Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

Authors
News Type
Q&As
Date
Paragraphs

This interview with Oriana Skylar Mastro was originally published by the Center for Advanced China Research.


A little over a year ago, you pointed out in an article in Foreign Affairs that there is “no quick and easy fix” for the United States to ensure Taiwan’s security. How would you assess the United States’ Taiwan policy in the time since you wrote those words? How much progress has Washington made in improving Taiwan’s security picture and our military posture in the region?

Unfortunately, I don’t think we have made much progress in those particular areas. One of the reasons I wrote that article is that I was trying to make the argument that an assessment of US capabilities right now is largely driving Chinese thinking. They are assessing US capabilities and also their own capabilities to achieve certain military goals much more than they are assessing questions of resolve, as I wrote in that article. Chinese strategists are assuming US military intervention. Unfortunately, the Biden administration seems to still be focused on this communication of resolve aspect, and they spend a lot of their time and effort doing things like signing joint declarations about how Taiwan is important or having Biden make statements that lean much more towards strategic clarity, saying they’re going to defend Taiwan. I don’t think this enhances deterrence because this is not the primary factor that Beijing is currently considering when they’re deciding whether or not to attack Taiwan. It’s really about those capabilities.

Under the Biden administration, there’s more consideration of what Taiwan needs to defend itself, but none of that has actually come to fruition to any significant degree. There’s also more consideration about the need for more funding for things like the Pacific Deterrence Initiative, but not much has actually come to fruition on that either. So I think we’re not in any better position than we were when I wrote that article.

It sounds like you feel that the communicative aspect of deterrence doesn’t matter and that it’s only capabilities that matter, but you have also argued in the New York Times that the United States would be “outgunned” in a Taiwan conflict, which you based on tabletop exercises that you’ve been a part of and other assessments. If the United States is really at a military disadvantage in a Taiwan contingency, are US capabilities really the thing that’s deterring China anymore, or is it simply the geographical challenges in conquering the island, which you also talked about? Is the US military factor not really doing the deterrence job anymore?

I see those as the same thing. I say the United States is “outgunned,” and this is more of a balance of forces type of scenario, but the most important thing to keep in mind is, I’m talking about situations under which China initiates the conflict. So if we’re in that scenario, they’re going to find a time and place that is most favorable to them and least favorable to the United States. There are many ways the war could happen that the United States wins. So it’s not the case that China wins every time, but I guess part of my argument is, China is going to try to not fight those wars that they know that they would lose and instead guide the conflict towards areas of success, and one big aspect of that is moving quickly. So the problem with the amphibious assault is, let’s just say it’s completely uncontested, you’re just talking about a couple of hours of moving ships across a narrow strait, that’s not quite so difficult. The issue is if there’s any contestation. And sure, Taiwan is a component of this, but Taiwan doesn’t really have the military means, even with the geography and difficulty of landing stuff. Taiwan has the means to impose some costs on China for the invasion but not to stop the invasion. The real question is whether or not the United States can bring the massive firepower needed in a timely manner while they're trying to conduct that invasion, and a lot of that has to do with the amount of early warning the United States gets, whether or not we can get better at more quickly deploying our assets, things of that sort. So I think the Chinese calculations about how difficult the invasion is going to be are also predicated on how quickly and with what the United States can respond once it becomes apparent that the invasion is underway.

You also talked in the New York Times article about the difficulty of responding given that we have a limited number of air bases that are within refueling range, and of course our forces are dispersed all over the globe. How dire, for lack of a better word, do you think the situation is for the US military? Is this something that we could fix with more aircraft carriers in the region, or is this something that we can only do over a longer time frame? You have mentioned trying to get more basing rights in regional partners; is this something that we really stand a decent chance of addressing in the near term, or is that something that it would just take longer to do?

It’s very dire, and it’s not even just the number of bases. As a crazy hypothetical example, let’s say that the president says tomorrow, Asia is so important that now I’m dedicating all military forces to Asia. There’s no place we could put them! These airfields, for example, can only generate so many sorties, they can only house so many aircraft. It’s not like all of a sudden you can put all these forces forward deployed in Asia.

I don’t want to say that it’s long-term because these things can happen quite quickly when there’s political will on both sides, but it really is a diplomatic problem, it really is about getting the United States more access and more flexible access to the bases we already have, because there are rules, regulations, and restrictions to what we can have certain places, what types of operations we can do. The South Koreans, for example, we have to consult ahead of time, we have all these sorts of things that slow us down, and so we do need more places from which we can operate, and we need more flexibility with our allies and partners in how we operate when the time comes. That is going to be negotiated and that is going to be paved by diplomats.

So when Secretary Blinken says he wants to lead with diplomacy, I’m all for that, but you have to actually put in that work, and I don’t see that work being put in with key countries in the region.

Given that the Biden administration has already been in office for a year and a half, do you feel that’s something that is likely to be turned around, or do you think we’re going to be stuck in neutral for the foreseeable future?

I think the Biden administration is a bit risk averse. There’s a number of very logical reasons for this. They inherited a mess domestically, just like President Obama before, having to dig our way out of economic troubles and with COVID and all these other issues. I’m not an expert on American domestic politics, but my sense is that you always need support for certain policies, and so where are you going to be pushing things forward? Is it going to be on gun reform, or is it going to be on bases in Palau? And you know that because of the hostility of our politics these days, if things aren’t easy and perfect and everything isn’t going the way it’s supposed to go, the opposing party is going to jump down your neck about it. And so I understand the reluctance, the desire to engage with countries that we already have close relationships with and that we already do things with, the easier route of less resistance, versus potentially seriously reconsidering what our force posture should look like in a Taiwan conflict, because then you’re talking about changing your relationship with countries that are not unproblematic, like Vietnam. So I get why they are reluctant. Even with diplomatic initiatives, if they put together an initiative to try to regulate military uses in outer space or in cyber for the first time, what if it failed, what if no one came along with us? Politically, that wouldn’t look good, so I understand why they’re reluctant to try and fail. But I think just in government more generally, we can’t always predict all aspects of things, and we think doing nothing is better than something. But in this competition, we can try smaller-scale stuff, see how it works out, see what happens, and then hopefully experimentation in military strategy becomes more politically viable.

What happens after a Taiwan conflict? A lot of the discussion about a war over Taiwan is predicated on the idea that it’s a vital US interest, but is there a scenario in which Taiwan gets “reunified” but the United States’ network of alliances in Asia remains intact? Or is it an all-or-nothing deal, like a lot of people assume?

It completely depends on how it happens. Let’s say China moves very quickly and the United States is not able to come to Taiwan’s aid in time. That doesn’t really call into question US capability. For example, we have US forces in Japan, we have the forces necessary to defend Japan that are already there, so that’s a different scenario than the United States, with all of its might, waging major naval battles and major air battles and losing. Then, all of a sudden, I think the alliance system is more likely to fall apart because then it becomes clear to countries in Asia that the United States military no longer has the capability to stand up to the Chinese military, so then we see a lot more bandwagoning. So it kind of depends on what the United States’ role is in the actual conflict, and then a lot of it depends on the political decisions the United States makes after the conflict. One of the things I point out, for example, about the economic ramifications of a conflict or whether or not the United States has access to semiconductors and things like that, is that a lot of that depends on the US. We’re going to sanction, we’re going to prevent ourselves from engaging with the new Taiwan as punishment to China for taking Taiwan, that’s my most likely prediction of how the United States, at least politically and economically, is going to respond. We won’t recognize it, and then we’re going to try to lead some very serious decoupling economic sanctions against Beijing, so one of the ramifications of that war could be very serious economically if all of a sudden now we have two blocs and China and the United States don’t trade at all. Alternatively, it could be very minimal, if Europe and the US are like, “well, we didn’t want that to happen, but now it did, so let’s move on,” and we continue a similar economic relationship with Taiwan and China even in spite of that use of force. So whatever the situation is, it’s worse than if we defend Taiwan and win, that much I know for sure, but then in terms of how bad it would be for the United States and our allies and partners, I think that depends on so many of those factors it’s hard to say with 100% certainty what the situation will be.

