International Relations

FSI researchers strive to understand how countries relate to one another, and what policies are needed to achieve global stability and prosperity. International relations experts focus on the challenging U.S.-Russian relationship, the alliance between the U.S. and Japan and the limitations of America’s counterinsurgency strategy in Afghanistan.

Foreign aid is also examined by scholars trying to understand whether money earmarked for health improvements reaches those who need it most. And FSI’s Walter H. Shorenstein Asia-Pacific Research Center has published on the need for strong South Korean leadership in dealing with its northern neighbor.

FSI researchers also look at the citizens who drive international relations, studying the effects of migration and how borders shape people’s lives. Meanwhile FSI students are very much involved in this area, working with the United Nations in Ethiopia to rethink refugee communities.

Trade is also a key component of international relations, with FSI approaching the topic from a slew of angles and states. The economy of trade is rife for study, with an APARC event on the implications of more open trade policies in Japan, and FSI researchers making sense of who would benefit from a free trade zone between the European Union and the United States.

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Gi-Wook Shin
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In a speech to a joint session of the U.S. Congress in May 2013, South Korean President Park Geun-hye contended, “Asia suffers from what I call ‘the Asian paradox,’ the disconnect between growing economic interdependence on the one hand, and backward political, security cooperation on the other.” This is, she noted, because “differences stemming from history are widening” and “how we manage this paradox” will determine the configuration of a new order in Asia.

Pessimists worry that colonial and wartime history problems will persist and that there is not much we can do about it. On the other hand, optimists believe that history issues will inevitably fade away over time as the wartime generation passes away and the countries of the region become increasingly integrated economically and culturally.

Only time can tell us which view is correct. But we cannot rely on time alone to heal these wounds and need to be cautious about unwarranted optimism regarding regional cooperation. We see the continuing power of “identity politics” in the nations of Northeast Asia, and recent transformations of historical memory show worrisome tendencies in South Korea, Japan and China. Certainly, Northeast Asian nations have been democratizing and/or promoting regionalism and globalization in recent decades, but none has uprooted or weakened the power of nationalism in the region. On the contrary, these changes may produce a crisis of national identity, strengthening nationalist sentiment in some quarters.

In Korea, nationalism has long guided the approach to the issue of historical injustice. Nationalism has produced master narratives of colonial history and offered a dominant framework for dealing with historical injustices such as comfort women and forced labor. It forces issues to be framed in a binary opposition—victims versus aggressors—and allows little room for gray areas, making it difficult to formulate a shared view of historical injustice. Ironically, the racism or nationalism that gave rise to historical injustice in the first place continues to inform victims’ approaches to reckoning with past wrongs. Disputes over the history of the ancient kingdom of Koguryŏ (Gaogouli in Chinese) reflect “irredentism” on the part of South Korea as well as China’s rising nationalism.

In Japan, uncertainties and anxieties created by the post-Cold War security environment and years of economic stagnation provided a fertile ground for easy and extreme answers in the form of nationalist politics. Nationalist scholars are making headway in producing textbooks to “make Japanese proud of themselves,” and nationalism is a prevailing theme in the military history museum attached to the Yasukuni Shrine, which Prime Ministers Koizumi and Abe visited during their tenure despite outcries from neighbours and against the concerns of many Japanese. The restoration of symbols such as the flag and national anthem are part of Japan’s quest to become a “normal nation.” If there is any difference between South Korea and Japan, it is that the left in South Korea—as opposed to the right in Japan—is at the forefront of nationalist politics of the history question.

In China, too, political leaders are promoting nationalism (or patriotism in their own words) to bolster social and political cohesion. Beijing needs a new unifying force to mobilize the nation in the face of the rapid (and disruptive) processes of socioeconomic modernization. In particular, in the post-Tiananmen era, the Chinese leadership appealed to nationalism to shore up its tainted legitimacy. China’s policy toward its minorities is based on the notion of a grand multi-ethnically unified China. History activists appeal to nationalist sentiments by commemorating Chinese suffering during the Japanese occupation, and nationalism is the force behind China’s territorial disputes with Japan and Southeast Asian neighbors as well as the straits relations.

Thus, despite increased intra-Asian trade, cultural exchange, and talks about an East Asian community, Korea, Japan, and China all still find politics of national identity appealing. After all, nationalism not only is about ideology but also thrives on narrowly defined “national interests.” Disputed territories always serve as symbols of national sovereignty that cannot be compromised. The mutual suspicion of Japan and China over the disputed Senkaku/Diaoyu islands and other territorial waters, and the Korean-Japanese tensions over Dokdo/Takeshima, are but two potent reminders.

