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Shorenstein APARC's annual report for the academic year 2023-24 is now available.

Learn about the research, publications, and events produced by the Center and its programs over the last academic year. Read the feature sections, which look at the historic meeting at Stanford between the leaders of Korea and Japan and the launch of the Center's new Taiwan Program; learn about the research our faculty and postdoctoral fellows engaged in, including a study on China's integration of urban-rural health insurance and the policy work done by the Stanford Next Asia Policy Lab (SNAPL); and catch up on the Center's policy work, education initiatives, publications, and policy outreach. Download your copy or read it online below.

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Gerhard Hoffstaedter

Multiple crises complicate the resettlement of refugees in Malaysia—from the irregular migration trajectories of Chin and Rohingya refugees to their efforts to settle in a new country. Although Malaysia harbors one of the largest urban refugee populations in Southeast Asia, it does not grant most refugees any status and is not a party to the UN refugee convention. Malaysian state authorities surveil, police, detain, and extort refugees on a regular basis, mistreatment exacerbated by recent COVID-19 restrictions. And yet there are spaces outside of this control in which “sociabilities of emplacement” (Çağlar and Glick-Schiller 2018) are possible, where refugees are able to create places of protection, earn a living, and, in rare cases, make meaningful homes for themselves.

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Gerhard Hoffstaedter 042424

Gerhard Hoffstaedter is an Associate Professor in anthropology at the University of Queensland, Australia. His research is focused on refugees in Southeast Asia, on immigration policies and on religion and the state. His many publications include Modern Muslim Identities: Negotiating Religion and Ethnicity in Malaysia (2011) and co-edited volumes on Urban Refugees: Challenges in Protection, Services and Policy (2015) and Why Human Security Matters: Rethinking Australian Foreign Policy (2012). He also directs “The Anthropology of Current World Issues,” a Massive Open Online Course that has taught thousands of students how to think more anthropologically.

Gerhard Hoffstaedter, 2023-2024 Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia
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Shorenstein APARC's annual report for the academic year 2022-23 is now available.

Learn about the research, publications, and events produced by the Center and its programs over the last academic year. Read the feature sections, which look at Shorenstein APARC's 40th-anniversary celebration and its conference series examining the shape of Asia in 2030; learn about the research our postdoctoral fellows engaged in; and catch up on the Center's policy work, education initiatives, publications, and policy outreach. Download your copy or read below:

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This interview was first published by The Diplomat magazine.


The growing strategic and economic competition between China and the United States has prompted renewed U.S. attention to the nations of Southeast Asia, a region of 11 nations that sprawls at the center of the Indian and Pacific oceans. Yet, as Ambassador Scot Marciel details at length in his new book, “Imperfect Partners: The United States and Southeast Asia” (Shorenstein APARC & Rowman & Littlefield), Southeast Asia remains poorly understood by many in Washington.

That’s certainly not true of Marciel, a U.S. diplomat who has spent a large part of his 35-year career based in and working on Southeast Asia. After an initial posting to the Philippines that coincided with the 1986 People Power revolt that overthrew President Ferdinand E. Marcos, Marciel would go on to serve as the first U.S. ambassador to the Association of Southeast Asian Nations (ASEAN), and as ambassador to Indonesia (2010-2013) and Myanmar (2016-2020), the latter at a time of great turbulence. These postings were preceded by a period during which he oversaw U.S. relations with Southeast Asia as principal deputy assistant secretary for East Asia and the Pacific at the U.S. State Department.

Marciel, now a member of the Southeast Asia program at the Shorenstein Asia-Pacific Research Center at Stanford University, spoke with The Diplomat’s Sebastian Strangio about the recent trajectory of U.S.-Southeast Asia relations, the “enigma” that is ASEAN, and how Washington should approach a region that desires fruitful relations with the U.S., but is congenitally leery of superpower tensions.

In the introduction to the book, you write, “My friends in the region often talk about how the United States does not truly understand Southeast Asia or how to engage effectively with it. They are not wrong.” This is something that we have seen most recently with the response of some nations in the region, Indonesia chief among them, to the formation of AUKUS, which has been accused of stoking regional tensions. What do you think U.S. policymakers most often get wrong about Southeast Asia?

The AUKUS example highlights the high degree of sensitivity that many in Southeast Asia have toward major powers either raising the geopolitical stakes in the region or establishing mechanisms that might challenge what ASEAN considers its central role in regional diplomacy and security. The advent of the Quad is another example. It’s not that these initiatives were mistakes. Rather, they reflect a tendency that U.S. policymakers sometimes do not fully appreciate just how nervous such developments make Southeast Asian partners. Although I don’t know if this was the case with the AUKUS announcement, U.S. policymakers often assume that Southeast Asian governments will view U.S. foreign policy moves in the region as being as benign or even helpful as the United States sees them. This reflects Washington’s own view of itself as being on the “right side” of most issues, and a failure to recognize that some in Southeast Asia view the United States with some wariness, just as they do China.