Could the fear of losing all that credibility in a direct conflict with China over Taiwan create an incentive not to fight or to accept one of the phased invasions you talked about in the Foreign Affairs piece?

Yeah. I mean, that’s actually one of my biggest fears, that China moves quickly and the United States looks at the situation and says, “well, you could send this, but we know it’s not going to be enough.” So actually I think the worst-case scenario is that the United States sends some sort of token force. This is also why I’m very much against the statements Biden is making about strategic clarity, because I think it means that people in the administration are so focused on the rhetorical aspect of credibility that they might think it’s a good idea to send a token force so you can say that you tried, but it didn't work, and in my mind, that’s the worst of both worlds, because again, it might give people the impression that the United States doesn’t have the capability to defend them anymore, and then also China gets to defeat the United States. So in my mind, if the situation is such that we know we cannot win, I’m sorry to say, but I think it’s better that we don’t do anything versus sending some sort of token force to say, oh, well, you know, at least we tried.

But doesn’t the existence of that issue, the possibility that it would be more in our interest not to fight, reinforce the notion that we should have strategic clarity if we want to deter an attack?

Well, no, because again, China is not moving with the expectation that we will not fight. When they make that decision, they have to take a look at what’s going to happen if the United States counters [them], can they still win, so whether or not we do or we don’t in the end, they’re basing it on that worst-case scenario thinking. Of course, if tomorrow the United States said, we won’t defend Taiwan under any circumstances, that would impact Beijing’s calculus. I guess my point is it’s not about not saying anything at all, it’s just that in the 1990s, it used to be the case that if the United States would intervene, China could never win, and so making those clear statements would have really significantly impacted their decision-making, but that’s no longer the case.

You spoke in both those articles about the possibility of China striking US bases at the outset of a conflict. Would that create a risk of NATO allies and other US partners being drawn into the conflict, and if so, would that even be a factor for China?

So the short answer is no, which is really disturbing. I’m here speaking to you in my civilian capacity, and my views do not represent those of the United States Air Force, the Department of Defense, or the US Government. But I was just on military orders out in NATO – and I’m a China expert, so I’m with all of our NATO partners and allies, but I’m not an expert on NATO, and of course, we start talking about Article V, and I’m very curious about this exact question that you have about mutual defense if the United States or a US European presence is attacked. [Article V] very specifically makes reference to US European forward bases, so I asked explicitly if US forces are attacked in Japan, or attacked in Korea, does Article V cover that? It seems like the specification of European bases means no. They wouldn’t give me a direct answer on that. And so then I emailed some European specialists and NATO specialists at Stanford because I thought maybe they know, and they said, no, it’s very vague, you should keep on harassing them about it. So the bottom line is that Europe wants no part of this. It seems to me that the way that the NATO treaty is written, they’re not obligated to do anything, militarily I mean, and I think they’re probably not, and I’ve never heard or seen any situation in which people are considering European military involvement. So I would say no to Europe.

Now, the situation with Asian allies is a bit different. It completely depends. I mean, I have heard people in Japan, for example, Japanese government officials have told me that attacks on US bases wouldn’t necessarily constitute an attack on Japan enough to trigger the clause that allows them self-defense. But we’ve had that understanding for quite some time, I mean, we even fought a whole war in Vietnam and the Japanese wouldn’t let us use Japanese bases for combat reasons during the Vietnam war. If China attacks the United States, you could also say that that creates a lot of disincentives for countries to allow the United States to engage in military operations from their territory if China has already demonstrated the willingness to use military force against those bases. So China will also go to countries and say, “listen, we won’t do anything to you as long as you don’t allow the Americans to operate,” and then that sort of puts the burden on them to make that decision.

When you were talking about that NATO summit, was it government officials you were talking to who weren’t giving you a straight answer about that?

I was there in uniform, so it was all military members.

Once you have Chinese forces on Taiwan, it’s my view that there’s nothing we can do to get them to leave.
Oriana Skylar Mastro

Subscribe to APARC newsletters to receive our experts' commentary and analysis.


Maybe a more important question related to that – would a preemptive attack on US bases in Asia have a significant impact on the United States’ willingness to fight and try to win a longer, escalated war, a la Pearl Harbor?

So that’s the thing – just like Pearl Harbor, it’s the same calculus. The United States has significant advantages in a protracted war against China. So China’s making the same calculation that the Japanese made, right? That they can win before those advantages come into play, before the United States can reconstitute its forces, before the United States can flow more forces in the region, even if the United States has the will to do that – because even strategic clarity just says you’re willing to fight, but it doesn't tell you anything about the costs we’re willing to absorb to fight. So they’re making a very similar bet, that they’ll get to Taiwan before that happens. Because once you have Chinese forces on Taiwan, it’s my view that there’s nothing we can do to get them to leave.

So you don’t think we have the military capability to get them off the island or to take any part of the island?

No, I mean, this is – it would have to be a brute force strategy, given the difference in resolve at that point. Then I think we’re kind of toast. That’s why I feel like we have to stop them from the landing.

[On an earlier point,] China would be deterred if they felt like a coalition of all European and Asian allies were going to fight against them.

That’s really what I was asking – would the deterrent effect of that outweigh the advantages of them hitting US bases in Japan?

Oh, yeah, absolutely, so you don’t even need everyone, you just need Japan. If Japan was going to fight militarily with the United States, we win. We win that war every time.

Wow, I didn’t know that – like in the tabletops?

I would just say based on my experience of thinking about planning and forces, that with the United States’ ability for allowing to operate our forces from Japan – we have one airbase, and I forget the numbers, but Japan has thirty, forty airbases – all of a sudden, where we can operate from, our sortie rates, or ability to achieve air superiority is significantly advanced. Japan also has, second to China, the most advanced Navy in the region and one of the most advanced in the world, so if they’re projecting power with their navy into the Taiwan Strait, they can hold them off on their own for a period of time. That definitely gives us enough time to flow what we need.

So it sounds like Japan’s involvement is really the key question, almost.

Yeah, but it’s kind of one of these, like, magic unicorns. Also, if we could all of a sudden not require fuel to conduct military operations…

Is it that unlikely, though? Because Japanese officials have been talking more about how important Taiwan is to Japan’s defense since last year.

No, I mean, even when they make those strong statements and then have meetings with Japanese government officials, I asked them about those strong statements, and often I’m like, are you actually going to do something? They say, well, no, we’re still not going to do anything, but we just want to voice our unhappiness or voice our solidarity with the United States. But it’s not like operationally things are really changing in Japan, in my understanding. I’m not an expert in Japanese domestic politics, but it’s my understanding that this is a bit of a gray area of how it would go.

What are your thoughts about China signing a security cooperation agreement with the Solomon Islands? Are Western concerns about the military consequences of that agreement overblown? Does China’s subsequent attempt to secure a multilateral security agreement with ten more Pacific Island countries suggest that it wants military bases throughout the Pacific?

I think it’s too soon to tell. You know, in my own research about Chinese military strategy, I do argue that there are many aspects of the US approach which they have not emulated to date, not because of lack of capability, but because they feel like those approaches are ineffective. And one of those is a global military presence coupled with forward military intervention as a main tool of promoting your interests. A lot of aspects of how they’ve protected overseas interests to date over the past 25 years have been fundamentally different than how the United States does it. And so I was very interested when that agreement was signed about what the actual details of those [other] agreements were. Is China preparing to engage in high-intensity combat operations from these bases, or are they more logistics hubs, or [are they] for surveillance and reconnaissance against the United States? That would still not be great, but it would be a different operating concept of how a base structure would fit into overall military strategy than what it is for the United States. And so I actually think that we shouldn’t be discouraging China from having overseas bases, because we’re at such an advantage. China is at an advantage only a couple hundred miles from its coast – 2, 3, 400 if we’re generous – but if they go any farther, we destroy-- we would knock them out of the park. So if all of a sudden China wants to start contesting us militarily in other parts of the world, I recognize that that’s uncomfortable from the perspective of a lot of other countries who are there, but my perspective as a military planner is that this is the way that we maintain our military position. China is just so far behind in its ability to project power to the degree that the United States does that this would give us a significant advantage and a significant ability to impose costs on them in the short term. So I’m not particularly concerned about it. If China does start building these bases, it means that it’s significantly shifted its thinking on military strategy, and I think towards a direction in which they’re trying to directly compete with the United States, and my research shows that whenever they try to directly compete with us, we win every time. So I’m not as concerned about that as I am about how they can be pretty entrepreneurial about exploiting US weaknesses or gaps and competing with us less directly.