History education reinforces nationalist sentiments in Northeast Asia. In both Japan and South Korea, the Ministry of Education requires that all textbooks undergo a strict screening process, and in China, the government plays an even stronger role in history textbook writings. In all three, nationalism is the guiding principle of official historical narratives, as they are obsessed with writing national history based on a single historical memory that stresses their struggles with outside aggression. In China, for instance, a new history textbook offers a significantly altered view of the wartime period in line with the Patriotic Education Campaign that began in the 1990s. Because history textbooks affect national identity, the politics of nationalism invariably influence their writing, which in turn promotes nationalist sentiments in the new generation.

Thus, the key challenge facing Northeast Asia is how to tame the power of nationalism while promoting vibrant civil society with global thinking as well as regional cooperation. Also, while some expect generational change and increasing people-to-people exchanges to heal wounds from the past, the picture seems mixed. In China and South Korea, surveys among the countries’ youth regularly register a highly negative view of Japan over history issues. It may be true that the passing of the war generations will end some of the vivid, bitter animosities. On the other hand, the importance that second and third generations attach to past issues and how they perceive them are not only a result of time, but also a reflection of the historical knowledge they acquire through education, museums, films and other media.

When issues of the past posed a stumbling block in ameliorating relations between China and Japan in the 1970s, Chinese leader Deng Xiaoping said, “Because our generation is not wise enough to resolve all of the pending questions, let’s leave the unsettled ones to next generation.” Contrary to his expectations, however, the two countries are stricken today with a worse situation involving history and territorial disputes, and the younger generation tends to be even more swayed by the fever of nationalism.

Now is a moment of danger and opportunity for Northeast Asia. The current impasse in regional relations demands a commitment to confront the corrosive nationalism fed by the unresolved issues of history. Disregarding or ignoring an unfortunate past means not only evasion of historical accountability but also a missed opportunity to learn from history. Germany’s failure to learn from its defeat in the First World War led to the rise of Nazism and another world war. The German experience should provide a valuable lesson for all, especially Japan, as they struggle to deal with the growing power of nationalism and identity politics.

 

This article was originally carried by the University of Nottingham's China Policy Institute Blog on 10 February and reposted with permission.

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A Japanese Coast Guard vessel passes by the Diaoyu/Senkaku Islands.
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Writing for Democratization, Kyong Jun Choi at the University of Washington reviewed New Challenges for Maturing Democracies in Korea and Taiwan (Stanford University Press, 2014), a co-edited book by Stanford professors Larry Diamond and Gi-Wook Shin.

“Among the most notable strengths of this volume is its analysis of new phenomena that have rarely been addressed in existing literature,” Choi writes.

The book seeks to illustrate different characteristics of the evolution of democracy in Taiwan and South Korea. The two countries share similar economic and political directions since industrialization took place in the 1960s and transition toward democracy began in the 1980s.

Choi says that the book “certainly stands as a stepping stone for research on new democracies struggling to consolidate democracy.”

“New Challenges” is one outcome of a multiyear research project at the Walter H. Shorenstein Asia-Pacific Research Center, and a conference co-hosted with the Center on Democracy, Development and the Rule of Law in 2011.

The review is featured in Democratization’s vol. 21, issue 7. Information about accessing the review can found by clicking here.

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Demonstrators in Seoul commemorate the historic June 10 mass pro-democracy movement of 1987.
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The thirteenth session of the Korea-U.S. West Coast Strategic Forum, held in Seoul on December 11, 2014, convened senior South Korean and American policymakers, scholars and regional experts to discuss North Korea policy and recent developments in the Korean peninsula. Hosted by the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center at Stanford University, the Forum is also supported by the Korea National Diplomatic Academy.

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Last spring two North Korean defectors visited Stanford University from Seoul to share their experiences in the North. Hosted by Stanford's Korean Student Association, the event was held to increase awareness of North Korean human rights issues in the Stanford intellectual community. In fact, the Association hosts "North Korean Human Rights Night" every year. Stanford is not alone in this; many other leading American universities across the country, often also led by Korean American students, convene similar gatherings.

In the summer of 2012, Silicon Valley IT giant Google, a Stanford progeny and neighbor, hosted a conference on how technology can be used to disrupt illicit global networks, such as trafficking in human beings, human organs, and weapons. Ten North Korean defectors, ranging from former elite party members to forgotten orphans, flew in from Seoul to participate. They shared their extraordinary stories of survival amid excruciatingly painful quests for freedom.