The main point I was making in the quote you noted, however, was broader. U.S. policymakers, including me, have struggled for years to figure out how best to work with Southeast Asia as a region. This reflects both the lack of expertise (in academia and government) about the region and the inherent difficulty of dealing with a highly diverse group of countries that has neither a powerful central institution nor a dominant member that can speak on behalf of the members. Attending ASEAN meetings tends to be underwhelming, and visiting multiple Southeast Asian countries regularly is impractical for top officials. That reality, along with the sheer size and importance of some other countries in Asia, means that U.S. policymakers tend to focus on China, Japan, Korea, and India. Absent a major crisis, policy toward Southeast Asia tends to be a corollary of policies toward those major powers, most notably China. This leads to episodic engagement and excessive U.S. emphasis in those limited engagements on broader strategic concerns (i.e., China) rather than on issues of importance to Southeast Asians.

You argue that the U.S. approach toward Southeast Asia “cannot be simply a corollary of its China strategy,” with the implication that U.S. policy toward the region remains to some extent hostage to the increasingly confrontational relationship with Beijing. How can the U.S. convince the region that it is not bolstering its engagement only because of its concerns about China? And how would you assess the Biden administration’s approach on this front over the past two years?

The Biden administration’s approach on this front has been better than that of the Trump administration, which unabashedly made many if not most of its interactions with Southeast Asia about China. Although they probably still talk too much about China when they are in Southeast Asia, senior Biden administration officials and the President himself have made a greater effort to talk about U.S. cooperation with Southeast Asia. This is critical. Southeast Asians are fully aware of the benefits and costs of their relationships with China. They don’t need the United States to “educate” them, and U.S. officials should trust that they have agency in protecting their independence and sovereignty.

Rather than worry excessively about what China is doing in Southeast Asia, Washington should focus on building strong and durable partnerships with the region on its own merits, based on a positive agenda – trade, investment, climate change, health, education and security – and on building confidence in the region that the United States is committed to Southeast Asia long term. That means showing up consistently at all levels, implementing a substantive trade and investment agenda – whether via IPEF or other initiatives – and investing more in key issues that matter to the region. Building that strong partnership, without talking much about China, will ease regional concerns about why Washington is engaging. It also is the best way to bolster the freedom of maneuver of Southeast Asian nations, which should be a U.S. priority.

In the context of the growing strategic competition between China and the United States, the mantra that one often hears from Southeast Asian states is that they don’t want to be forced to choose between the two powers. Do you agree with this framing, and what are the implications for U.S. policy toward the region?

The framing has limited value, in the sense that no one is asking Southeast Asian states to choose between the two powers, and it is not even clear what “choosing” would mean in practical terms. That said, the broader message represented by this mantra is accurate: most if not all of the region wants to enjoy good relations with both China and the United States (as well as with other partners) and resents attempts by either power to pressure them to do otherwise.

The implication for U.S. policy is that the focus should not be on discouraging the countries from having good relations with China but rather on ensuring the United States is a good and reliable partner itself. That means not worrying too much when a Southeast Asian leader visits Beijing and celebrates close ties with China, or when a particular country seems to be leaning more toward China. That is going to happen at times. The United States should focus instead on making sure it is doing all it can to be a good partner with Southeast Asia. I’ll offer a specific example. Indonesia under President Jokowi has moved somewhat closer to China, which causes consternation in some quarters. Washington should not worry unduly about this, as Indonesia is fiercely independent and has moved closer to China in part because the Belt and Road Initiative is funding priority infrastructure projects in the archipelago. Rather, U.S. policymakers should consider what they can do to bolster their own relationship with Jakarta, without making it about China. Among other things, vigorously implementing the recently announced $20 billion Just Energy Transition Partnership would be a great way to do just that.

You served as the first U.S. ambassador to the Association of Southeast Asian Nations (ASEAN), an organization that you describe as an “enigma” and note has often been a subject of disappointment for many in Washington. What do you think U.S. officials fail to understand about ASEAN, and how can the U.S. work more constructively with it?

ASEAN has disappointed many not only in Washington but even in Southeast Asia. It is by design not a powerful, supranational organization, but rather a relatively loose association of countries that see the institution as a useful way to promote cooperation and avoid interstate tensions, amplify their collective voice, and discourage great power meddling. ASEAN’s consensus-based decision-making and its practice of not interfering in member states’ domestic affairs render it largely incapable of bold action, whether on the South China Sea or during Myanmar’s current crisis. What U.S. policymakers sometimes don’t appreciate is that, for Southeast Asian governments, maintaining broad unity and relationships among member states, along with setting the agenda for the region, are essential priorities that make up for these weaknesses.

For the United States, it is important to accept ASEAN for what it is and to recognize that it still offers value. First, I don’t think it’s a coincidence that there have been no inter-state conflicts among ASEAN member states in decades. Second, ASEAN is steadily making progress in reducing trade barriers between member states, making it a more compelling investment destination. Third, its annual meetings provide an excellent opportunity for senior U.S. officials to engage not only with ten Southeast Asian counterparts but also with key leaders from the region and the world. By showing up and engaging consistently at these meetings and supporting ASEAN’s own work, U.S. leaders bolster America’s relations with all ten ASEAN member countries and increase the region’s confidence that the United States is a reliable and good partner.

You write that since the end of the Cold War, the U.S. has “tended to measure countries and adjust the quality of our relationships – including with our treaty allies – based on their progress, or lack thereof, on democratic and human rights grounds.” Given the prickly response that this has garnered from some leaders – Prime Minister Hun Sen of Cambodia is perhaps the most obvious example from your book – do you think it is possible to pursue these moral and strategic goals in tandem? How can the U.S. balance these two imperatives?

