald K. Emmerson
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Lisa Griswold
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The Association for Southeast Asian Nations (ASEAN), a coalition of 10 Southeast Asian countries formed to promote regional development and security, will mark its 50th anniversary this year. While ASEAN’s longevity is a cause for celebration, it also calls for creative introspection regarding what it can and should do, according to Southeast Asia Program Director Donald K. Emmerson.

“There is a lot that ASEAN cannot do in its present form, under its present leaders, and in presently China-challenged conditions. Yet no one could objectively scan ASEAN’s first fifty years and conclude that the organization has remained the same – once a cow, always a cow.

“Whatever ASEAN does become, its alternative futures should be considered now, carefully and creatively, while there is still time to prefer one scenario over the others and to follow up with steps that make it more likely,” he writes in a paper featured in the February edition of TRaNS: Trans-Regional and -National Studies of Southeast Asia.

ASEAN, he says, needs to reexamine its goals and consider new means to achieve them, to brainstorm better ways of protecting its region from external control, and to reevaluate the nature and efficacy of the “ASEAN Way,” including its self-paralyzing commitment to unanimity as a precondition for collective action.

That commitment has already been breached for economic policy arrangements that allow a “two-speed ASEAN” to exist, where for less developed members, deadlines for economic reform are postponed, while for all other members, the deadlines remain unchanged. So, why not adapt that idea to regional security initiatives as well?

According to Emmerson, the Southeast Asia region is being threatened by China’s efforts to control land features in the South China Sea for the purposes of projecting coercive power. China uses the ASEAN Way’s requirement of consensus by promising economic support to specific ASEAN members in hopes of coopting them into vetoing any move by ASEAN to counter China’s campaign in the South China Sea.

Abetting China’s expansion, he says, are the rival claims to maritime sovereignty by some of ASEAN’s own members. Their failure to settle their own disagreements precludes the bargaining power that a unified ASEAN might bring to the table in talks with China.

Emmerson, who addressed these matters at Stanford in March, argues that a more innovative ASEAN will lead to a more secure region.

Regarding the South China Sea, for example, ASEAN could encourage an effort by its four claimant members to settle their own differences first by drafting an ASEAN agreement, signing it and presenting it to China to sign as well. Even if China refuses, at least ASEAN would have established a common position among the ASEAN countries most directly concerned.

In the paper, he discusses several ways of restructuring ASEAN. They include:

  • ASEAN minus X: A subset of ASEAN members would move ahead on economic or security arrangements with the understanding that the remaining subset would join later.
  • ASEAN Pacific Alliance: ASEAN would work with Chile, Colombia, Mexico and Peru to create a coalition that would strengthen ASEAN’s trans-Pacific ties.
  • East Asia Summit (EAS): ASEAN would try to elevate this annual gathering of leaders, including China and the United States, into a capstone venue for cooperation on regional security.

Emmerson also urges outside observers to generate innovative policy proposals related to ASEAN and present them for discussion informally or in Track II dialogue formats.

“It’s time for ASEAN watchers to generate ideas for the grouping to consider, including initiatives that could be pursued by one, two or more member countries,” he said in a later interview. “The creative involvement of scholars, journalists, businesspeople and other analysts inside member states could socialize such proposals in local policy circles to make them better known and more feasible.”

In line with this vision, Emmerson is co-organizing a trilateral workshop on ASEAN reform, regional security, infrastructure building and economic regionalism. Hosted by the Shorenstein Asia-Pacific Research Center (APARC) and planned for this fall, it will evaluate proposals on these topics generated or compiled by Shorenstein APARC’s Southeast Asia Program and U.S.-Asia Security Initiative; the S. Rajaratnam School of International Studies in Singapore; and the Strategic and Defense Studies Centre in Canberra. Details about the conference will be posted in the coming months.

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Flags of member states of the Association of Southeast Asian Nations (ASEAN). | iStock/Getty Images
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Brunei, China, Indonesia, Malaysia, the Philippines, Taiwan, and Vietnam have made ambiguous, intransigent, and overlapping claims of “sovereignty” and “rights” in the South

China Sea. China has enlarged and weaponized “its” land features and denounced and ignored the July 2016 decision by the International Tribunal for the Law of the Sea that denied China’s claims of “rights” within its vastly encompassing “nine-dash line.” The court also disallowed claims to sea space in excess of twelve nautical miles around land features in the Spratlys. China’s refusal to negotiate with ASEAN as a group and its use of yuan diplomacy have worsened the disunity of member states. Chinese procrastination and intra-Southeast Asian rivalry have stalled implementation of an existing but routinely violated Declaration on Conduct and prevented agreement on a meaningful and enforceable Code of Conduct. American policy toward China appears to have shifted from objection to provocation. The question is urgent:  What can and should be done?

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Donald K. Emmerson is the Director of the Southeast Asia Program, Shorenstein APARC; Senior Fellow at FSI, Emeritus; Affiliated Faculty of CDDRL; and Affiliated Scholar, Abbasi Program in Islamic Studies, all at Stanford University. In 2010 the National Bureau of Asian Research and the Woodrow Wilson International Center for Scholars awarded Dr. Emmerson a two-year Research Associateship given to “top scholars from across the United States” who “have successfully bridged the gap between the academy and policy.”