Growing pressure on Pyongyang

These two stories are not isolated episodes. They reflect a recent trend of the international community paying dramatically more attention to North Korean human rights issues. Most notably, last month the United Nations General Assembly passed a resolution to put North Korean human rights violations on the U.N. Security Council's agenda, despite objections from China and Russia. International pressure has been intensifying on Pyongyang since the release last year of a U.N. report documenting a network of political prisons in the North and atrocities that include murder, enslavement, torture, rape and forced abortions.

While concerns about North Korean human rights are longstanding at the U.N., this was the first time the U.N. Security Council ever debated the isolated country's human rights situation. In the past the international community focused primarily on curbing North Korea's nuclear programs. Now human rights in North Korea have become a matter rivaling the nuclear issue in seriousness and global attention. Its importance appears likely to continue to grow in the coming years.

That the human rights situation in North Korea is appalling was never a secret. Defectors have produced some searing accounts of life in the North Korean gulag. Why then did the international community largely ignore it until recently?

Partly this was a product of the priority given to security issues. But it also has to do with the closed nature of the regime and Cold War dynamics that made many people in the international community doubt that the situation could be as bad as some asserted. Pyongyang made it virtually impossible for foreign journalists to report out of the country, much less obtain video that could dramatize the situation of the ordinary people of North Korea for an international audience.

Moreover, some Western observers suspected that those focusing on North Korea's human rights situation were trying to demonize the regime for political and strategic purposes. Others, such as China and Russia, stayed away from supporting international criticism of North Korea's human rights situation, apparently for fear of opening up their own human rights situation to heightened international scrutiny. In any event, with few practical means to address the North Korean human rights situation, the international community paid little heed to the problem until the end of the cold war.

Unspeakable atrocities

Then, the great famine in North Korea in the mid-1990s led to many more North Koreans leaving their country and seeking temporary relief in China. More than ever they traveled on to the South and brought their life stories with them. One consequence has been an enormous increase in the amount of information available about circumstances inside North Korea, not least due to the flow of information into the country and the use of cell phones and other technology to get reports out. Along with changing international norms about human rights, this contributed to a dramatic growth during the past decade in the number of people, organizations and states throughout the world actively focusing on human rights in North Korea. In South Korea alone, there are many NGOs, often led by North Korean refugees, that work on North Korean human rights issues.

In a logical conclusion to these developments, a special United Nations Commission of Inquiry in February 2014 published a report detailing what it called "unspeakable atrocities" in North Korea. The head of the inquiry sent a letter to Kim Jong Un, warning, in effect, that Kim himself might be brought before the International Criminal Court. While the U.N. Security Council has not yet taken concrete action, the fact that it placed North Korea's human rights record on its agenda means that, theoretically at least, it can now at any point take the next step of referring these crimes against humanity to the International Criminal Court.

How, then, should we deal with the human rights situation in North Korea? While it is not difficult to condemn the current condition on moral and ethical grounds, it is much more challenging to adequately address it in practical terms, especially when the Democratic People's Republic of Korea reacts extremely negatively on such condemnation and uses it as a reason for not engaging on this issue.

For instance, the North Korean human rights situation remains one of the most divisive issues between conservatives and progressives in South Korea. South Korean conservatives advocate a very active program of publicizing and condemning North Korea's human rights situation. Many support steps such as taking the matter before the International Court of Justice with the aim of charging North Korea's leaders with crimes against humanity. Conservatives argue not only that this is the morally correct approach but also that it would put increased pressure on the regime to reform, if not contribute to its collapse.

South Korean progressives, on the other hand, while acknowledging the seriousness of the situation, are adamant that focusing on it will not serve to improve the situation. Instead, they say, by making the regime feel even less secure, it would actually worsen the human rights situation in North Korea as well as hurt efforts to improve inter-Korean relations. Progressives therefore argue South Korea should instead focus for the time being on state-to-state dialogue while providing aid to the North. This would reassure Pyongyang, they say, and eventually contribute to its taking its own reform measures, including improving the human rights situation.

As a result of these very different views, the Republic of Korea has adopted significantly different policies depending on whether a progressive or a conservative leader occupies the Blue House. When progressives Kim Dae-jung and Roh Moo-hyun were president, the ROK often abstained on votes in UN bodies addressing North Korea's human rights situation. In contrast, conservative governments voted in favor of international criticism of North Korea's human rights situation and sometimes took the lead in raising the issue.

A coordinated effort

Meanwhile, South Korea's National Assembly has for years been unable to pass a North Korean human rights bill at all. Progressives favor "human rights" legislation that deals primarily with providing humanitarian aid to the North, consistent with their perspective on the problem's roots, while conservatives have drafted a bill that focuses on human rights along the lines of the United States' North Korea Human Rights Act, first passed in 2004.