Yes, I think it is possible to pursue both goals in tandem. It’s a matter of how we do so. Promoting democracy and human rights is an essential part of American diplomacy, and many in Southeast Asia appreciate our support for these goals. The problem is that some of the tools the United States has come to rely on to advance these goals – critical public statements and even grading of other countries, reducing or eliminating engagement with “offending” governments, and on occasion sanctions – have become both less effective and more obligatory, in the sense of U.S. domestic constituencies demanding their use. These tools might have worked to some extent when the United States was in ascendancy after the Cold War, but countries now have other choices and are increasingly critical of what they see as U.S. double standards.

This does not mean the United States should stop promoting human rights and democracy. Rather, Washington needs to recognize that the world has changed and adjust its tactics accordingly. That means accepting that public criticism isn’t always the best option, that sanctions rarely work, and that promoting democracy and human rights requires more nuance and humility. This will be more controversial, but it also means continuing to talk with the governments in question – while avoiding “business as usual” – in the face of setbacks, except in extreme circumstances such as the appalling junta in Myanmar now. I’m not advocating a 180-degree shift in approach, just some tactical adjustments to make U.S. efforts more effective and more in line with the realities of the world today.

Of the challenges facing Southeast Asia, none carries as much moral and political urgency as the conflict in Myanmar, where you served as ambassador from 2016 to 2020. How would you assess ASEAN’s approach to the crisis, and do you think the U.S. can best help the situation, given the extreme complexity of the conflict and the limitations imposed by China’s proximity?

I give ASEAN credit for trying, via the Five-Point Consensus of April 2021 and its unprecedented decision not to invite junta representatives to key ASEAN meetings. The Five-Point Consensus, however, has failed, both because of the junta’s refusal to compromise and because the consensus itself depended on the flawed assumptions that the generals were reasonable people and that the crisis could be resolved via a dialogue leading to a political compromise. The problem now is that ASEAN is divided and so cannot reach agreement on a different or bolder approach, which is why it continues to tout the Five-Point Consensus. While I hope Indonesia as ASEAN Chair will take more initiative, such as meeting publicly with the National Unity Government (NUG) and key ethnic groups and making clear that it will not accept the junta’s sham elections, I don’t see ASEAN as a whole acting decisively. That is why I have called for Washington to take more of a leadership role in supporting the pro-democracy forces, including through greater assistance and improved coordination with like-minded countries on sanctions.

One potential constraint on U.S. action is that Beijing seems to see U.S. support for the pro-democracy forces as somehow a threat to its interests, so greater U.S. support could result in China doubling down on its backing of the junta. Already, we see China pressing the ethnic resistance organizations in Myanmar’s northeast to strike a deal with the junta, which has a remarkable track record of not honoring such deals. China’s approach is unfortunate, as this is not or should not be a U.S.-China issue. Whatever government emerges out of this crisis is inevitably going to want and need to have reasonably good relations with China. I would assume that the NUG and others within the pro-democracy coalition are making this point regularly to Chinese officials. To the extent that U.S. and Chinese officials are talking about Myanmar, it would be useful for U.S. officials to emphasize that they also would welcome good relations between any future Myanmar government and China. In the end, the United States should step up its support for pro-democracy forces despite China’s concerns because those forces are the only hope for Myanmar to enjoy stability, peace, and prosperity.

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Ambassador Scot Marciel and his new book, "Imperfect Partners"
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New Book from Ambassador Scot Marciel Examines U.S. Relationships with Southeast Asia

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Workshop Brings Scholars Together to Discuss the State of Democracy, Development, and the Rule of Law in Southeast Asia

Scholars from Asia joined faculty and researchers from Stanford University’s Freeman Spogli Institute (FSI) to present research and reflections on various topics and cases from the Southeast Asia region, including the monarchy in politics, peace-making in the Philippines, Chinese infrastructure investments in Myanmar, illiberalism in the Philippines, and Islamic law in Indonesia.
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U.S. President Joe Biden and his counterparts from nine Association of Southeast Asian Nations (ASEAN) countries take part in the U.S.-ASEAN Special Summit in Washington, D.C., on May 13, 2022.
U.S.-ASEAN Special Summit at the U.S. Department of State in Washington, D.C., on May 13, 2022.
State Department photo by Freddie Everett/ Public Domain
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“Absent a major crisis, policy toward Southeast Asia tends to be a corollary of policies toward those major powers, most notably China.”

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In February 1986, Scot Marciel was driving home after midnight and went past what he assumed was just another protest near military facilities in downtown Manila. The gathering, less than a year into his first overseas assignment with the Foreign Service, turned out to be the early days of the Philippine People Power revolution, leading to the end of the Ferdinand Marcos regime. This was just one of several times during his 35-year career in the State Department that Marciel would find himself witnessing historic moments in Southeast Asia and in the U.S. relationship with the countries of the region.

That illustrious career includes being the first U.S. diplomat to work in Hanoi since the end of the Vietnam War and serving as the first U.S. ambassador for ASEAN Affairs and as U.S. ambassador to Indonesia and Myanmar.

Marciel, Oksenberg-Rohlen Fellow at FSI and affiliated with APARC, has distilled his experiences and observations into his new book, Imperfect Partners: The United States and Southeast Asia (Shorenstein APARC/ Rowman & Littlefield, 2023). In it, he offers his on-the-ground account of the ups and downs of critical U.S. relationships in the region — focusing on the Philippines, Thailand, Vietnam, Cambodia, and Indonesia — and examines the role of ASEAN and China’s influence in Southeast Asia.