Headshot of Oriana Skylar Mastro

Oriana Skylar Mastro

Oriana Skylar Mastro is a Center Fellow at FSI and is based at APARC, where her research focuses on Chinese military and security policy, Asia-Pacific security issues, war termination, nuclear dynamics and coercive diplomacy.
Full Biography

Read More

Government building in China
News

Problems with Revisionism: A Conceptual Framework for Assessing Chinese Intentions

Deciphering China’s intentions is a pressing task for U.S. scholars and policymakers, yet there is a lack of consensus about what China plans to accomplish. In a new study that reviews the existing English and Chinese language literature on intentions and revisionism, Center Fellow Oriana Skylar Mastro offers five propositions to allow for a more productive and data-driven approach to understanding Beijing’s intentions.
Problems with Revisionism: A Conceptual Framework for Assessing Chinese Intentions
Honor guards prepare to raise the Taiwan flag in the Chiang Kai-shek Memorial Hall square.
Commentary

Biden Says We’ve Got Taiwan’s Back. But Do We?

Many will applaud Mr. Biden for standing up for democratic Taiwan in the face of Chinese threats. But he could be putting the island in greater danger, and the United States may not be able to come to the rescue.
Biden Says We’ve Got Taiwan’s Back. But Do We?
Army Reserve members during practice
Commentary

Ukraine Is a Distraction from Taiwan

Getting bogged down in Europe will impede the U.S.’s ability to compete with China in the Pacific.
Ukraine Is a Distraction from Taiwan
Hero Image
Two US Navy members guide an air-cushioned landing craft into a port on a naval base,
Navy Electronics technician 2nd Class Paul Saldana, left, and Construction Mechanic 2nd Class Adam Long, both with Naval Beach Unit (NBU) 7, conduct ramp marshal duties to guide a landing craft air cushion (LCAC) into port on Naval Base White Beach, Okinawa, Japan, June 1, 2021. | U.S. Marine Corps photo by Sgt. Hailey D. Clay via US Navy Flickr page (CC BY 2.0)
All News button
1
Subtitle

Center Fellow Oriana Skylar Mastro talks to the Center For Advanced China Research about the risk of Chinese attacks on U.S. military bases in Asia at the outset of a Taiwan conflict, the likelihood of Japanese or NATO involvement in a war over Taiwan, the downsides of focusing on communicating resolve to defend Taiwan, whether the United States is “outgunned” by China, and more.

Paragraphs

This essay is part of the H-Diplo International Security Studies Forum 35 (2022) on the Scholarship of Nancy Bernkopf Tucker.

Nancy Tucker is widely and appropriately recognized for her brilliant scholarship and teaching abilities, but too few know about her important contributions to the United States while serving at the State Department (1986-1987) and the Office of the Director of National Intelligence (2006-2007). Three factors account for this lack of recognition: Nancy’s self-effacing modesty, the propensity of academics to view even temporary assignments to government positions as digressions from serious scholarly activity, and the failure of government agencies to acknowledge individual contributions to what are inherently collective undertakings. This essay is intended both to illuminate Nancy’s contributions to the national security enterprise and to encourage other accomplished scholars to explore what they can gain from and contribute to the work of government agencies.

All Publications button
1
Publication Type
Journal Articles
Publication Date
Journal Publisher
International Security Studies Forum
Authors
Authors
Oriana Skylar Mastro
News Type
Commentary
Date
Paragraphs

This opinion piece first appeared in the New York Times.


President Biden’s recent trip to Asia nearly went off without a hitch — until Taiwan came up. Mr. Biden was asked whether the United States would respond “militarily” if China sought to retake the self-ruled island by force.

“Yes,” he said. “That’s the commitment we made.”

It was one of the most explicit U.S. defense guarantees for Taiwan in decades, appearing to depart from a longtime policy of “strategic ambiguity.” But it’s far from certain that the United States could hold off China.

I have been involved in dozens of war games and tabletop exercises to see how a conflict would turn out. Simply put, the United States is outgunned. At the very least, a confrontation with China would be an enormous drain on the U.S. military without any assured outcome that America could repel all of China’s forces. Mr. Biden’s comments may be aimed at deterring a Chinese attack, and hopefully they will.

After a decades-long military modernization, China has the world’s largest navy and the United States could throw far fewer ships into a Taiwan conflict. China’s missile force is also thought to be capable of targeting ships at sea to neutralize the main U.S. tool of power projection, aircraft carriers. The United States has the most advanced fighter jets in the world but access to just two U.S. air bases within unrefueled combat radius of the Taiwan Strait, both in Japan, compared with China’s 39 air bases within 500 miles of Taipei.

If China’s leaders decide they need to recover Taiwan and are convinced that the United States would respond, they may see no other option but a pre-emptive strike on U.S. forces in the region. Chinese missiles could take out key American bases in Japan, and U.S. aircraft carriers could face Chinese “carrier killer” missiles. In this scenario, superior U.S. training and experience would matter little.


Sign up for APARC newsletters to receive our experts' analysis.


The need to project power across vast distances also makes U.S. forces vulnerable to China’s electronic and cyberwarfare capability. China could disrupt networks like the United States Transportation Command, which moves American assets around and is considered vulnerable to cyberattacks. China may also have the ability to damage satellites and disrupt communications, navigation, targeting, intelligence-gathering, or command and control. Operating from home turf, China could use more-secure systems like fiber-optic cables for its own networks.

Under a best-case battle scenario for the United States, China would attack only Taiwan and refrain from hitting American forces to avoid drawing in U.S. military might. This would allow the United States time to bring its forces into the region, move others to safety and pick where and when it engages with China.

If the United States did ever intervene, it would need regional allies to provide runways, ports and supply depots. But those partners may be eager to stay out of the crossfire.

I’m not the only one who’s worried. A 2018 congressionally mandated assessment warned that America could face a “decisive military defeat” in a war over Taiwan, citing China’s increasingly advanced capabilities and myriad U.S. logistical difficulties. Several top former U.S. defense officials have reached similar conclusions.


Mr. Biden’s remarks were made in the context of Ukraine, and America’s failure to prevent that war may be driving his thinking on Taiwan. Mr. Biden may be calculating that Russia’s setbacks in Ukraine will give China pause and that guaranteed U.S. intervention in a conflict over Taiwan would cost Beijing too much, even if it took the island.

But comparing Ukraine and Taiwan is problematic. Beijing views Taiwan — self-ruled since 1949 — as an integral part of Chinese territory since ancient times, a significantly deeper attachment than Vladimir Putin’s obsession with Ukraine. Reunifying the island with the mainland is one of the Chinese Communist Party’s most cherished goals, and China would see U.S. intervention as a bitter betrayal of the “one China” principle — the idea that China and Taiwan belong together, which Washington has acknowledged since the 1970s.

China’s military is bigger and more formidable than Russia’s, and its economy far larger, more resilient and globally integrated. Rallying support for economic sanctions against Beijing during a conflict — China is the biggest trading partner of many countries — would be more challenging than isolating Russia.

The White House is once again walking back Mr. Biden’s comments, saying official policy has not changed.

If so, then Mr. Biden should stop rocking the boat and focus instead on strengthening America’s position in the Taiwan theater. This doesn’t just mean more weapons for Taiwan and a more robust U.S. military presence in the region, though the former would help the island hold out if China attacked, and both would boost deterrence.