For its part, the U.S. itself became focused on human rights only about a generation ago. It was not until the administration of President Jimmy Carter (1977-81) that the U.S. embraced an activist policy placing international human rights near the top of its foreign agenda. Before then, the U.S. fiercely criticized communist states, but mostly because of the nature of their regimes rather than their human rights practices per se.

Today democratic governments throughout the world routinely criticize aspects of the human rights situations even in friendly and allied countries, not just in those of adversaries. Actions on behalf of human rights that in earlier decades would have been deemed unacceptable "interference in domestic affairs" now enjoy international legitimacy and broad support. Concepts such as the "responsibility to protect (R2P)," which many Japanese have promoted, assert that national sovereignty is not absolute and that the international community must intervene to stop situations where the regime is unable to protect its people.

While concern is well-taken that a focus on the North Korean human rights situation would burden any engagement effort with Pyongyang and, moreover, would not improve the lives of the people of North Korea in the short- to mid-term, we cannot ignore the human rights situation. Any policy toward the North must take into account that the North Korean human rights issue has developed dramatically in recent years.

For South Korea, this requires a principled but nuanced approach. It has long been the primary center for research on North Korean human rights, with the Korea Institute for National Unification producing its annual White Paper since 1996, but it needs to establish a bipartisan body to develop programs to effectively address those areas most in need. It should also support all important and accurate criticism of North Korea's human rights situation at the United Nations and other international organizations.

However, South Korea may not take the lead in addressing North Korea's human rights abuses, while increasing the humanitarian provision of nutritional assistance and public health services in North Korea without linkage to the nuclear issue. Such an approach would deprive North Korea of the argument that South Korea is not actually concerned about human rights but is using the issue as a weapon against Pyongyang.

Like other aspects of North Korea policy, the human rights problem is extremely troubling yet enormously difficult to address effectively. The international community must share its wisdom and its resources to develop and implement principled, pragmatic, long-term approaches to the challenges that Pyongyang presents, especially the human rights situation. Leaders of the international community as a whole but above all South Korea's neighbors should support and participate in such a coordinated effort. This is in fact an area in which Japan and South Korea can easily cooperate more.

 

Shin recently coauthored the policy report, "Tailored Engagement: Toward an Effective and Sustainable Inter-Korean Relations Policy," released at a hearing of the Korean National Assembly's special committee on inter-Korean relations. This Nikkei Asian Review article was originally carried on Jan. 20 and reposted with permission.

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The United Nations Security Council met to discuss the situation in North Korea on Dec. 22, 2014.
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Last year was relatively quiet in inter-Korean relations, with no further North Korean military provocations against the South and no nuclear tests conducted. Then, on New Year’s Day this year, for the first time since he came to power on his father’s death, North Korean leader Kim Jong-un publicly expressed his willingness to hold an inter-Korean summit meeting “if the atmosphere and environment are ready." At the same time, he continued to emphasize the importance of his regime’s policies of “military first” and byeongjin, the simultaneous development of nuclear weapons and pursuit of economic growth. What are Kim’s real intentions? Can inter-Korean dialogue actually resume? Can the Six Party Talks to denuclearize the North be restarted after a six-year hiatus? Sook Kim, a former South Korean nuclear negotiator with North Korea, ambassador to the United Nations, and deputy director of the National Intelligence Service, will explore what the year 2015, the seventieth anniversary of Korea’s division, may hold for inter-Korean relations and the North Korean nuclear problem.

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Sony Pictures Entertainment was set to release a satirical comedy, “The Interview,” in late 2014, but a cyberattack hit the organization that leaked corporate information, leading the company to initially pull the film and opening up a string of theories over who was behind the attack and how to respond.

Speculation began to mount as a clearer picture of the unprecedented hacking, both comprehensive and large in size, began to emerge. The breach is thought to be retribution for Sony’s production of the film, which carries a plot to assassinate North Korean leader Kim Jong-un.

Then, a threat was directed at movie theaters and moviegoers planning to screen and see “The Interview.” The message warned those against involvement ahead of the film’s Dec. 25 opening, indicating a “bitter fate” and alluding to the 9/11 attacks in the United States.

An unknown group, The Guardians of Peace “GOP,” claimed responsibility for the cyberattack. Media and those familiar with North Korea began to point blame on the country, which had already publicly condemned the film last June and has a history of cybercrime. Responding to accusations, top North Korean leadership rejected any involvement in the attack.