To mark the book’s release, we talked with Marciel about recent events in the region and his views on how the United States should approach Southeast Asian countries in the context of China’s efforts to sow closer ties with them. Watch the conversation:

A Return to the Philippines

The Philippines under President Ferdinand “Bong Bong” Marcos, Jr. is now allowing U.S. forces expanded access to four of its bases. Marciel, who first met Marcos, Jr. as the provincial governor of Ilocos Norte in 1985, expressed some surprise at the Philippine president’s rapid shift to strengthen the country’s alliance with the United States. He noted, however, that even in the last year of the Duterte presidency, which frequently was at odds with the United States, there was some recognition in the Philippines that the relationship with China wasn’t bearing the fruit that had been anticipated. Marciel also pointed out that the deal with the United States does not mean Marcos has abandoned China: he is still working on keeping the relationship with Beijing healthy and visiting Japan, another important partner.

Although there is some Philippine civil opposition to the renewed presence of U.S. forces, Marciel believes that the Enhanced Defense Cooperation Agreement (EDCA) will provide an opportunity for a “more modern and equal partnership,” and hopefully one that can supplant memories of the U.S. colonial history in the Philippines.

Southeast Asian Charm Competition?

As concern continues to rise about a possible invasion of Taiwan by the People’s Republic of China, some have questioned the effectiveness of the U.S. capability to compete with China, particularly in terms of a diplomatic offensive. Marciel responded to a recent New York Times article on U.S. and Chinese efforts to “woo” Indonesia. As China continues to seal trade deals in Southeast Asia, some of which are part of its Belt and Road Initiative, we asked whether the United States can compete with China’s free-flowing cash.

Marciel, taking a step back, cautions that “Indonesia is not a prize to be won,” and that we should not be “scoring diplomatic relations like a sporting event” when we look at improving ties with the countries of Southeast Asia. Indonesia, for example, has a long history with the Non-Aligned Movement, so while it attempts to attract foreign investment, it will resist aligning with any one major power. China tends to offer attractive investment packages with minimal conditions, but “you can’t always count on those investments to happen,” notes Marciel, and even when they do, there can be issues with corruption, as well as social and environmental consequences. The United States tries to put together investments that consider issues like labor and the environment, but Marciel believes that “sometimes we aim a little high” and the conditions make U.S. offerings less attractive.

[American diplomats] go to Southeast Asia, Indonesia or elsewhere and talk about China. These governments, these countries are fully aware of the pros and cons of working with China and the pros and cons of working with us. We don't need to teach them this.
Scot Marciel

The Continuing Crisis in Myanmar

We spoke with Marciel just after the second anniversary of the 2021 coup in Myanmar. He began his term as U.S. ambassador to that country in 2016, just before Aung Sang Suu Kyi’s new government was about to take office. As he puts it, it was a time of “euphoria,” not only in Myanmar but also in terms of U.S. hopes for democracy there. It turned out to be a difficult four years for Myanmar and Marciel, as the Rohingya crisis repeatedly erupted and the Myanmar military reacted with violent operations that drove hundreds of thousands of Rohingya out of Myanmar. As Marciel relates in his book, he soon found that even using the word “Rohingya” in U.S. embassy statements could create a diplomatic crisis.

Even with the horrific Rohingya genocide, Marciel cautiously notes that by 2020, when he left the country, most people in Myanmar had more opportunity and freedom under four years of a democratically elected government—the Rohingya themselves being the obvious exception. But in 2021, the “military coup basically eliminated that hope and opportunity.”

More and more Myanmar people are explicitly recognizing the legitimate grievances and the suffering of many of the ethnic minority populations, including the Rohingya, over the past years, and [there is] some recognition that they were fed a lot of propaganda for a long time…
Scot Marciel

Marciel doesn’t hold much hope for an end to the coup anytime soon, but he does see at least one “positive development” over the last two years. During the worst of the Rohingya crisis, many in the majority Bamar community did not believe the reports of massacres, or even worse, did not care. But now, after two years of military rule, “more and more Myanmar people are explicitly recognizing the legitimate grievances and the suffering of many of the ethnic minority populations, including the Rohingya, over the past years, and [there is] some recognition that they were fed a lot of propaganda for a long time about what was really happening.”

Establishing Relations with Vietnam

One of Marciel’s great success stories is the normalization of U.S. ties with Vietnam. It was an improbable success with any number of obstacles likely to prevent it from happening, not the least being the debate about the fate of U.S. prisoners of war and servicemen reported as missing in action. Saigon fell in 1975, and yet in 1995, just 20 years later, diplomatic relations were restored and the U.S. embassy opened in Hanoi.

According to Marciel, it took patience, pragmatism, but also the collapse of the Soviet Union and the end of the Cold War. No longer able to rely on Soviet help for their economy, the Vietnamese became more open to work with the United States, particularly on POW-MIA issues, allowing Vietnamese imprisoned in re-education camps to flee the country, and withdrawing Vietnamese forces from Cambodia.

Marciel sees the U.S.-Vietnam relationship today as a “good-news story” that shows the degree of progress that can be attained when two countries are willing to be rational and work together. The United States still has significant concerns about human rights in Vietnam yet “both sides have agreed to talk about that issue, but not let it define or limit the relationship excessively.”