It also means shrewd diplomacy. Mr. Biden needs to stand firm against Chinese intimidation of Taiwan, while working to ease Beijing’s anxieties by demonstrating a stronger U.S. commitment to a peaceful resolution of the Taiwan issue. Mr. Biden should also persuade regional friends to provide more bases for the United States to use. This not only increases U.S. operational flexibility but also heightens deterrence.

Whatever Mr. Biden’s calculations, departing from the “strategic ambiguity” that has helped keep peace for decades misses the point. The main question for President Xi Jinping must be not whether the United States would join in, but whether China could beat the United States in a battle for Taiwan. Twenty years ago, China’s poorly trained army and largely obsolete naval and air forces had no chance. But that was then.

Many will applaud Mr. Biden for standing up for democratic Taiwan in the face of Chinese threats. But he could be putting the island in greater danger, and the United States may not be able to come to the rescue.

Read More

Vladamir Putin and Xi Jinping shake hands.
Commentary

Beijing Is Used to Learning from Russian Failures

The invasion of Ukraine is offering useful lessons for the PLA.
Beijing Is Used to Learning from Russian Failures
Portrait of Emily Feng with text about her winning the 2022 Shorenstein Journalism Award.
News

NPR's Beijing Correspondent Emily Feng Wins 2022 Shorenstein Journalism Award

Feng, whose compelling and bold reporting has amplified the voices of Chinese citizens amid rapidly deteriorating press freedom in the country, is the recipient of the 21st Shorenstein Journalism Award.
NPR's Beijing Correspondent Emily Feng Wins 2022 Shorenstein Journalism Award
Benxi steel plant
Commentary

Next Steps in U.S.-China Climate Cooperation

There are multiple, concreate areas for constructive cooperation between the United States and China as they tackle growing environmental challenges.
Next Steps in U.S.-China Climate Cooperation
Hero Image
Honor guards prepare to raise the Taiwan flag in the Chiang Kai-shek Memorial Hall square.
Honor guards prepare to raise the Taiwan flag in the Chiang Kai-shek Memorial Hall square ahead of the Taiwanese presidential election on January 14, 2016 in Taipei, Taiwan. | Ulet Ifansasti/ Getty Images
All News button
1
Subtitle

Many will applaud Mr. Biden for standing up for democratic Taiwan in the face of Chinese threats. But he could be putting the island in greater danger, and the United States may not be able to come to the rescue.

Date Label
Authors
Oriana Skylar Mastro
News Type
Commentary
Date
Paragraphs

This commentary first appeared in Foreign Policy.

Russia’s invasion of Ukraine has been a double disaster for President Vladimir Putin, as he faces a poorly performing military combined with an inability to shield his country from economic punishment. Both of these possibilities historically have also been sources of apprehension for the Chinese Communist Party (CCP). But China’s leadership turned its anxiety into action about 10 years ago, deliberately working to fix many of the problems and minimize the risks currently plaguing Russia in Ukraine.

One result is that the Chinese military is more likely to perform well even though it has not fought a war since 1979, when it lost thousands of troops in a punitive but brief invasion of Vietnam. Adding to that, China’s economy is both far larger and deliberately more diversified than Russia’s. A sanctions effort like the one presently aimed at Russia would be much harder to sustain against China. These two observations do not mean deterrence won’t hold, only that the unfolding events in Ukraine will likely do little to make Beijing more cautious.

Nearly everyone overestimated Russia’s military capabilities—including probably Putin himself. During its invasion of Ukraine, Russia’s air-ground coordination has been ineffective, and Russian forces have shown risk-adverse tendencies in the air. Russia has also struggled with logistics and keeping its military supplied. Notably, it appears that Russia acted on bad intelligence and therefore did not believe initial strikes that maxed out its firepower were necessary. Furthermore, many Russian weapons platforms are outdated (for example, its Cold War-era tanks), and modern Su-57 fighter jets and T-14 Armata tanks only exist in comparatively small numbers.

The Chinese military used to clearly exhibit the same deficiencies. But over the past decade, it has embraced significant reforms, creating a much more capable fighting force that should give even the United States pause.


Sign up for APARC newsletters to receive our experts' commentary and analysis.


 

Chinese President Xi Jinping identified similar training and competency issues [to the human element of Russia’s failures in Ukraine] in the PLA 10 years ago. But under his command, the PLA has been proactively implementing significant reforms to avoid similar pitfalls.

First, while Russia allowed its conventional capabilities to atrophy, Chinese military spending has exploded over the past three decades, increasing by 740 percent (in comparison to Russia’s 69 percent) from 1992 to 2017. According to data from the Stockholm International Peace Research Institute, China spent almost four times on its military in 2020 than Russia ($244.9 billion to $66.8 billion). In 1999, less than 2 percent of its fighter jets were fourth-generation, 4 percent of its attack submarines were modern, and none of its surface ships were. Twenty years later, not only did China have much more of everything, but the majority was the most advanced, modern versions available—with China exhibiting advantages over Russia, even in combat aircraft, a traditional area of weakness for China.

Indeed, People’s Liberation Army (PLA) commentators often refer to China’s economic might as one of the reasons their military would outperform Russia’s—Russia has been “stingy” with its military modernization and production of precision-guided munitions primarily because of a lack of resources. By contrast, China has more than 2,200 conventionally armed ballistic and cruise missiles, making the PLA Rocket Force the world’s largest ground-based missile force. Estimates place the number of missiles positioned against Taiwan alone at around 1,000.

Russia’s poor performance does remind us that it takes more than just a lot of fancy systems to win a war (though having more advanced systems and more of them surely would have helped). The human element of Russia’s failures is front and center. Putin probably did not have an open and honest communication channel with the military, which was fearful of providing unfavorable information to the erratic leader. Russian troops were largely considered incompetent, but Putin thought superior technology could overcome human deficiencies.

Chinese President Xi Jinping identified similar training and competency issues in the PLA 10 years ago. But under his command, the PLA has been proactively implementing significant reforms to avoid similar pitfalls. And unlike Putin, who apparently believed technology could overcome deficiencies in personnel, Xi came to the opposite conclusion. When he came to power, he took one look at the military and recognized that with all its fancy equipment, the PLA probably could not fight and win wars and perform the missions it had been assigned. Of particular importance, according to China’s national military strategy, was to fight local wars under informationalized conditions. This meant that the network between platforms and people—the ease of connectivity—was the main feature of modern warfare. China needed the best equipment; an advanced command, control, computers, communication, intelligence, surveillance, and reconnaissance (C4ISR) network; and tons of precision-guided munitions. But perhaps most importantly, it needed troops that could leverage these systems to conduct seamless operations across services and top-down through the chain of command.

The Chinese military is learning lessons from Ukraine, whether it is to stockpile more precision-guided munitions, ensure solid command and control, or cut off internet access [...], which will only serve to improve its warfighting capability in the future.

What followed was a series of slogans—the two incompatibles, two inabilities, two big gaps, the five incapables—all designed to point out the organizational and personnel issues of the military and focus leadership attention and resources on fixing the issue. A massive military reorganization followed with moves such as reorganizing effective combat units to be smaller so that they can mobilize more quickly and can remain self-sufficient for long periods of time. This means, in contrast with the Russian military, the PLA will likely have less reliance on generals at the front lines. China also established theater commands to facilitate joint operations and prioritized realism in its military exercises to help it prepare for real combat. Part of all of this was Xi’s demand that the military communicate its failures and weaknesses so that they could be addressed. Moreover, to improve command and control, China has moved toward engaging in multidomain joint operations all while standing up a new joint operations center that will ensure that, unlike with the Russian military, orders will be communicated and understood at the lowest levels. Indeed, the main reason that Xi has not yet made a play for Taiwan is likely his desire to hone this command and control structure and practice joint operations in realistic conditions for a few more years—a cautious and pragmatic approach that the situation in Ukraine only encourages further.