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The White House responded as Sony canceled the film’s New York premiere and said it would discontinue distribution. Following his year-end press conference, President Barack Obama condemned the hacking, citing the Federal Bureau of Investigation’s conclusion that North Korea was behind the attack. The President said the United States would respond “proportionally,” and on Jan. 2, signed an Executive Order that put into action a series of sanctions imposed by the Department of the Treasury.

David Straub, a Korea expert at Stanford University, answered questions about the Sony hacking and its policy implications for the United States and North-South Korean relations. Straub is the associate director of the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center. He formerly served as the State Department’s Korean affairs director.

What do we know about the Sony hacking? Who’s responsible?

Based on many types of evidence, including confidential information, U.S. government officials appear to be quite confident that North Korea did in fact conduct this operation. There’s still some disagreement in the media and among tech experts over who is responsible. They’ve cited a number of reasons but the main one is that the FBI’s official statement attributing the attack to North Korea provided evidence that they believe is far from conclusive. I myself am not a technical expert, but based upon my following North Korea for many years – the attack strikes me as being very likely to have been a North Korean operation. The FBI statement noted that the Sony attack is similar to an attack that the North Koreans conducted against South Korean banks and media outlets in March 2013. In that attack, many South Korean banks had their hard drives completely wiped clean. It was a hugely destructive attack and very similar to what happened to Sony.

Does North Korea’s response to the Sony hack coincide with past behavior?

In addition to the 2013 South Korean bank cyberattack, the North Koreans apparently sank a South Korean naval vessel in 2010, killing 46 sailors. In both instances, the North Koreans denied that they did it, expressed outrage over being accused, demanded that the South Koreans produce proof, said that they could prove that they didn’t do it, and then requested that the South Koreans conduct a joint investigation. These same demands are being made in response to the U.S. blaming Pyongyang for the Sony cyberattack. It couldn’t be more similar. More generally, the North Korean regime is very calculating. They know they can’t win an outright military confrontation with South Korea, much less the United States, so what they do is try to find a weak link and go after it in a way in which they have plausible deniability – a situation where it’s very difficult for the attacked party to prove who did it.

Describe North Korea’s hacking capabilities.

North Korea is a very secretive country, so it’s hard to be completely certain of their cyber capabilities. However, according to many accounts, the North Korean government has established professional hacking schools and units over the years, resulting in hundreds if not thousands of trained hackers. North Korea has engaged in a number of attacks in the past, the most prominent one was the attack on South Korean banks in March 2013. But also, a few years ago, North Korea conducted less sophisticated attacks on major U.S. government websites.

Why would they conduct an attack?

The North Koreans appear to have both the capability and the motivation to attack Sony. The nation’s entire political system rests on a cult of personality – now a cult of family, actually – that began with the founder of the regime, Kim Il-sung, and extends to his grandson today, leader Kim Jong-un, who has been in power since Dec. 2011. It’s the only thing holding the political system together at this point. The cult of personality is so strong that any direct criticism of the top leader is something that North Koreans will compete among each other to reject. From this standpoint, it seems very likely that they would feel they had to prevent the showing of a movie that features an assassination of Kim Jong-un. And, the hackers had plenty of time to prepare for and implement the attack because everyone knew well ahead of when the movie would be released.

The United States placed new financial sanctions on North Korea. What impact will the sanctions have?

President Obama made it clear that the U.S. government would respond at a time, in a place, and in a manner of its own choosing. Not all measures taken would be made public. So far, the first publically announced measure was the President’s Executive Order on Jan. 2 imposing additional sanctions on a number of North Korean agencies and officials. This in itself is unlikely to have major consequences because most of those entities were already sanctioned. But, the Executive Order states that the sanctions are being implemented not only because of the cyberattack against Sony, but more generally because of North Korea’s actions and policies, including its serious human rights abuses. So in a sense, the North Koreans got the United States to expand its reasons for sanctioning them.

 

President Obama addresses the Sony hacking, saying the United States will "respond proportionally," at his year-end press briefing on Dec. 19.

President Obama addresses the Sony hacking at his year-end press briefing on Dec. 19. Photo credit: WhiteHouse.gov

 

What other steps will the United States likely take?

President Obama left open the possibility that North Korea might be returned to the U.S. State Sponsors of Terrorism list, from which the nation was removed in 2008. I think it was a mistake to remove North Korea from that list in the first place. It was done to promote progress on the nuclear talks, which eventually failed, and ignored a number of terroristic actions that North Korea has committed in recent years. Another possibility, which is being pushed by Republicans in Congress, is to increase financial sanctions that mirror the type that were successfully implemented in Iran.

How will the U.S. response influence cybersecurity policy going forward?