“In brief, [we need to] show up and engage consistently… with a focus on the countries that we’re talking to, not on China, because what they’re looking for… is, ‘Can we count on the United States being a long-term partner?’”
Scot Marciel

How the United States Can Improve Relations in Southeast Asia

When pressed for a prescription on what the United States can do to further improve its relationships with the countries in the region, Marciel said, “In brief, show up and engage consistently, with humility, and with a focus on the countries that we’re talking to, not on China, because what they’re looking for, for the most part is, ‘Can we count on the United States being a long-term partner?’”

By ensuring the reliability of the partnership, countries in Southeast Asia have more freedom of maneuver, and they can, if necessary, be more capable to “make decisions China might not like.” The flip side of that—the failure to show up at presidential and high governmental levels, like what happened during the Trump administration—means “you’ve undone all the good that you had done in previous years by investing in those relationships.” The price of isolationism, of neglecting U.S. diplomatic relations in Southeast Asia, is that those countries lose confidence in the United States as a reliable partner. 

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Ambassador Scot Marciel and his new book, "Imperfect Partners"
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In "Imperfect Partners," Ambassador Scot Marciel combines a memoir of his 35 years as a Foreign Service Officer with a policy study of U.S. relations with the countries of Southeast Asia, a region proving to be critical economically and politically in the 21st century.

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Gita Wirjawan

In November-December 2022 Indonesia hosted two international events, the Group of Twenty Summit (G20) and the Bali Democracy Forum (BDF).  Being in the country then, Gita Wirjawan gained impressions of the G20 and attended the BDF.  At both gatherings, he noted, concerns were expressed over the rise of autocracy, the growth of populism, and their effects on state integrity and performance, including an inability to recruit and select national leaders based on their actual talent—proven merit—above other considerations.  This tendency is increasingly common, Wirjawan will argue, in developed as well as developing countries.

A vital requisite for the economic and democratic success of open economies, in Southeast Asia as elsewhere, is trust.  International transfers of capital are like flows of water driven by gravity.  The power of that attraction depends on the extent to which the receiving country is perceived as trustworthy.  For liberal democracy to thrive in Southeast Asia, the region needs good governance by talented and trusted leaders who can ensure that appropriate rules are enforced and that the benefits of economic growth accrue to all layers of society.  Wirjawan’s recommendations in that context will include a priority on widely available quality education.

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Photo of Gita Wirjawan

Gita Wirjawan is an Indonesian entrepreneur and educator.  Having established a successful investment business in Indonesia, the Ancora Group, he created the Ancora Foundation.  The foundation has endowed scholarships for Indonesians to attend Stanford and other high-ranked universities around the world and has funded the training of teachers at hundreds of Indonesian kindergartens serving underprivileged children.  Wirjawan’s public service has included positions as Indonesia’s minister of trade, chairman of its Investment Coordinating Board, and chair of a 159-nation WTO ministerial conference in 2012 that focused on easing global trade barriers.  He led his country’s national badminton association in 2012-16 when Indonesia won four gold medals in the sport at world championships including the Olympics.  As an educator, he advises Indonesia’s School of Government and Public Policy (SGPP) and Yale’s School of Management, among other institutions.  At SGPP he hosts a public-policy podcast called endgame, to which an estimated 471,000 people subscribe and which has recently carried several interviews with Stanford faculty.  His degrees are from the Harvard Kennedy School (MPA), Baylor University (MBA), and the University of Texas at Austin (BSc). 

 

 

Donald K. Emmerson

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Gita Wirjawan 2022-23 Visiting Scholar, APARC
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Book cover for "Imperfect Partners"

Watch our interview below with Scot Marciel about Imperfect Partners. You can also read a summary news article of the conversation.

Listen to a conversation with Marciel on the Insight Myanmar podcast, below.

About the book

Scot Marciel is widely considered the State Department’s top Southeast Asia hand, the result of decades of experience working in and on the region and the key role he has played in shaping and implementing U.S. policy. He was on the ground in the Philippines during the historic People Power revolt in the 1980s, became the first U.S. diplomat to serve in Hanoi in the early 1990s, was appointed the first U.S. ambassador to ASEAN in the 2000s, and spent the last 15 years twice serving as the State Department’s point person on Southeast Asia policy, and as U.S. ambassador to Indonesia and then to Myanmar during that country’s democratic experiment and its horrific ethnic cleansing of the Rohingya.

Imperfect Partners encapsulates Marciel’s experiences, providing the perspective of an American diplomat who has dealt with the dual challenges of working with foreign governments and also within the U.S. government. Noting that the United States “has a history of not quite knowing how to engage with Southeast Asia,” he highlights the ups and downs of critical U.S. relationships in the region. Marciel explores not only diplomatic successes, but challenges faced, missteps made, and opportunities missed in U.S. diplomacy with Southeast Asia. His on-the-ground witness account of the normalization of U.S.-Vietnam relations is essential reading, as is his passionate analysis of the gains and the failures of Myanmar’s decade-long opening.

While China’s rise has re-injected a long-absent strategic element into U.S. policy toward Southeast Asia, Marciel warns against making China the focus of that policy. He argues that the United States can best advance its own interests—and support the freedom of maneuver of Southeast Asia—through a strategy of consistent engagement based on a positive agenda and by focusing on the region’s dynamic younger generation.