The PLA itself acknowledges that it still has some distance to go with training, particularly with regard to joint operations, but it looks as if the hard work is paying off. The complexity and scale of China’s national military exercises are eye-opening. It takes a great deal of planning, synchronization, and coordination to take service-level operations to the joint level. China appears to have made great strides in this area. The United States has observed, for example, China executing deep-attack air operations in its exercises that have combined intelligence, surveillance, and reconnaissance (ISR) with multi-domain strike; lift for rapid mobility and advanced fighter manuevers. Russia has relied heavily on artillery and tanks, now and historically, while the PLA is showing a more balanced approach to combined arms operations.

For all these reasons, we should not expect the Chinese military to perform as poorly in its first real military operation since 1979. The PLA is structurally superior to the Russian military. And the Chinese know it. Granted, it’s hard to know whether some of the outlandish claims in the Chinese media are true—that the PLA Air Force would actually “be able to take out the Ukrainian air force in one hour.” But one thing is for certain—the Chinese military is learning lessons from Ukraine, whether it is to stockpile more precision-guided munitions, ensure solid command and control, or cut off internet access to prevent the leaking of information to the West, which will only serve to improve its warfighting capability in the future.

That does not mean it’s perfect. China is still in the process of building its corps of noncommissioned officers, recruiting more college graduates and technical experts so as to be less reliant on conscripts and shift away from an officer-heavy structure. Also, there is always the possibility that Xi’s anti-corruption campaign, which has impacted even the highest levels of the military, may begin to impinge on these reforms. But to date, it seems that those against necessary reforms have been largely targeted. In other words, Xi has not had to choose yet between his goals of consolidating domestic power and the professionalization of the armed forces.

The economic side is less about what has happened in the past six weeks than what will happen in the next six months or even six years. As tempting as it is in the case of Russia’s invasion, the impact of economic sanctions cannot be properly evaluated over a short time period. The need for a longer time horizon also applies to Russia-China economic comparisons, as it will generally require more extensive and more durable sanctions to deter or compel China than it would Russia.

Russia is thought, at least, to be highly vulnerable to sanctions applied to date. And it is certainly the case that China can be harmed by sanctions. Beijing is more integrated in global trade and finance than Moscow and thus has more to lose. But integration cuts both ways—compared with Russia, more countries would be harmed to a greater extent by equivalent actions taken against China. Further, China has demonstrated greater capacity to weather extended economic blows. This combination of features reduces the willingness of the United States and others to enforce durable sanctions, a fact that Beijing well appreciates.

The CCP survived three decades of worse poverty than experienced by the Soviet Union at the time, a self-inflicted depression in 1989-90 paralleling in some respects the events that ended the Soviet Union, the global financial crisis, and another partly self-inflicted economic wound via China’s determination to maintain its zero-COVID policy in 2021-22.

During more recent events, Beijing has been able to mobilize first greater capital resources than Moscow and then far greater. In 2020, the World Bank put China’s gross fixed capital formation at 20 times Russia’s. Xi attacked some of China’s richest citizens, as well as other elements of the private sector, in part because he believed them too intertwined with foreign capital. These were voluntary steps by China that mirror how the world currently seeks to punish Russia. Whatever their wisdom, Xi knows China can afford them, while Russia’s capability is in doubt.

Some Russian foreign reserves have been effectively frozen and some financials excluded from the Society for Worldwide Interbank Financial Telecommunication (SWIFT), limiting international transactions. In the short term, these steps could have a similar impact on China, but they would be much harder to sustain.

Beijing has conducted currency swaps with dozens of countries that will want their renminbi to be useful. China also holds foreign government bonds in amounts that countries cannot ignore. U.S. Treasurys see the largest holdings, but there are also sizable quantities of Japanese government bonds, for instance. With official Chinese reserves upwards of $3 trillion, perhaps five times Russia’s, a partial freeze would quickly wear on governments and firms looking for bond buyers.

For any SWIFT restrictions that interfere with outbound U.S. portfolio investment, that volume stood at $85 billion in Russia and $1.15 trillion in China in 2020. The stock of U.S. direct investment was 10 times higher in China than Russia—companies willing to exit Russia would face leaving a lot more behind in a China contingency. Most broadly, the yuan can erode the role of the dollar; the ruble certainly cannot. Beijing lacks the will to allow free movement of the yuan and make it a true reserve currency, but heavy, durable sanctions might change that.

On the goods side, existing pressure to spare Russian vital exports would be more intense in China’s case. The loss of Russian oil and gas exports of $230 billion in 2021 threatens energy markets. Chinese exports are at least as important within chemicals, textiles, household appliances, industrial machinery, and consumer electronics. Would they all be exempted?

Certain Russian exports, such as palladium, play supply chain roles beyond their direct financial value. As expected from its manufacturing and export volumes, China’s supply chain participation is far larger than Russia’s, extending from inputs crucial to global pharmaceuticals to processed rare earths crucial to clean-energy applications. Russian ships have been banned from some ports. By tonnage, Russia accounts for a bit over 1 percent of the world’s commercial fleet, while China accounts for more than 11 percent. Banning Chinese ships would cause seaborne trade to noticeably contract, hitting supply chains that would already be strained by the diversion of Chinese goods.

Even an area of clear Russian advantage—lower import dependence—is double-edged. Inhibiting Chinese imports of iron ore or integrated circuits, for example, would hit the country hard. But China is such a huge purchaser that many producers would refuse to join a sustained embargo against it. As elsewhere, the barriers to Russian imports adopted thus far could hurt China only in the unlikely event that they are maintained for many months.

From how to remain in power to how to advance on the international stage, militarily and economically, the CCP has been learning what not to do from the Russian or Soviet experience for decades. Chinese strategists are unquestionably evaluating whether the nature of warfare has changed or if they failed to consider some critical factors necessary for success. Chinese economists are certainly looking to identify missed vulnerabilities based on how the economic dimension of the war in Ukraine plays out—and will work to address them to prevent exploitation by the United States and others.

Not that it will all be easy for Beijing. But China is already better prepared than Russia, economically and militarily. The steps to support Ukraine and punish Russia are immediately less potent in a China contingency. And an unfortunate side effect of the tragedy in Ukraine is that China has a relatively low-cost opportunity to learn—it may become a more formidable challenger than it would’ve been otherwise. The United States and its allies should realize that their effectiveness with regard to Russia is highly unlikely to translate. In a Taiwan contingency, the United States must be able to immediately implement both a stronger package of actions aimed at China and also a second package aimed at minimizing the long-term cost of the first.

Read More

Putin and Xi
Commentary

An Uncomfortable Friendship: Understanding China’s Position on the Russia-Ukraine War and Its Implications for Great Power Competition

On WBUR’s "On Point" and Fox 2 KTVU, Center Fellow Oriana Skylar Mastro shares insights about China's alignment with Russia and the worldwide implications of its calculus on Ukraine.
An Uncomfortable Friendship: Understanding China’s Position on the Russia-Ukraine War and Its Implications for Great Power Competition
Protesters display placards in front of the Representative Office of the Moscow-Taipei Coordination Commission to protest against Russia’s military invasion of Ukraine on February 25, 2022 in Taipei, Taiwan.
Commentary

Invasions Are Not Contagious

Russia’s War in Ukraine Doesn’t Presage a Chinese Assault on Taiwan
Invasions Are Not Contagious
millward
News

Unpacking the Crisis in Xinjiang: James Millward on China's Assimilationist Policies and U.S.-China Engagement

APARC Visiting Scholar James Millward discusses PRC ethnicity policy, China's crackdown on Uyghur Muslims and other minorities in Xinjiang province, and the implications of the Xinjiang crisis for U.S. China strategy and China's international relations.
Unpacking the Crisis in Xinjiang: James Millward on China's Assimilationist Policies and U.S.-China Engagement
Hero Image
Vladamir Putin and Xi Jinping shake hands.
All News button
1
Subtitle

The invasion of Ukraine is offering useful lessons for the PLA.