The attack on Sony is a huge wakeup call to American businesses, and even to the U.S. government. It’s the first attack of this size on a company located in the United States. It got tremendous profile in the media and the President has been personally engaged in responding. Nearly everyone has heard about it, so U.S. companies are now going to be focused much more on cybersecurity because it has exposed some potential vulnerabilities – a “if North Korea can do it, presumably others can too” mentality. Moreover, if an attack can be executed on a film company, it could also be done to other businesses and even to elements of U.S. critical infrastructure.

How do you view North Korean leader Kim Jong-un’s possible offer to meet with South Korean leadership this year?

Kim Jong-un said that he was open to the possibility of a summit with South Korea in his annual New Year’s address, although he made no specific proposal. He made clear that the summit would be conditional on actions to be taken in advance by South Korea. Among these, Kim demanded ending U.S.-South Korean military exercises and halting the flow of propaganda-filled balloons sent over the border into the North by non-governmental activist groups in the South. Moreover, North Korea has a history of expanding its conditions later, without any warning. So, I think one has to be skeptical. The signal is unfortunately less likely to be a sincere effort toward real, sustained dialogue, and more likely to be a North Korean propaganda effort devised to confuse, divert and divide international public opinion. That said, South Korea has acted entirely appropriately in welcoming the signal and reiterating its own offer of high-level talks. Let’s hope for the best.

David Straub also participated in an interview with Public Radio International on Jan. 1 about the prospect for North-South talks, the audio can be accessed on the PRI website.

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"The Interview," a Sony Pictures film starring actors Seth Rogen and James Franco about a fictional plot to assasinate North Korean leader Kim Jong-un, releases in theaters.
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A unified Korea is likely but it won’t come easily, said Stanford professor Gi-Wook Shin, in a recent interview with NK News. The most plausible scenario is reunification following a breakdown of the North Korean regime and eventual South Korean absorption of the North.

“Of course, I cannot predict the timing of such an occurrence, but it is likely that it will happen in the not-too-distant future,” said Shin, director of the Walter H. Shorenstein Asia-Pacific Research Center, in a Q&A among a panel of experts on inter-Korean relations.

In the event of unification, Shin says he is convinced it will be on South Korean terms. He said he doubts that the North Korean government, led by leader Kim Jong-Un and the ruling Worker’s Party of Korea, would find a role in South Korea’s democratic system.

Shin heads a multiyear research project focused on understanding the domestic and global implications of North Korea’s future. Earlier this year, he coauthored a policy brief assessing the situation and policy context on the Korean Peninsula. The report recommends steps that the South Korean government can take to engage North Korea toward the ultimate goal of Korean unification and a sustainable security environment in Northeast Asia.

The full Q&A can be accessed on NK News online.

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The Arch of Reunification, located outside Pyongyang, the capital of North Korea.
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In conversation with Shorenstein APARC, Yong Lee, the SK Center Fellow, discusses his initial draw to architecture and urbanism, and the nexus of public policy and economics. Lee highlights some of his recent research activities focused on international sanctions on North Korea and educational policy as it relates to migration and housing patterns in South Korea. 

Your background is quite multifaceted, including years working in architecture and a master’s of public policy in addition to a doctorate in economics. How do all of these areas fit together to inform your research?

It took a while for me to figure out what I wanted to pursue as a career. As a high school student in Korea I had to choose a track that focused on either the physical sciences or the humanities/social sciences. At that age, it’s hard to know what you want to be. Simply because my father was an engineer, I chose the physical sciences track. When it was time to apply for college (one actually had to determine a major when applying for college back then), I became interested in international relations and wanted to become a diplomat. But given my training in the hard sciences and the fact that one had to choose a major when applying, I had to decide on a science or engineering major. After browsing through the library a few architecture books caught my eye, and I opted for architectural engineering as my major. 

I truly enjoyed my six years of architectural training but after working for an architectural firm for several years in Seoul, I realized I was more interested in the abstract ideas of architecture and urbanism and less of the actual design process that goes on in an architectural firm. I searched for my next career, became interested in urban and development policy, and pursued a master’s of public policy at Duke University. However, then I realized that economics would allow me to rigorously analyze the policy questions I was interested in. Fortunately, Brown University accepted me as a Ph.D. student and I eventually became an economist. It was through this search process, that I developed an interdisciplinary interest in policy relevant questions. My personal choices constrained by education policy, comparatively experiencing Korea’s transition while living between Korea and the United States each decade since the 1980s, and my interest in architecture and cities have shaped my research interest in economic development and growth with a focus on education, firms and cities.  And now being at FSI, I can immerse myself in international studies, something I had wanted to pursue all along. By joining Stanford, I think I finally discovered what I had wanted to do.