Virtual Book Talks

"What we have in this very readable book are the reflections of an eminent American diplomat on issues of particular significance for Australia as it continues to ponder how it should be responding to China’s rise, and how those responses are likely to affect its alliance with the US." — Dr. Allan Patience

Read the complete review at the Australian Institute for International Affairs >    

Praise for the Book

"For the United States, Southeast Asia is one of the most important and least understood parts of the world. Scot Marciel draws on his vast diplomatic experience to bring a wealth of illuminating stories, hard-earned insights, and wise analysis to bear on a region that will help determine our capacity to deal with the most pressing issues of the 21st century. . . . Imperfect Partners is an indispensable resource for anyone seeking to understand Southeast Asia and America’s relationship with its countries and people."
Ben Rhodes, former deputy national security advisor and author of After the Fall

"Drawing on his 35 years of diplomatic experience, Scot Marciel has written an illuminating survey of the United States' relations with Southeast Asia. . . . This is an excellent primer on a part of the world whose significance has grown substantially in recent years with the rise of neighboring China."
John Negroponte, career diplomat, former U.S. Permanent Representative to the United Nations and the first director of national intelligence

"Ambassador Scot Marciel has written a gem of a book. His thoughtfully researched account is brought to life with fascinating insights and captivating, on-the-scene anecdotes. . . . Imperfect Partners is a must-read for U.S. policymakers, business leaders, academics, humanitarians, and everyday Americans engaging with the nations of Southeast Asia."
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"A master practitioner has provided us with a ring-side view of how our diplomats pursue American interests in Southeast Asia.  This is must reading for aspiring Southeast Asia hands who want to familiarize themselves with American regional diplomacy.  It’s also indispensable reading for American strategists, who will ignore Ambassador Marciel’s policy prescriptions at their peril."
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The United States And Southeast Asia

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Scot Marciel
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This article originally appeared in The Jerusalem Strategic Tribune.


One often hears that China is “winning” the competition with the United States in Southeast Asia. This strategically important region is home to 650 million people, and collectively is the world’s fifth-largest economy and the US’s fourth-largest export market.

While serious competition is indeed a reality, it is not particularly useful to think of it in terms of one side “winning,” as if it were a sporting match. Southeast Asia is not a prize to be won. Countries there want to have good relations with both China and the US, but do not want to be dominated by either. They are strongly committed to their own independence and sovereignty. The American goal should not be to “win” but rather to maintain sufficiently strong relationships and influence to advance its many goals. The US should also provide the gravitational pull needed to help Southeast Asians maintain maximum independence and freedom of maneuver in the face of a rising China that sees the region as its sphere of influence.

To achieve this goal, Washington needs to engage consistently at all levels—starting with the president—and with that engagement, the US should bring a positive agenda that is not all about China. Even that, however, will not be enough should the US fail to bolster its economic game. In an area of the world that prioritizes economics, the US has steadily lost ground to China, especially on trade and infrastructure. This trend has reached the point that it is common to hear Southeast Asians say they view the US as their security partner and China as their economic partner. The harsh reality is that, even with still-strong security partnerships, it is hard to imagine the US being able to sustain its overall influence in the region if it continues to lose ground economically.

Southeast Asia is not a prize to be won. Countries there want to have good relations with both China and the US, but do not want to be dominated by either.

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The numbers tell part of the story. While US merchandise trade with the Southeast Asian region grew by a respectable 62.4% from 2010 to 2019 (the last pre-pandemic year), China’s trade increased by an impressive 115% during the same period, according to the statistics of the Association of Southeast Asian Nations (ASEAN). Over a longer period, the US share of the region’s total merchandise trade fell from 16.1% in 2000 to 11.6% in 2020, while China’s share rose from 4.3% to 19.4%. Although infrastructure investment numbers are harder to come by, there is no question that China is playing a much more significant role in Southeast Asian infrastructure development than the US.

Some of the relative decline in the US economic role in the region is the inevitable result of China’s dramatic economic growth and the resulting increased trade and investment. That trend, however, only partly explains the US predicament. Over the past 10–20 years, Beijing has been much more aggressive in its economic statecraft than Washington. Beijing signed a Free Trade Agreement with ASEAN, then joined a new multilateral trade agreement—the Regional Cooperation and Economic Partnership (RCEP)—and more recently asked to join the high-standard Comprehensive and Progressive Agreement for Trans-Pacific Partnership (CPTPP) free trade accord. On infrastructure, China established the Asian Infrastructure Investment Bank and the high-profile Belt and Road Initiative (BRI), which aims to funnel billions of dollars into infrastructure projects in Southeast Asia and elsewhere.

The BRI initiative generally has been welcomed in the region for one simple reason: Southeast Asia has huge and urgent infrastructure needs—estimated by the Asian Development Bank to be $210 billion per year through 2030—that it cannot meet by mobilizing domestic resources. Through BRI, Beijing is offering to meet a portion of those needs with greater speed and fewer conditions than other would-be partners. Southeast Asian governments have lined up for BRI projects, with outgoing Philippine President Rodrigo Duterte, Indonesian President Joko Widodo, and former Malaysian Prime Minister Najib Razaq having signed on for more than $20 billion of BRI-funded infrastructure projects in the 2015–2018 period. Although the BRI has been the subject of substantial criticism for overpromising, project delays, quality problems, employing Chinese rather than local labor, and raising the host government’s debt obligations, the initiative still dominates the discussion of infrastructure in the region.