Dr. Emmerson’s policy concerns run from specific issues such as sovereignty disputes in the South China Sea to broad questions involving China-Southeast Asia relations, the American “rebalance” toward Asia, and the future of the Association of Southeast Asian Nations (ASEAN).

Dr. Emmerson’s recent publications include: “Facts, Minds, and Formats: Scholarship and Political Change in Indonesia” in Indonesian Studies: The State of the Field (2013); “Is Indonesia Rising? It Depends” in Indonesia Rising (2012); “Southeast Asia: Minding the Gap between Democracy and Governance,” Journal of Democracy (April 2012); “The Problem and Promise of Focality in World Affairs,” Strategic Review (August 2011); An American Place at an Asian Table? Regionalism and Its Reasons (2011); and Asian Regionalism and US Policy: The Case for Creative Adaptation (2010).

This event is co-sponsored by the Shorenstein APARC's China Program and The Forum for American/Chinese Exchange at Stanford (FACES).

This event is part of the winter colloquia series entitled "China: Going Global" sponsored by Shorenstein APARC's China Program.

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China: Going Global

Beijing’s new Silk Road initiative links old trade corridors from Asia to Africa and Europe. Many perceive that President Xi Jinping’s “One Belt, One Road” initiative as well as China’s many other trade, investment and finance projects transcend their economic calculus and reflect Beijing’s geopolitical ambitions to reposition China’s standing on the global stage. The China Program brings leading experts to explore the drivers and motivators of China’s international initiatives, their reach and scope as well as the implications of China’s increasing activism on the world stage.

http://aparc.fsi.stanford.edu/research/china-going-global

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Senior Fellow Emeritus at the Freeman Spogli Institute for International Studies
Affiliated Faculty, CDDRL
Affiliated Scholar, Abbasi Program in Islamic Studies
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At Stanford, in addition to his work for the Southeast Asia Program and his affiliations with CDDRL and the Abbasi Program in Islamic Studies, Donald Emmerson has taught courses on Southeast Asia in East Asian Studies, International Policy Studies, and Political Science. He is active as an analyst of current policy issues involving Asia. In 2010 the National Bureau of Asian Research and the Woodrow Wilson International Center for Scholars awarded him a two-year Research Associateship given to “top scholars from across the United States” who “have successfully bridged the gap between the academy and policy.”

Emmerson’s research interests include Southeast Asia-China-US relations, the South China Sea, and the future of ASEAN. His publications, authored or edited, span more than a dozen books and monographs and some 200 articles, chapters, and shorter pieces.  Recent writings include The Deer and the Dragon: Southeast Asia and China in the 21st Century (ed., 2020); “‘No Sole Control’ in the South China Sea,” in Asia Policy  (2019); ASEAN @ 50, Southeast Asia @ Risk: What Should Be Done? (ed., 2018); “Singapore and Goliath?,” in Journal of Democracy (2018); “Mapping ASEAN’s Futures,” in Contemporary Southeast Asia (2017); and “ASEAN Between China and America: Is It Time to Try Horsing the Cow?,” in Trans-Regional and –National Studies of Southeast Asia (2017).

Earlier work includes “Sunnylands or Rancho Mirage? ASEAN and the South China Sea,” in YaleGlobal (2016); “The Spectrum of Comparisons: A Discussion,” in Pacific Affairs (2014); “Facts, Minds, and Formats: Scholarship and Political Change in Indonesia” in Indonesian Studies: The State of the Field (2013); “Is Indonesia Rising? It Depends” in Indonesia Rising (2012); “Southeast Asia: Minding the Gap between Democracy and Governance,” in Journal of Democracy (April 2012); “The Problem and Promise of Focality in World Affairs,” in Strategic Review (August 2011); An American Place at an Asian Table? Regionalism and Its Reasons (2011); Asian Regionalism and US Policy: The Case for Creative Adaptation (2010); “The Useful Diversity of ‘Islamism’” and “Islamism: Pros, Cons, and Contexts” in Islamism: Conflicting Perspectives on Political Islam (2009); “Crisis and Consensus: America and ASEAN in a New Global Context” in Refreshing U.S.-Thai Relations (2009); and Hard Choices: Security, Democracy, and Regionalism in Southeast Asia (edited, 2008).

Prior to moving to Stanford in 1999, Emmerson was a professor of political science at the University of Wisconsin-Madison, where he won a campus-wide teaching award. That same year he helped monitor voting in Indonesia and East Timor for the National Democratic Institute and the Carter Center. In the course of his career, he has taken part in numerous policy-related working groups focused on topics related to Southeast Asia; has testified before House and Senate committees on Asian affairs; and been a regular at gatherings such as the Asia Pacific Roundtable (Kuala Lumpur), the Bali Democracy Forum (Nusa Dua), and the Shangri-La Dialogue (Singapore). Places where he has held various visiting fellowships, including the Institute for Advanced Study and the Woodrow Wilson International Center for Scholars. 



Emmerson has a Ph.D. in political science from Yale and a BA in international affairs from Princeton. He is fluent in Indonesian, was fluent in French, and has lectured and written in both languages. He has lesser competence in Dutch, Javanese, and Russian. A former slam poet in English, he enjoys the spoken word and reads occasionally under a nom de plume with the Not Yet Dead Poets Society in Redwood City, CA. He and his wife Carolyn met in high school in Lebanon. They have two children. He was born in Tokyo, the son of U.S. Foreign Service Officer John K. Emmerson, who wrote the Japanese Thread among other books.

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