One of your research streams looks at the effects of sanctions on domestic populations, looking at the case study of North Korea. How did you derive data about the closed-off regime? What are your key findings?

Research on North Korea is challenging because of the dearth of data. I had been interested in how sanctions impact the domestic population, but to examine this question one would need regional level data within in North Korea. I decided to use the satellite night-lights data, which in recent years has been used as an alternative means to measure economic activity. I found that sanctions actually increase urban-rural inequality. An additional sanctions index increases the urban-rural luminosity gap by about 1 percent. However, if I focus on the more central urban areas the gap increases to about 2.6 percent. Since urban areas are more than ten times brighter than rural areas, the results imply that the gap further increases by 1 to 2.6 percent with additional sanctions.  Furthermore, I find that the urban areas actually get brighter while the rural areas get darker.

Another of your research focuses on the impact of 1970s education policy in South Korea on intergenerational mobility and migration. Can you explain this phenomenon? Does the case of South Korea relate to reform experiences in other countries?

Students in South Korea traditionally had to take an entrance exam to enter high schools. After the exam, high schools would choose students based on the exam scores. Given the variation in school quality, a hierarchy of high schools had existed and students who performed well would enter the top tier high schools. This system was heavily criticized since wealthier families could tutor children to prepare for the entrance exam. Eventually in the mid-1970s, the South Korean government abolished the exam-based system and moved to a school district based system where students would attend high schools based on residential location. By moving away from an exam system to a district system, policymakers hoped that educational opportunities would alleviate the persistence of inequality. However, what I find is that, to the contrary, the district system generated substantial sorting of households by income. Now wealthier households could simply move to districts and cities with the prestigious high schools. Given that the purchase of housing is purely determined by income, school quality became even more segregated by income and actually exacerbated the persistence of inequality across generations. This transition is now happening in several Chinese cities and in the United States – the sorting across school districts by educational outcome has created highly segregated towns. The Korea experiment allowed me to examine not just an equilibrium outcome, but also the transition when the policy changed.

In the coming year, you’ll be teaching courses related to the economies of East Asia. Can you provide an outlook on this?

I’ll be teaching an International Policy Studies course titled, “Economic Growth, Development, and Challenges of East Asia,” in the spring. The course will focus on China, Japan, and Korea, but also draw on Southeast Asian countries, when relevant. I will cover the rapid economic growth in recent decades and development policies pursued. However, I will also cover the current major economic challenges these countries face, some of which are rising income inequality, entrepreneurship, and an aging workforce. I hope to add to our rich set of courses by providing an economics and empirical viewpoint.

Tell us something we don’t know about you.

I sometimes split my sleep. That is, I go to bed to sleep for a few hours and then wake up in the middle of the dark, do some reading or work, and then sleep for one or two hours before I start my morning routine. It started during my high school years and it has stuck with me for quite a while now. Don’t worry, though. I sleep fine most of the time. I just sometimes enjoy the dead of the night.

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The city of Cupertino, California, is only about 15km from Stanford University, where I teach and live. It is home to the headquarters of Apple, a global leader in the computer and smartphone industries. It is also home to many Indian and Chinese engineers who are essential to Silicon Valley's technological innovation. One can easily find a variety of Asian restaurants and shops along the palm tree-lined streets -- an interesting Californian scene with a distinctly Asian flavor.

Many Asians -- businesspeople, officials and experts -- visit Silicon Valley hoping to unlock its secrets, to learn why it is such a hotbed of innovation. One known "secret" here, often overlooked by Asian visitors, is the importance of cultural diversity. More than half of the area's startups, including Intel, Yahoo, eBay and Google, were established by immigrants, and these companies owe much of their success to the contributions of Chinese and Indian engineers. Cultural diversity can be found throughout the schools, stores and streets, as well as the enterprises, there.

In Israel, too

The circumstances are quite similar in Israel, another economy known for technological innovation. Following the collapse of the Soviet Union in the early 1990s, Israel admitted about 850,000 immigrants. More than 40 percent of the new arrivals were college professors, scientists and engineers, many of whom had abundant experience in research and development. These people played a critical role in promoting economic development and scientific and technological innovation in Israel. Many languages besides Hebrew can be heard on the streets of Tel Aviv, one of the country's largest cities.

It is no accident that Silicon Valley and Israel have become global high-tech centers. They opened their doors to a wide range of talented immigrants. Above all, an atypical sociocultural ecosystem -- a culture that respects and promotes the value of diversity -- is alive in both places.