Date Label
-
Banner card for the 2022 Oksenberg Conference

This year’s Oksenberg Conference, "Prospects for the New Sino-Russian Partnership,” explores the “why” and “so what” of this newly bolstered alliance that has been declared as a partnership “with no limits.” What does it mean for the U.S. and other non-autocratic states? Given Russia’s invasion of Ukraine and the unprecedented economic sanctions that the US and its allies have slapped on Russia in the wake of that attack, the more immediately important question is: What does this alliance mean for China? How strong is this new bond with Russia? China now finds itself in an extremely difficult position as it tries to protect its own economic relationships with the US and its allies in Europe and Asia. What can or will China do about Russia? How was this alliance sold to the domestic audience of each country?

A roundtable of experts on China and Russia, including those with extensive government experience, joins us to examine this critically important relationship and address the many questions that it raises. Each panelist will present 10-12 minutes of opening remarks before turning to a moderated discussion. During the last 20 minutes, the moderator will pose curated questions to the roundtable from the audience.

The Oksenberg Conference is held annually and honors the legacy of the late Stanford professor Michel Oksenberg (1938-2001), who was a Senior Fellow at Shorenstein APARC and the Freeman Spogli Institute for International Studies. Professor Oksenberg also served as a key member of the National Security Council when the U.S. normalized relations with China, and consistently urged that the U.S. engage with Asia in a more considered manner. In tribute, the Oksenberg Lecture recognizes distinguished individuals who have helped to advance understanding between the U.S. and the nations of the Asia-Pacific.

Panelists in alphabetical order:

Una Aleksandra Bērziņa-Čerenkova is a political scientist, China scholar, Head of Political Science Doctoral Programme and China Studies Centre at Rīga Stradiņš University, Head of the Asia program at the Latvian Institute of International Affairs, a member of the China in Europe Research Network (CHERN) and European Think Tank Network on China (ETNC). She has held a Senior visiting research scholar position at Fudan University School of Philosophy, Shanghai, China, and a Fulbright visiting scholar position at the Center for East Asian Studies, Stanford University. Bērziņa-Čerenkova publishes on PRC political discourse, contemporary Chinese ideology, EU-China relations, Russia-China, and BRI and her most recent monograph is Perfect Imbalance: China and Russia.

Thomas Fingar is the former first Deputy Director of National Intelligence for Analysis and Chairman of the National Intelligence Council, currently at Stanford as a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies. From 2005-2008, he served as the first Deputy Director of National Intelligence for Analysis and, concurrently, as Chairman of the National Intelligence Council. Fingar previously served as Assistant Secretary of the State Department's Bureau of Intelligence and Research (2000-2001 and 2004-2005), Principal Deputy Assistant (2001-2003), Deputy Assistant Secretary for Analysis (1994-2000), Director of the Office of Analysis for East Asia and the Pacific (1989-1994), and Chief of the China Division (1986-1989). Fingar's most recent books are Uneasy Partnerships: China and Japan, the Koreas, and Russia in the Era of Reform (Stanford, 2017), Fateful Decisions: Choices that will Shape China’s Future, co-edited with Jean Oi (Stanford, 2020), and From Mandate to Blueprint: Lessons from Intelligence Reform (Stanford, 2021)

Alex Gabuev is a Senior Fellow at the Carnegie Endowment for International Peace. His research is focused on Russia's policy toward East and Southeast Asia, political and ideological trends in China, and China's relations with its neighbors—especially those in Central Asia. Prior to joining Carnegie, Gabuev was a member of the editorial board of Kommersant publishing house and served as deputy editor in chief of Kommersant-Vlast, one of Russia's most influential newsweeklies. He has previously worked as a nonresident visiting research fellow at the European Council on Foreign Relations (ECFR) and taught courses on Chinese energy policy and political culture at Moscow State University. Gabuev is a Munich Young Leader of Munich International Security Conference and a member of Council on Foreign and Defense Policy (Russia).

Michael McFaul is Director at the Freeman Spogli Institute for International Studies, the Ken Olivier and Angela Nomellini Professor of International Studies in the Department of Political Science, and the Peter and Helen Bing Senior Fellow at the Hoover Institution. McFaul is also an International Affairs Analyst for NBC News and a columnist for The Washington Post. He served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014). He has authored several books, most recently the New York Times bestseller From Cold War to Hot Peace: An American Ambassador in Putin’s Russia. Earlier books include Advancing Democracy Abroad: Why We Should, How We Can; Transitions To Democracy: A Comparative Perspective (eds. with Kathryn Stoner); Power and Purpose: American Policy toward Russia after the Cold War (with James Goldgeier); and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin.

Evan Medeiros is a Professor and Penner Family Chair in Asia Studies in the School of Foreign Service at Georgetown University and former top advisor on the Asia-Pacific in the Obama Administration, responsible for coordinating U.S. policy toward the Asia-Pacific across the areas of diplomacy, defense policy, economic policy, and intelligence. Prior to joining the White House, Medeiros worked for seven years as a senior political scientist at the RAND Corporation and served at the Treasury Department as a Policy Advisor-China to Secretary Hank Paulson Jr., working on the U.S.-China Strategic Economic Dialogue. Medeiros is a member of the Board of Directors of the National Committee on U.S.-China Relations, a member of the International Advisory Board of Cambridge University's Centre for Geopolitics, and a Life Member of the Council on Foreign Relations.

Jean Oi (Moderator) is the William Haas Professor of Chinese Politics in the Department of Political Science and a Senior Fellow of the Freeman Spogli Institute for International Studies (FSI) at Stanford University. She also directs the China Program at the Walter H. Shorenstein Asia-Pacific Research Center at FSI and is the founding Lee Shau Kee Director of the Stanford Center at Peking University. Oi has published extensively on political economy and the process of reform in China. Her books include State and Peasant in Contemporary China: The Political Economy of Village Government and Rural China Takes Off: Institutional Foundations of Economic Reform. Recent edited volumes include Zouping Revisited: Adaptive Governance in a Chinese County, co-edited with Steven Goldstein, and Fateful Decisions: Choices That Will Shape China's Future, co-edited with Thomas Fingar. 

Jean C. Oi

Via Zoom.

Una Aleksandra Bērziņa-Čerenkova
Alex Gabuev
Evan Medeiros
Conferences
-
Guarding Dictatorship: The organization, tactics, and scale of China's surveillance state

The Hoover Project on China's Global Sharp Power invites you to Guarding Dictatorship: The organization, tactics, and scale of China's surveillance state on Tuesday, April 12, 2022, from 2:00 pm - 3:00 pm PT, in partnership with CDDRL and the China Program at APARC.

China has built an extensive, sophisticated, and highly effective apparatus to monitor the activities of its population and target, in particular, perceived threats to regime security. China's "whole-of-nation" approach has produced a surveillance apparatus few dictatorships can match. The country's rapid economic growth also allows the Communist Party to upgrade the technological capabilities of this apparatus and strengthen its political monopoly. Featuring Minxin Pei (Senior Fellow, Claremont-McKenna College). Followed by a conversation with Larry Diamond (Senior Fellow, Hoover Institution, and Mosbacher Senior Fellow in Global Democracy at FSI), Jean Oi (Senior Fellow at FSI, Director of the China Program at APARC), and Glenn Tiffert (Research Fellow, Hoover Institution).

ABOUT THE SPEAKER

Minxin Pei is the Tom and Margot Pritzker '72 Professor of Government and chairman of the Government Department at Claremont McKenna College. He specializes in Chinese domestic politics, economic reform, and foreign policy. Dr. Pei is also a non-resident senior fellow at the German Marshall Fund of the United States and was the inaugural Library of Congress Chair in U.S.-China Relations (2019).

FOLLOWED BY A CONVERSATION WITH

Jean C. Oi is the William Haas Professor of Chinese Politics in the Department of Political Science and a senior fellow in the Freeman Spogli Institute for International Studies at Stanford University. She directs the China Program at the Walter H. Shorenstein Asia-Pacific Research Center (APARC) and is the Lee Shau Kee Director of the Stanford Center at Peking University.

Glenn Tiffert is a research fellow at the Hoover Institution and a historian of modern China. He co-chairs the Hoover project on China’s Global Sharp Power and works closely with government and civil society partners to document and build resilience against authoritarian interference with democratic institutions. Most recently, he co-authored and edited Global Engagement: Rethinking Risk in the Research Enterprise (2020).