The US, meanwhile, has underperformed in terms of its economic diplomacy. Most importantly, in 2017 it summarily withdrew from its primary economic initiative in the region, the Trans-Pacific Partnership (TPP) free trade agreement. President Trump’s decision to pull out of that accord was a severe geostrategic and economic blunder, as TPP would have bound the US into the broader region for a generation or more, as well as facilitated greater US trade with a number of fast-growing economies. With the US out of the TPP and China joining RCEP, the prospects are for a growing percentage of ASEAN trade to be with China (and other RCEP partners) and for the US and American businesses to lose further ground.

 

The US does not need to match Chinese numbers. It does, however, need to find a way to become a more significant player in Southeast Asian infrastructure.

The US also has struggled to compete on infrastructure. The US is not going to match China, particularly in areas such as road, rail, and port development, but it could do more. The Trump administration launched several initiatives—including the Blue Dot Network, Clean EDGE Asia, and the establishment of the Development Finance Corporation (DFC), a larger, more ambitious version of the Overseas Private Investment Corporation (OPIC), a federal entity that helps insure US ventures abroad—all of which sought to leverage private sector funding to offer high-quality projects. The Biden administration has followed up with the Partnership for Global Infrastructure and Investment, announced in June in coordination with G-7 partners, and promised via the Quad $50 billion in infrastructure funding. To date, however, these initiatives generally have not significantly changed the overall infrastructure picture in the region.

The US failure to engage in the region’s burgeoning free trade networks—combined with the big splash that China’s BRI initiative is making and the lack of a countervailing American initiative—is fueling the perception in the region that the US is a declining economic player. In an ASEAN 2021 survey of regional opinion leaders, 76% believed China was the most influential economic partner in the region, compared to less than 10% who felt that way about the US. Even more telling, I recall asking a senior Myanmar economic minister in 2017 why he had led private-sector roadshows to China, Japan, and South Korea but not the US, and he replied: “We didn’t even think of the US.”

Thus, the US faces a problem of both reality and perception. To address this, the US does not need to match Chinese numbers. It does, however, need to find a way to re-energize its trade engagement and to become a more significant player in Southeast Asian infrastructure, and to do so in ways that change the narrative in the region.

Recognizing this reality, the Biden administration recently launched the Indo-Pacific Economic Framework (IPEF), which is expected to result in negotiations on trade, supply chains, clean energy, and decarbonization, as well as on tax and corruption issues. The administration touted this initiative as reflecting the needs and realities of the 21st-century global economy. The good news is that seven of the ten ASEAN member nations signed onto IPEF, presumably reflecting their interest in greater US economic engagement and their hope that IPEF can produce just that. Skeptics say the initiative does not offer the promise of greater access to the US market via tariff reductions, which normally would be the carrot to entice other governments into adopting the high standards Washington wants. Also, as Matthew Goodman of the Center for Strategic and International Studies has pointed out, the fact that the administration is unwilling to take any negotiated agreement to Congress for ratification is likely to raise doubts in the minds of Asian partners about the IPEF’s durability, since a future administration can easily toss it aside.

Despite or maybe because of these doubts, the US needs to do all it can to turn the IPEF into something that is economically meaningful. Can it produce a digital trade agreement, real substance on strengthening supply chains, or can it possibly even use trade facilitation tools to enhance market access as former senior US trade official Wendy Cutler has suggested in a recent podcast hosted by the Center for Strategic and International Studies? It is too early to say, but the bottom line is that many in the region—and indeed even in the US—will remain privately doubtful until and unless the IPEF shows that it can result in tangible business and economic benefits.

The US will have to make it easier for Southeast Asian governments to say “yes” to deals. That means offering the full project package, including financing, and accelerating the project preparation and approval timeline to come closer to matching that of the Chinese.

The White House put the IPEF forward because it believes it lacks the political support either to join the Comprehensive and Progressive Agreement for Trans-Pacific Partnership or to launch another significant trade initiative. The domestic politics of trade might be tough right now, but that is not an excuse that is going to go very far in Southeast Asia. The region is not going to say “no problem, we understand.” Instead, it will go ahead without the US. If Washington wants to maintain influence, it needs to find a way to make the domestic politics on trade work. That almost certainly will entail appealing to bipartisan concern about Chinese geostrategic dominance, as trade alone probably will not sell.

On infrastructure, the various US initiatives to date have disappointed to some extent, although the Development Finance Corporation has been a step in the right direction. They do little other than offer the prospect of quality to give the US a competitive edge over Chinese-funded projects. The Chinese offer relatively speedy approval processes, low or zero conditionality deals, and complete project packages, including financing. Chinese state companies often are willing to undertake projects that do not appear to be commercially viable. Plus, Chinese political leaders weigh in personally to push the projects forward. I have seen this on the ground, in Indonesia and Myanmar, countless times. The Chinese pull out all of the stops, with intensive lobbying and full financing, and they often win.

asean flags
Flags of ASEAN member states

Economic officials in the region complain that the multilateral development banks and Japan, which also offer substantial infrastructure deals, move much more slowly and laboriously than China. The design, discussion, and approval process often takes many years. With the US, it is almost always the private sector taking the lead, and private American companies have a hard time finding well-developed, “bankable” infrastructure projects in the region. Plus, US companies often come to the table without full financing or even all the pieces of the project. Government lobbying and financing usually lags, if it is there at all.