In the United States, diversity is a key criterion in college admissions and faculty recruitment. Although "affirmative action" has disappeared in many parts of the country, diversity has come to play a key role in American university policies. Most American colleges, including Stanford, have a "diversity office" to promote diversity among students, faculty and staff. At Stanford, white students constitute less than 40 percent of the student body, and almost a quarter of the faculty come from minority groups. Similarly, only five of the 16 staff members at our Shorenstein Asia-Pacific Research Center are Caucasian, with the rest from ethnic and national minorities.

 The same can be said of leading American corporations, many of which have institutionalized "diversity management" to capitalize on the range of individual differences and talents to increase organizational effectiveness. Of course, basic knowledge and skills are prerequisites. But Americans seem to firmly believe that having a variety of backgrounds and experiences can help hatch new ideas and innovative technologies. Perhaps this is why they say that culture accounts for 90 percent of the innovation in products from Silicon Valley, with technology claiming only 10 percent.

The power of diversity

Scott E. Page, professor of complex systems, political science and economics at the University of Michigan, shows in his book "The Difference" how "the power of diversity creates better groups, firms, schools, and societies." In his view, collections of people with diverse perspectives and heuristics outperform collections of people who rely on homogeneous ones, and the key to optimizing efficiency in a group is diversity. In this work, Page pays particular attention to the importance of "identity diversity," that is, differences in race, ethnicity, gender, social status and the like.

To be sure, Asian countries such as Japan and South Korea are different from settler societies such as the U.S. With the influx of foreigners, however, even such ethnically homogeneous Asian societies are becoming multiethnic. In addition to unskilled labor and foreign brides, the number of overseas students and professors is rising at Japanese and South Korean universities, while Japanese and South Korean companies are actively hiring foreign professionals. Both countries are opening their doors to foreigners, though in limited numbers, and have made multiculturalism a key policy objective.

Still, they fall far short of recognizing the value of diversity. While Japanese and South Korean institutes of higher learning have been trying to attract more foreign students, they have been doing so mainly to make up for the declining student population at home and because university ranking agencies use the ratio of foreign students and professors as a key yardstick for measuring internationalization. The approaches of these two countries to multiculturalism are also largely focused on assimilating foreigners into their own cultures and systems. People from abroad are seldom accepted as "permanent" members of their societies or regarded as valuable assets. Japan and South Korea may have become multiethnic, but they are not multicultural.

One of the biggest challenges facing foreign residents in Japan and South Korea is the lack of understanding of their religious and cultural beliefs. Indian engineers working in South Korea complain of the poor acceptance of Indians by the local population, and of an especially poor understanding of their religion and culture. Foreign professors teaching at Japanese universities tell me they live as "foreigners," never accepted into the "inner" circles. It is unlikely that these talented people would like to work long term for universities and enterprises that are unable to embrace differences in skin color and culture. Under these circumstances, even if some foreign professionals happen to be hired, they may not be able to realize the full potential of their abilities, let alone bring about innovation.

All these people with different ethnic and national backgrounds should no longer be regarded simply as "temporary" residents to fill particular needs. Rather, by promoting the cultural diversity of Japanese and South Korean society, they should be viewed as important assets and potential sources of innovation. It is an urgent but difficult task to institutionalize the value of diversity in societies long accustomed to the notion of a single-race nation.

Born on campuses

A country's global competitiveness can hardly be improved if its society is reluctant to respect differences and understand other groups. Universities, in particular, should help their students experience diversity through the regular curriculum and extracurricular activities. Foreign students can serve as excellent resources for promoting diversity. Universities are ideal settings for various groups of students to meet, generate new ideas and interact with one another. It is no accident that many of the innovative ideas associated with Microsoft, Yahoo, Google and Facebook were all born on American university campuses, where diversity is embraced.

Empirical research should be carried out to examine how cultural diversity can bring about technological innovation in Japanese and South Korean society. Based on such studies, governments and private enterprises should take into account diversity in personnel hiring, training, management and evaluation. These same institutions should also systematically work to create and support an organizational culture that values diversity.

Could those Indian and Chinese engineers working in Silicon Valley have brought about the same kind of technological innovation if they had remained in their own countries? Could they accomplish the same feat in Japan and South Korea? How can Asian countries create the kind of ecosystem necessary for promoting a flexible culture of accommodating a broad spectrum of talents? We first need to reflect deeply on these questions before trying to emulate the success of Silicon Valley.

 

Shin recently coauthored the paper, "Embracing Diversity in Higher Education: Comparing Discourses in the U.S., Europe, and Asia" with Yonsei University Professor Rennie J. Moon. It is one outcome of their research project, Diversity and Tolerance in Korea and Asia. This Nikkei Asian Review article was originally carried on Nov. 20 and reposted with permission.

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