MODERATED BY

Larry Diamond is a senior fellow at the Hoover Institution, ​Mosbacher Senior Fellow in Global Democracy at the Freeman Spogli Institute for International Studies (FSI), and a Bass University Fellow in Undergraduate Education at Stanford University. He co-chairs the Hoover Institution’s programs on China’s Global Sharp Power and on Taiwan in the Indo-Pacific Region.

Online via Zoom

Minxin Pei

Department of Political Science
Stanford University
616 Serra Street
Stanford, CA 94305-26044

(650) 723-2843 (650) 725-9401
0
Senior Fellow at the Freeman Spogli Institute for International Studies
William Haas Professor in Chinese Politics
jean_oi_headshot.jpg PhD

Jean C. Oi is the William Haas Professor of Chinese Politics in the department of political science and a Senior Fellow of the Freeman Spogli Institute for International Studies at Stanford University. She is the founding director of the Stanford China Program at the Walter H. Shorenstein Asia-Pacific Research Center. Professor Oi is also the founding Lee Shau Kee Director of the Stanford Center at Peking University.

A PhD in political science from the University of Michigan, Oi first taught at Lehigh University and later in the Department of Government at Harvard University before joining the Stanford faculty in 1997.

Her work focuses on comparative politics, with special expertise on political economy and the process of reform in transitional systems. Oi has written extensively on China's rural politics and political economy. Her State and Peasant in Contemporary China (University of California Press, 1989) examined the core of rural politics in the Mao period—the struggle over the distribution of the grain harvest—and the clientelistic politics that ensued. Her Rural China Takes Off (University of California Press, 1999 and Choice Outstanding Academic Title, 1999) examines the property rights necessary for growth and coined the term “local state corporatism" to describe local-state-led growth that has been the cornerstone of China’s development model. 

She has edited a number of conference volumes on key issues in China’s reforms. The first was Growing Pains: Tensions and Opportunity in China's Transformation (Brookings Institution Press, 2010), co-edited with Scott Rozelle and Xueguang Zhou, which examined the earlier phases of reform. Most recently, she co-edited with Thomas Fingar, Fateful Decisions: Choices That Will Shape China’s Future (Stanford University Press, 2020). The volume examines the difficult choices and tradeoffs that China leaders face after forty years of reform, when the economy has slowed and the population is aging, and with increasing demand for and costs of education, healthcare, elder care, and other social benefits.

Oi also works on the politics of corporate restructuring, with a focus on the incentives and institutional constraints of state actors. She has published three edited volumes related to this topic: one on China, Going Private in China: The Politics of Corporate Restructuring and System Reform (Shorenstein APARC, 2011); one on Korea, co-edited with Byung-Kook Kim and Eun Mee Kim, Adapt, Fragment, Transform: Corporate Restructuring and System Reform in Korea (Shorenstein APARC, 2012); and a third on Japan, Syncretism: The Politics of Economic Restructuring and System Reform in Japan, co-edited with Kenji E. Kushida and Kay Shimizu (Brookings Institution, 2013). Other more recent articles include “Creating Corporate Groups to Strengthen China’s State-Owned Enterprises,” with Zhang Xiaowen, in Kjeld Erik Brodsgard, ed., Globalization and Public Sector Reform in China (Routledge, 2014) and "Unpacking the Patterns of Corporate Restructuring during China's SOE Reform," co-authored with Xiaojun Li, Economic and Political Studies, Vol. 6, No. 2, 2018.

Oi continues her research on rural finance and local governance in China. She has done collaborative work with scholars in China, including conducting fieldwork on the organization of rural communities, the provision of public goods, and the fiscal pressures of rapid urbanization. This research is brought together in a co-edited volume, Challenges in the Process of China’s Urbanization (Brookings Institution Shorenstein APARC Series, 2017), with Karen Eggleston and Wang Yiming. Included in this volume is her “Institutional Challenges in Providing Affordable Housing in the People’s Republic of China,” with Niny Khor. 

As a member of the research team who began studying in the late 1980s one county in China, Oi with Steven Goldstein provides a window on China’s dramatic change over the decades in Zouping Revisited: Adaptive Governance in a Chinese County (Stanford University Press, 2018). This volume assesses the later phases of reform and asks how this rural county has been able to manage governance with seemingly unchanged political institutions when the economy and society have transformed beyond recognition. The findings reveal a process of adaptive governance and institutional agility in the way that institutions actually operate, even as their outward appearances remain seemingly unchanged.

Selected Multimedia

Director, China Program at the Walter H. Shorenstein Asia-Pacific Research Center
Lee Shau Kee Director of the Stanford Center at Peking University
Faculty Affiliate at the Stanford Center on China's Economy and Institutions
Date Label
Glenn Tiffert
Panel Discussions
Authors
Callista Wells
News Type
News
Date
Paragraphs

As reports of leveled mosques, detention camps, and destroyed cultural and religious sites in China's Xinjiang province emerged in the mid-to-late 2010s, the world took notice of the Chinese Communist Party's (CCP) flagrant oppression of Uighur Muslims and other minorities. Under the Xi Jinping administration, the Xinjiang region in northwestern China has experienced what is perhaps the greatest period of cultural assimilation since the Cultural Revolution. This massive state repression represents a primary research focus for Dr. James Millward, Professor of Inter-societal History at the Walsh School of Foreign Service at Georgetown University, who joined both APARC's China Program and the Stanford History Department as a visiting scholar for winter quarter 2022.

Millward's specialties include the Qing empire, the Silk Road, and historical and contemporary Xinjiang. In addition to his numerous academic publications on these topics, he follows and comments on current issues regarding Xinjiang, the Uyghurs and other Xinjiang indigenous peoples, PRC ethnicity policy, and Chinese politics more generally. We caught up with Millward to discuss his work and experience at Stanford this past winter quarter. Listen to the conversation at this link



Sign up for APARC's newsletters to receive analysis and commentary from our scholars and guest speakers.


Aggressive Assimilating Thrust

Millward emphasizes the importance of documenting the scope and scale of the crisis in Xinjiang. "What's happened in the last four or five years in Xinjiang is of great global importance and interest to people," he says, and although it is still early to write the history of this period of repression, "it's important at least to try and get an organized draft of it down and to try to begin to interpret rather than just narrate the litany of things going on: the camps, the digital surveillance, forced labor, birth depressions, and try and put it all into some kind of framework where we can understand it." 

China’s crackdown on Uyghur Muslims and other minorities in Xinjiang is part of aggressive intolerance of cultural and political diversity that is emerging as a central feature of Xi Jinping’s tenure, explains Millward. The shift in the CCP's assimilationist policies constitutes a complete "reversal of what had been an earlier approach to diversity in China," which allowed for 56 different nationalities to have regional autonomy. His aim is to "point out a really aggressive assimilating thrust under the Xi Jinping regime [...] and then also to look more clearly at settler colonialism in Xinjiang."

To learn more about the historical context of current events in Xinjiang and how to understand them against contemporary Chinese politics, tune in to Millward's public lecture of February 2, 2022, “The Crisis in Xinjiang: What’s Happening Now and What Does It Mean?

In this talk, Millward explains how PRC assimilationist policies, if most extreme in Xinjiang, are related to the broader Zhonghua-izing campaign against religion and non-Mandarin language and perhaps even to intensified control over Hong Kong and efforts to intimidate Taiwan.

U.S.-China Cooperation Amid Strained Ties

The Xinjiang crisis has affected how the United States views China, bringing an unexpected unity to the usually-polarized American foreign policy arena. "The Xinjiang issue has contributed to the broad-spectrum feeling in the American political sphere that engagement with China has failed," notes Millward. The parallels between China's repression of minorities and some of the worst events in the 20th century in Europe "have brought together the political sides in America and rallied them around a much stronger anti-China stance," he says.