If the US is going to compete effectively for infrastructure projects in the region, it is going to have to change the way it does business. To begin with, the US will have to make it easier for Southeast Asian governments to say “yes” to deals. That means offering the full project package, including financing, and accelerating the project preparation and approval timeline to come closer to matching that of the Chinese. It also means more government funding for project development along with heavy US government lobbying, including by the president when appropriate, for major projects. The US is not going to engage in bribery or support projects that destroy communities or the environment, nor should it. But it needs to use just about all the other available tools to compete.

The US should consider establishing an overseas infrastructure czar in Washington who can lead and oversee government-business teams that identify potential projects where the US can compete, put together a full project package, including private and public financing, and then aggressively lobby the host government for approval. I often hear that the US does not work that way on overseas business. Perhaps, but if Washington wants to win some victories—and more significant projects—it needs to be willing to adopt new thinking.

Re-engaging on trade and winning more infrastructure deals are essential, but there is one more thing the US needs to do to reverse the perception that it is a declining economic player in Southeast Asia. It needs to do a much better job of telling its economic story. For example, the US remains the largest foreign investor in Southeast Asia, but I am willing to bet few people in the region know that. Similarly, America remains a huge market for Southeast Asian exports, just slightly smaller than China, but again that is not well known or much talked about in the region. The US should devote more resources and time to telling this story and to reminding the region of the incredible power of American private sector innovation and the US commitment to quality investment. Better communications alone will not solve the problem, but combined with trade and infrastructure initiatives it can help the US persuade the governments and people of Southeast Asia that it remains a major economic partner.

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The harsh reality is that, even with still-strong security partnerships, it is hard to imagine the US being able to sustain its overall influence in the region if it continues to lose ground economically.

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Visiting Scholar at APARC, 2021-2022
Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia, 2021-2022
enze_han_4x4_.jpeg Ph.D.

Enze Han joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as visiting scholar and 2021-2022 Lee Kong Chian NUS-Stanford Fellow on Contemporary Southeast Asia for the spring quarter of 2022. Dr. Han is currently Associate Professor at the University of Hong Kong's Department of Politics and Public Administration. While at APARC, Dr. Han conducted research on China's increasing connectivity with mainland Southeast Asia, and how such connectivity should be analyzed through the lens of international relations, development studies, and borderland studies.

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Vice President Kamala Harris traveled to Hanoi on Tuesday, August 24, as part of a high-stakes visit to Southeast Asia this week that aims to bolster economic and security ties with U.S. partners in Singapore and Vietnam. Ms. Harris is the first U.S. Vice President to visit Vietnam.

Vietnamese online newspaper VnExpress spoke with APARC Southeast Asia Program Director Donald K. Emmerson about the significance of Harris’ visit. The following is an expanded version of the interview.  


VnExpress: What does the visit mean to the United States, to Vietnam, and to the U.S.-Vietnam relationship?

Emmerson: U.S.-Vietnam relations have steadily and markedly improved in recent years, especially in the security realm. A case in point is the recent visit of the U.S. secretary of defense. The first-ever visit to Hanoi by a sitting American vice-president, Kamala Harris, is meant to further strengthen U.S.-Vietnam relations. Their importance will be underscored by Kamala Harris’s status in the U.S. government, second only to President Biden’s. Their scope will be advanced by the prominence of nonmilitary topics on her agenda.

The two governments have agreed to call their relations “comprehensive.” By attending to economic and social cooperation as well as security matters, the visit will better illustrate that inclusive label. It is even possible that the United States and Vietnam could, in the not too distant future, upgrade their relationship by calling it not only “comprehensive” but “strategic” as well.

VnExpress: In Hanoi, Harris will launch the U.S. Centers for Disease Control and Prevention regional office in Southeast Asia. Why did the United States choose Vietnam for the CDC regional office? And what is your assessment of the Vietnam-U.S. medical cooperation, particularly during the COVID-19 pandemic?

Emmerson: In the realm of health, Vietnam offers a record of achievement and challenge. Based on official statistics, Vietnam appears to have countered the virus more effectively than most Asian countries. Yet it still needs to deal more thoroughly with the consumption of wildlife sold in wet markets where future viruses can bridge the gap from animals to people. COVID-19, which began in neighboring China, has killed nearly 4.5 million people worldwide and worsened the lives of almost everyone on the planet. A regional office of the US Centers for Disease Control and Prevention in Vietnam could reduce the threat of future pandemics while helping to strengthen health systems and policies throughout Southeast Asia.  

VnExpress: What do you think about Vietnam's role in the region and in the world?

Emmerson: Nearly five decades have passed since the end of Vietnam’s successful “Resistance War against America” in 1975 and the failure of China’s invasion of Vietnam in 1979. The challenge for Vietnam going forward will be to maintain the resilience and autonomy that it has earned at such a high cost in lost lives. Kamala Harris’s visit can contribute to that goal. If and as inter-state peace continues to prevail in East Asia, one can also hope that Vietnam’s leaders will feel less threatened and thus possibly less obliged to curtail the rights and freedoms of their own people.  

As for Vietnam’s role in the region (and, indirectly, the world), one priority could be for Hanoi to coordinate its policies on the South China Sea with those of other Southeast Asian claimant states and possibly with other states who use the sea and also oppose China’s campaign to control its waters.

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Emmerson talks to VnExpress about the implications of Harris’ visit to Hanoi, the first such visit by a U.S. vice president.

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