From Millward's perspective, however, it is not only possible but also necessary for the United States to act on Xinjiang and press China on its human rights record while cooperating with China on other issues. "This is the art of diplomacy, you have to compartmentalize and deal with different issues, particularly with two countries as large as the United States and China." In Millward's view, areas pertinent to U.S.-China collaboration are varied and transcend global challenges such as climate change or pandemics. Those are simplistic dichotomies," he says. "We have 300,000 Chinese students in our universities and we welcome them and learn a lot from them [...] We benefit from Chinese expertise in all sorts of ways."

Millward spent a productive winter quarter at APARC. Returning to Stanford as a visiting scholar provided him a unique opportunity to reconnect with his past on The Farm and survey all that has changed in the years since he completed his doctorate under the tutelage of the late Professor Harold Kahn. "The trailer park where I lived as a first-year graduate student is no more, and I couldn't even find the footprint of where it was."

Portrait of James Millward

James Millward

Visiting Scholar at APARC
Full Biography

Read More

From top left, clockwise: Lauren Hansen Restrepo, James Millward, Darren Byler and Gardner Bovingdon speaking at a panel at APARC.
News

The Human Rights Crisis in Xinjiang Uyghur Autonomous Region

The Human Rights Crisis in Xinjiang Uyghur Autonomous Region
Putin and Xi
Commentary

An Uncomfortable Friendship: Understanding China’s Position on the Russia-Ukraine War and Its Implications for Great Power Competition

On WBUR’s "On Point" and Fox 2 KTVU, Center Fellow Oriana Skylar Mastro shares insights about China's alignment with Russia and the worldwide implications of its calculus on Ukraine.
An Uncomfortable Friendship: Understanding China’s Position on the Russia-Ukraine War and Its Implications for Great Power Competition
money
News

Bargaining Behind Closed Doors: Why China’s Local Government Debt Is Not a Local Problem

New research in 'The China Journal' by APARC’s Jean Oi and colleagues suggests that the roots of China’s massive local government debt problem lie in secretive financing institutions offered as quid pro quo to localities to sustain their incentive for local state-led growth after 1994
Bargaining Behind Closed Doors: Why China’s Local Government Debt Is Not a Local Problem
Hero Image
millward
All News button
1
Subtitle

APARC Visiting Scholar James Millward discusses PRC ethnicity policy, China's crackdown on Uyghur Muslims and other minorities in Xinjiang province, and the implications of the Xinjiang crisis for U.S. China strategy and China's international relations.

Date Label
Display Hero Image Wide (1320px)
No
Authors
News Type
Commentary
Date
Paragraphs

In February 2022, China’s Xi Jinping and Russia’s Vladimir Putin declared a partnership with no limits. Soon after, Russia invaded Ukraine, complicating the relationship of the two nations.

In conversation  WBUR's "On Point" with Meghna Chakrabarti, Center Fellow Oriana Skylar Mastro discussed the dynamics of the China-Russia relationship, and the implications of the war in Ukraine. 


Sign up for APARC newsletters to receive our experts' commentary and analysis.

"We shouldn't expect China to be forthcoming about support for Russia in Ukraine."
Oriana Skylar Mastro

According to Mastro, what China wants from the Russia-Ukraine War is a quick resolution through a negotiated settlement that provides Russia security assurances from the West and China legitimacy if they need to use force over Taiwan. "The China-Russia alignment is extremely deep," said Mastro "but the scope [of their security partnership] is very narrow." At present, Russia helps China challenge U.S. hegemony in Asia, but "we shouldn't expect China to be forthcoming about support for Russia in Ukraine."

Mastro also spoke to Fox 2 KTVU following a two-hour phone call between President Biden and Chinese President Xi Jinping, in which Biden Warned Xi of ‘Consequences’ if China aids Russia’s invasion of Ukraine. Mastro remarked that China has "not come out in condemnation of this blatant use of force and China can't stand on the sidelines and expect for its reputation not to be tarnished if they continue to support Russia, even implicitly."

Image
Oriana Skylar Mastro on KTVU with a host of the show "Mornings on 2"

Mastro suggested that this moment has serious implications for the U.S.-China great power competition and that success in the U.S.-China relationship "isn’t about [the two powers] but about [their] relationships with the rest of the world...the United States is trying to compete with China economically, politically, and militarily around the world and [the United States has] commitments everywhere...China is very focused on the region, at least militarily, and that makes it difficult for the United States to compete."

Read More

Protesters display placards in front of the Representative Office of the Moscow-Taipei Coordination Commission to protest against Russia’s military invasion of Ukraine on February 25, 2022 in Taipei, Taiwan.
Commentary

Invasions Are Not Contagious

Russia’s War in Ukraine Doesn’t Presage a Chinese Assault on Taiwan
Invasions Are Not Contagious
Army Reserve members during practice
Commentary

Ukraine Is a Distraction from Taiwan

Getting bogged down in Europe will impede the U.S.’s ability to compete with China in the Pacific.
Ukraine Is a Distraction from Taiwan
Chinese military propaganda depicting the Second Taiwan Strait Crisis of 1958.
News

Reassessing China’s Capabilities and Goals for Strategic Competition

On the World Class podcast, Oriana Skylar Mastro argues that in order to set effective policy toward China, the United States needs to better understand how and why China is projecting power.
Reassessing China’s Capabilities and Goals for Strategic Competition
Hero Image
Putin and Xi
Getty Images
All News button
1
Subtitle

On WBUR’s "On Point" and Fox 2 KTVU, Center Fellow Oriana Skylar Mastro shares insights about China's alignment with Russia and the worldwide implications of its calculus on Ukraine.

Paragraphs
Cover of the book 'Strategy in the Contemporary World' and screenshot of first page of Oriana Skylar Mastro's chapter "Chinese Grand Strategy"

This chapter briefly covers the history of Chinese grand strategy since 1949 before focusing most heavily on China's strategy of rejuvenation under Xi Jinping. It also covers some of the domestic factors that have influenced Chinese grand strategy over time. It then highlights two components central to China's grand strategy — its approach to international institutions and its maritime ambitions. The chapter ends with a discussion of the United States shift to great power competition with China.

Below is an excerpt from Mastro's chapter in Strategy in the Contemporary World, edited by John Baylis, James J. Wirtz, and Jeannie L. Johnson, reproduced by permission of Oxford University Press.
 

All Publications button
1
Publication Type
Book Chapters
Publication Date
Subtitle

In Strategy in the Contemporary World, edited by John Baylis, James J. Wirtz, and Jeannie L. Johnson, Oriana Skylar Mastro examines the evolution of Chinese grand strategy from Mao Zedong to Xi Jinping, its drivers, and its implications.

Authors
Oriana Skylar Mastro
Book Publisher
Oxford University Press
Paragraphs

Image
Cover of the journal Asia Policy (vol 17.1, Jan. 2022)
How should we understand China’s grand strategy and intentions? The ascendance of Xi Jinping and the beginning of a slew of economic projects like the Belt and Road Initiative, interpreted by many as a tool in the framework of strategic competition with the United States, caused many to see Beijing as increasingly expansionist.5 Some more alarmist analysts, such as Department of Defense policy adviser Michael Pillsbury, have characterized China as having a grand scheme to supplant the United States as the sole global superpower.6 Others see strategic folly in overestimating the threat, focusing instead on the strong fundamentals of U.S. power7 or emphasizing China’s weaknesses and domestic challenges.8 Indeed, the range of academic inquiry and conflicting viewpoints is a testament to the complexity of understanding China and its role on the global stage.

Enter The Long Game: China’s Grand Strategy to Displace American Order, one of the most recent and significant attempts to understand what China wants. Written by Rush Doshi, a former Brookings fellow turned National Security Council staffer in the Biden administration, the book encapsulates rigorous social-scientific research approaches, clear argumentation, and policy relevance as well as is accessible to the average reader. 

All Publications button
1
Publication Type
Journal Articles
Publication Date
Subtitle

Oriana Skylar Mastro reviews Rush Doshi’s book The Long Game: China’s Grand Strategy to Displace American Order (New York: Oxford University Press, 2021).

Journal Publisher
Asia Policy
Authors
Oriana Skylar Mastro
Subscribe to Security